1. C. SCOTT BOWEN JR., ESQ.
425 Wilcox St., Apt. # 547, Charlotte, NC 28203 M: (607) 727-8043 csbny22@gmail.com
SUMMARY
Motivated, results-oriented licensed attorney (NC) with a background in finance, antitrust law, commercial
transactions and compliance, as well as formal training in Business Process Management. Worked with ongoing
compliance with relevant local, state, federal, and international laws, rules and regulations. Strong interpersonal skills
that help to excel at interacting with clients, banks, attorneys and regulators. Strong decision-making abilities and
sharp business acumen, with exceptional ability to complete projects timely and within budget.
EDUCATION
Charlotte School of Law-Charlotte, NC- J.D., 2014(ABA Accredited)
 Cum Laude & Pro Bono–Highest Honors (250+ Hours)
 Senior Executive Editor of Charlotte Law Review (LexisNexis Advance & Westlaw Next Certified)
 Member of Order of the Crown-Scholastic Leadership Society and the Business Law Society
 CALI Award (Highest Grade) for Antitrust and Regulation Course
 Best Oralist Award for the Caribbean Law Clinic Competition as part of the American-Caribbean Law Initiative
St. John Fisher College-Rochester, NY– B.S. Degree in Corporate Finance, May 2010
 3.55 GPA–Cum Laude from the Bittner School of Business (AACSB Accredited)
 Investment club member - Helped manage club portfolios and conduct research (2008-2010)
EXPERIENCE
Wells Fargo Bank–Charlotte, NC (May. 2016 – Present)
Wealth and Investment Management Compliance Consultant 3
 Support the Program Oversight Manager and other team members by assisting with the evaluation, review and monitoring of
WIM Compliance Program activities to ensure compliance with Regulatory Corporate Risk Management Policy requirements
 Work with the WIM Compliance Teams to provide compliance program subject matter expertise and guidance, and evaluate the
adequacy and effectiveness of procedures, processes and internal controls with additional support of Compliance Program
assessments/reviews, articulating areas for enhancement, identifying items for remediation, and offering recommendations for
improvement
 Support the Regulatory Affairs Coordinator Manager with Federal and State Banking Regulatory Exams, as well as Regulatory
interaction involving Matters Requiring Attention (MRAs)
General Motors Financial–Charlotte, NC (Feb. 2015 – May 2016)
International Data Protection Compliance Analyst II
 Compiled information about data protection law, rules, and regulations for all jurisdictions and ensure there are no gaps
 Constructed a standardized on-boarding program for International Operations Compliance personnel
 Assisted in drafting 20+ data processing agreements and Model Contract Clauses
 Monitored & Reported to Privacy Director on performance of data protection activities throughout IO Businesses
Wal-Mart Operational Compliance–Charlotte, NC (Aug. 2013 – Dec. 2013)
Compliance Extern
 Improved the Eastern Business Unit’s performance measures by constructing a multitudeof compliance measurement statistics,
identifying problematic areas, and providing trend analysis for specific markets.
 Analyzed risk for the Wal-Mart Global Compliance Unit. Flagged every compliance risk that did not have an applicable
compliance strategy, then developed proposals for either creating a new policy or merging the risk with a current policy.
 Presented on the cost and performance effectiveness of compliance to the National Director of Compliance and Director of the
Eastern Business Unit at Walmart Headquarters and had roundtable discussions with executive level compliance personnel

2. Arrowpoint Capital–Charlotte, NC (May 2013 – Aug. 2013) (North Carolina Insurance Adjuster Certified)
 Achieved numerous closing of claims and issuances of reimbursement through my legal research and memorandum concerning
issues of N.Y. State and N.J. worker's compensation reimbursements regarding Second Injury Fund and Special Fund
 Continuously informed and presented memorandum on the potential impact and ramifications of the Patient Protection &
Affordable Care Act to the Claims Executive
United States Attorney’s Office-Western District of North Carolina–Charlotte, NC (Jan. 2013 – Apr. 2013)
Legal Extern - (20 Hours per week while full time student)
 Drafted legal memorandum, motions, jury instructions, and conducted legal research for cases involving money laundering and
fraud.
 Assisted with trials involving financial activity such as Ponzi schemes, real estate development, and money laundering.
District Attorney’s Office of Broome County–Binghamton, NY (May 2012 - August 2012)
Legal Intern - (Full Time-40+ hours per week)
 Attained money and assets for the County through analyzing and filing Civil Action Forfeitures of Property of criminal
defendants
 Assisted with Drug Court Treatment proceedings and prepared various motions, orders, and briefs for criminal actions
PUBLICATIONS
International & Comparative Law Review Article (October 2014)
There’s Many Ways to Catch FATCATS:What Impact Will The Foreign Account Tax Compliance Act (FATCA)
Have on Caribbean Nations’ Privacy Laws and Costs Associated With Non-Compliance, The Indonesian Journal of
International & Comparative Law, Volume I Issue 4 (2014) at 968-991.
Law Review Article (2015)
The Times They Are a Changin’: New York’s Progression Towards Eradicating Judicial Affirmation of
Homophobia, Charlotte School of Law Journal, Winter 2014 Vol. 5, No.3 at 471-494.
COLLEGIATE ATHLETICS & ACTIVITIES
Lacrosse Team (2006-2010)
 Helped team to National #10 ranking in Division III (2010) and Empire 8 Conference Championship(2009)
 Nominated by School & Conference for Empire 8 Scholar-Athlete Award (Only 1 male and 1 female athlete
nominated from each sport) (2010)