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Strategy and Policy of Technology
Transfer to Support the Improvement
of Industrial Competitiveness
Widiatmini Sih Winanti
Jakarta, 24 Maret 2014
Outline
โ€ข Technology Transfer1
โ€ข Technology Mechanism2
โ€ข Technology Needs Assesment (TNA)3
โ€ข National Designated Entity (NDE)4
โ€ข Lesson Learned: Development of NMAP for RBCS5
2
Technology Transfer
3
Technology transfer is one of the major agreements in the
climate change negotiation.
โ€ข The article 4.5 of the UNFCCC states that developed countries:
โ€œโ€ฆshall take all practicable steps to promote, facilitate, and finance,
as appropriate, the transfer of, or access to, environmentally sound
technologies and know-how to other Parties, particularly developing
country Parties, to enable them to implement the provisions of the
Convention.โ€
โ€ข In addition article 4.7 of the UNFCCC states that โ€œThe extent to which
developing country Parties will effectively implement their
commitments under the Convention will depend on the effective
implementation by developed country Parties of their commitments
related to financial resources and transfer of technology โ€ฆโ€
Isu Alih Teknologi
4
๏ถ Isu Alih Teknologi merupakan pendukung aksi adaptasi dan mitigasi
perubahan iklim yang dilakukan pada berbagai tahapan technology cycle,
yaitu R&D, penyebar luasan, difusi dan alih teknologi
๏ถ Pada COP 16 di Cancun-Mexico, telah disepakati terbentuknya mekanisme
Teknologi (Technology Mechanism), dibawah guidance of and accountable to
COP, yang terdiri dari: Technology Executive Committee (TEC), dan Climate
technology Center & Network (CTC-N). Sejak saat itu TEC yang mempunyai
tugas memberikan arahan kebijakan untuk implementasi alih teknologi,
sudah mulai beroperasi.
๏ถ Pada awal tahun 2012, CTC-N telah terbentuk dengan host adalah UNEP
konsorsium dengan 11 network. Untuk menjalankan fungsinya, CTC-N di
arahkan oleh Advisory Board yang telah melakukan dua kali pertemuan.
Tugas CTC-N adalah memfasilitasi implementasi alih teknologi.
๏ถ Di negara berkembang semua aktivitas implementasi alih teknologi dari
mulai pengusulan, implementasi dan monitoring kegiatan akan
dikoordinasikan melalui suatu institusi yang disebut National Designated
Entity (NDE).
Technology Mechanism
5
Technology Executive
Committee (TEC)
Climate Technology Centre
and Network (CTCN)
Technology
Mechanism under
UNFCCC
National Designated Entity (NDE)
Technology Needs Assesment (TNA)
6
Definition
๏‚จ Technology needs and needs assessments are a set of country-driven activities
that identify and determine the mitigation and adaptation technology priorities
of Parties other than developed country Parties, and other developed Parties
not included in Annex II, particularly developing country Parties.
๏‚จ They involve different stakeholders in a consultative process to identify the
barriers to technology transfer and measures to address these barriers through
sectoral analyses.
๏‚จ These activities may address soft and hard technologies, such as mitigation and
adaptation technologies, identify regulatory options and develop fiscal and
financial incentives and capacity building.
Purpose
The purpose of technology needs assessments is to assist in identifying and
analyzing priority technology needs, which can form the basis for a portfolio of
EST projects and programs which can facilitate the transfer of, and access to,
the ESTs and know-how in the implementation of Article 4, paragraph 5, of the
Convention.
