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Humantalents




Emergency Management
Guide For Business &
Industry




By   Jayadeva de Silva M.Sc,MBIM,FIPM,FITD
A step-by-step approach to prepare emergency planning, response and
recovery for organizations all sizes


A -------------------------------------- Publication
http://tinyurl.com/6w68n       Jayadeva de Silva                      1
Humantalents




This book is dedicated to all those who lost their lives on 26th
December 2004




http://tinyurl.com/6w68n   Jayadeva de Silva                       2
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Introduction



Developing a detailed emergency preparedness plan in the event of an emergency is crucial to
preventing havoc when a disaster occurs. We need to think realistically, and create a smooth team
effort. Not since the Y2K scare has there been a serious global dialogue about office disaster
preparedness. Yet recent earthquakes and tsunamis again remind us about the importance of
safety and emergency planning.

On one hand, it's irrational to overreact to news reports of disasters. Even when there is not a
major earthquake to report, network news is likely to cover isolated fires, floods, accidents and
random violence that wreak havoc if it bleeds, it leads!

On the other hand, if we merely prepare on the basis of Statistics for top causes of fatalities and
injuries, our emergency planning might be reduced to nothing .This was the situation till recent
tsunami disaster. We would not be prepared for the rare emergency. However unpredictable such
an event may be, what could be more important for all of us than the responsibility of health and
safety of our people

To develop a comprehensive Emergency Plan, you need to consider a "worse case" scenario
based on potential hazards within your environment, realistic security risks, and possible natural
disasters in your locale. Every year emergencies take their toll on business and industry and on the
national economy of the country-- in lives and property. But something can be done. Business and
industry and others concerned can limit injuries and damages and return more quickly to normal
operations if they plan ahead. This guide provides step-by-step advice on how to create and
maintain a comprehensive emergency management program. It can be used by manufacturers,
corporate offices, retailers, utilities or any organization where a sizable number of people work or
gather. Whether you operate from a high-rise building or an industrial complex; whether you own,
rent or lease your property; whether you are a large or small company; the concepts in this guide
will apply. We have also taken notice of the requirements of ISO standards when compiling this
handbook


Jayadeva de Silva
M.sc,MBIM,FIPM,FITD




http://tinyurl.com/6w68n            Jayadeva de Silva                                                 3
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Executive Summary
Emergency Preparedness Planning can be broken up into several projects:

 1. Emergency Response Team (ERT)
 2. First Aid
 3.. Safety Equipment
 4.. 72-hour Supplies
 5.. Facility training
 6.. Personnel Issues

Identify key people for an Emergency Response Team. Select them based on their frequent
presence, ability to remain calm during a crisis, special emergency skills they may possess, and
their understanding and acceptance of this important role. Make sure you have a well-stocked
First Aid Kit. . Basics include bandages, sterile gauze, cotton, alcohol, eyewash, antibacterial
cream, scissors, tweezers; aspirin
Conduct an inventory of the existing emergency supplies, equipment and information. Gather the
items to a central storage area or document their locations. Check the dates of any items that are
subject to expiration, including medicine and fire extinguishers. Verify that batteries work and back-
up power supply is operational.

Make sure you have sufficient supplies for emergencies that require confinement to the building for
72 hours.

 a.. Have enough water on hand, which is the most frequently overlooked emergency item.
     At least 1 gallon per person per day. Food is helpful but water is essential.
 b.. Store blankets (for shock or extreme weather).
 c.. Make sure staff with daily medicine needs have emergency supplies on hand.
 d.. During an emergency, collect battery-operated radios and cell phones.
 e.. Keep a camera (loaded with film) handy to document damage.
 f.. Distribute flashlights throughout the facility.
 g.. Store plastic sheets or large trash bags in desk drawers to be used to protect equipment from
water damage, including from fire sprinklers.

  Survey your facility with an eye toward what might cause a problem during an emergency
situation.

 a.. Are there heavy objects that may become dislodged and fall?
 b.. Are there boxes, equipment or other obstructions to hallways and fire exits?
 c.. Are rooms locked for which you do not have keys?
 d.. Are breakaway glass windows clearly marked in multiple story buildings?
 e.. Are fire extinguishers the correct type for the room and in adequate supply?
 f.. Are surge protectors being used?


http://tinyurl.com/6w68n            Jayadeva de Silva                                                4
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  g.. Do you know which equipment operates on the back-up power system and which will become
inoperable if power is down?
  h.. Do you know where the most structurally sound and most ventilated area is for people to
gather? Is this area away from glass and heavy loose items?

Consider what training is necessary for key safety personnel and then expand emergency training
to everyone else.

 a.. Train key personnel in fire and earthquake response, first aid and CPR.
 b.. Make sure key staff can be identified in an emergency (for example, use neon T-shirts or hats)
 c.. Have all staff provide emergency contact information to be kept in personnel files (update at
     least annually).
 d.. Know who may require special assistance to exit the floor during an emergency.
 e.. Train all staff in politely escorting unknown guests from secured areas of the floor.

 f.. Develop and train on a plan in the event of a dangerous intruder. This can include a map of all
    lockable doors and escape routes, as well as an agreed-upon term to broadcast over the paging
    system to alert staff to eminent danger.

 g.. Know who is the best person in your organization to communicate with an agitated customer
     or staff member.
 h.. Add the building security number to telephone speed dials.
 i.. Consider hiring a security guard where there is a known risk of an intruder.
 j.. Require participation at safety meetings and drills.
 k.. Make available optional safety training materials and videos ( should be made available in all
    libraries).
 l.. Invite Community Police to do a presentation on neighborhood and safety.




http://tinyurl.com/6w68n           Jayadeva de Silva                                                  5
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Chapter 1
To begin, you need not have in-depth knowledge of emergency management. What you need is
the authority to create a plan and a commitment from the chief executive officer to make
emergency management part of your corporate culture.

If you already have a plan, use this guide as a resource to assess and update your plan.

What Is an Emergency?

An emergency is any unplanned event that can cause deaths or significant injuries to employees,
customers or the public; or that can shut down your business, disrupt operations, cause physical or
environmental damage, or threaten the facility's financial standing or public image. Obviously,
numerous events can be "emergencies," including:

    1.    Fire
    2.    Hazardous materials incident
    3.    Flood or flash flood
    4.    Hurricane
    5.    Tornado
    6.    (Winter) storm
    7.    Earthquake
    8.    Communications failure
    9.    Radiological accident
    10.   Civil disturbance
    11.   Loss of key supplier or customer
    12.   Explosion
    13.   Landslide

The term "disaster" has been left out of this document because it lends itself to a preconceived
notion of a large-scale event, usually a "natural disaster." In fact, each event must be addressed
within the context of the impact it has on the company and the community. What might constitute a
nuisance to a large industrial facility could be a "disaster" to a small business.

What Is Emergency Management?

Emergency management is the process of preparing for, mitigating, responding to and recovering
from an emergency.

Emergency management is a dynamic process. Planning, though critical, is not the only
component. Training, conducting drills, testing equipment and coordinating activities with the
community are other important functions.



http://tinyurl.com/6w68n            Jayadeva de Silva                                             6
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Making the "Case" for Emergency Management

To be successful, emergency management requires upper management support. The chief
executive sets the tone by authorizing planning to take place and directing senior management to
get involved.

When presenting the "case" for emergency management, avoid dwelling on the negative effects of
an emergency (e.g., deaths, fines, criminal prosecution) and emphasize the positive aspects of
preparedness. For example:

    1. It helps companies fulfill their moral responsibility to protect employees, the community
       and the environment.
    2. It facilitates compliance with regulatory requirements State and local agencies.
    3. It enhances a company's ability to recover from financial losses, regulatory fines, loss of
       market share, damages to equipment or products or business interruption.
    4. It reduces exposure to civil or criminal liability in the event of an incident.
    5. It enhances a company's image and credibility with employees, customers, suppliers and
       the community.
    6. It may reduce your insurance premiums.




                                    Tornado




http://tinyurl.com/6w68n           Jayadeva de Silva                                                 7
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Chapter 2
Four STEPS IN THE PLANNING PROCESS
Step 1 -- Establish a Planning Team Step 2 -- Analyze Capabilities and Hazards Step 3 -- Develop
the Plan Step 4 -- Implement the Plan

STEP 1 -- ESTABLISH A PLANNING TEAM.

