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Paola Roberta Boscolo




Paola Roberta Boscolo, MSc *, Oriana Ciani, PhD student **, Aleksandra Torbica,
Assitant Professor, PhD*
*Centre for Research on Health and Social Care Management, Bocconi University, Italy
** Peninsula College of Medicine & Dentistry , University of Exeter

                                                                                       1
                              HTAi Conference - Bilbao - June 2012
   Background
   Research questions and objectives
   Methods
   Results
   Conclusions



                                                                       2
                                HTAi Conference - Bilbao - June 2012
   HTA in Italy:
     History:
     ▪       ‘80s: HTA started at the National Institute of Health, by clinical engineers who
             aimed at assuring a rational utilization of big ticket technologies while taking into
             account safety issues (Favaretti et al., 2009);
     ▪       ‘90s: HTA’s expansion in an “untargeted, uncoordinated” way (France, 2000), often
             without a clear priority setting stage;
     ▪       Early development of HTA is largely based on experimental approaches to the
             hospital-based technology assessment (HB HTA), which are argued to be the most
             important peculiarity of the country and (still) the real driver of the HTA
             movement (Catananti et al., 2005).

   Institutional model(s)                                               Age.Na.S
     At country level
      ▪ National “Clearing House”: Age.Na.s
     At regional level                              H                                                H
      ▪ 2o different models
                                                                                                 H
     At local level
      ▪ Bottom up initiatives, not a reference model          H                 H

                                                               HTAi Conference - Bilbao - June 2012       3
Hospital provision

                                                             Formularies, tenders’
                                                             documentations, contracts

                                                                Procurement
                   Clinicians                                   Commission

       Patients



                                                                Forms/reports/hospital
Requests based on               HTA Commission
                                                                guidelines
knowledge, use, patients’
outcomes, preferences, ...
                                                     HTAi Conference - Bilbao - June 2012   4
   How diffused HB HTA is in Italy?
     To survey the diffusion and use of HTA practice in Italian
      hospitals

   Does HB HTA impact hospital decisions?
     To propose a model to evaluate HTA at hospital level



                                            HTAi Conference - Bilbao - June 2012   5
1.   Literature review
2.   Hospital survey
3.   Complementary data collection
4.   Database construction
5.   Statistical Analysis

                              HTAi Conference - Bilbao - June 2012   6
Facilitating factors at the healthcare
                                                  PubMed, EBSCO, JSTORE       organization level:
                                                                              • existing collaboration between the
What in HTA could demand for the                                              hospital and the HTA agency
                                                        KEYWORDS:
development of Hospital based                                                 • formalism in the organization
                                          HTA organization administration; HTA
HTA?
                                           organizational characteristics
                                           Reasons for HB HTA’s impact:
• Organizational structure                                                    Facilitating factors at the professional
• Processes study                         • Selection of topics relevant to
                                           HTA Hospital based ;
                                           the Hospital’s administration      level:
• Patients’
experiences/actions/perspectives
                                          • Timeliness Hospital based HTA’s • high degree of autonomy of
                                           HTA’s impact;                      impact;
                                           evaluation of HTA
                                           • Formulation of policy reflecting specialists
• Decentralization                                                            • importance of peers
• Need to check for the adaptability       community values by a local
                                           representative committee           • collegial controls
of national/international studies at                      170 TITLES          • definition of professional
the local level                                                                               Titles and
                                                                              roles/responsibilities may influence
                                                                                              abstracts selection
                                                                              physicians’ willingness to integrate
                                                        10 FULL TEXT
                                                                              HTA into practice

                                                    MAIN MESSAGES:

                                                                                     Factors
                          Causes of HB
                                                       Reasons for HB              facilitating
                         HTA’s diffusion
                                                        HTA’s impact              effectiveness
                            and use
                                                                                   of HB HTA
                                                                          HTAi Conference - Bilbao - June 2012     7
       Objectives:
            To assess HTA activities at the hospital level, on a sample of
             Italian hospitals, in terms of:
         ▪       Structure

         ▪       Role

         ▪       Outputs

         ▪       Linking with decision-making

            To investigate potential and effective impacts of HTA
             principles’ implementation in the healthcare trusts.