TNA Process
7
Identify the
prioritized
technology in
several sector
Prioritized
Technologies
Analyse
Barriers,
market
mapping
etc
- TAPs
- Project ideas /
proposals
Technology Prioritizing Process
8
1st Natcom
2000
TNA
2009
CC Sectoral
Roadmap 2010
Strategic plan of
sectors
NAPAs
2010
NEP
2010
MITIGATION/ADAPTATION
TECHNOLOGY
Prescreening
MITIGATION/ ADAPTATION
TECHNOLOGY (10)
Prioritized Technology
Needs
Indonesia
response to CC
2nd Natcom
2008
Determination
of Criteria
Weighting
Scooring
M
C
A
Permasalahan pada Penggunaan RBCS
10
Barriers Analysis
10
BARRIER
ANALYSIS
PRIORITIZED TECHNOLOGY
ANALYSIS
FRAMEWORK
IDENTIFY ALL
POSSIBLE
BARRIERS
IDENTIFY BARRIERS AND GROUPED TO:
REGULATION, FINANCIAL, INSTITUSIONAL, SOCIAL,
CAPASITY, IPR
โ€ข IDENTIFY THE
ENABLING
FRAMEWORK FOR
EACH BARRIERS
SCREEN FOR NON
RELEVANT
ESTABLISH
HIERARCHY OF
BARRIERS
IDENTIFY KEY BARRIER COMPONENTS FOR EACH
TECHNOLOGY
CAUSAL ANALYSIS BARRIERS PRIORITIZATION
FIND INITIAL
SOLUTION
LIST OF BARRIERS POSSIBLE SOLUTIONS
TNA-TAPs to Mitigation Actions
11
Prioritize Mitigation Actions as Potency to
NAMAs
Action Plans to implement Mitigation
Actions as Potency to NAMAs
MRV framework for Mitigation Actions as
Potency to NAMAs
Detailed Document for Implementing
activities to remove non-financial barriers
Ready to go project documents
National Designated Entity (NDE)
12
Function:
โ€ข Serve as a focal point for CTCN activities in their country
โ€ข Manage the national request submission process and support the
articulation and prioritisation of requests and proposals
โ€ข Identify priority technology and capacity-building needs in line with
national development and climate strategies and design collaborative
programmes with the CTCN
โ€ข Facilitate the creation of a consultative process to enhance public
sector / government actors / private sector coordination and
collaboration in the definition of country strategies on technologies for
adaptation and mitigation,
โ€ข Provide feedback on the quality of CTCN assistance and procedures.
Proposed Indonesia NDE Structure
13
National Designated Committee โ€“ Climate
Change Technology Transfer (NDC-CCTT)
The main responsibility of the National Designated Committee
-Climate Change Technology Transfer (NDC-CCTT) of the NDE is
to provide policy and political guidance and the direction as
well as approval on the implementation of technology transfer,
to ensure that activities are in line with the sector and national
priorities and policies.
NDC-CCTT Secretariat
The NDC-CCTT Secretariat is responsible to support the work
of NDE and facilitate the technical team/experts. NDC-CCTT
Secretariat working under purview of the National Council on
Climate Change (NCCC) of Indonesia.
Experts
The main task of the Technical Team/Experts is to provide
technical recommendations to the NDC-CCTT as a material
consideration in the decision. The membership of Technical
Team is an Ad Hoc basis.
Stakeholder
Stakeholder network will play a role in inter-agency
coordination in a network consisting of representatives from
other institutions under the UNFCCC industry associations,
private sector etc.
Lesson Learned: Development of NMAP for RBCS
14
There are 3 main issues in the implementation
of RBCS Technology in the iron and steel
industries, which are;
a. Most of the components are still imported
b. Installation will need a three-month down
time of the production line
c. Expensive investment
To address point a and b, we would need to
think about the way to do Technology Transfer of
RBCS, that could be done with;
๏‚ง Coordination across sectors including
technology transfer with related industries
and associations, NCCC can be the
coordinator
๏‚ง Identify the indicators for all the activities.
๏‚ง Develop the measurement system for the MR
(V)
๏‚ง Compiled a list of technology needs to be
tailored to the ability of Indonesia
๏‚ง Joint development of technologies for the
application of RBCS
๏‚ง Action plan would need to be prepared for
the R&D of RBCS development
Coordinator
National Council on Climate Change
Executive Team
Ministry of Industry
Ministry of Research and Technology
Agency for the Assessment and Application of
Technology
Technical Team
Control
System
Burner
System
Regenerator
- Engineering
Consultant
- University
- Research
Agencies
- University
- Research
Agencies
- Research
Agencies
- Material
manufacturers
The teaming of these actions is as
follows:
Peningkatan Efisiensi Energi pada Tungku Industri
15
Recuperator/
Regenerator
Recovery Waste
heatCombustion Control
Suitable Oil
Temperature
Damper
Furnace
Pressure
O2 analysis
Waste heat
Boiler
Air Ratio
Control
Improvement
Gas Flow
Equipment
Extension of
Preheating zone
Preheating
material
Position
Burner
Maintenance Type
Dropping
discharging
temperature
Improvement of
heat pattern
Rate of
Operation Material
Arrangement
Operation
Changing
Hot Charge
Light weight
Insulation material
Furnace wall
Insulator
Double Insulation
Skid pipe
Suitable oil
Pressure
Burner
Suitable
Capacity
โ€ข Mengoptimalkan rasio bahan bakar dan udara (Air to Fuel Ratio, AFR),
โ€ข Meningkatkan efisiensi pembakaran,
โ€ข Menerapkan isolasi termal yang baik,
โ€ข Mencegah kebocoran udara pada tungku,
โ€ข Menyimpan panas tungku pada saat tidak digunakan, dan
โ€ข Memanfaatkan panas buang semaksimal mungkin.
