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Tuula Jäppinen (Dr. Administrative Sciences)
Senior Adviser, The Association of Finnish Local and Regional Authorities, Helsinki, Finland
Essi Kuure (Industrial Designer, M.A.)
Junior Researcher, University of Lapland, Culture-based Service Design Doctoral School, Rovaniemi, Finland
Satu Miettinen (Dr. of Arts)
Professor of Applied Art and Design, University of Lapland, Faculty of Art and Design, Rovaniemi, Finland
6.11.2015 / 2015 IASC Thematic Conference on Urban Commons / Bologna, Italy
Co-design commons that have a positive effect on
communities and create well-being for a larger
group of people.
Create a model for dialog
between different
stakeholders.
2
 Action research has the four following characteristics:
1. it is practical
2. it focuses on change,
3. the involvement happens in a cyclical process, and
4. it is concerned with participation (Carr and Kemmis 1986; Denscombe 1998;
Costello 2003).
 The ongoing dialog is inbuilt in the process.
 Action research processes are used to monitor and improve
the quality of health services (Jackson 2004 in Hughes 2008).
3
Participatory
action
research
Participatory
decision-
making and
change
management
Co-design of
commons and
service
design
Kainuu
Case Study
 Commons seen as a vehicle for social
change and democratic governance.
 Commons as a relational quality that depends on actions and
decisions taken by a group of people (Bollier 2014).
 The process of co-designing social and healthcare services as
a way of deciding about city commons and how those should
be divided in a certain community.
 Co-design empowers, encourages,
and guides people to develop
solutions that work for them
(Sanders & Stappers 2008).
4
Participatory
action
research
Participatory
decision-
making and
change
management
Co-design of
commons and
service
design
Kainuu
Case Study
 Traditional decision-making process has
four phases.
 There are two main methods of implementing organizational
change: top-down and bottom-up approaches.
 Promotion of a change process requires
1. the basic purpose and the goal of the change respond to
the needs of the organization,
2. the change process has a clear focus,
3. the senior management is committed
to the change, and
4. change and the organizational
culture are compatible (Bruch et al. 2005).
5
Participatory
action
research
Participatory
decision-
making and
change
management
Co-design of
commons and
service
design
Kainuu
Case Study
 To test and develop three theories to a
general model.
 The role of Finnish local authorities providing welfare services is
changing from that of service providers to service organizers.
 Citizens are acknowledged as creative individuals who have
everyday knowledge that can be used in the reform of local
services.
 The case study was realized in two phases. In 2014, the first
two phases, discovery and creation. In 2015 with the two
following phases, reality check and implementation.
 All activities were planned and realized in a participatory,
open, and co-creative way. This supported the dialog between
professionals and citizens. 6
Participatory
action
research
Participatory
decision-
making and
change
management
Co-design of
commons and
service
design
Kainuu
Case Study
Discovery and creation
7
2014 2015
Reality check and implementationEarlier PARAS-reform
THINK TANK
CHOOSING
THE CONCEPT
KICK OFF FOR
PLANNING
INDICATORS
Presenting results
from 2014 and
defining concept
criteria
Choosing the
concept
Making design team
familiar with the
process
Defining the
indicators
PARTICIPATORY
WORKSHOP
Testing the concept
with service users
Workshop 1 Workshop 3 Workshop 4 Workshop 5Workshop 2
KICK OFF FOR
PILOTING
Starting concept
implementation
Workshop 6
PLANNING
Design team
continues its work
Results: The development of new
service concepts, including reality check
and implementation, need to be more
closely linked to the decision-making
process (Jäppinen 2015a).
The focus in the second year was on dialog—
that is, what kind of dialog there should be
between citizens, service providers and
decision-makers— in order to implement
and evaluate new user-driven concepts.
Pilot of ”May I help you” concept
Dialogical Presentation—Think Tank
Aim: to recognize the impact of new
themes and approaches that have
risen from customer insight into new
service development and decision-
making in the future.
This first workshop defined the
criteria for choosing one of the 27
concepts for reality check and
implementation together with
decision-makers.