                                                     HTAi Conference - Bilbao - June 2012   8
       Semi – structured questionnaire on:
         Data on volumes and unitary expenditure of selected medical devices
          (i.e. hip prostheses, coronary stents) 2008 and 2009 data

         HTA activities (e.g. institution of committees, role, expertise, outputs,
          relevance for local management).

       HTA organizational variables surveyed:
         Presence of HTA Commissions

         Type of activities conducted

         Commissions’ members and competencies

         HTA’s aims (perceived/declared)

         HTA and other decision making processes links
                                                            HTAi Conference - Bilbao - June 2012   9
       46 health care                                       1
        organizations located in                                         1
        15 regions and one                            3          5
        Autonomous Province                3
        provided data on:                                        6
                                            2
         Selected devices’ volumes                         5
          and expenditures (i.e.:                                    1
          coronary stents)                                                   2
                                                                     4                    1
         HTA’s organizational
          characteristics                                                         1       1
                                                                                      1




                                                                                 10
                                                                                              10
                            HTAi Conference - Bilbao - June 2012
   Hospitals:
                            North         Center South             Total
N. of Health care
organizations                       21          12            13           46

                                                                   ESTAV
                            ASL           AO         IRCSS         *
Type of health care
organization                         23         19             3            1

Average size (n. of beds)           791        839           419            /
min (n. of beds)                   137       179             132            /
max (n. of beds)                  2004      1533             827            /

                                     *inter-hospital organization



                                                                     HTAi Conference - Bilbao - June 2012   11
   Almost half of the hospitals have the commission:




   Processes Indicators for hospitals with HTA Commission:




                                       HTAi Conference - Bilbao - June 2012   12
    Outputs
     Outputs             N. of hospitals                    %
     Repertory update                  13                       59
     Hospital guidelines                8                       36
     Evaluation form                   14                       64
     Others                             8                       36

    How many hospitals out of 22 give high
    importance (4 or 5) to different dimensions?
    Aspects                 N. of hospitals                 %
    Clinical                              21                    95
    Economic                              16                    72
    Organizational                         9                    40
    Social                                 5                    22

                     HTAi Conference - Bilbao - June 2012            13
                          How much are HTA principles used?

                            Perceived importance of HTA's
                                      principles
                      20
                                                  16
    N. of hospitals




                      15            13

                      10     9
                                                                 6
                      5
                                                                       2

                      0
                             1      2              3             4     5
                                    Perceived importance (scale 1-5)



                                                Perceived importance
                                                - Mean (sd)
                      Overall                   2.5 (1.1)
                      HTA Commission            3 (0.99)
                      No HTA Commission         2.1 (1)                    HTAi Conference - Bilbao - June 2012   14
Potential impact’s analysis

   Focus: Coronary Stents (DES & BMS)
   Measured dimensions:
    1.   Intensity of HTA activities (processes indicators)
    2.   Importance of HTA (overall and by aspect)
    3.   Total expenditure (BMS and DES)
    4.   Total volume of purchased units (BMS and DES)
    5.   Average unit expenditure (BMS and DES)



                                                      HTAi Conference - Bilbao - June 2012   15
1.       Statistically significant, positive correlation
         between “intensity” of HTA activities and
         level of importance of HTA overall (and in
         each of the 5 dimensions)




                                                                              15
2.       Correlations between variables reflecting
         expenditures/volumes of DES with data




                                                                              14
                                                          Ln Spesa DES 2009
         on HTA activities:




                                                                              13
     •     Statistically significant, negative correlation


                                                                              12
           (although not very strong) between level of

                                                                              11
           importance of “economic” issues in HTA and                              1            2            3              4    5
                                                                                       int_commazdm_aspettieconomicodm

           total expenditure of DES (log)                                              ln_des_s09           Fitted values




                              HTAi Conference - Bilbao - June 2012                                                              16
17