There must be an individual or group in charge of developing the emergency management plan.
The following is guidance for making the appointment.

    1. Form the Team. The size of the planning team will depend on the facility's operations,
       requirements and resources. Usually involving a group of people is best because:
           a. It encourages participation and gets more people invested in the process.
           b. It increases the amount of time and energy participants are able to give.
           c. It enhances the visibility and stature of the planning process.
           d. It provides for a broad perspective on the issues.

        Determine who can be an active member and who can serve in an advisory capacity. In
        most cases, one or two people will be doing the bulk of the work. At the very least, you
        should obtain input from all functional areas.

        Remember:

            1 Upper management

            2 Line management

            3 Labor

            4 Human Resources

            5 Engineering and maintenance

            6 Safety, health and environmental affairs

            7 Public information officer

            8 Security


http://tinyurl.com/6w68n            Jayadeva de Silva                                              8
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           9 Community relations

           10 Sales and marketing

           11 Legal

           12 Finance and purchasing

       Have participants appointed in writing by upper management. Their job descriptions could
       also reflect this assignment.

   2. Establish Authority -.Demonstrate management's commitment and promote an
      atmosphere of cooperation by "authorizing" the planning group to take the steps necessary
      to develop a plan. The group should be led by the chief executive or the plant manager.
      Establish a clear line of authority between group members and the group leader, though
      not so rigid as to prevent the free flow of ideas.

   3. Issue a Mission /Policy Statement -Have the chief executive or plant manager issue a
      mission statement to demonstrate the company's commitment to emergency management.
      The statement should:

       Define the purpose of the plan and indicate that it will involve the entire organization

       Define the authority and structure of the planning group

   4. Establish a Schedule and Budget -Establish a work schedule and planning deadlines.
      Timelines can be modified as priorities become more clearly defined.

       Develop an initial budget for such things as research, printing, seminars, consulting
       services and other expenses that may be necessary during the development process.




http://tinyurl.com/6w68n           Jayadeva de Silva                                              9
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Chapter 3
STEP 2 -- ANALYZE CAPABILITIES AND HAZARDS.

This step entails gathering information about current capabilities and about possible hazards and
emergencies, and then conducting a vulnerability analysis to determine the facility's capabilities for
handling emergencies.

Where Do You Stand Right Now?

Review Internal Plans and Policies

Documents to look for include:

    a.   Evacuation plan
    b.   Fire protection plan
    c.   Safety and health program
    d.   Environmental policies
    e.   Security procedures
    f.   Insurance programs
    g.   Finance and purchasing procedures
    h.   Plant closing policy
    i.   Employee manuals
    j.   Hazardous materials plan
    k.   Process safety assessment
    l.   Risk management plan
    m.   Capital improvement program
    n.   Mutual aid agreements

Meet with Outside Groups

Meet with government agencies, community organizations and utilities. Ask about potential
emergencies and about plans and available resources for responding to them. Sources of
information include:

    a.   Community emergency management office
    b.   Mayor or Community Administrator's office
    c.   Local Emergency Planning Committee (LEPC) if any
    d.   Fire Department
    e.   Police Department
    f.   Emergency Medical Services organizations
    g.   Red Cross
    h.   Department of Meteorology




http://tinyurl.com/6w68n             Jayadeva de Silva                                              10
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    i.   Urban Development Authority
    j.   Planning Commission
    k.   Telephone companies
    l.   Electric utilities
    m.   Neighboring businesses


While researching potential emergencies, one facility discovered that a dam -- 50 miles away --
posed a threat to its community. The facility was able to plan accordingly.

Identify Codes and Regulations

Identify applicable, State and local regulations such as:

    a.   Occupational safety and health regulations
    b.   Environmental regulations
    c.   Fire codes
    d.   Safety codes
    e.   Transportation regulations
    f.   Zoning regulations
    g.   Corporate policies

Identify Critical Products, Services and Operations

You'll need this information to assess the impact of potential emergencies and to determine the
need for backup systems. Areas to review include:

    a. Company products and services and the facilities and equipment needed to produce them

    b. Products and services provided by suppliers, especially sole source vendors

    c. Lifeline services such as electrical power, water, sewer, gas, telecommunications and
       transportation

    d. Operations, equipment and personnel vital to the continued functioning of the facility

Identify Internal Resources and Capabilities

Resources and capabilities that could be needed in an emergency include:

    a. Personnel -- fire brigade, hazardous materials response team, emergency medical
       services, security, emergency management group, evacuation team, public information
       officer




http://tinyurl.com/6w68n            Jayadeva de Silva                                             11
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    b. Equipment -- fire protection and suppression equipment, communications equipment, first
       aid supplies, emergency supplies, warning systems, emergency power equipment,
       decontamination equipment

    c. Facilities -- emergency operating center, media briefing area, shelter areas, first-aid
       stations, sanitation facilities

    d. Organizational capabilities -- training, evacuation plan, employee support system

    e. Backup systems -- arrangements with other facilities to provide for:



            1.   Payroll
            2.   Communications
            3.   Production
            4.   Customer services
            5.   Shipping and receiving
            6.   Information systems support
            7.   Emergency power
            8.   Recovery support


One way to increase response capabilities is to identify employee skills (medical, engineering,
communications, foreign language) that might be needed in an emergency.

Identify External Resources

There are many external resources that could be needed in an emergency. In some cases, formal
agreements may be necessary to define the facility's relationship with the following:

    a.   Local emergency management office
    b.   Fire Department
    c.   Hazardous materials response organization
    d.   Emergency medical services
    e.   Hospitals
    f.   Local and State police
    g.   Community service organizations
    h.   Utilities
    i.   Contractors
    j.   Suppliers of emergency equipment
    k.   Insurance carriers




http://tinyurl.com/6w68n            Jayadeva de Silva                                             12
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Do Insurance Review

Meet with insurance carriers to review all policies. (See Section 2: Recovery and Restoration.)

Conduct A Vulnerability Analysis

The next step is to assess the vulnerability of your facility -- the probability and potential impact of
each emergency. Use the Vulnerability Analysis Chart in the appendix section to guide the
process, which entails assigning probabilities, estimating impact and assessing resources, using a
numerical system. The lower the score the better.

List Potential Emergencies

In the first column of the chart, list all emergencies that could affect your facility, including those
identified by your local emergency management office. Consider both:

    a. Emergencies that could occur within your facility
    b. Emergencies that could occur in your community

Below are some other factors to consider:

Historical -- What types of emergencies have occurred in the community, at this facility and at other
facilities in the area?

    a.   Fires
    b.   Severe weather
    c.   Hazardous material spills
    d.   Transportation accidents
    e.   Earthquakes
    f.   Hurricanes
    g.   Tornadoes
    h.   Terrorism
    i.   Utility outages

Geographic -- What can happen as a result of the facility's location? Keep in mind:

    a.   Proximity to flood plains, and dams
    b.   Proximity to companies that produce, store, use or transport hazardous materials
    c.   Proximity to major transportation routes and airports
    d.   Proximity to nuclear power plants

Technological -- What could result from a process or system failure? Possibilities include:

    a. Fire, explosion, hazardous materials incident




http://tinyurl.com/6w68n              Jayadeva de Silva                                                   13
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    b.   Safety system failure
    c.   Telecommunications failure
    d.   Computer system failure
    e.   Power failure
    f.   Heating/cooling system failure
    g.   Emergency notification system failure

Human Error -- What emergencies can be caused by employee error? Are employees trained to
work safely? Do they know what to do in an emergency? Human error is the single largest cause of
workplace emergencies and can result from:

    a.   Poor training
    b.   Poor maintenance
    c.   Carelessness
    d.   Misconduct
    e.   Substance abuse
    f.   Fatigue

Physical -- What types of emergencies could result from the design or construction of the facility?
Does the physical facility enhance safety? Consider:

    a.   The physical construction of the facility
    b.   Hazardous processes or byproducts
    c.   Facilities for storing combustibles
    d.   Layout of equipment
    e.   Lighting
    f.   Evacuation routes and exits
    g.   Proximity of shelter areas

Regulatory -- What emergencies or hazards are you regulated to deal with?

