1. Ian Davis
32 Tramway Court, 3 Candle St, London E1 4RR Tel: 07803504042 Email: ian2davis@hotmail.com
Personal Statement
I am motivated, determined and adaptable with many years of regulatory experience.
I have good analytical skills and get to the heart of the issue and resolve them
quickly. I work well with other people but can work independently on my own
initiative. I am comfortable relating to people at all levels of hierarchy and am
confident in my ability to perform tasks as required. I am enthusiastic and energetic
about learning and developing.
Employment History
July 05 – Present Financial Conduct Authority (FCA) 25 Bank St E14
Permissions Department
• Processing and analysing a variety of applications
• Excellent communication skills needed to resolve queries with applicants
and internal stakeholders
• Investigation and analytical skills needed in interpreting applications and
business plans
• Escalation of issues where necessary
• Self management of case load
• Timely processing of applications within service level agreements
• Am able to self-sign off a majority of cases and for other case officers
• Strong decision maker
• Supporting staff and assisting others to reach right regulatory outcomes
Projects
Retail Distribution Review (RDR) – 2012/3
• Analysing and implementing the RDR Policy Statement
• Worked with a wide variety of internal stakeholders to deliver the right
regulatory outcomes
• Understanding and developing processes to the Permissions Department
• Being the lead on this subject
• Ensuring that processes are understood by case officers through focus
groups, surveys and guidance
• Continually providing updates and articles on RDR developments
Disclosure and Baring Service (DBS) – 2013/4
• Took over as process owner and leading countersignatory
• Ensuring timely processing of the DBS forms
• Completing verification checks with accuracy and judgement decision
making
• Resolving issues and developing strategies to prevent further issues
• Training of staff to become countersignatories
• Started the implementation of a new way to process these forms
Mortgage Market Review (MMR) – 2013/4
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2. • Was part of the MMR working group
• Worked with colleagues to help understand and develop processes and
guidance for case officers to process MMR applications
May 05 – Jun 05 National Finance, Ernst & Young, Lambeth Pal. Rd SE1
Accounts Receivable
• Timely processing of payments i.e. cheques, BACS and chaps
• Reconciliation of accounts
• Investigating unidentified payments received
• General administration
Jan 04 – Apr 05 Return Cheques, Abbey National, Prescot St E1 (Kelly Services)
Investigator
• Part of a dedicated investigations team- responsible for the reconciliations of
unidentified debits and accounts.
• Dealing with any queries that arise
• Excellent communications skills are needed in dealing with various people on
all levels from other banks, internal disputes and customers
Qualifications
2006–2008 Financial Planning Certificate - CF1, CF2, CF3, CF4 and CF6
1995-1996 Associate Diploma of Arts Fashion (Couture), Moreton Institute of
TAFE Brisbane, Australia
Packages
Outlook Intermediate
Excel Intermediate
Word Intermediate
PowerPoint Basic
Interests
Member of a Residents Association. Meeting new people, fashion and travel
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