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The development of a HTA guideline for
hospitals in cross-border regions –
results from Work Package 5 of Euregio II


Saskia Knies PhD
Department of International Health &
Department of Health Services Research
Maastricht University
Border regions and cross-border care
• Cross-border regions: two or more bordering
  countries or regions (where healthcare is arranged
  at regional level)

• Patients seeking healthcare abroad
   – E.g. waiting lists, perceived quality of care, costs
     of care, treatment available, strategic purchasing
     by healthcare insurers/providers
• Hospital across border sometimes closer by than in
  home country
• Strong cooperation in some euregios (regions with
  bordering European countries)
Department
HTA in hospitals or local level
• Growing use of HTA on national level
• Several guidelines for HTA at hospitals, e.g.
  Canada, Denmark and Sweden

• No HTA guideline for multiple countries or border
  regions
• Why needed: support decision making process
  while taking border region into account
• Main advantage: takes less time to complete than
  national HTA study

Department
Requirements for HTA guideline for
cross-border regions
• For hospitals and other local healthcare institutions
• Inclusion of all elements of a HTA

•   Target audience: healthcare professionals
•   Simple to use with clear questions
•   Should not take too much time to complete
•   Taking cross-border situation into account



Department
Development of the guideline
Several steps:
  1. Literature review
  2. Interviewing local decision makers in cross-
     border settings
  3. Expert workshop in May 2010
  4. Adjustments to mini-HTA guideline of DACEHTA
    a. Divided into three sections
    b. Questions deleted or rephrased
    c. More sub-headings
    d. Added questions
Department
Description of guideline
Aim: to support healthcare professionals who are
working in healthcare institutions in cross-border
settings

Three sections:
  1. General questions for all institutions
  2. For healthcare institutions without any
     interaction with another healthcare institution
     across the border
  3. For healthcare institutions situated on two sides
     of a border that are willing to cooperate
Department
Testing guideline using case studies

• Two different case studies both in hospital setting
• Analysing applicability in real framework
• Identifying missing topics in guideline

• Case studies at university hospitals of Maastricht
  (MUMC+) and Aachen (UKA)
• Hospitals work closely together:
   – Mostly top-clinical fields
   – Share various activities and personnel

Department
Selection of case studies

• Consent for carrying out case studies from board of
  directors of both hospitals
• Meeting with policy advisors on cross-border
  cooperation of both hospitals
• Several cross-border projects going on

• Different types of decision problems selected
  – Case study 1: mutual investments in
     departments
  – Case study 2: reimbursement and legal issues
Department
Case study 1: Nuclear Medicine

• Shared head of department for both hospitals
• Number of investments in equipment and facilities
  requested to support further cooperation
• Investments will increase clinical and research
  options for departments

• Substantial investments needed
• Considerations not only related to costs
• Outcome: shared investments of two hospitals will
  benefit both hospitals
Department
Case study 2: Neurosurgery

• Deep Brain Stimulation (DBS)
• Experienced neurosurgeons at MUMC+, but no
  neurosurgeon available at UKA
• Two questions:
   – Possibility of operating Dutch patient in
     Germany, because treatment is not
     reimbursement in Netherlands
   – Operating Dutch and German patients in either
     MUMC+ or UKA depending on complexity of
     surgery
• Number of legal and reimbursement issues
Department
Experiences with guideline
• General questions (section 1)
   – Questions good to answer
   – Description of current situation and nature of
     request
• Cooperating hospitals (section 3)
   – Questions more complicated
   – Financial modelling for case study 1 needed
     additional questions as not extensively included in
     guideline
• Sometimes limited information available
• When is a question relevant or sufficiently answered
 Department
Adjustments to guideline
• Questions deleted
   – Questions combined into one question due to
     large overlap
• Rephrasing questions
   – Questions not clear and therefore difficult to
     interpret
• Topics or questions added
   – Questions from legal domain EUnetHTA Core
     model
   – Economics questions

Department
Conclusion
• Increasing cross-border cooperation in healthcare
• Increased use of HTA to support decision making at
  local level

• First HTA guideline focusing on cross-border regions
• Taking differences into account between countries
   – Reimbursement
   – Legal issues
   – Expectations and preferences of patients