Analyze each potential emergency from beginning to end. Consider what could happen as a result
of:

    a.   Prohibited access to the facility
    b.   Loss of electric power
    c.   Communication lines down
    d.   Ruptured gas mains
    e.   Water damage
    f.   Smoke damage
    g.   Structural damage
    h.   Air or water contamination
    i.   Explosion
    j.   Building collapse




http://tinyurl.com/6w68n             Jayadeva de Silva                                            14
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    k. Trapped persons
    l. Chemical release

Estimate Probability

In the Probability column, rate the likelihood of each emergency's occurrence. This is a subjective
consideration, but useful nonetheless.

Use a simple scale of 1 to 5 with 1 as the lowest probability and 5 as the highest.

Assess the Potential Human Impact

Analyze the potential human impact of each emergency -- the possibility of death or injury.

Assign a rating in the Human Impact column of the Vulnerability Analysis Chart. Use a 1 to 5 scale
with 1 as the lowest impact and 5 as the highest.

Assess the Potential Property Impact

Consider the potential property for losses and damages. Again, assign a rating in the Property
Impact column, 1 being the lowest impact and 5 being the highest. Consider:

    a. Cost to replace
    b. Cost to set up temporary replacement
    c. Cost to repair


A bank's vulnerability analysis concluded that a "small" fire could be as catastrophic to the
business as a computer system failure. The planning group discovered that bank employees did
not know how to use fire extinguishers, and that the bank lacked any kind of evacuation or
emergency response system.

Assess the Potential Business Impact

Consider the potential loss of market share. Assign a rating in the Business Impact column. Again,
1 is the lowest impact and 5 is the highest. Assess the impact of:

    1.   Business interruption
    2.   Employees unable to report to work
    3.   Customers unable to reach facility
    4.   Company in violation of contractual agreements
    5.   Imposition of fines and penalties or legal costs
    6.   Interruption of critical supplies
    7.   Interruption of product distribution




http://tinyurl.com/6w68n            Jayadeva de Silva                                             15
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Assess Internal and External Resources

Next assess your resources and ability to respond. Assign a score to your Internal Resources and
External Resources. The lower the score the better.

To help you do this, consider each potential emergency from beginning to end and each resource
that would be needed to respond. For each emergency ask these questions:

Do we have the needed resources and capabilities to respond?

Will external resources be able to respond to us for this emergency as quickly as we may need
them, or will they have other priority areas to serve?

If the answers are yes, move on to the next assessment. If the answers are no, identify what can
be done to correct the problem. For example, you may need to:

    a.   Develop additional emergency procedures
    b.   Conduct additional training
    c.   Acquire additional equipment
    d.   Establish mutual aid agreements
    e.   Establish agreements with specialized contractors

Add the Columns

Total the scores for each emergency. The lower the score the better. While this is a subjective
rating, the comparisons will help determine planning and resource priorities -- the subject of the
pages to follow .When assessing resources, remember that community emergency workers --
police, paramedics, firefighters -- will focus their response where the need is greatest. Or they may
be victims themselves and be unable to respond immediately. That means response to your facility
may be delayed.




http://tinyurl.com/6w68n            Jayadeva de Silva                                              16
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Chapter 4
STEP 3 -- DEVELOP THE PLAN

You are now ready to develop an emergency management plan. This section describes how.

PLAN COMPONENTS

Your plan should include the following basic components.

Executive Summary

The executive summary gives management a brief overview of: the purpose of the plan; the
facility's emergency management policy; authorities and responsibilities of key personnel; the types
of emergencies that could occur; and where response operations will be managed.

Emergency Management Elements

This section of the plan briefly describes the facility's approach to the core elements of emergency
management, which are:

    a.   Direction and control
    b.   Communications
    c.   Life safety
    d.   Property protection
    e.   Community outreach
    f.   Recovery and restoration
    g.   Administration and logistics.

These elements, which are described in detail in Section 2, are the foundation for the emergency
procedures that your facility will follow to protect personnel and equipment and resume operations.

Emergency Response Procedures

The procedures spell out how the facility will respond to emergencies. Whenever possible, develop
them as a series of checklists that can be quickly accessed by senior management, department
heads, response personnel and employees.

Determine what actions would be necessary to:

    a. Assess the situation
    b. Protect employees, customers, visitors, equipment, vital records and other assets,
       particularly during the first three days




http://tinyurl.com/6w68n            Jayadeva de Silva                                             17
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    c. Get the business back up and running.

Specific procedures might be needed for any number of situations such as bomb threats or
tornadoes, and for such functions as:

    a.   Warning employees and customers
    b.   Communicating with personnel and community responders
    c.   Conducting an evacuation and accounting for all persons in the facility
    d.   Managing response activities
    e.   Activating and operating an emergency operations center
    f.   Fighting fires
    g.   Shutting down operations
    h.   Protecting vital records
    i.   Restoring operations

Support Documents

Documents that could be needed in an emergency include:

Emergency call lists -- lists (wallet size if possible) of all persons on and off site who would be
involved in responding to an emergency, their responsibilities and their 24-hour telephone numbers

Building and site maps that indicate:

    a.   Utility shutoffs
    b.   Water hydrants
    c.   Water main valves
    d.   Water lines
    e.   Gas main valves
    f.   Gas lines
    g.   Electrical cutoffs
    h.   Electrical substations
    i.   Storm drains
    j.   Sewer lines
    k.   Location of each building (include name of building, street name and number)
    l.   Floor plans
    m.   Alarm and enunciators
    n.   Fire extinguishers
    o.   Fire suppression systems
    p.   Exits
    q.   Stairways
    r.   Designated escape routes
    s.   Restricted areas
    t.   Hazardous materials (including cleaning supplies and chemicals)




http://tinyurl.com/6w68n            Jayadeva de Silva                                           18
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    u. High-value items

Resource lists -- lists of major resources (equipment, supplies, services) that could be needed in
an emergency; mutual aid agreements with other companies and government agencies.


In an emergency, all personnel should know:

    a. 1. What is my role?
    b. 2. Where should I go?

Some facilities are required to develop:

    1. Emergency escape procedures and routes
    2. Procedures for employees who perform or shut down critical operations before an
       evacuation
    3. Procedures to account for all employees, visitors and contractors after an evacuation is
       completed
    4. Rescue and medical duties for assigned employees
    5. Procedures for reporting emergencies
    6. Names of persons or departments to be contacted for information regarding the plan

THE DEVELOPMENT PROCESS
The following is guidance for developing the plan.

    1. Identify Challenges and Prioritize Activities
       Determine specific goals and milestones. Make a list of tasks to be performed, by whom
       and when. Determine how you will address the problem areas and resource shortfalls that
       were identified in the vulnerability analysis.

    2. Write the Plan

        Assign each member of the planning group a section to write. Determine the most
        appropriate format for each section. Establish an aggressive timeline with specific goals.
        Provide enough time for completion of work, but not so much as to allow assignments to
        linger. Establish a schedule for:

            a.   First draft
            b.   Review
            c.   Second draft
            d.   Tabletop exercise
            e.   Final draft
            f.   Printing
            g.   Distribution




http://tinyurl.com/6w68n             Jayadeva de Silva                                               19
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   3. Establish a Training Schedule

       Have one person or department responsible for developing a training schedule for your
       facility. For specific ideas about training, refer to Step 4.

   4. Coordinate with Outside Organizations

       Meet periodically with local government agencies and community organizations. Inform
       appropriate government agencies that you are creating an emergency management plan.
       While their official approval may not be required, they will likely have valuable insights and
       information to offer. Determine State and local requirements for reporting emergencies,
       and incorporate them into your procedures. Determine protocols for turning control of a
       response over to outside agencies. Some details that may need to be worked out are:

           a.   Which gate or entrance will responding units use?
           b.   Where and to whom will they report?
           c.   How will they be identified?
           d.   How will facility personnel communicate with outside responders?
           e.   Who will be in charge of response activities?


       Determine what kind of identification authorities will require to allow your key personnel
       into your facility during an emergency.
       Determine the needs of disabled persons and non-English/Sinhala-speaking personnel.
       For example, a blind employee could be assigned a partner in case an evacuation is
       necessary.

