1. NTAC:3NS-20
Madhu Shivakumar H P #A-205,
+91-9538808000 Damden Zephyr Apartments,
madhushivakumar@yahoo.co.in Kamakshi Layout, Gottigere,
Bannergattha Road
Bangalore-560083.
Career Objective:
To work in an organization that will provide a forum for both professional and individual growth and a
challenging work environment that would help hone my managerial abilities.
Career Path:
 Analyst: August 2006 – September 2008
 Senior Analyst : October 2008- June 2010
 Team Leader: July 2010 – July 2014
 Manager: August 2014 - Current
Professional Summary:
 Working as Section Manager in Derivatives Department of Northern Operating Services Pvt Ltd
(Northern Trust,US).
 Total 9.6 years of work experience (August 2006 – Till date).
 Managing and leading a team size of 32 partners which includes Analysts, Sr. Analysts, Technical
Coordinators and TL’s.
 Handling operational issues as per the guidelines provided both at an organizational level and at
specific process level.
 Sound technical knowledge in OTC Derivatives products (Credit Default Swap, Interest Rate Swaps,
Zero Coupon Swaps, FX Options, Inflation Swaps, Ccy Swap, Interest Only Swaps (IOS) Equity Swaps,
Equity Options…)
 Migrated 2 OTC processes to Bangalore from London.
 Part of TLM implementation project for Derivatives Team.
 Excellent knowledge of OTC Trade processing application Summit.
 Knowledge on all Collateral Management activities.
 Exposure to TriOptima (triResolve) reconciliation tool.
 Excellent knowledge on OTC Trade Processing, OTC Trade Settlements, Reconciliations and
Exceptions Resolution, Pricing queries, Bloomberg Trade Modelling and so on.
 Conducting Performance discussions and appraisals for the team.
 Handling Exceptions and Client Queries.
 Ensuring all process related documentation is up to date.
 Formulating control measures time to time to reduce risk.
 Active participation in audit meetings to ensure clean and effective audit for the team/dept.
 Training new and existing partners and help in inducting and guiding them.
 Management reporting and maintaining all process related reports like error tracker, kickback log,
etc.

2. NTAC:3NS-20
 Actively involved and lead new and major project and involved in all major client on boards.
Professional Experience Details:
OTC Trade Processing, Settlements, Exceptions Resolution, Reconciliations and Collateral
Management:
Primary job responsibilities:
 OTC Trades Processing (Credit Default Swap, Interest Rate Swaps, Zero Coupon Swaps, FX Options,
Inflation Swaps, Ccy Swap, Equity Swaps, Equity Options…)
 Processing/Authorizing cash movements using MTS Video Lan (Swift –MT210, MT202, MT199,
MT103 etc.) and WCM.
 Managing quarterly CDS Rolls.
 Managing weekly and monthly Equity Resets.
 Collateral margin calculation, margin settlement, dispute resolution, managing call fails, interest
processing, tri-party reconciliations.
 Managing onboarding of new Clients and Investment Managers on OTC CCP platform.
 OTC CCP Margin movements (Variation margin, Initial margin etc) and Clearing broker
reconciliations.
 To reconcile the trade portfolio with the Counterparty/Investment Manager using Trioptima tool.
 Reviewing the controls process timely to avoid major/minor errors and audit issues.
 Making sure all the Client concerns and queries are addressed timely.
 Preparing Risk Matrix & presenting the same to Management.
 Updating procedure document on periodical basis.
 Working on the projects of automation which would reduce on the time and manual efforts and
increase accuracy.
 Processing Movements on Derivatives Collateral which includes movement of both stock and cash
collateral which involved moving huge cash and securities.
 Reconciling ETD positions between client and Investment Manger books and broker books.
 Reconciling ETD Total Equity against Client books and executing broker books.
 Reconciling OTC positions with Investment Manager and Counterparty to Client books.
Awards and Recognitions: _______________ _______________
 Recipient of Gold Award and Wall of Fame Award for productivity enhancement initiatives.
 Received Bronze and spot awards on many occasions.
 Active participant in department level presentations to visiting Clients and Sr. Management
 Migrated very important client within very less span of time.
EDUCATIONAL QUALIFICATIONS:
 MBA in Finance from Siddaganga Institute of Technology, Tumkur, affiliated to VTU, July 2006.
 BBM from TTL College of Management, Mysore, affiliated to Mysore University May 2004
 IAQ Certified by CISI (Chartered Institute for Securities & Investment, UK)
Modules Completed:
1. Introduction to Securities and Investments.
2. Over The Counter Derivatives Operations.

3. NTAC:3NS-20
3. Operational Risk.
HOBBIES AND INTEREST:__________________ _________________________
 Watching Movies
 Reading Books
Personal Information:
Gender : Male
Date of birth: 04th June 1983
Languages known: English, Hindi, Kannada
Madhu Shivakumar H P