8
Criteria Important No
Supports community and co-operation 17 0
Target group and its needs 16 0
Multiprovider model (public, private and third
sector, citizen)
12 1
Added value (benefit) 7 0
Effectiveness of the service 5 0
Strategy-based 3 0
Local service 3 0
Ready for implementation
(in 2015 budget )
3 0
Choosing the Concept
Aim: to choose a concept that can be
piloted and that corresponds to the
criteria decided in the previous
workshop.
The “May I help you” concept was
chosen. In the ideation phase, a gap
was found between these two
target groups, in that young and
elderly people outside of the labor
market or education possibilities
did not normally meet at all during
their daily lives.
9
Lack of common subjects to
discuss
Does not trust the youngster’s
skills and help
Wondering about his
clothing, appearance
Lack of common subjects to
discuss
Routines
Searching for his own role and
strengths
Wishes to show his own
personality and belong to a group
Lack of self-confidence and small
successes
Choosing the Concept
Aim: to choose a concept that can be
piloted and that corresponds to the
criteria decided in the previous
workshop.
Second task in the workshop was to
fill in the stakeholder map in order
to identify different organizations
and their representatives in the
reality check phase of the “May I
help you” concept.
10
Kick Off for Planning
Aim: to form a design team from the
participants of this workshop, which
was responsible for realizing the
concept.
To familiarize participants with the
target groups a service design tool—
empathy map—was used.
11
Kick Off for Planning
Aim: to form a design team from the
participants of this workshop, which
was responsible for realizing the
concept.
Storyboard was used as a tool to
identify how to respond to different
needs of these two target groups.
12
“Snuggler” — Elderly woman who is living by herself
Sees an advertisement of
the “May I help you”
service
Makes a phone call and
asks for help,
needs food for a week
The “May I help you”
person picks up the
woman from her home to
go shopping
The elderly woman gets
help with her shopping
The “May I help you”
person brings her back
home
She offers coffee and
pastry to the “May I help
you” person
The “May I help you”
person gets his fee from
the office
Indicators
Aim: was to concentrate on
discussing new indicators of following
the benefits and effectiveness of the
concept.
Concrete means for evaluating and
monitoring are an essential part of
co-operation between service
development and decision-making.
The fourth workshop concentrated
on discussing new indicators of
citizens’ wellbeing and happiness.
13
Criteria Indicator Measurement
Impact Easiness of everyday life Experience information
Number of new practices Number of services provided
Reliability Need for coordination decreases
Alcohol assumption diminishes Statistics
Net emigration Number of emigrants
Social skills Survey, diaries
Activity increases
Loneliness and passivity diminishes Youngster as a spokesman to a community
Participatory Workshop
Aim: Bring together young and
elderly people and representatives
from public and private sectors.
The focus in the fifth workshop was
on testing the implementation of
the concept and obtaining feedback
from the users on its feasibility.
14
Kick Off for Piloting
Aim: to start a service pilot after the
creation and check-up phases.
Because the “May I help you”
concept was modified to community
aid instead of pure service, the
workshop focused on multiple
variations of community aid with
different service providers and
representatives of public, private,
and third sectors together with
decision-makers.
15
Short description:
Elderly persons need aid in their
everyday life, but for now taxation
and housing allowance do not allow
service models that would benefit
both generations at the same time.
Desirable result:
New model for living encouraging young
and elderly persons to daily interaction
and care.
- Bringing people and housing together –
creating communities
- “Bypassing” the rules
- Helping as a form of payment ->
Taxation?
- Houses owned by the elderly or
associations
Responsibility: The Social and
Healthcare Division/City/
Municipality/ Church
Other partners: Employment agency,
village committees, associations,
patient, care giver, educational
institution
Timetable: 1+ year
Measurement: Number of pilots,
implementations
How to implement the “May I help
you” concept?
Phase in decision-
making process
Initial Preparatory Decision-making Implementation
Participation methods
Decision to start the
process
Decision to continue the
process and keep financing it
Definition of criteria
Choosing the concept
Selecting indicators
Making a budgetary
decision to support the
implementation
Participants The board of the Social
and Healthcare Division
of the Kainuu Region
Mayors, decision-makers,
service producers
The board of the Social and
Healthcare Division of the
Kainuu Region
Mayors, decision-makers,
service producers
Phases common to both
participant groups
Analysis,
Presenting customer
insights to service
providers,
Participatory budgeting
New service ideas,
Prototypes
Concepts
Action plan
Implementation
Participants Citizens Citizens Citizens Citizens
Participation methods Collecting customer
insights
Phase in service
design process
Discovery Creation Reality check Implementation
16
Participatory action
research
All three recommendations of
Waterman et al. 2011
(developing, understanding,
informing) were fulfilled.
