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Disclosing Small Geographic Areas while Protecting
                                    Privacy—GeoLeader
                                                                                                                                                                    Khaled El Emam, Luk Arbuckle (Presenter)
                                                                                                                                                                    Electronic Health Information Laboratory


Background                                        Methods                                               Evaluation                                                         Results
                                                                                                                   Comparing Data Set Information Loss
Abstract                                          GeoLeader Algorithm                                                                                                      Summary
Geographic information is often collected         We modified the Leader spatial clustering                                 Cropping             GeoLeader                 GeoLeader results in less information loss
from patients in surveillance and screening       algorithm to meet privacy criteria. The            Baby Date of Birth     quarter/year         quarter/year              than cropping, is better able to produce data
programs. Although this is useful for             algorithm’s aim is to ensure that aggregated       Mother Date of Birth   quarter/year         quarter/year              sets that allow the detection of outbreak
displaying the geographic distribution of         areas are not too small but at the same time       Baby Sex               unchanged            unchanged                 clusters, and the accuracy of outbreak cluster
diseases or in cluster detection, geographic      to limit the amount of aggregation and             Postal Code            1st Character only   GeoLeader groups          detection for data sets aggregated using
information also makes it easier to re-identify   maximize the utility of the data.                  Minimum Entropy        994,610.5            573,338.1                 GeoLeader is almost the same as on the
individuals in the data, especially if the                                                                                                                                 original data when there are few quasi-
geographic areas are small.                       The algorithm creates areas that are                          Comparing Outbreak Cluster Detection                       identifiers in the data set.
                                                  contiguous and compact. It does not require
We developed a privacy-preserving clustering      a predefined number of aggregated areas. It                                                                              The advantages of GeoLeader are that it takes
method that optimally aggregates small            does not require the computation of all                                                                                  into account the other non-geographic
geographic areas while minimizing                 pairwise distances among the original areas,                                                                             variables in a data set that can be used for re-
information loss. Its effectiveness is            which would not scale for large data sets. It is                                                                         identification, and results in less aggregation
demonstrated through a simulation in which        the first aggregation algorithm that takes into                                                                          of small areas. This means data sets will be of
outbreaks are detected equally well with          account the population density in the areas                                                                              higher utility for health services research and
aggregated and original geographic data.          being aggregated.                                                                                                        public health investigations.



                                                  Empirical Evaluation                                                                                                     Limitations
                                                  Comparing data set information loss. We                                                                                  GeoLeader requires an adjacency matrix,
                                                  used GeoLeader to de-identify data from the                                                                              which shows which areas are physically
                                                  provincial birth registry of Ontario. We                                                                                 adjacent to one another. This only needs to
                                                  compared the information loss for the whole                                                                              be computed once, before spatial clustering.
                                                  data set between the use of the GeoLeader
                                                  algorithm and cropping of postal codes. The                                                                              We only used the Kulldorff spatial scan
                                                  lower the entropy the higher the quality of                                                                              statistic but it has been shown to work very
                                                  the resultant data set.                                                                                                  well in practice. Our goal was to assess
                                                                                                                                                                           general performance under different
                                                  Comparing outbreak cluster detection. We                                                                                 aggregation levels.
                                                  conducted a simulation study to evaluate
      Example postal code and adjacent regions.
                                                  outbreak cluster detection before and after
                                                  using GeoLeader. Population distributions
Contributing Authors                              were preserved, for more realistic results. We
Khaled El Emam, Fida Dankar, Philip               conducted a purely spatial analysis using a
AbdelMalik, Grant Middleton, Luk Arbuckle,        Bernouilli probability model based on the
Sean Rose.                                        Kulldorff scan statistic.                               Lines represent different numbers of max equivalence
                                                                                                       classes (aggregation and suppression is used to ensure this).



                                                                                                                                                  Copyright 2013 CHEO Research Institute, 401 Smyth Rd., Ottawa, Canada, K1H8L1

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Disclosing Small Geographic Areas while Protecting Privacy—GeoLeader

  • 1. Disclosing Small Geographic Areas while Protecting Privacy—GeoLeader Khaled El Emam, Luk Arbuckle (Presenter) Electronic Health Information Laboratory Background Methods Evaluation Results Comparing Data Set Information Loss Abstract GeoLeader Algorithm Summary Geographic information is often collected We modified the Leader spatial clustering Cropping GeoLeader GeoLeader results in less information loss from patients in surveillance and screening algorithm to meet privacy criteria. The Baby Date of Birth quarter/year quarter/year than cropping, is better able to produce data programs. Although this is useful for algorithm’s aim is to ensure that aggregated Mother Date of Birth quarter/year quarter/year sets that allow the detection of outbreak displaying the geographic distribution of areas are not too small but at the same time Baby Sex unchanged unchanged clusters, and the accuracy of outbreak cluster diseases or in cluster detection, geographic to limit the amount of aggregation and Postal Code 1st Character only GeoLeader groups detection for data sets aggregated using information also makes it easier to re-identify maximize the utility of the data. Minimum Entropy 994,610.5 573,338.1 GeoLeader is almost the same as on the individuals in the data, especially if the original data when there are few quasi- geographic areas are small. The algorithm creates areas that are Comparing Outbreak Cluster Detection identifiers in the data set. contiguous and compact. It does not require We developed a privacy-preserving clustering a predefined number of aggregated areas. It The advantages of GeoLeader are that it takes method that optimally aggregates small does not require the computation of all into account the other non-geographic geographic areas while minimizing pairwise distances among the original areas, variables in a data set that can be used for re- information loss. Its effectiveness is which would not scale for large data sets. It is identification, and results in less aggregation demonstrated through a simulation in which the first aggregation algorithm that takes into of small areas. This means data sets will be of outbreaks are detected equally well with account the population density in the areas higher utility for health services research and aggregated and original geographic data. being aggregated. public health investigations. Empirical Evaluation Limitations Comparing data set information loss. We GeoLeader requires an adjacency matrix, used GeoLeader to de-identify data from the which shows which areas are physically provincial birth registry of Ontario. We adjacent to one another. This only needs to compared the information loss for the whole be computed once, before spatial clustering. data set between the use of the GeoLeader algorithm and cropping of postal codes. The We only used the Kulldorff spatial scan lower the entropy the higher the quality of statistic but it has been shown to work very the resultant data set. well in practice. Our goal was to assess general performance under different Comparing outbreak cluster detection. We aggregation levels. conducted a simulation study to evaluate Example postal code and adjacent regions. outbreak cluster detection before and after using GeoLeader. Population distributions Contributing Authors were preserved, for more realistic results. We Khaled El Emam, Fida Dankar, Philip conducted a purely spatial analysis using a AbdelMalik, Grant Middleton, Luk Arbuckle, Bernouilli probability model based on the Sean Rose. Kulldorff scan statistic. Lines represent different numbers of max equivalence classes (aggregation and suppression is used to ensure this). Copyright 2013 CHEO Research Institute, 401 Smyth Rd., Ottawa, Canada, K1H8L1