1. RICHARD PATRICK UALAT Y RAMIREZ
31-E, G.L. JAENA ST.
WEST REMBO, MAKATI CITY
(0916) 3803834
richardpatrick.ualat@yahoo.com/arpee.ualat@gmail.com
Senior Advisory Specialist
Research….Perseverance….Results
Key qualifications include:
• Well-developed inter-personal skills, enthusiastic, proactive, articulate, assertive, and strong team player.
• Experience on Data Analytics and reports generation.
• Experience in a dynamic role facing substantial real time pressure and fluid priorities.
• Has solid background in Capital Markets Research and has high level of analytical skills.
• Advanced knowledge in MSExcel, Powerpoint, Vlookups, Pivots and some basic macro operation within
excel for optimizing workflow and interpretation of global data used for analyses.
• Knowledgeable in ThomsonOne IR, Reuters News & NASDAQ Market Insights.
Achievements:
• Received commendations for winning and retaining critical and premier clients 2015.
• Recognition for consistently achieving 100% quality rating on SRA reports – 2014-2015
• Five years’ service awardee.
• Promoted to Senior Advisory Specialist in January 2013.
• Promoted to Senior Analyst in January 2012.
WORK EXPERIENCES:
NASDAQ
Senior Advisory Specialist - Share Registry Analysis (SRA), Advisor Services, October 2013 to present
• Individual contributor role which produced reports on shareholder analysis, surveillance and quality control
assurance and timeliness of all completed regular client deliverables pertaining to institutional shareholder
information used by client’s Investor Relations for Road Shows.
• Attends to all ad hoc projects relating to deliverables/team when needed by the onshore analysts.
• Acts as the mentor to Research Analysts with regards to team processes and team deliverables.
• Established and maintained an excellent working relationship with stakeholders across all regions.
THOMSON REUTERS
Senior Advisory Specialist - Share Registry Analysis (SRA), Advisor Services, January 2013 to September
2013
Senior Analyst – Quality Control, Share Registry Analysis (SRA), Advisor Services, January 2012 to January
2013
Research Analyst, April 2010 to December 2011
Securities Services Analyst, August 2008 to March 2010

2. CHINA BANKING CORPORATION
Customer Relations Assistant/New Accounts, October 2006 to May 2008
• Conducts initial interview to prospective clients.
• Handles opening of various accounts and ensures complete documentation in accordance with banks
standard operating procedures.
• Maintain an orderly filing system of all pertinent documents submitted by clients.
• Entertains inquiries and assist clients in their banking needs.
EDUCATION
• 2002 – 2006 SAN BEDA COLLEGE
B.S. Economics with Public Policy
CHARACTER REFERENCES
Available upon request