       A disabled person is anyone who has a physical or mental impairment that substantially
       limits one or more major life activities, such as seeing, hearing, walking, breathing, and
       performing manual tasks, learning, caring for oneself or working.

       Your emergency planning priorities may be influenced by government regulation. To
       remain in compliance you may be required to address specific emergency management
       functions that might otherwise be a lower priority activity for that given year.

   5. Maintain Contact with Other Corporate Offices

       Communicate with other offices and divisions in your company to learn:

           a. Their emergency notification requirements

           b. The conditions where mutual assistance would be necessary

           c. How offices will support each other in an emergency

           d. Names, telephone numbers and pager numbers of key personnel

http://tinyurl.com/6w68n           Jayadeva de Silva                                                20
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       Incorporate this information into your procedures.

   6. Review, Conduct Training and Revise

       Distribute the first draft to group members for review. Revise as needed.

       For a second review, conduct a tabletop exercise with management and personnel who
       have a key emergency management responsibility. In a conference room setting, describe
       an emergency scenario and have participants discuss their responsibilities and how they
       would react to the situation. Based on this discussion, identify areas of confusion and
       overlap, and modify the plan accordingly.

   7. Seek Final Approval

       Arrange a briefing for the chief executive officer and senior management and obtain written
       approval.

   8. Distribute the Plan

       Place the final plan in three-ring binders and number all copies and pages. Each individual
       who receives a copy should be required to sign for it and be responsible for posting
       subsequent changes. Determine which sections of the plan would be appropriate to show
       to government agencies (some sections may refer to corporate secrets or include private
       listings of names, telephone numbers or radio frequencies). Distribute the final plan to:

           a. Chief executive and senior managers

           b. Key members of the company's emergency response organization

           c. Company headquarters

           d. Community emergency response agencies (appropriate sections)


       Have key personnel keep a copy of the plan in their homes. Inform employees about the
       plan and training schedule. Consolidate emergency plans for better coordination. fire
       protection plan or safety and health plan, should be incorporated into one comprehensive
       plan.




http://tinyurl.com/6w68n          Jayadeva de Silva                                            21
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       Implementation

Implementation means more than simply exercising the plan during an emergency. It means acting
on recommendations made during the vulnerability analysis, integrating the plan into company
operations, training employees and evaluating the plan.




*Act on Recommendations made during the
vulnerability analysis
*Integrate the plan into operations of the
organization
*Train Employees




*Evaluate the plan


http://tinyurl.com/6w68n         Jayadeva de Silva                                         22
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Chapter 5
Step 4

INTEGRATE THE PLAN INTO COMPANY OPERATIONS

Emergency planning must become part of the corporate culture.

Look for opportunities to build awareness; to educate and train personnel; to test procedures; to
involve all levels of management, all departments and the community in the planning process; and
to make emergency management part of what personnel do on a day-to-day basis.

Test How Completely The Plan Has Been Integrated By Asking:

    a. How well does senior management support the responsibilities outlined in the plan?
    b. Have emergency planning concepts been fully incorporated into the facility's accounting,
       personnel and financial procedures?
    c. How can the facility's processes for evaluating employees and defining job classifications
       better address emergency management responsibilities?
    d. Are there opportunities for distributing emergency preparedness information through
       corporate newsletters, employee manuals or employee mailings?
    e. What kinds of safety posters or other visible reminders would be helpful?
    f. Do personnel know what they should do in an emergency?
    g. How can all levels of the organization be involved in evaluating and updating the plan?



CONDUCT TRAINING, DRILLS AND EXERCISES

Everyone who works at or visits the facility requires some form of training. This could include
periodic employee discussion sessions to review procedures, technical training in equipment use
for emergency responders, evacuation drills and full-scale exercises. Below are basic
considerations for developing a training plan.

    1. Planning Considerations

         Assign responsibility for developing a training plan. Consider the training and information
         needs for employees, contractors, visitors, managers and those with an emergency
         response role identified in the plan.

         Determine for a 12 month period:


http://tinyurl.com/6w68n            Jayadeva de Silva                                              23
Humantalents



               a.   Who will be trained?
               b.   Who will do the training?
               c.   What training activities will be used?
               d.   When and where each session will take place?
               e.   How the session will be evaluated and documented?


       Use the Training Drills and Exercises Chart in the appendix section to schedule training
       activities or create one of your own.

       Consider how to involve community responders in training activities.

       Conduct reviews after each training activity. Involve both personnel and community
       responders in the evaluation process.

   2. Training Activities

       Training can take many forms:

               a. Orientation and Education Sessions -- These are regularly scheduled
                  discussion sessions to provide information, answer questions and identify
                  needs and concerns.

               b. Tabletop Exercise -- Members of the emergency management group meet in a
                  conference room setting to discuss their responsibilities and how they would
                  react to emergency scenarios. This is a cost-effective and efficient way to
                  identify areas of overlap and confusion before conducting more demanding
                  training activities.

               c. Walk-through Drill -- The emergency management group and response teams
                  actually perform their emergency response functions. This activity generally
                  involves more people and is more thorough than a tabletop exercise.

               d. Functional Drills -- These drills test specific functions such as medical
                  response, emergency notifications, warning and communications procedures
                  and equipment, though not necessarily at the same time. Personnel are asked
                  to evaluate the systems and identify problem areas.

               e. Evacuation Drill -- Personnel walk the evacuation route to a designated area
                  where procedures for accounting for all personnel are tested. Participants are
                  asked to make notes as they go along of what might become a hazard during
                  an emergency, e.g., stairways cluttered with debris, smoke in the hallways.
                  Plans are modified accordingly.

               f. Full-scale Exercise -- A real-life emergency situation is simulated as closely as
                  possible. This exercise involves company emergency response personnel,
                  employees, and management and community response organizations.

http://tinyurl.com/6w68n          Jayadeva de Silva                                               24
Humantalents




   3. Employee Training

       General training for all employees should address:

               a.   Individual roles and responsibilities
               b.   Information about threats, hazards and protective actions
               c.   Notification, warning and communications procedures
               d.   Means for locating family members in an emergency
               e.   Emergency response procedures
               f.   Evacuation, shelter and accountability procedures
               g.   Location and use of common emergency equipment
               h.   Emergency shutdown procedures


       The scenarios developed during the vulnerability analysis can serve as the basis for
       training events.

       Evaluate and Modify the Plan

       Conduct a formal audit of the entire plan at least once a year. Among the issues to
       consider are:

               * How can you involve all levels of management in evaluating and updating the
               plan?

               * Are the problem areas and resource shortfalls identified in the vulnerability
               analysis being sufficiently addressed?

               *Does the plan reflect lessons learned from drills and actual events?

               * Do members of the emergency management group and emergency response
               team understand their respective responsibilities? Have new members been
               trained?

               * Does the plan reflect changes in the physical layout of the facility? Does it reflect
               new facility processes?

               *Are photographs and other records of facility assets up to date?

               * Is the facility attaining its training objectives?

               *. Have the hazards in the facility changed?

               * Are the names, titles and telephone numbers in the plan current?

http://tinyurl.com/6w68n            Jayadeva de Silva                                              25
Humantalents



               * Are steps being taken to incorporate emergency management into other facility
               processes?

               * Have community agencies and organizations been briefed on the plan? Are they
               involved in evaluating the plan?

       In addition to a yearly audit, evaluate and modify the plan at these times:

               *After each training drill or exercise

               *After each emergency

               *When personnel or their responsibilities change

               *When the layout or design of the facility changes

               * When policies or procedures change

               * Remember to brief personnel on changes to the plan.




           Your Notes




http://tinyurl.com/6w68n           Jayadeva de Silva                                         26
Humantalents




                 About the author
Mr. Jayadeva de Silva obtained master’s degree in Science from Russian Friendship University
Moscow and diploma in Personnel management from National Institute of Business Management.
He is a fellow of both the Institute of Personnel Management and Institute of Training &
development. . He is also professionally qualified in training systems & curriculum design with an
ILO fellowship.

Mr. Jayadeva de Silva was Group Manager (Human Resources Development) of Hayleys Group of
Companies a multi-billion-rupee public listed Group and later Group Director–Human Resources
with a large public listed company.

