1. Ashok PE-mail:ashokgap26@gmail.com
# 4/2, 4th Cross,Near Gandhi Statue, Magadi Road-570 023
Contact No. - +91-9900443954
+91 9900443954 Page 1
Objectives:-
Seeka growthorientedandchallengingcareerinthe fieldof InvestmentBankingwiththe leadersin
Domainindustrythatoffersprofessional growthwiththe platformto nourishvariouscompetencies
inmy profession.
Skill sets:
• Proactivelyprovidedthe automationideasonFXuploadtemplateandControls.
• Multiple wayanalysesonthe control check,whichprovides100% quality.
• Abilitytoprioritizeandperformmultipletasks.
• Strongverbal and personal communication skillsandagoodteam player.
• Excellentpeopleskillsandabilitytorepresentthe companyinthe midstof clients
• ProficiencyinMicrosoftofficeapplications(Excel /Powerpoint/Word).
• Basic knowledgeof creatingODreports(Oracle Discoverer).
• Basic knowledgeof creatingSQLqueries.
• SMART goals fixingaswell Sixhats conceptwill Iapplyfor the team.
Work Experience: AXA Business Services Pvt,LTD July-2015 to Till Date
Current Designation: Senior Analyst
Products Handled.(Fund Accountant)
• Unlisted(Private EquityFund,Hedge Funds,UnlistedEquities&Bond,Loans).
• Derivatives(InterestRate Swap,EquitySwap,Collateral onDerivatives).
• Forex (FXHedge,Spot,BuyClose andSetOff and Roll Over).
• Repoand Reverse Repo,ListedCorporateActionandUnlistedCorporate Action.
Role and Responsibility (During Project phase):-
• I was part of 4 memberteaminvolvedinthe TSAS-Japanmigrationandwasinstrumentalin
implementingthe processsuccessfullyatthe Bangalore office
• Individuallyhandledthe UATtestinginSAPforall migratedworktypesandco-ordinated
withthe Projectmanager(on-shore team) toensure desiredresultsare reflectinginPnL.
• Closelyworkedwithtechnologyteamduringthe UATphase of the project.
• ParticipatedinweeklycallswithOn-shoreteam, Projectmanagertodiscussopen
issues/blockingpointsfromtransitionstandpoint.
Role and Responsibility (BAU):-
• Proficientwithprofessionalaccountingtool SAP;alsoworkedon Bloombergtoextract
marketdata.
• Bookingof tradesand corporate actionsinSAP uponreceiptof trade ticketsand
notificationsfromAXA Investmentmanagementteam.
• PerformingCashreconciliationandcustodyreconciliation forEquities,fixedincome,unlisted
securities,derivatives andrepo/reverserepo.
• ProvidingdailyMIStoPL’s andManager and post review,the same sharedtothe top
management.
2. Ashok PE-mail:ashokgap26@gmail.com
# 4/2, 4th Cross,Near Gandhi Statue, Magadi Road-570 023
Contact No. - +91-9900443954
+91 9900443954 Page 2
• Builtprocessrelatedcontrol checksforUnlistedandFXtradesreconciliationwithcustody.
• Updatingthe SOP if there are any changesinthe Procedure
• Trainingto NewJoiners
Highlights:-
Proactivelyprovidedthe automationideasonFXuploadtemplateandControls.
Conductedtrainingtoteam membersonForex conceptssuchas Covertrades,
Hedge/Forwards,set-offsandroll overs;andwasappreciatedbythe management fortaking
thisinitiative.
ReceivedaccoladesfromCoE(Paris) duringhisvisittoBangalore for proposingbooking of
unlisted securitiesandForex realisedgain andloss ina presentation.
Work Experience: Deutsche Bank, Bangalore June-2014 to June-2015
Role and Responsibility:-
• I was part of the core dividendprocessingteamunderthe AssetService Departmentand
was primarilyresponsibletohandle the below tasks:
1. Equity(Dividend&StockLoanclaims)
2. FixedIncome (Coupons)
3. Prime Brokerage Services(Cashmovements)
Corporate Action Cycle Announcement, Notification, Pre-Event, Bookings and Post event.
(We are part of Booking team)
In Coupons mainly we will receive the Swift messages from Settlements Team, Based on
the message what we receive we will build the Front Sheet for the Coupon based on the
Corporate Action Events.
Posting the Journals based on the Payables and Receivable Part.
Handlingthe NostrosBreaks,Email Query’sandLogin’sthe ClaimswhichCounterpartysends
for us.
Interaction with the Counterparties for any payables and receivables of Incomes.