HTAi Conference - Bilbao - June 2012
1.   HB in Italy, although based on experimental approaches, is quite
     diffused
2.   There are no clear impact’s evidences, but there may be certain
     relations between HTA procedural and organizational
     characteristics and its real use and efficacy
3.   Nowadays, high demand for cost containment policies may lead
     policy makers to consider HTA among “rationalization”
     instruments, somehow forgetting HTA foundations related to best
     resources allocation choices
4.   Future steps of research will concern the evaluation of other
     dimensions, that, even if more difficult to be evaluated than
     variation in expenditures and volumes, could probably tell more
     about HB HTA effects, providing reasons for its aware diffusion
                                               HTAi Conference - Bilbao - June 2012   18

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Hospital-based HTA: does it impact on medical technologies’ expenditure and consumption?

  • 1. Paola Roberta Boscolo Paola Roberta Boscolo, MSc *, Oriana Ciani, PhD student **, Aleksandra Torbica, Assitant Professor, PhD* *Centre for Research on Health and Social Care Management, Bocconi University, Italy ** Peninsula College of Medicine & Dentistry , University of Exeter 1 HTAi Conference - Bilbao - June 2012
  • 2. Background  Research questions and objectives  Methods  Results  Conclusions 2 HTAi Conference - Bilbao - June 2012
  • 3. HTA in Italy:  History: ▪ ‘80s: HTA started at the National Institute of Health, by clinical engineers who aimed at assuring a rational utilization of big ticket technologies while taking into account safety issues (Favaretti et al., 2009); ▪ ‘90s: HTA’s expansion in an “untargeted, uncoordinated” way (France, 2000), often without a clear priority setting stage; ▪ Early development of HTA is largely based on experimental approaches to the hospital-based technology assessment (HB HTA), which are argued to be the most important peculiarity of the country and (still) the real driver of the HTA movement (Catananti et al., 2005).  Institutional model(s) Age.Na.S  At country level ▪ National “Clearing House”: Age.Na.s  At regional level H H ▪ 2o different models H  At local level ▪ Bottom up initiatives, not a reference model H H HTAi Conference - Bilbao - June 2012 3
  • 4. Hospital provision Formularies, tenders’ documentations, contracts Procurement Clinicians Commission Patients Forms/reports/hospital Requests based on HTA Commission guidelines knowledge, use, patients’ outcomes, preferences, ... HTAi Conference - Bilbao - June 2012 4
  • 5. How diffused HB HTA is in Italy?  To survey the diffusion and use of HTA practice in Italian hospitals  Does HB HTA impact hospital decisions?  To propose a model to evaluate HTA at hospital level HTAi Conference - Bilbao - June 2012 5
  • 6. 1. Literature review 2. Hospital survey 3. Complementary data collection 4. Database construction 5. Statistical Analysis HTAi Conference - Bilbao - June 2012 6
  • 7. Facilitating factors at the healthcare PubMed, EBSCO, JSTORE organization level: • existing collaboration between the What in HTA could demand for the hospital and the HTA agency KEYWORDS: development of Hospital based • formalism in the organization  HTA organization administration; HTA HTA? organizational characteristics Reasons for HB HTA’s impact: • Organizational structure Facilitating factors at the professional • Processes study  • Selection of topics relevant to HTA Hospital based ; the Hospital’s administration level: • Patients’ experiences/actions/perspectives  • Timeliness Hospital based HTA’s • high degree of autonomy of HTA’s impact; impact; evaluation of HTA • Formulation of policy reflecting specialists • Decentralization • importance of peers • Need to check for the adaptability community values by a local representative committee • collegial controls of national/international studies at 170 TITLES • definition of professional the local level Titles and roles/responsibilities may influence abstracts selection physicians’ willingness to integrate 10 FULL TEXT HTA into practice MAIN MESSAGES: Factors Causes of HB Reasons for HB facilitating HTA’s diffusion HTA’s impact effectiveness and use of HB HTA HTAi Conference - Bilbao - June 2012 7