A strong advocate of Human Talents Development, Mr. Jayadeva de Silva is the principal
Consultant of humantalents unlimited, established in 1988 – a small professional practice that
provides holistic professional services under the following service marks: the “Consultancy Unit”,
and a Training Unit. Training unit specializes in the conceptualization, design, development &
delivery of training on organization development, strategic planning & change management.
Consultancy unit deals with the “Personnel Assessment Centers for identification of managerial
potential and engages in the full spectrum of human resource measurement (HR Metrics) service
for employee selections & promotions, organizes & promotes workshops, conferences & public
seminars

Mr. .de Silva has carried out consultancy projects and conducted numerous Programs/workshops,
and has been trained in many modern management and leadership concepts. He has contributed
many articles and authored the trend setting book ‘Human Talents Management’. He is a member
of the teaching faculties of Institute of Personnel Management, Institute of management of
SriLanka, SriLanka Foundation Institute, Institute of Chartered Accountants/University of Southern
Queensland. Post Graduate Institute of Agriculture (University of Peradeniya) He founded
humantalents International and HRSriLanka e Learning Groups.

Mr. Jayadeva de Silva can be contacted at:
Tel: 94-11-2696802 Mobile 077 7272295
E-mail: djayadeva@hotmail.com
Website http://www.geocities.com/jayadeva_de_silva/




http://tinyurl.com/6w68n                Jayadeva de Silva                                      27

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Emergency Management Guide for Business & Industry