Department
EUREGIO II partners
•   Maastricht University, Dep. of International Health (The Netherlands) (project leader)
•   Gesundheitsamt Kreis Heinsberg (Heinsberg, Germany)
•   Euregio Rhein-Waal (ERW) (Kleve, Germany)
•   Gesundheitsmanagement Burger-Wieland (Vienna, Austria)
•   European Hospital and Healthcare Federation (HOPE) (Brussels, Belgium)
•   Association of European Border Regions (AEBR) (Gronau, Germany)
•   Landesinstitut für Gesundheit und Arbeit NRW (Düsseldorf/Bielefeld/Münster, Germany)


•   Deutsches Institut für Medizin Dokumentation und Information (DIMDI) (Köln,
    Germany)
•   ECORYS Research Rotterdam (Rotterdam, The Netherlands)
•   WHO Regional Office for Europe (Copenhagen, Denmark)
•   Regione del Veneto, International Health Social Affaire Office Venice (Venice, Italy)
•   Cooperation and Working Together (CAWT) (Londonderry, Ireland)
•   Medical University Sofia, Faculty of Public Health (Sofia, Bulgaria)
•   Center for Health Policies and Services (Bucharest, Romania)
Department
On behalf of all authors and everyone involved:

Saskia Knies1, 2, Gloria Lombardi3, Matt Commers1, Hans-Peter Dauben4,
Silvia Evers2, Kai Michelsen1, Wija Oortwijn5, Chibuzo Opara1, Helmut
Brand1

Affiliations
1.Department of International Health, Maastricht University, Maastricht,
the Netherlands
2.Department of Health Services Research, Maastricht University,
Maastricht, the Netherlands
3.HOPE – European Hospital and Healthcare Federation, Brussels,
Belgium
4.DIMDI - Deutsches Institut für Medizinische Dokumentation und
Information, Cologne, Germany
5.ECORYS Nederland B.V., Rotterdam, the Netherlands

Department
Thank you for your attention

   This presentation arises from the project
     “Solutions for improving health care
 cooperation in border regions” (EUREGIO II)
which has received funding from the European
 Union, in the framework of the Public Health
Programme (Grant Agreement No. 2007118).



Department

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The development of a HTA guideline for hospitals in cross-border regions – results from Work Package 5 of Euregio II