Best
Practice
Thank You
widiatmini@yahoo.com

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Strategy and Policy of Technology Transfer to Support the Improvement of Industrial Competitiveness

  • 1. Strategy and Policy of Technology Transfer to Support the Improvement of Industrial Competitiveness Widiatmini Sih Winanti Jakarta, 24 Maret 2014
  • 2. Outline โ€ข Technology Transfer1 โ€ข Technology Mechanism2 โ€ข Technology Needs Assesment (TNA)3 โ€ข National Designated Entity (NDE)4 โ€ข Lesson Learned: Development of NMAP for RBCS5 2
  • 3. Technology Transfer 3 Technology transfer is one of the major agreements in the climate change negotiation. โ€ข The article 4.5 of the UNFCCC states that developed countries: โ€œโ€ฆshall take all practicable steps to promote, facilitate, and finance, as appropriate, the transfer of, or access to, environmentally sound technologies and know-how to other Parties, particularly developing country Parties, to enable them to implement the provisions of the Convention.โ€ โ€ข In addition article 4.7 of the UNFCCC states that โ€œThe extent to which developing country Parties will effectively implement their commitments under the Convention will depend on the effective implementation by developed country Parties of their commitments related to financial resources and transfer of technology โ€ฆโ€
  • 4. Isu Alih Teknologi 4 ๏ถ Isu Alih Teknologi merupakan pendukung aksi adaptasi dan mitigasi perubahan iklim yang dilakukan pada berbagai tahapan technology cycle, yaitu R&D, penyebar luasan, difusi dan alih teknologi ๏ถ Pada COP 16 di Cancun-Mexico, telah disepakati terbentuknya mekanisme Teknologi (Technology Mechanism), dibawah guidance of and accountable to COP, yang terdiri dari: Technology Executive Committee (TEC), dan Climate technology Center & Network (CTC-N). Sejak saat itu TEC yang mempunyai tugas memberikan arahan kebijakan untuk implementasi alih teknologi, sudah mulai beroperasi. ๏ถ Pada awal tahun 2012, CTC-N telah terbentuk dengan host adalah UNEP konsorsium dengan 11 network. Untuk menjalankan fungsinya, CTC-N di arahkan oleh Advisory Board yang telah melakukan dua kali pertemuan. Tugas CTC-N adalah memfasilitasi implementasi alih teknologi. ๏ถ Di negara berkembang semua aktivitas implementasi alih teknologi dari mulai pengusulan, implementasi dan monitoring kegiatan akan dikoordinasikan melalui suatu institusi yang disebut National Designated Entity (NDE).
  • 5. Technology Mechanism 5 Technology Executive Committee (TEC) Climate Technology Centre and Network (CTCN) Technology Mechanism under UNFCCC National Designated Entity (NDE)
  • 6. Technology Needs Assesment (TNA) 6 Definition ๏‚จ Technology needs and needs assessments are a set of country-driven activities that identify and determine the mitigation and adaptation technology priorities of Parties other than developed country Parties, and other developed Parties not included in Annex II, particularly developing country Parties. ๏‚จ They involve different stakeholders in a consultative process to identify the barriers to technology transfer and measures to address these barriers through sectoral analyses. ๏‚จ These activities may address soft and hard technologies, such as mitigation and adaptation technologies, identify regulatory options and develop fiscal and financial incentives and capacity building. Purpose The purpose of technology needs assessments is to assist in identifying and analyzing priority technology needs, which can form the basis for a portfolio of EST projects and programs which can facilitate the transfer of, and access to, the ESTs and know-how in the implementation of Article 4, paragraph 5, of the Convention.
