1. 1348 E Don Carlos
Tempe, AZ 85281
(480)363-4497
eric.montenegro95@gmail.com
EricMontenegro
Objective Seeking a position in the financial/accounting services industry to
apply years of knowledge, experience, and licenses towards a
leadership position. Skilled in problem solving, multitasking, and
effective communication. Detail and goal oriented to achieve results.
Education 2001 – June 2006 Arizona State University Tempe, AZ
 B.S. Economics
Certifications
 Series 7, 63, 9
Experience May 2007 -- Present Charles Schwab Corporate Actions
Corporate Actions Reconciliation Sr. Specialist
2011 – Present
Responsibilities and Achievements:
 Reconcile all firm clearance, suspense, general ledgers and
inventory accounts for the Dividends Department.
 Created training modules based upon the functions and
responsibilities of the team and present in the stated weekly
meetings.
 Organize training workshops for both local and offsite individuals
 Organize 1 on 1 coaching to improve performance of members who
are lagging behind stated objectives.
 Instrumental in helping the Recon team reduce open items by
approximately 80% 2 years in a row.
 Extensive knowledge using PeopleSoft to conduct weekly and
monthly general ledger reconciliations.

2. Corporate Actions Reconciliation Sr. Specialist
2009 - 2011
 Prepare month-end reconciliation Focus Reports for officer
certification and submission to Regulatory Reporting. Ensure
accuracy of data and timely delivery of reports.
 Interact closely with internal and external business partners including
other broker-dealer companies, depositories and custodians, and
transfer agents.
 Respond to client inquiries in a timely and professional manner.
 Prepare and gather data for weekly and monthly Dividends metric
statistics for management reporting.
Operations Specialist 2007 -
2009
 Process mandatory corporate actions. Payments include
reorganizations and fixed income redemptions.
 Review and research bond payments though exception reports
 Reconcile Voluntary, Mandatory, and Bond inventory accounts; in
addition, reconcile non marketable account, worthless securities
account and class action account.
 Prepare and gather data for weekly and monthly Mandatory
Reorganization metric statistics for management reporting.
November 2006 — May 2007 Adecco Agency/Charles Schwab
Temp Agent--Operations Specialist
 Administer accurate deposits into various customer accounts.