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Global Initiative for Chronic




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Obstructive




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Lung



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Disease

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           POCKET GUIDE
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 TO COPD DIAGNOSIS, MANAGEMENT,
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          AND PREVENTION
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   A Guide for Health Care Professionals
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               U P D AT ED 2 0 10
Global Initiative for Chronic
 Obstructive




                                                                                         e
 L ung




                                                                                      uc
                                                                                 od
 Disease




                                                                             pr
                                                                        re
 Pocket Guide to COPD Diagnosis, Management,
 and Prevention



                                                                   or
                                                             er
 GOLD Ex ecu t iv e Co m m it t ee

 Roberto Rodriguez-Roisin, MD, Spain, Chair             alt
 Antonio Anzueto, MD, US (representing ATS)
                                             ot
 Jean Bourbeau, MD, Canada
                                           on

 Teresita S. DeGuia, MD, Philippines
 David Hui, MD, Hong Kong, ROC
 Christine Jenkins, MD, Australia
                                     -d




 Fernando Martinez, MD, US
 Michiaki Mishima, MD, Japan (representing APSR)
                               ial




 María Montes de Oca, MD, PhD (representing ALAT)
 Robert Stockley, MD, UK
                    ter




 Chris van Weel, MD, Netherlands (representing WONCA)
 Jorgen Vestbo, MD, Denmark
                  ma




 Ob s er v er :
 Jadwiga Wedzicha, MD, UK (Representing ERS)
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         hte




 GOLD Nat io n al L ead er s

 Representatives from many countries serve as a network for the dissemination and
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 implementation of programs for diagnosis, management, and prevention of COPD.
 The GOLD Executive Committee is grateful to the many GOLD National Leaders who
  py




 participated in discussions of concepts that appear in GOLD reports, and for their
 comments during the review of the 2006 Global Strategy for the Diagnosis,
Co




 Management, and Prevention of COPD.




                © 2010 Global Initiative for Chronic Obstructive Lung Disease, Inc.
TA B L E O F CON T EN T S
  3     P R EFA CE




                                                                     e
                                                                  uc
  5     K EY P O I N T S
  6     W H AT I S CH R O N I C OB S T R U CT I V E




                                                              od
          P U L M ON A R Y D I S EA S E ( CO P D ) ?
  7     R I S K FA CT OR S : WH AT CA U S ES CO P D ?




                                                          pr
  8     D I A GN O S I N G COP D




                                                       re
              Figure 1: Key Indicators for Considering a
              COPD Diagnosis




                                                  or
              Figure 2: Normal Spirogram and Spirogram Typical of
              Patients with Mild to Moderate COPD




                                              er
              Figure 3: Differential Diagnosis of COPD
  12

  13
        CO M P ON EN T S OF CA R E:
                                          alt
          A COP D M A N A G EM EN T P R O GR A M
            Co m p o n e n t 1 : A s s e s s a n d M o n i t o r D i s e a s e
                                  ot
  15        Co m p o n e n t 2 : R e d u ce R i s k F a ct o r s
                                on

              Figure 4: Strategy to Help a Patient Quit Smoking
  17        Co m p o n e n t 3 : M a n a g e S t a b l e COP D
              Patient Education
                           -d



              Pharmacologic Treatment
              Figure 5: Commonly Used Formulations of Drugs for COPD
                      ial




              Non-Pharmacologic Treatment
              Figure 6: Therapy at Each Stage of COPD
              ter




  22        Co m p o n e n t 4 : M a n a g e Ex a ce r b a t i o n s
              How to Assess the Severity of an Exacerbation
            ma




              Home Management
              Hospital Management
              Figure 7: Indications for Hospital Admission
          d




              for Exacerbations
       hte




  24    A P P EN D I X I : S P I R OM ET R Y F OR D I A G N OS I S OF COP D
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PREFACE




                                                                             e
                                                                          uc
 Chronic Obstructive Pulmonary Disease (COPD) is a major cause of




                                                                      od
 chronic morbidity and mortality throughout the world. The Globa l
 In it iat iv e f or Ch ro n ic Ob s t r u ct iv e L u n g Dis eas e was created to




                                                                  pr
 increase awareness of COPD among health professionals, public health




                                                               re
 authorities, and the general public, and to improve prevention and
 management through a concerted worldwide effort. The Initiative




                                                          or
 prepares scientific reports on COPD, encourages dissemination and
 adoption of the reports, and promotes international collaboration on




                                                     er
 COPD research.