  • 8. Objectives:  To assess HTA activities at the hospital level, on a sample of Italian hospitals, in terms of: ▪ Structure ▪ Role ▪ Outputs ▪ Linking with decision-making  To investigate potential and effective impacts of HTA principles’ implementation in the healthcare trusts. HTAi Conference - Bilbao - June 2012 8
  • 9. Semi – structured questionnaire on:  Data on volumes and unitary expenditure of selected medical devices (i.e. hip prostheses, coronary stents) 2008 and 2009 data  HTA activities (e.g. institution of committees, role, expertise, outputs, relevance for local management).  HTA organizational variables surveyed:  Presence of HTA Commissions  Type of activities conducted  Commissions’ members and competencies  HTA’s aims (perceived/declared)  HTA and other decision making processes links HTAi Conference - Bilbao - June 2012 9
  • 10. 46 health care 1 organizations located in 1 15 regions and one 3 5 Autonomous Province 3 provided data on: 6 2  Selected devices’ volumes 5 and expenditures (i.e.: 1 coronary stents) 2 4 1  HTA’s organizational characteristics 1 1 1 10 10 HTAi Conference - Bilbao - June 2012
  • 11. Hospitals: North Center South Total N. of Health care organizations 21 12 13 46 ESTAV ASL AO IRCSS * Type of health care organization 23 19 3 1 Average size (n. of beds) 791 839 419 / min (n. of beds) 137 179 132 / max (n. of beds) 2004 1533 827 / *inter-hospital organization HTAi Conference - Bilbao - June 2012 11
  • 12. Almost half of the hospitals have the commission:  Processes Indicators for hospitals with HTA Commission: HTAi Conference - Bilbao - June 2012 12
  • 13. Outputs Outputs N. of hospitals % Repertory update 13 59 Hospital guidelines 8 36 Evaluation form 14 64 Others 8 36  How many hospitals out of 22 give high importance (4 or 5) to different dimensions? Aspects N. of hospitals % Clinical 21 95 Economic 16 72 Organizational 9 40 Social 5 22 HTAi Conference - Bilbao - June 2012 13
  • 14. How much are HTA principles used? Perceived importance of HTA's principles 20 16 N. of hospitals 15 13 10 9 6 5 2 0 1 2 3 4 5 Perceived importance (scale 1-5) Perceived importance - Mean (sd) Overall 2.5 (1.1) HTA Commission 3 (0.99) No HTA Commission 2.1 (1) HTAi Conference - Bilbao - June 2012 14
  • 15. Potential impact’s analysis  Focus: Coronary Stents (DES & BMS)  Measured dimensions: 1. Intensity of HTA activities (processes indicators) 2. Importance of HTA (overall and by aspect) 3. Total expenditure (BMS and DES) 4. Total volume of purchased units (BMS and DES) 5. Average unit expenditure (BMS and DES) HTAi Conference - Bilbao - June 2012 15
  • 16. 1. Statistically significant, positive correlation between “intensity” of HTA activities and level of importance of HTA overall (and in each of the 5 dimensions) 15 2. Correlations between variables reflecting expenditures/volumes of DES with data 14 Ln Spesa DES 2009 on HTA activities: 13 • Statistically significant, negative correlation 12 (although not very strong) between level of 11 importance of “economic” issues in HTA and 1 2 3 4 5 int_commazdm_aspettieconomicodm total expenditure of DES (log) ln_des_s09 Fitted values HTAi Conference - Bilbao - June 2012 16
  • 17. 17 HTAi Conference - Bilbao - June 2012
  • 18. 1. HB in Italy, although based on experimental approaches, is quite diffused 2. There are no clear impact’s evidences, but there may be certain relations between HTA procedural and organizational characteristics and its real use and efficacy 3. Nowadays, high demand for cost containment policies may lead policy makers to consider HTA among “rationalization” instruments, somehow forgetting HTA foundations related to best resources allocation choices 4. Future steps of research will concern the evaluation of other dimensions, that, even if more difficult to be evaluated than variation in expenditures and volumes, could probably tell more about HB HTA effects, providing reasons for its aware diffusion HTAi Conference - Bilbao - June 2012 18