  • 1. Humantalents Emergency Management Guide For Business & Industry By Jayadeva de Silva M.Sc,MBIM,FIPM,FITD A step-by-step approach to prepare emergency planning, response and recovery for organizations all sizes A -------------------------------------- Publication http://tinyurl.com/6w68n Jayadeva de Silva 1
  • 2. Humantalents This book is dedicated to all those who lost their lives on 26th December 2004 http://tinyurl.com/6w68n Jayadeva de Silva 2
  • 3. Humantalents Introduction Developing a detailed emergency preparedness plan in the event of an emergency is crucial to preventing havoc when a disaster occurs. We need to think realistically, and create a smooth team effort. Not since the Y2K scare has there been a serious global dialogue about office disaster preparedness. Yet recent earthquakes and tsunamis again remind us about the importance of safety and emergency planning. On one hand, it's irrational to overreact to news reports of disasters. Even when there is not a major earthquake to report, network news is likely to cover isolated fires, floods, accidents and random violence that wreak havoc if it bleeds, it leads! On the other hand, if we merely prepare on the basis of Statistics for top causes of fatalities and injuries, our emergency planning might be reduced to nothing .This was the situation till recent tsunami disaster. We would not be prepared for the rare emergency. However unpredictable such an event may be, what could be more important for all of us than the responsibility of health and safety of our people To develop a comprehensive Emergency Plan, you need to consider a "worse case" scenario based on potential hazards within your environment, realistic security risks, and possible natural disasters in your locale. Every year emergencies take their toll on business and industry and on the national economy of the country-- in lives and property. But something can be done. Business and industry and others concerned can limit injuries and damages and return more quickly to normal operations if they plan ahead. This guide provides step-by-step advice on how to create and maintain a comprehensive emergency management program. It can be used by manufacturers, corporate offices, retailers, utilities or any organization where a sizable number of people work or gather. Whether you operate from a high-rise building or an industrial complex; whether you own, rent or lease your property; whether you are a large or small company; the concepts in this guide will apply. We have also taken notice of the requirements of ISO standards when compiling this handbook Jayadeva de Silva M.sc,MBIM,FIPM,FITD http://tinyurl.com/6w68n Jayadeva de Silva 3
  • 4. Humantalents Executive Summary Emergency Preparedness Planning can be broken up into several projects: 1. Emergency Response Team (ERT) 2. First Aid 3.. Safety Equipment 4.. 72-hour Supplies 5.. Facility training 6.. Personnel Issues Identify key people for an Emergency Response Team. Select them based on their frequent presence, ability to remain calm during a crisis, special emergency skills they may possess, and their understanding and acceptance of this important role. Make sure you have a well-stocked First Aid Kit. . Basics include bandages, sterile gauze, cotton, alcohol, eyewash, antibacterial cream, scissors, tweezers; aspirin Conduct an inventory of the existing emergency supplies, equipment and information. Gather the items to a central storage area or document their locations. Check the dates of any items that are subject to expiration, including medicine and fire extinguishers. Verify that batteries work and back- up power supply is operational. Make sure you have sufficient supplies for emergencies that require confinement to the building for 72 hours. a.. Have enough water on hand, which is the most frequently overlooked emergency item. At least 1 gallon per person per day. Food is helpful but water is essential. b.. Store blankets (for shock or extreme weather). c.. Make sure staff with daily medicine needs have emergency supplies on hand. d.. During an emergency, collect battery-operated radios and cell phones. e.. Keep a camera (loaded with film) handy to document damage. f.. Distribute flashlights throughout the facility. g.. Store plastic sheets or large trash bags in desk drawers to be used to protect equipment from water damage, including from fire sprinklers. Survey your facility with an eye toward what might cause a problem during an emergency situation. a.. Are there heavy objects that may become dislodged and fall? b.. Are there boxes, equipment or other obstructions to hallways and fire exits? c.. Are rooms locked for which you do not have keys? d.. Are breakaway glass windows clearly marked in multiple story buildings? e.. Are fire extinguishers the correct type for the room and in adequate supply? f.. Are surge protectors being used? http://tinyurl.com/6w68n Jayadeva de Silva 4
  • 5. Humantalents g.. Do you know which equipment operates on the back-up power system and which will become inoperable if power is down? h.. Do you know where the most structurally sound and most ventilated area is for people to gather? Is this area away from glass and heavy loose items? Consider what training is necessary for key safety personnel and then expand emergency training to everyone else. a.. Train key personnel in fire and earthquake response, first aid and CPR. b.. Make sure key staff can be identified in an emergency (for example, use neon T-shirts or hats) c.. Have all staff provide emergency contact information to be kept in personnel files (update at least annually). d.. Know who may require special assistance to exit the floor during an emergency. e.. Train all staff in politely escorting unknown guests from secured areas of the floor. f.. Develop and train on a plan in the event of a dangerous intruder. This can include a map of all lockable doors and escape routes, as well as an agreed-upon term to broadcast over the paging system to alert staff to eminent danger. g.. Know who is the best person in your organization to communicate with an agitated customer or staff member. h.. Add the building security number to telephone speed dials. i.. Consider hiring a security guard where there is a known risk of an intruder. j.. Require participation at safety meetings and drills. k.. Make available optional safety training materials and videos ( should be made available in all libraries). l.. Invite Community Police to do a presentation on neighborhood and safety. http://tinyurl.com/6w68n Jayadeva de Silva 5
  • 6. Humantalents Chapter 1 To begin, you need not have in-depth knowledge of emergency management. What you need is the authority to create a plan and a commitment from the chief executive officer to make emergency management part of your corporate culture. If you already have a plan, use this guide as a resource to assess and update your plan. What Is an Emergency? An emergency is any unplanned event that can cause deaths or significant injuries to employees, customers or the public; or that can shut down your business, disrupt operations, cause physical or environmental damage, or threaten the facility's financial standing or public image. Obviously, numerous events can be "emergencies," including: 1. Fire 2. Hazardous materials incident 3. Flood or flash flood 4. Hurricane 5. Tornado 6. (Winter) storm 7. Earthquake 8. Communications failure 9. Radiological accident 10. Civil disturbance 11. Loss of key supplier or customer 12. Explosion 13. Landslide The term "disaster" has been left out of this document because it lends itself to a preconceived notion of a large-scale event, usually a "natural disaster." In fact, each event must be addressed within the context of the impact it has on the company and the community. What might constitute a nuisance to a large industrial facility could be a "disaster" to a small business. What Is Emergency Management? Emergency management is the process of preparing for, mitigating, responding to and recovering from an emergency. Emergency management is a dynamic process. Planning, though critical, is not the only component. Training, conducting drills, testing equipment and coordinating activities with the community are other important functions. http://tinyurl.com/6w68n Jayadeva de Silva 6
  • 7. Humantalents Making the "Case" for Emergency Management To be successful, emergency management requires upper management support. The chief executive sets the tone by authorizing planning to take place and directing senior management to get involved. When presenting the "case" for emergency management, avoid dwelling on the negative effects of an emergency (e.g., deaths, fines, criminal prosecution) and emphasize the positive aspects of preparedness. For example: 1. It helps companies fulfill their moral responsibility to protect employees, the community and the environment. 2. It facilitates compliance with regulatory requirements State and local agencies. 3. It enhances a company's ability to recover from financial losses, regulatory fines, loss of market share, damages to equipment or products or business interruption. 4. It reduces exposure to civil or criminal liability in the event of an incident. 5. It enhances a company's image and credibility with employees, customers, suppliers and the community. 6. It may reduce your insurance premiums. Tornado http://tinyurl.com/6w68n Jayadeva de Silva 7
  • 8. Humantalents Chapter 2 Four STEPS IN THE PLANNING PROCESS Step 1 -- Establish a Planning Team Step 2 -- Analyze Capabilities and Hazards Step 3 -- Develop the Plan Step 4 -- Implement the Plan STEP 1 -- ESTABLISH A PLANNING TEAM. There must be an individual or group in charge of developing the emergency management plan. The following is guidance for making the appointment. 1. Form the Team. The size of the planning team will depend on the facility's operations, requirements and resources. Usually involving a group of people is best because: a. It encourages participation and gets more people invested in the process. b. It increases the amount of time and energy participants are able to give. c. It enhances the visibility and stature of the planning process. d. It provides for a broad perspective on the issues. Determine who can be an active member and who can serve in an advisory capacity. In most cases, one or two people will be doing the bulk of the work. At the very least, you should obtain input from all functional areas. Remember: 1 Upper management 2 Line management 3 Labor 4 Human Resources 5 Engineering and maintenance 6 Safety, health and environmental affairs 7 Public information officer 8 Security http://tinyurl.com/6w68n Jayadeva de Silva 8
  • 9. Humantalents 9 Community relations 10 Sales and marketing 11 Legal 12 Finance and purchasing Have participants appointed in writing by upper management. Their job descriptions could also reflect this assignment. 2. Establish Authority -.Demonstrate management's commitment and promote an atmosphere of cooperation by "authorizing" the planning group to take the steps necessary to develop a plan. The group should be led by the chief executive or the plant manager. Establish a clear line of authority between group members and the group leader, though not so rigid as to prevent the free flow of ideas. 3. Issue a Mission /Policy Statement -Have the chief executive or plant manager issue a mission statement to demonstrate the company's commitment to emergency management. The statement should: Define the purpose of the plan and indicate that it will involve the entire organization Define the authority and structure of the planning group 4. Establish a Schedule and Budget -Establish a work schedule and planning deadlines. Timelines can be modified as priorities become more clearly defined. Develop an initial budget for such things as research, printing, seminars, consulting services and other expenses that may be necessary during the development process. http://tinyurl.com/6w68n Jayadeva de Silva 9
  • 10. Humantalents Chapter 3 STEP 2 -- ANALYZE CAPABILITIES AND HAZARDS. This step entails gathering information about current capabilities and about possible hazards and emergencies, and then conducting a vulnerability analysis to determine the facility's capabilities for handling emergencies. Where Do You Stand Right Now? Review Internal Plans and Policies Documents to look for include: a. Evacuation plan b. Fire protection plan c. Safety and health program d. Environmental policies e. Security procedures f. Insurance programs g. Finance and purchasing procedures h. Plant closing policy i. Employee manuals j. Hazardous materials plan k. Process safety assessment l. Risk management plan m. Capital improvement program n. Mutual aid agreements Meet with Outside Groups Meet with government agencies, community organizations and utilities. Ask about potential emergencies and about plans and available resources for responding to them. Sources of information include: a. Community emergency management office b. Mayor or Community Administrator's office c. Local Emergency Planning Committee (LEPC) if any d. Fire Department e. Police Department f. Emergency Medical Services organizations g. Red Cross h. Department of Meteorology http://tinyurl.com/6w68n Jayadeva de Silva 10