                                                 alt
 While COPD has been recognized for many years, public health officials
 are concerned about continuing increases in its prevalence and mortality,
                                         ot
 which are due in large part to the increasing use of tobacco products
                                       on

 worldwide and the changing age structure of populations in developing
 countries. The Global In it iat iv e f or Ch r on ic Obs t r u ct iv e L u n g
 Dis eas e offers a framework for management of COPD that can be
                                  -d



 adapted to local health care systems and resources. Educational tools,
 such as laminated cards or computer-based learning programs, can be
                             ial




 prepared that are tailored to these systems and resources.
                    ter




 The Glob al In it iat iv e f or Ch r on ic Ob s t r u ct iv e L u n g Dis eas e
 program includes the following publications:
                  ma




 • Global Strategy for the Diagnosis, Management, and Prevention of
   COPD. Scientific information and recommendations for COPD
            d




   programs. (Updated 2010)
         hte




 • Executive Summary, Global Strategy for the Diagnosis, Management,
   and Prevention of COPD. (Updated 2010)
     rig




 • Pocket Guide to COPD Diagnosis, Management, and Prevention.
   Summary of patient care information for primary health care
  py




   professionals. (Updated 2010)
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 • What You and Your Family Can Do About COPD. Information booklet
   for patients and their families.



                                                                                      3
These publications are available on the Internet at www.goldcopd.org.
 This site provides links to other websites with information about COPD.




                                                                              e
 This Pocket Guide has been developed from the Global Strategy for the




                                                                           uc
 Diagnosis, Management, and Prevention of COPD (2010). Technical
 discussions of COPD and COPD management, evidence levels, and specific




                                                                      od
 citations from the scientific literature are included in that source document.




                                                                  pr
 A ck n o w l e d g e m e n t s : Grateful acknowledgement is given for the educational




                                                               re
 grants from Almirall, AstraZeneca, Boehringer Ingelheim, Chiesi, Dey, Forest
 Laboratories, GlaxoSmithKline, Novartis, Nycomed, Pfizer, Philips Respironics, and




                                                          or
 Schering-Plough. The generous contributions of these companies assured that the
 participants could meet together and publications could be printed for wide distribu-




                                                     er
 tion. The participants, however, are solely responsible for the statements and con-
 clusions in the publications.
                                                 alt
                                         ot
                                       on
                                  -d
                             ial
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 4
KEY POINTS




                                                                                    e
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 • Ch r o n i c O b s t r u ct i v e P u l m o n a r y D i s e a s e ( COP D ) is a
   preventable and treatable disease with some significant extra-




                                                                            od
   pulmonary effects that may contribute to the severity in individual
   patients. Its pulmonary component is characterized by airflow limitation




                                                                        pr
   that is not fully reversible. The airflow limitation is usually progressive




                                                                    re
   and associated with an abnormal inflammatory response of the lung
   to noxious particles or gases.




                                                              or
 • Worldwide, the most commonly encountered r i s k f a ct o r for COPD




                                                         er
   is ci g a r e t t e s m o k i n g . A t e v e r y p o s s i b l e o p p o r t u n i t y
   i n d i v i d u a l s w h o s m o k e s h o u l d b e e n co u r a g e d t o q u i t . In
                                                    alt
   many countries, air pollution resulting from the burning of wood and
   other biomass fuels has also been identified as a COPD risk factor.
                                           ot
 • A d i a g n o s i s of COPD should be considered in any patient who has
                                         on


   dyspnea, chronic cough or sputum production, and/or a history of
   exposure to risk factors for the disease. The diagnosis should be
                                    -d



   confirmed by spirometry.

 • A CO P D m a n a g e m e n t p r o g r a m includes four components:
                              ial




   assess and monitor disease, reduce risk factors, manage stable
                    ter




   COPD, and manage exacerbations.
                  ma




 • P h a r m a co l o g i c t r e a t m e n t can prevent and control symptoms,
   reduce the frequency and severity of exacerbations, improve health
   status, and improve exercise tolerance.
           d
        hte




 • P a t i e n t e d u ca t i o n can help improve skills, ability to cope with
   illness, and health status. It is an effective way to accomplish smoking
   cessation, initiate discussions and understanding of advance directives
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   and end-of-life issues, and improve responses to acute exacerbations.
  py




 • COPD is often associated with e x a ce r b a t i o n s of symptoms.
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                                                                                               5
WHAT IS CHRONIC
 OBSTRUCTIVE




                                                                                                    e
                                                                                                 uc
 PULMONARY DISEASE




                                                                                            od
 (COPD)?