In the first year, research
concentrated on developing new
services and improving healthcare
and monitor interventions with
service design process together
with vulnerable citizens and
healthcare staff.
In the second year, on informing
decision-making to develop
preventive services.
17
Co-design of commons and
service design
The process of service design
aimed for concrete solutions,
which forces people to think and
act together in order to produce
solutions.
This co-creative process also sees
people as a resource and allows
the emergence of totally new
concepts in social problems like
loneliness.
Participatory decision-
making and change
management
Reality check and implementation,
needed to be more closely linked
to the decision-making process.
Two central features in the
process have been open
governance and multi-governance.
Change agents implement
organizational change from the
top-down, although it started from
the bottom-up.
The case study was carried out as a participatory action study and was conducted
through a service design process. The empirical data was analyzed through
pattern-matching logic based on three theories (Yin 2014).
 This paper produced new information about the dialogical co-design process of
public services and its connection to management and governance in the public
sector.
 The Kainuu case study was an example of a successful local reform in renewing
regional social and healthcare services.
 It demonstrated how service design tools contribute to creating dialog between
various stakeholders throughout the process.
 Change happened on many levels: in theory and in practice. Co-design acted as
an interface and connected organizations and citizens in a new way, providing a
common ground to try out things and act.
 More dialogical practice allowed the movement towards transformation into a
social investment welfare state.
18
Four aspects of dialogical development process:
(1) participatory action research as a research method,
(2) citizen-driven service design process as a way to conduct the development
process,
(3) decision-making and the change management process connected to the
development process, and
(4) taking notice of the social aspect of change and discourse theory in crises.
19
Essi Kuure
Junior Researcher
University of Lapland
358 40 484 4407
essi.kuure@ulapland.fi
https://fi.linkedin.com/in/essikuure
Skype: essi.kuure
Tuula Jäppinen
Senior Adviser
The Association of Finnish Local and Regional Authorities
358 50 520 035
tuula.jappinen@kuntaliitto.fi
https://fi.linkedin.com/in/tuula-jappinen
Skype:tuula_jappinen

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Tuula Jäppinen, Essi Kuure and Satu Miettinen, Designing Local reform of Commons with Dialogical Tools

  • 1. Tuula Jäppinen (Dr. Administrative Sciences) Senior Adviser, The Association of Finnish Local and Regional Authorities, Helsinki, Finland Essi Kuure (Industrial Designer, M.A.) Junior Researcher, University of Lapland, Culture-based Service Design Doctoral School, Rovaniemi, Finland Satu Miettinen (Dr. of Arts) Professor of Applied Art and Design, University of Lapland, Faculty of Art and Design, Rovaniemi, Finland 6.11.2015 / 2015 IASC Thematic Conference on Urban Commons / Bologna, Italy
  • 2. Co-design commons that have a positive effect on communities and create well-being for a larger group of people. Create a model for dialog between different stakeholders. 2
  • 3.  Action research has the four following characteristics: 1. it is practical 2. it focuses on change, 3. the involvement happens in a cyclical process, and 4. it is concerned with participation (Carr and Kemmis 1986; Denscombe 1998; Costello 2003).  The ongoing dialog is inbuilt in the process.  Action research processes are used to monitor and improve the quality of health services (Jackson 2004 in Hughes 2008). 3 Participatory action research Participatory decision- making and change management Co-design of commons and service design Kainuu Case Study
  • 4.  Commons seen as a vehicle for social change and democratic governance.  Commons as a relational quality that depends on actions and decisions taken by a group of people (Bollier 2014).  The process of co-designing social and healthcare services as a way of deciding about city commons and how those should be divided in a certain community.  Co-design empowers, encourages, and guides people to develop solutions that work for them (Sanders & Stappers 2008). 4 Participatory action research Participatory decision- making and change management Co-design of commons and service design Kainuu Case Study
  • 5.  Traditional decision-making process has four phases.  There are two main methods of implementing organizational change: top-down and bottom-up approaches.  Promotion of a change process requires 1. the basic purpose and the goal of the change respond to the needs of the organization, 2. the change process has a clear focus, 3. the senior management is committed to the change, and 4. change and the organizational culture are compatible (Bruch et al. 2005). 5 Participatory action research Participatory decision- making and change management Co-design of commons and service design Kainuu Case Study