  • 11. Humantalents i. Urban Development Authority j. Planning Commission k. Telephone companies l. Electric utilities m. Neighboring businesses While researching potential emergencies, one facility discovered that a dam -- 50 miles away -- posed a threat to its community. The facility was able to plan accordingly. Identify Codes and Regulations Identify applicable, State and local regulations such as: a. Occupational safety and health regulations b. Environmental regulations c. Fire codes d. Safety codes e. Transportation regulations f. Zoning regulations g. Corporate policies Identify Critical Products, Services and Operations You'll need this information to assess the impact of potential emergencies and to determine the need for backup systems. Areas to review include: a. Company products and services and the facilities and equipment needed to produce them b. Products and services provided by suppliers, especially sole source vendors c. Lifeline services such as electrical power, water, sewer, gas, telecommunications and transportation d. Operations, equipment and personnel vital to the continued functioning of the facility Identify Internal Resources and Capabilities Resources and capabilities that could be needed in an emergency include: a. Personnel -- fire brigade, hazardous materials response team, emergency medical services, security, emergency management group, evacuation team, public information officer http://tinyurl.com/6w68n Jayadeva de Silva 11
  • 12. Humantalents b. Equipment -- fire protection and suppression equipment, communications equipment, first aid supplies, emergency supplies, warning systems, emergency power equipment, decontamination equipment c. Facilities -- emergency operating center, media briefing area, shelter areas, first-aid stations, sanitation facilities d. Organizational capabilities -- training, evacuation plan, employee support system e. Backup systems -- arrangements with other facilities to provide for: 1. Payroll 2. Communications 3. Production 4. Customer services 5. Shipping and receiving 6. Information systems support 7. Emergency power 8. Recovery support One way to increase response capabilities is to identify employee skills (medical, engineering, communications, foreign language) that might be needed in an emergency. Identify External Resources There are many external resources that could be needed in an emergency. In some cases, formal agreements may be necessary to define the facility's relationship with the following: a. Local emergency management office b. Fire Department c. Hazardous materials response organization d. Emergency medical services e. Hospitals f. Local and State police g. Community service organizations h. Utilities i. Contractors j. Suppliers of emergency equipment k. Insurance carriers http://tinyurl.com/6w68n Jayadeva de Silva 12
  • 13. Humantalents Do Insurance Review Meet with insurance carriers to review all policies. (See Section 2: Recovery and Restoration.) Conduct A Vulnerability Analysis The next step is to assess the vulnerability of your facility -- the probability and potential impact of each emergency. Use the Vulnerability Analysis Chart in the appendix section to guide the process, which entails assigning probabilities, estimating impact and assessing resources, using a numerical system. The lower the score the better. List Potential Emergencies In the first column of the chart, list all emergencies that could affect your facility, including those identified by your local emergency management office. Consider both: a. Emergencies that could occur within your facility b. Emergencies that could occur in your community Below are some other factors to consider: Historical -- What types of emergencies have occurred in the community, at this facility and at other facilities in the area? a. Fires b. Severe weather c. Hazardous material spills d. Transportation accidents e. Earthquakes f. Hurricanes g. Tornadoes h. Terrorism i. Utility outages Geographic -- What can happen as a result of the facility's location? Keep in mind: a. Proximity to flood plains, and dams b. Proximity to companies that produce, store, use or transport hazardous materials c. Proximity to major transportation routes and airports d. Proximity to nuclear power plants Technological -- What could result from a process or system failure? Possibilities include: a. Fire, explosion, hazardous materials incident http://tinyurl.com/6w68n Jayadeva de Silva 13
  • 14. Humantalents b. Safety system failure c. Telecommunications failure d. Computer system failure e. Power failure f. Heating/cooling system failure g. Emergency notification system failure Human Error -- What emergencies can be caused by employee error? Are employees trained to work safely? Do they know what to do in an emergency? Human error is the single largest cause of workplace emergencies and can result from: a. Poor training b. Poor maintenance c. Carelessness d. Misconduct e. Substance abuse f. Fatigue Physical -- What types of emergencies could result from the design or construction of the facility? Does the physical facility enhance safety? Consider: a. The physical construction of the facility b. Hazardous processes or byproducts c. Facilities for storing combustibles d. Layout of equipment e. Lighting f. Evacuation routes and exits g. Proximity of shelter areas Regulatory -- What emergencies or hazards are you regulated to deal with? Analyze each potential emergency from beginning to end. Consider what could happen as a result of: a. Prohibited access to the facility b. Loss of electric power c. Communication lines down d. Ruptured gas mains e. Water damage f. Smoke damage g. Structural damage h. Air or water contamination i. Explosion j. Building collapse http://tinyurl.com/6w68n Jayadeva de Silva 14
  • 15. Humantalents k. Trapped persons l. Chemical release Estimate Probability In the Probability column, rate the likelihood of each emergency's occurrence. This is a subjective consideration, but useful nonetheless. Use a simple scale of 1 to 5 with 1 as the lowest probability and 5 as the highest. Assess the Potential Human Impact Analyze the potential human impact of each emergency -- the possibility of death or injury. Assign a rating in the Human Impact column of the Vulnerability Analysis Chart. Use a 1 to 5 scale with 1 as the lowest impact and 5 as the highest. Assess the Potential Property Impact Consider the potential property for losses and damages. Again, assign a rating in the Property Impact column, 1 being the lowest impact and 5 being the highest. Consider: a. Cost to replace b. Cost to set up temporary replacement c. Cost to repair A bank's vulnerability analysis concluded that a "small" fire could be as catastrophic to the business as a computer system failure. The planning group discovered that bank employees did not know how to use fire extinguishers, and that the bank lacked any kind of evacuation or emergency response system. Assess the Potential Business Impact Consider the potential loss of market share. Assign a rating in the Business Impact column. Again, 1 is the lowest impact and 5 is the highest. Assess the impact of: 1. Business interruption 2. Employees unable to report to work 3. Customers unable to reach facility 4. Company in violation of contractual agreements 5. Imposition of fines and penalties or legal costs 6. Interruption of critical supplies 7. Interruption of product distribution http://tinyurl.com/6w68n Jayadeva de Silva 15
  • 16. Humantalents Assess Internal and External Resources Next assess your resources and ability to respond. Assign a score to your Internal Resources and External Resources. The lower the score the better. To help you do this, consider each potential emergency from beginning to end and each resource that would be needed to respond. For each emergency ask these questions: Do we have the needed resources and capabilities to respond? Will external resources be able to respond to us for this emergency as quickly as we may need them, or will they have other priority areas to serve? If the answers are yes, move on to the next assessment. If the answers are no, identify what can be done to correct the problem. For example, you may need to: a. Develop additional emergency procedures b. Conduct additional training c. Acquire additional equipment d. Establish mutual aid agreements e. Establish agreements with specialized contractors Add the Columns Total the scores for each emergency. The lower the score the better. While this is a subjective rating, the comparisons will help determine planning and resource priorities -- the subject of the pages to follow .When assessing resources, remember that community emergency workers -- police, paramedics, firefighters -- will focus their response where the need is greatest. Or they may be victims themselves and be unable to respond immediately. That means response to your facility may be delayed. http://tinyurl.com/6w68n Jayadeva de Silva 16
  • 17. Humantalents Chapter 4 STEP 3 -- DEVELOP THE PLAN You are now ready to develop an emergency management plan. This section describes how. PLAN COMPONENTS Your plan should include the following basic components. Executive Summary The executive summary gives management a brief overview of: the purpose of the plan; the facility's emergency management policy; authorities and responsibilities of key personnel; the types of emergencies that could occur; and where response operations will be managed. Emergency Management Elements This section of the plan briefly describes the facility's approach to the core elements of emergency management, which are: a. Direction and control b. Communications c. Life safety d. Property protection e. Community outreach f. Recovery and restoration g. Administration and logistics. These elements, which are described in detail in Section 2, are the foundation for the emergency procedures that your facility will follow to protect personnel and equipment and resume operations. Emergency Response Procedures The procedures spell out how the facility will respond to emergencies. Whenever possible, develop them as a series of checklists that can be quickly accessed by senior management, department heads, response personnel and employees. Determine what actions would be necessary to: a. Assess the situation b. Protect employees, customers, visitors, equipment, vital records and other assets, particularly during the first three days http://tinyurl.com/6w68n Jayadeva de Silva 17
  • 18. Humantalents c. Get the business back up and running. Specific procedures might be needed for any number of situations such as bomb threats or tornadoes, and for such functions as: a. Warning employees and customers b. Communicating with personnel and community responders c. Conducting an evacuation and accounting for all persons in the facility d. Managing response activities e. Activating and operating an emergency operations center f. Fighting fires g. Shutting down operations h. Protecting vital records i. Restoring operations Support Documents Documents that could be needed in an emergency include: Emergency call lists -- lists (wallet size if possible) of all persons on and off site who would be involved in responding to an emergency, their responsibilities and their 24-hour telephone numbers Building and site maps that indicate: a. Utility shutoffs b. Water hydrants c. Water main valves d. Water lines e. Gas main valves f. Gas lines g. Electrical cutoffs h. Electrical substations i. Storm drains j. Sewer lines k. Location of each building (include name of building, street name and number) l. Floor plans m. Alarm and enunciators n. Fire extinguishers o. Fire suppression systems p. Exits q. Stairways r. Designated escape routes s. Restricted areas t. Hazardous materials (including cleaning supplies and chemicals) http://tinyurl.com/6w68n Jayadeva de Silva 18
  • 19. Humantalents u. High-value items Resource lists -- lists of major resources (equipment, supplies, services) that could be needed in an emergency; mutual aid agreements with other companies and government agencies. In an emergency, all personnel should know: a. 1. What is my role? b. 2. Where should I go? Some facilities are required to develop: 1. Emergency escape procedures and routes 2. Procedures for employees who perform or shut down critical operations before an evacuation 3. Procedures to account for all employees, visitors and contractors after an evacuation is completed 4. Rescue and medical duties for assigned employees 5. Procedures for reporting emergencies 6. Names of persons or departments to be contacted for information regarding the plan THE DEVELOPMENT PROCESS The following is guidance for developing the plan. 1. Identify Challenges and Prioritize Activities Determine specific goals and milestones. Make a list of tasks to be performed, by whom and when. Determine how you will address the problem areas and resource shortfalls that were identified in the vulnerability analysis. 2. Write the Plan Assign each member of the planning group a section to write. Determine the most appropriate format for each section. Establish an aggressive timeline with specific goals. Provide enough time for completion of work, but not so much as to allow assignments to linger. Establish a schedule for: a. First draft b. Review c. Second draft d. Tabletop exercise e. Final draft f. Printing g. Distribution http://tinyurl.com/6w68n Jayadeva de Silva 19
