Ride the Storm: Navigating Through Unstable Periods / Katerina Rudko (Belka G...
AML.pptx
1. Scenario Probability Evidence Severity
Robust AML Program
• Sample Bullet
• Regulators already
scrutinizing crypto
because of "non-
objection" requirement
• Management Distraction
Deficiencies in AML • Sample Bullet
• Regulators approve Diem
acquisition
• Implies good AML and
equity
• No fine consent order
Severe Lapses in AML
Program
• Marc says high
possibility
• Marc: SBF had a
testimonial indicating no
suspicion
• Consent order
• Fine potentials
Willful misconduct • 0% • Sample Bullet
• High cost,
• Management charges
• Board charge
• Consent All