  • 6.  To test and develop three theories to a general model.  The role of Finnish local authorities providing welfare services is changing from that of service providers to service organizers.  Citizens are acknowledged as creative individuals who have everyday knowledge that can be used in the reform of local services.  The case study was realized in two phases. In 2014, the first two phases, discovery and creation. In 2015 with the two following phases, reality check and implementation.  All activities were planned and realized in a participatory, open, and co-creative way. This supported the dialog between professionals and citizens. 6 Participatory action research Participatory decision- making and change management Co-design of commons and service design Kainuu Case Study
  • 7. Discovery and creation 7 2014 2015 Reality check and implementationEarlier PARAS-reform THINK TANK CHOOSING THE CONCEPT KICK OFF FOR PLANNING INDICATORS Presenting results from 2014 and defining concept criteria Choosing the concept Making design team familiar with the process Defining the indicators PARTICIPATORY WORKSHOP Testing the concept with service users Workshop 1 Workshop 3 Workshop 4 Workshop 5Workshop 2 KICK OFF FOR PILOTING Starting concept implementation Workshop 6 PLANNING Design team continues its work Results: The development of new service concepts, including reality check and implementation, need to be more closely linked to the decision-making process (Jäppinen 2015a). The focus in the second year was on dialog— that is, what kind of dialog there should be between citizens, service providers and decision-makers— in order to implement and evaluate new user-driven concepts. Pilot of ”May I help you” concept
  • 8. Dialogical Presentation—Think Tank Aim: to recognize the impact of new themes and approaches that have risen from customer insight into new service development and decision- making in the future. This first workshop defined the criteria for choosing one of the 27 concepts for reality check and implementation together with decision-makers. 8 Criteria Important No Supports community and co-operation 17 0 Target group and its needs 16 0 Multiprovider model (public, private and third sector, citizen) 12 1 Added value (benefit) 7 0 Effectiveness of the service 5 0 Strategy-based 3 0 Local service 3 0 Ready for implementation (in 2015 budget ) 3 0
  • 9. Choosing the Concept Aim: to choose a concept that can be piloted and that corresponds to the criteria decided in the previous workshop. The “May I help you” concept was chosen. In the ideation phase, a gap was found between these two target groups, in that young and elderly people outside of the labor market or education possibilities did not normally meet at all during their daily lives. 9 Lack of common subjects to discuss Does not trust the youngster’s skills and help Wondering about his clothing, appearance Lack of common subjects to discuss Routines Searching for his own role and strengths Wishes to show his own personality and belong to a group Lack of self-confidence and small successes
  • 10. Choosing the Concept Aim: to choose a concept that can be piloted and that corresponds to the criteria decided in the previous workshop. Second task in the workshop was to fill in the stakeholder map in order to identify different organizations and their representatives in the reality check phase of the “May I help you” concept. 10
  • 11. Kick Off for Planning Aim: to form a design team from the participants of this workshop, which was responsible for realizing the concept. To familiarize participants with the target groups a service design tool— empathy map—was used. 11
  • 12. Kick Off for Planning Aim: to form a design team from the participants of this workshop, which was responsible for realizing the concept. Storyboard was used as a tool to identify how to respond to different needs of these two target groups. 12 “Snuggler” — Elderly woman who is living by herself Sees an advertisement of the “May I help you” service Makes a phone call and asks for help, needs food for a week The “May I help you” person picks up the woman from her home to go shopping The elderly woman gets help with her shopping The “May I help you” person brings her back home She offers coffee and pastry to the “May I help you” person The “May I help you” person gets his fee from the office
  • 13. Indicators Aim: was to concentrate on discussing new indicators of following the benefits and effectiveness of the concept. Concrete means for evaluating and monitoring are an essential part of co-operation between service development and decision-making. The fourth workshop concentrated on discussing new indicators of citizens’ wellbeing and happiness. 13 Criteria Indicator Measurement Impact Easiness of everyday life Experience information Number of new practices Number of services provided Reliability Need for coordination decreases Alcohol assumption diminishes Statistics Net emigration Number of emigrants Social skills Survey, diaries Activity increases Loneliness and passivity diminishes Youngster as a spokesman to a community