  • 1. The development of a HTA guideline for hospitals in cross-border regions – results from Work Package 5 of Euregio II Saskia Knies PhD Department of International Health & Department of Health Services Research Maastricht University
  • 2. Border regions and cross-border care • Cross-border regions: two or more bordering countries or regions (where healthcare is arranged at regional level) • Patients seeking healthcare abroad – E.g. waiting lists, perceived quality of care, costs of care, treatment available, strategic purchasing by healthcare insurers/providers • Hospital across border sometimes closer by than in home country • Strong cooperation in some euregios (regions with bordering European countries) Department
  • 3. HTA in hospitals or local level • Growing use of HTA on national level • Several guidelines for HTA at hospitals, e.g. Canada, Denmark and Sweden • No HTA guideline for multiple countries or border regions • Why needed: support decision making process while taking border region into account • Main advantage: takes less time to complete than national HTA study Department
  • 4. Requirements for HTA guideline for cross-border regions • For hospitals and other local healthcare institutions • Inclusion of all elements of a HTA • Target audience: healthcare professionals • Simple to use with clear questions • Should not take too much time to complete • Taking cross-border situation into account Department
  • 5. Development of the guideline Several steps: 1. Literature review 2. Interviewing local decision makers in cross- border settings 3. Expert workshop in May 2010 4. Adjustments to mini-HTA guideline of DACEHTA a. Divided into three sections b. Questions deleted or rephrased c. More sub-headings d. Added questions Department
  • 6. Description of guideline Aim: to support healthcare professionals who are working in healthcare institutions in cross-border settings Three sections: 1. General questions for all institutions 2. For healthcare institutions without any interaction with another healthcare institution across the border 3. For healthcare institutions situated on two sides of a border that are willing to cooperate Department
  • 7. Testing guideline using case studies • Two different case studies both in hospital setting • Analysing applicability in real framework • Identifying missing topics in guideline • Case studies at university hospitals of Maastricht (MUMC+) and Aachen (UKA) • Hospitals work closely together: – Mostly top-clinical fields – Share various activities and personnel Department
  • 8. Selection of case studies • Consent for carrying out case studies from board of directors of both hospitals • Meeting with policy advisors on cross-border cooperation of both hospitals • Several cross-border projects going on • Different types of decision problems selected – Case study 1: mutual investments in departments – Case study 2: reimbursement and legal issues Department
  • 9. Case study 1: Nuclear Medicine • Shared head of department for both hospitals • Number of investments in equipment and facilities requested to support further cooperation • Investments will increase clinical and research options for departments • Substantial investments needed • Considerations not only related to costs • Outcome: shared investments of two hospitals will benefit both hospitals Department
  • 10. Case study 2: Neurosurgery • Deep Brain Stimulation (DBS) • Experienced neurosurgeons at MUMC+, but no neurosurgeon available at UKA • Two questions: – Possibility of operating Dutch patient in Germany, because treatment is not reimbursement in Netherlands – Operating Dutch and German patients in either MUMC+ or UKA depending on complexity of surgery • Number of legal and reimbursement issues Department
  • 11. Experiences with guideline • General questions (section 1) – Questions good to answer – Description of current situation and nature of request • Cooperating hospitals (section 3) – Questions more complicated – Financial modelling for case study 1 needed additional questions as not extensively included in guideline • Sometimes limited information available • When is a question relevant or sufficiently answered Department
  • 12. Adjustments to guideline • Questions deleted – Questions combined into one question due to large overlap • Rephrasing questions – Questions not clear and therefore difficult to interpret • Topics or questions added – Questions from legal domain EUnetHTA Core model – Economics questions Department
  • 13. Conclusion • Increasing cross-border cooperation in healthcare • Increased use of HTA to support decision making at local level • First HTA guideline focusing on cross-border regions • Taking differences into account between countries – Reimbursement – Legal issues – Expectations and preferences of patients Department
  • 14. EUREGIO II partners • Maastricht University, Dep. of International Health (The Netherlands) (project leader) • Gesundheitsamt Kreis Heinsberg (Heinsberg, Germany) • Euregio Rhein-Waal (ERW) (Kleve, Germany) • Gesundheitsmanagement Burger-Wieland (Vienna, Austria) • European Hospital and Healthcare Federation (HOPE) (Brussels, Belgium) • Association of European Border Regions (AEBR) (Gronau, Germany) • Landesinstitut für Gesundheit und Arbeit NRW (Düsseldorf/Bielefeld/Münster, Germany) • Deutsches Institut für Medizin Dokumentation und Information (DIMDI) (Köln, Germany) • ECORYS Research Rotterdam (Rotterdam, The Netherlands) • WHO Regional Office for Europe (Copenhagen, Denmark) • Regione del Veneto, International Health Social Affaire Office Venice (Venice, Italy) • Cooperation and Working Together (CAWT) (Londonderry, Ireland) • Medical University Sofia, Faculty of Public Health (Sofia, Bulgaria) • Center for Health Policies and Services (Bucharest, Romania) Department
  • 15. On behalf of all authors and everyone involved: Saskia Knies1, 2, Gloria Lombardi3, Matt Commers1, Hans-Peter Dauben4, Silvia Evers2, Kai Michelsen1, Wija Oortwijn5, Chibuzo Opara1, Helmut Brand1 Affiliations 1.Department of International Health, Maastricht University, Maastricht, the Netherlands 2.Department of Health Services Research, Maastricht University, Maastricht, the Netherlands 3.HOPE – European Hospital and Healthcare Federation, Brussels, Belgium 4.DIMDI - Deutsches Institut für Medizinische Dokumentation und Information, Cologne, Germany 5.ECORYS Nederland B.V., Rotterdam, the Netherlands Department
  • 16. Thank you for your attention This presentation arises from the project “Solutions for improving health care cooperation in border regions” (EUREGIO II) which has received funding from the European Union, in the framework of the Public Health Programme (Grant Agreement No. 2007118). Department