  • 7. TNA Process 7 Identify the prioritized technology in several sector Prioritized Technologies Analyse Barriers, market mapping etc - TAPs - Project ideas / proposals
  • 8. Technology Prioritizing Process 8 1st Natcom 2000 TNA 2009 CC Sectoral Roadmap 2010 Strategic plan of sectors NAPAs 2010 NEP 2010 MITIGATION/ADAPTATION TECHNOLOGY Prescreening MITIGATION/ ADAPTATION TECHNOLOGY (10) Prioritized Technology Needs Indonesia response to CC 2nd Natcom 2008 Determination of Criteria Weighting Scooring M C A
  • 10. Barriers Analysis 10 BARRIER ANALYSIS PRIORITIZED TECHNOLOGY ANALYSIS FRAMEWORK IDENTIFY ALL POSSIBLE BARRIERS IDENTIFY BARRIERS AND GROUPED TO: REGULATION, FINANCIAL, INSTITUSIONAL, SOCIAL, CAPASITY, IPR โ€ข IDENTIFY THE ENABLING FRAMEWORK FOR EACH BARRIERS SCREEN FOR NON RELEVANT ESTABLISH HIERARCHY OF BARRIERS IDENTIFY KEY BARRIER COMPONENTS FOR EACH TECHNOLOGY CAUSAL ANALYSIS BARRIERS PRIORITIZATION FIND INITIAL SOLUTION LIST OF BARRIERS POSSIBLE SOLUTIONS
  • 11. TNA-TAPs to Mitigation Actions 11 Prioritize Mitigation Actions as Potency to NAMAs Action Plans to implement Mitigation Actions as Potency to NAMAs MRV framework for Mitigation Actions as Potency to NAMAs Detailed Document for Implementing activities to remove non-financial barriers Ready to go project documents
  • 12. National Designated Entity (NDE) 12 Function: โ€ข Serve as a focal point for CTCN activities in their country โ€ข Manage the national request submission process and support the articulation and prioritisation of requests and proposals โ€ข Identify priority technology and capacity-building needs in line with national development and climate strategies and design collaborative programmes with the CTCN โ€ข Facilitate the creation of a consultative process to enhance public sector / government actors / private sector coordination and collaboration in the definition of country strategies on technologies for adaptation and mitigation, โ€ข Provide feedback on the quality of CTCN assistance and procedures.
  • 13. Proposed Indonesia NDE Structure 13 National Designated Committee โ€“ Climate Change Technology Transfer (NDC-CCTT) The main responsibility of the National Designated Committee -Climate Change Technology Transfer (NDC-CCTT) of the NDE is to provide policy and political guidance and the direction as well as approval on the implementation of technology transfer, to ensure that activities are in line with the sector and national priorities and policies. NDC-CCTT Secretariat The NDC-CCTT Secretariat is responsible to support the work of NDE and facilitate the technical team/experts. NDC-CCTT Secretariat working under purview of the National Council on Climate Change (NCCC) of Indonesia. Experts The main task of the Technical Team/Experts is to provide technical recommendations to the NDC-CCTT as a material consideration in the decision. The membership of Technical Team is an Ad Hoc basis. Stakeholder Stakeholder network will play a role in inter-agency coordination in a network consisting of representatives from other institutions under the UNFCCC industry associations, private sector etc.
  • 14. Lesson Learned: Development of NMAP for RBCS 14 There are 3 main issues in the implementation of RBCS Technology in the iron and steel industries, which are; a. Most of the components are still imported b. Installation will need a three-month down time of the production line c. Expensive investment To address point a and b, we would need to think about the way to do Technology Transfer of RBCS, that could be done with; ๏‚ง Coordination across sectors including technology transfer with related industries and associations, NCCC can be the coordinator ๏‚ง Identify the indicators for all the activities. ๏‚ง Develop the measurement system for the MR (V) ๏‚ง Compiled a list of technology needs to be tailored to the ability of Indonesia ๏‚ง Joint development of technologies for the application of RBCS ๏‚ง Action plan would need to be prepared for the R&D of RBCS development Coordinator National Council on Climate Change Executive Team Ministry of Industry Ministry of Research and Technology Agency for the Assessment and Application of Technology Technical Team Control System Burner System Regenerator - Engineering Consultant - University - Research Agencies - University - Research Agencies - Research Agencies - Material manufacturers The teaming of these actions is as follows:
  • 15. Peningkatan Efisiensi Energi pada Tungku Industri 15 Recuperator/ Regenerator Recovery Waste heatCombustion Control Suitable Oil Temperature Damper Furnace Pressure O2 analysis Waste heat Boiler Air Ratio Control Improvement Gas Flow Equipment Extension of Preheating zone Preheating material Position Burner Maintenance Type Dropping discharging temperature Improvement of heat pattern Rate of Operation Material Arrangement Operation Changing Hot Charge Light weight Insulation material Furnace wall Insulator Double Insulation Skid pipe Suitable oil Pressure Burner Suitable Capacity โ€ข Mengoptimalkan rasio bahan bakar dan udara (Air to Fuel Ratio, AFR), โ€ข Meningkatkan efisiensi pembakaran, โ€ข Menerapkan isolasi termal yang baik, โ€ข Mencegah kebocoran udara pada tungku, โ€ข Menyimpan panas tungku pada saat tidak digunakan, dan โ€ข Memanfaatkan panas buang semaksimal mungkin. Best Practice