  • 20. Humantalents 3. Establish a Training Schedule Have one person or department responsible for developing a training schedule for your facility. For specific ideas about training, refer to Step 4. 4. Coordinate with Outside Organizations Meet periodically with local government agencies and community organizations. Inform appropriate government agencies that you are creating an emergency management plan. While their official approval may not be required, they will likely have valuable insights and information to offer. Determine State and local requirements for reporting emergencies, and incorporate them into your procedures. Determine protocols for turning control of a response over to outside agencies. Some details that may need to be worked out are: a. Which gate or entrance will responding units use? b. Where and to whom will they report? c. How will they be identified? d. How will facility personnel communicate with outside responders? e. Who will be in charge of response activities? Determine what kind of identification authorities will require to allow your key personnel into your facility during an emergency. Determine the needs of disabled persons and non-English/Sinhala-speaking personnel. For example, a blind employee could be assigned a partner in case an evacuation is necessary. A disabled person is anyone who has a physical or mental impairment that substantially limits one or more major life activities, such as seeing, hearing, walking, breathing, and performing manual tasks, learning, caring for oneself or working. Your emergency planning priorities may be influenced by government regulation. To remain in compliance you may be required to address specific emergency management functions that might otherwise be a lower priority activity for that given year. 5. Maintain Contact with Other Corporate Offices Communicate with other offices and divisions in your company to learn: a. Their emergency notification requirements b. The conditions where mutual assistance would be necessary c. How offices will support each other in an emergency d. Names, telephone numbers and pager numbers of key personnel http://tinyurl.com/6w68n Jayadeva de Silva 20
  • 21. Humantalents Incorporate this information into your procedures. 6. Review, Conduct Training and Revise Distribute the first draft to group members for review. Revise as needed. For a second review, conduct a tabletop exercise with management and personnel who have a key emergency management responsibility. In a conference room setting, describe an emergency scenario and have participants discuss their responsibilities and how they would react to the situation. Based on this discussion, identify areas of confusion and overlap, and modify the plan accordingly. 7. Seek Final Approval Arrange a briefing for the chief executive officer and senior management and obtain written approval. 8. Distribute the Plan Place the final plan in three-ring binders and number all copies and pages. Each individual who receives a copy should be required to sign for it and be responsible for posting subsequent changes. Determine which sections of the plan would be appropriate to show to government agencies (some sections may refer to corporate secrets or include private listings of names, telephone numbers or radio frequencies). Distribute the final plan to: a. Chief executive and senior managers b. Key members of the company's emergency response organization c. Company headquarters d. Community emergency response agencies (appropriate sections) Have key personnel keep a copy of the plan in their homes. Inform employees about the plan and training schedule. Consolidate emergency plans for better coordination. fire protection plan or safety and health plan, should be incorporated into one comprehensive plan. http://tinyurl.com/6w68n Jayadeva de Silva 21
  • 22. Humantalents Implementation Implementation means more than simply exercising the plan during an emergency. It means acting on recommendations made during the vulnerability analysis, integrating the plan into company operations, training employees and evaluating the plan. *Act on Recommendations made during the vulnerability analysis *Integrate the plan into operations of the organization *Train Employees *Evaluate the plan http://tinyurl.com/6w68n Jayadeva de Silva 22
  • 23. Humantalents Chapter 5 Step 4 INTEGRATE THE PLAN INTO COMPANY OPERATIONS Emergency planning must become part of the corporate culture. Look for opportunities to build awareness; to educate and train personnel; to test procedures; to involve all levels of management, all departments and the community in the planning process; and to make emergency management part of what personnel do on a day-to-day basis. Test How Completely The Plan Has Been Integrated By Asking: a. How well does senior management support the responsibilities outlined in the plan? b. Have emergency planning concepts been fully incorporated into the facility's accounting, personnel and financial procedures? c. How can the facility's processes for evaluating employees and defining job classifications better address emergency management responsibilities? d. Are there opportunities for distributing emergency preparedness information through corporate newsletters, employee manuals or employee mailings? e. What kinds of safety posters or other visible reminders would be helpful? f. Do personnel know what they should do in an emergency? g. How can all levels of the organization be involved in evaluating and updating the plan? CONDUCT TRAINING, DRILLS AND EXERCISES Everyone who works at or visits the facility requires some form of training. This could include periodic employee discussion sessions to review procedures, technical training in equipment use for emergency responders, evacuation drills and full-scale exercises. Below are basic considerations for developing a training plan. 1. Planning Considerations Assign responsibility for developing a training plan. Consider the training and information needs for employees, contractors, visitors, managers and those with an emergency response role identified in the plan. Determine for a 12 month period: http://tinyurl.com/6w68n Jayadeva de Silva 23
  • 24. Humantalents a. Who will be trained? b. Who will do the training? c. What training activities will be used? d. When and where each session will take place? e. How the session will be evaluated and documented? Use the Training Drills and Exercises Chart in the appendix section to schedule training activities or create one of your own. Consider how to involve community responders in training activities. Conduct reviews after each training activity. Involve both personnel and community responders in the evaluation process. 2. Training Activities Training can take many forms: a. Orientation and Education Sessions -- These are regularly scheduled discussion sessions to provide information, answer questions and identify needs and concerns. b. Tabletop Exercise -- Members of the emergency management group meet in a conference room setting to discuss their responsibilities and how they would react to emergency scenarios. This is a cost-effective and efficient way to identify areas of overlap and confusion before conducting more demanding training activities. c. Walk-through Drill -- The emergency management group and response teams actually perform their emergency response functions. This activity generally involves more people and is more thorough than a tabletop exercise. d. Functional Drills -- These drills test specific functions such as medical response, emergency notifications, warning and communications procedures and equipment, though not necessarily at the same time. Personnel are asked to evaluate the systems and identify problem areas. e. Evacuation Drill -- Personnel walk the evacuation route to a designated area where procedures for accounting for all personnel are tested. Participants are asked to make notes as they go along of what might become a hazard during an emergency, e.g., stairways cluttered with debris, smoke in the hallways. Plans are modified accordingly. f. Full-scale Exercise -- A real-life emergency situation is simulated as closely as possible. This exercise involves company emergency response personnel, employees, and management and community response organizations. http://tinyurl.com/6w68n Jayadeva de Silva 24
  • 25. Humantalents 3. Employee Training General training for all employees should address: a. Individual roles and responsibilities b. Information about threats, hazards and protective actions c. Notification, warning and communications procedures d. Means for locating family members in an emergency e. Emergency response procedures f. Evacuation, shelter and accountability procedures g. Location and use of common emergency equipment h. Emergency shutdown procedures The scenarios developed during the vulnerability analysis can serve as the basis for training events. Evaluate and Modify the Plan Conduct a formal audit of the entire plan at least once a year. Among the issues to consider are: * How can you involve all levels of management in evaluating and updating the plan? * Are the problem areas and resource shortfalls identified in the vulnerability analysis being sufficiently addressed? *Does the plan reflect lessons learned from drills and actual events? * Do members of the emergency management group and emergency response team understand their respective responsibilities? Have new members been trained? * Does the plan reflect changes in the physical layout of the facility? Does it reflect new facility processes? *Are photographs and other records of facility assets up to date? * Is the facility attaining its training objectives? *. Have the hazards in the facility changed? * Are the names, titles and telephone numbers in the plan current? http://tinyurl.com/6w68n Jayadeva de Silva 25
  • 26. Humantalents * Are steps being taken to incorporate emergency management into other facility processes? * Have community agencies and organizations been briefed on the plan? Are they involved in evaluating the plan? In addition to a yearly audit, evaluate and modify the plan at these times: *After each training drill or exercise *After each emergency *When personnel or their responsibilities change *When the layout or design of the facility changes * When policies or procedures change * Remember to brief personnel on changes to the plan. Your Notes http://tinyurl.com/6w68n Jayadeva de Silva 26
  • 27. Humantalents About the author Mr. Jayadeva de Silva obtained master’s degree in Science from Russian Friendship University Moscow and diploma in Personnel management from National Institute of Business Management. He is a fellow of both the Institute of Personnel Management and Institute of Training & development. . He is also professionally qualified in training systems & curriculum design with an ILO fellowship. Mr. Jayadeva de Silva was Group Manager (Human Resources Development) of Hayleys Group of Companies a multi-billion-rupee public listed Group and later Group Director–Human Resources with a large public listed company. A strong advocate of Human Talents Development, Mr. Jayadeva de Silva is the principal Consultant of humantalents unlimited, established in 1988 – a small professional practice that provides holistic professional services under the following service marks: the “Consultancy Unit”, and a Training Unit. Training unit specializes in the conceptualization, design, development & delivery of training on organization development, strategic planning & change management. Consultancy unit deals with the “Personnel Assessment Centers for identification of managerial potential and engages in the full spectrum of human resource measurement (HR Metrics) service for employee selections & promotions, organizes & promotes workshops, conferences & public seminars Mr. .de Silva has carried out consultancy projects and conducted numerous Programs/workshops, and has been trained in many modern management and leadership concepts. He has contributed many articles and authored the trend setting book ‘Human Talents Management’. He is a member of the teaching faculties of Institute of Personnel Management, Institute of management of SriLanka, SriLanka Foundation Institute, Institute of Chartered Accountants/University of Southern Queensland. Post Graduate Institute of Agriculture (University of Peradeniya) He founded humantalents International and HRSriLanka e Learning Groups. Mr. Jayadeva de Silva can be contacted at: Tel: 94-11-2696802 Mobile 077 7272295 E-mail: djayadeva@hotmail.com Website http://www.geocities.com/jayadeva_de_silva/ http://tinyurl.com/6w68n Jayadeva de Silva 27