  • 14. Participatory Workshop Aim: Bring together young and elderly people and representatives from public and private sectors. The focus in the fifth workshop was on testing the implementation of the concept and obtaining feedback from the users on its feasibility. 14
  • 15. Kick Off for Piloting Aim: to start a service pilot after the creation and check-up phases. Because the “May I help you” concept was modified to community aid instead of pure service, the workshop focused on multiple variations of community aid with different service providers and representatives of public, private, and third sectors together with decision-makers. 15 Short description: Elderly persons need aid in their everyday life, but for now taxation and housing allowance do not allow service models that would benefit both generations at the same time. Desirable result: New model for living encouraging young and elderly persons to daily interaction and care. - Bringing people and housing together – creating communities - “Bypassing” the rules - Helping as a form of payment -> Taxation? - Houses owned by the elderly or associations Responsibility: The Social and Healthcare Division/City/ Municipality/ Church Other partners: Employment agency, village committees, associations, patient, care giver, educational institution Timetable: 1+ year Measurement: Number of pilots, implementations How to implement the “May I help you” concept?
  • 16. Phase in decision- making process Initial Preparatory Decision-making Implementation Participation methods Decision to start the process Decision to continue the process and keep financing it Definition of criteria Choosing the concept Selecting indicators Making a budgetary decision to support the implementation Participants The board of the Social and Healthcare Division of the Kainuu Region Mayors, decision-makers, service producers The board of the Social and Healthcare Division of the Kainuu Region Mayors, decision-makers, service producers Phases common to both participant groups Analysis, Presenting customer insights to service providers, Participatory budgeting New service ideas, Prototypes Concepts Action plan Implementation Participants Citizens Citizens Citizens Citizens Participation methods Collecting customer insights Phase in service design process Discovery Creation Reality check Implementation 16
  • 17. Participatory action research All three recommendations of Waterman et al. 2011 (developing, understanding, informing) were fulfilled. In the first year, research concentrated on developing new services and improving healthcare and monitor interventions with service design process together with vulnerable citizens and healthcare staff. In the second year, on informing decision-making to develop preventive services. 17 Co-design of commons and service design The process of service design aimed for concrete solutions, which forces people to think and act together in order to produce solutions. This co-creative process also sees people as a resource and allows the emergence of totally new concepts in social problems like loneliness. Participatory decision- making and change management Reality check and implementation, needed to be more closely linked to the decision-making process. Two central features in the process have been open governance and multi-governance. Change agents implement organizational change from the top-down, although it started from the bottom-up. The case study was carried out as a participatory action study and was conducted through a service design process. The empirical data was analyzed through pattern-matching logic based on three theories (Yin 2014).
  • 18.  This paper produced new information about the dialogical co-design process of public services and its connection to management and governance in the public sector.  The Kainuu case study was an example of a successful local reform in renewing regional social and healthcare services.  It demonstrated how service design tools contribute to creating dialog between various stakeholders throughout the process.  Change happened on many levels: in theory and in practice. Co-design acted as an interface and connected organizations and citizens in a new way, providing a common ground to try out things and act.  More dialogical practice allowed the movement towards transformation into a social investment welfare state. 18
  • 19. Four aspects of dialogical development process: (1) participatory action research as a research method, (2) citizen-driven service design process as a way to conduct the development process, (3) decision-making and the change management process connected to the development process, and (4) taking notice of the social aspect of change and discourse theory in crises. 19
  • 20. Essi Kuure Junior Researcher University of Lapland 358 40 484 4407 essi.kuure@ulapland.fi https://fi.linkedin.com/in/essikuure Skype: essi.kuure Tuula Jäppinen Senior Adviser The Association of Finnish Local and Regional Authorities 358 50 520 035 tuula.jappinen@kuntaliitto.fi https://fi.linkedin.com/in/tuula-jappinen Skype:tuula_jappinen