Kenneth Glover has over 15 years of experience in operations, settlements, and reconciliation across multiple financial institutions. He has a proven track record of streamlining procedures to improve productivity and reduce errors. Glover has strong analytical skills and can quickly identify and resolve issues. He is able to train and lead teams to meet standards.

1. KENNETH GLOVER
kennethmglover@msn.com
SENIOR ANALYST
Driving productivity by optimizing procedures and processes to ensure smooth operations
High-energy Senior Analyst with a broad background in settlements/operations and the proven ability to train teams
and ensure the success of several desks simultaneously. Flexible and responsive to departmental needs with
strengths in setting and following through on priorities. Analytical problem solver able to identify and resolve issues
quickly to ensure productivity. Core competencies include:
– Settlements – Reconciliations – Trade Support – Payments and Settlements (P&S)
– Operations – Special Settlement – Fail Control – DTC
– Euroclear – Reporting/Data Analysis – ICI – Global Processing Solutions (GPS)
PROFESSIONAL EXPERIENCE
RBC CAPITAL MARKETS, New York, NY 2008-2014
GPS/ICI/ADP SPECIALIST
Created procedures to reconcile the ICI/GPS position break report, and reconciled position, fail, and transaction
breaks between ICI and ADP (BPS). Processed ICI-generated open items and payments or receipt of funds for
factor/trade adjustments. Completed DTC (CTAS) adjustments; secured payments to brokers and clients. Executed
corrections of stock borrow/loan, repo, fail, reorganization, box straddle, Euroclear, zero pool, margin, and maturity
breaks in ICI. Provided support to the sales desk on trade adjustments and fail reporting corrections. Performed special
settlements clearance, reporting, and reconciliation. Conducted reconciliation of foreign currencies (Euroclear).
Highlights
 Streamlined GPS reconciliation procedures, reducing reporting from 5,000 breaks to a few hundred daily
and the GPS recon effort from 3 team members to 1.
 Improved production by coordinating activities among departments with specific requirements; proactively
prevented issues by identifying and addressing emerging concerns.
 Successfully trained and supervised a team of eight in Toronto for various positions in securities clearance,
special settlements, and fail control.
 Cross-trained the team to achieve additional support and coverage; consistently surpassed workflow and
productivity metric standards.
DEUTSCHE BANK, New York, NY 2006-2008
SENIOR ANALYST/CONSULTANT, Whole Loan Funding/Global
Deutsche Bank—Global Operations: Orchestrated the flow of information to accelerate wiring of funds for mortgage
loan purchases (Alt-A, Subprime, S&D). Conducted daily trade and cash reconciliations for the whole loan and
Correspondent Lending Group desk. Trained and oversaw the Correspondent Lending Group desk. Performed cash
blotter processing based on servicer reporting, reconciliation of P&I processing, and inventory reporting/control.
Prepared weekly MIS reporting for aged open items and suspense account issues.
Deutsche Bank—Control: Contributed to implementing straight-though processing by integrating multiple systems
reading one master security database. Delivered full clearance and cash reconciliation of all mortgage-backed
settlement and whole loan business units. Created ad-hoc Excel reports. Provided analysis and maintenance of
general ledger/subaccount data flow and reporting from multiple data sources.
Deutsche Bank—Portfolio Desk/DBTCA: Managed the buy and hold securities portfolio desk, including purchases and
servicing of securities held for larger securitizations, payment, and margin/cash to pay down on trading desk loans.
Executed dividend payments and reconciled cash discrepancies.
Highlights
Continued

2. KENNETH GLOVER Page 2
732-406-7096 − kennethmglover@msn.com
Professional Experience, Continued
 Saved $100K in late wire claims by satisfying split-second requirements of the West Coast funding operations,
promptly delivering wire transfers and last-minute loan servicing.
JP Morgan Chase, New York, NY 2005-2006
SENIOR ANALYST/CONSULTANT, P&L/Finance
Developed and published daily actual versus estimate reporting for the Finance Desk Group. Prepared daily swap,
structured repo, finance mark to market (MTM), whole loans, broker commission, amorts, and program trading reporting.
CITIGROUP PRIME BROKERS, New York, NY 2005
SECURITIES ANALYST/CONSULTANT
Conducted analysis, research, and correction of discrepancies on daily cash trading (government/municipal bonds)
and trade reconciliation.
Highlights
 Served instrumentally in supporting management of trade, settlements, and funding concerns with emerging
market Argentine bond issues.
BARCLAYS BANK, New York, NY 2004-2005
SENIOR ANALYST/CONSULTANT
Introduced and updated asset control static data relating to fixed income and equity market instruments company-
wide. Collaborated with trading desks and other business units to support instrument data requirements regarding
debt securities, equities, convertible bonds, futures, swaps, flex and leap options, and whole loan setups on
Impact/ICI and ADP. Secured optimal static data setup of international securities, verification, and setup of new
SEDOL, ISIN, and CUSIP identifiers. Integrated and verified data flow from various systems into a single master
file database and ensured data integrity. Oversaw daily activities, including setup/update of master security
information for products such as equity/derivatives, fixed income, and mortgage-backed instruments.
Highlights
 Accelerated trade processing from sales desk to full settlement by improving communications with the front
office and the trading floor.
 Expedited fail and trade processing setups by successfully consolidating data from various sources to
streamline static data functions.
ADDITIONAL EXPERIENCE
Banc of America, LLC, New York, NY, Securities Analyst, Dividend Department: Provided technical and
analytical support for corporate bonds, asset-backed bonds, preferred securities, and equities utilizing ADP, ICI,
DTC, Phase III, Bloomberg, and BONY back office systems.
Washington Mutual Bank, Seattle, WA, Treasury Accountant, Capital Markets Accounting Services Team
(Fixed Income): Created collection procedures capturing $700K annually. Managed clearance of all mortgage-
backed securities transactions via Chase Bank. Tracked federal funds purchase, federal funds sold, repo, reverse
repo, and Federal Home Loan Banks (FHLB) activity. Ensured receipt/payment of principal and interest on bank-
held securities. Analyzed and adjusted amortization and accrual variances in the portfolio reconciliation reports.
EDUCATION
BACHELOR OF SCIENCE, ACCOUNTING
Richmond College/College of Staten Island
TECHNICAL BACKGROUND

3. KENNETH GLOVER Page 2
732-406-7096 − kennethmglover@msn.com
Professional Experience, Continued
DTC, ADP, ICI, BONY, Postedge, Showcase, Microsoft Office (Word, Excel, Access, PowerPoint, Outlook)