Preparing the Control Report on daily bases to highlight any mistakes that we post every
day.
Equity Stock Loan Prospective we use to receive the claim letter from the counterparties,
According to that we will be Log the claim in our data base.
Apart fromthat we will be doingthe Call-Back,DTCSet Up, Calling the counterparties, if we
haven’t received any response.
Prime Brokerage, I use to handle the Cash movement and Validation of the files.
Work Experience: Thomson Reuters, Bangalore May-2012 to June-2014
Creation & maintenance of entities in internal database based on Approved sources
• Keepingtrackof day to daycorporate actions(Merger& acquisition,Amalgamation,Name
change,Demergeretc.)
• Processdata and applyinan accurate mannertothe database usingtechnical andfinancial
knowledge toaddvalue.
• Creatingdatabase tablestoenable ‘at-a-glance’numberssuggestingacompany’scurrent
status.
• Creatingdatabase tablesforcompany’shierarchy(Subsidiary,affiliate&jointventure).
3. Ashok PE-mail:ashokgap26@gmail.com
# 4/2, 4th Cross,Near Gandhi Statue, Magadi Road-570 023
Contact No. - +91-9900443954
+91 9900443954 Page 3
• Handle SRsfor our department&alsohelpinqualitycheckof data before reachingtoour
database.
• AttendingBETGlobal Call fromour Teamwhere discussingabouthighprofile companies
Corax eventswithdifferentdatasetsteamandactionaccordingly.
• Work on Oracle baseddatasetslike Oracle Discoverer,Oracle Production.
• Provide dailyupdatesonvariousDeals,M&A to our clientsanddirectlycall the companies
investorrelationtoconfirmbeforesendingthe final reports.
• Projectfollow-ups.Advise teammembersof anychange inprocessflow andclarifyprocess
queries.
• Had trainedthe newjoiner’sonthe process.
• Responsible wasthe assignmentof worktothe team inthe absence of the Team Leader.
• Provide supportforprojectswheneverrequired.
• Editingthe workof a teammemberinthe absence of SMA and dothe Qualitycheckand
provide feedbacktothem.
• Responsible forcreatingexceptionsreports,qualityreportsonOracle Discoverer.Runningof
exceptionreportsondailybasistoensure thatrelevantinformationismaintainedand
deliveredinanaccurate & timelymanner.
• ActivelyinvolvedinDataenhancement andAutomationof Datapopulatingprocedure ina
pragmaticway
• Workedon Differentprojectsi.e.OA NDA Integrationproject,OA FIIntegrationProject,CCS
Project,IPODatesCleanse Project.
• Handled/Resolvedthe issuesidentifiedwhile QualityCheck.
• Have done Testingonthe database of the project,named“OA UI”.
• Drove revenue andensure returnoninvestment.
Work Experience: Mphasis BPO India Pvt,Ltd.Augy-2010 to May-2012
Role and Responsibility:-
• Workedas a transactionprocessingofficerinthe investmentbankingsectorfora
brokerage companyof America.
• ResearchingandUpdatingthe cost basisthroughapplicationsandaswell asper
clientsof Americaninvestors.
Here we will work for followingSecurities:
• Equity,Mutual Fundand FixedIncome
• Derivatives(Future,Currency,Options)
• Providingaservice deliverywithamaximumaccuracywhile calculatingthe cost
basiswithall typesof corporate actionsmanuallyaswell asusingapplications.
• Understandingthe updatesasperthe normsmade bythe SEC (Securityexchange
commission) andimplementingthatinworkeffectively.
• Takingan initiativeinall activitiesdone bythe companywithinnovatingand
proactive motives.
4. Ashok PE-mail:ashokgap26@gmail.com
# 4/2, 4th Cross,Near Gandhi Statue, Magadi Road-570 023
Contact No. - +91-9900443954
+91 9900443954 Page 4
Education
PursuedBBMatVijayaCollage Jayanagar, Bangalore passedoutin2010 withan aggregate of 58%.
Bangalore University,Karnataka.
Projects:- Undergone Loansand AdvancesatSBI Bank fora periodof one monthas a partial
fulfilmentof BBMProject.
CompletedPUCin2007 withanaggregate of 58%from S.J.RPre University Collage,Bangalore
Completed highschool in2005with an aggregate of 57% from St,Martin’s highSchool
Personal Details:
Date of Birth : 20th
February1989
Languages : ProficientinEnglishandlocal Indianlanguages.
Passport : ValidIndianpassport till 2020.
Email ID : ashokgap26@gmail.com
Nationality : Indian
Marital Status : Single
Phone : +91 9900443954
City : Bangalore,India