                                                                                       pr
                                                                                  re
 Ch r o n i c Ob s t r u ct i v e P u l m o n a r y D i s e a s e ( CO P D ) is a preventable




                                                                            or
 and treatable disease with some significant extrapulmonary effects that may
 contribute to the severity in individual patients. Its pulmonary component




                                                                      er
 is characterized by airflow limitation that is not fully reversible. The air-
 flow limitation is usually progressive and associated with an abnormal
                                                                alt
 inflammatory response of the lung to noxious particles or gases.
                                                     ot
 This definition does not use the terms chronic bronchitis and emphysema*
 and excludes asthma (reversible airflow limitation).
                                                   on


 S y m p t o m s o f CO P D i n cl u d e :
                                             -d




      • Cough
                                      ial




      • Sputum production
      • Dyspnea on exertion
                           ter




 Episodes of acute worsening of these symptoms often occur.
                d        ma




     Ch r o n i c co u g h a n d s p u t u m p r o d u ct i o n o f t e n p r e ce d e t h e
             hte




     d e v e l o p m e n t o f a i r f l o w l i m i t a t io n b y m a n y y e a r s , a l t h o u g h
     n o t a l l i n d i v i d u a l s w i t h co u g h a n d s p u t u m p r o d u ct i o n g o o n
     t o d e v e l o p COP D .
       rig
  py
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 *Chronic bronchitis, defined as the presence of cough and sputum production for at least 3
 months in each of 2 consecutive years, is not necessarily associated with airflow limitation.
 Emphysema, defined as destruction of the alveoli, is a pathological term that is sometimes
 (incorrectly) used clinically and describes only one of several structural abnormalities present
 in patients with COPD.


 6
RISK FACTORS:
 WHAT CAUSES COPD?




                                                                                         e
                                                                                      uc
 Wo r l d w i d e , ci g a r e t t e s m o k i n g i s t h e m o s t co m m o n l y




                                                                              od
 e n co u n t e r e d r i s k f a ct o r f o r CO P D .




                                                                          pr
 The genetic risk factor that is best documented is a severe hereditary




                                                                      re
 deficiency of alpha-1 antitrypsin. It provides a model for how other
 genetic risk factors are thought to contribute to COPD.




                                                                 or
 COPD risk is related to the total burden of inhaled particles a person




                                                           er
 encounters over their lifetime:

                                                       alt
   • To b a cco s m o k e , including cigarette, pipe, cigar, and other types
     of tobacco smoking popular in many countries, as well as
                                             ot
     environmental tobacco smoke (ETS)
   • Occu p a t i o n a l d u s t s a n d ch e m i ca l s (vapors, irritants, and
                                           on


     fumes) when the exposures are sufficiently intense or prolonged
   • I n d o o r a i r p o l l u t i o n from biomass fuel used for cooking and
                                      -d



     heating in poorly vented dwellings, a risk factor that particularly
     affects women in developing countries
   • Ou t d o o r a i r p o l l u t i o n also contributes to the lungs’ total burden
                                ial




     of inhaled particles, although it appears to have a relatively small
                       ter




     effect in causing COPD
                     ma




 In addition, any factor that affects lung growth during gestation and
 childhood (low birth weight, respiratory infections, etc.) has the potential
 for increasing an individual’s risk of developing COPD.
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                                                                                         7
DIAGNOSING
 COPD




                                                                                              e
                                                                                           uc
 A diagnosis of COPD should be considered in any patient who has dyspnea,




                                                                                      od
 chronic cough or sputum production, and/or a history of exposure to risk
 factors for the disease, especially cigarette smoking (F i g u r e 1 ).
                                                        F




                                                                                 pr
                                                                             re
       F i g u r e 1 : K e y I n d i ca t o r s f o r Co n s id e r i n g a COP D D i a g n o s i s




                                                                       or
     Consider COPD, and perform spirometry, if any of these indicators




                                                                 er
     are present in an individual over age 40. These indicators are not
     diagnostic themselves, but the presence of multiple key indicators
     increases the probability of a diagnosis of COPD.
                                                            alt
     • D y s p n e a that is: Progressive (worsens over time).
                                                 ot
                                  Usually worse with exercise.
                                  Persistent (present every day).
                                               on


                                  Described by the patient as an “increased
                                  effort to breathe,” “heaviness,” “air hunger,”
                                         -d



                                  or “gasping.”
     • Ch r o n ic co u g h : May be intermittent and may be unproductive.
     • Ch r o n ic s p u t u m p r o d u ct i o n :
                                   ial




                                  Any pattern of chronic sputum production may
                                  indicate COPD.
                        ter




     • H i s t o r y o f e x p o s u r e t o r i s k f a ct o r s :
                                  To b a cco s m o k e ( in cl u d in g p o p u l a r l o ca l
                      ma




                                  p r e p a r a t io n s ) .
                                  Occupational dusts and chemicals.
                                  Smoke from home cooking and heating fuel.
              d
           hte




 T h e d i a g n o s i s s h o u l d b e co n f i r m e d b y s p i r o m e t r y *
 ( F i g u r e 2 , p a g e 9 a n d A p p e n d i x I, p a g e 2 4 ) .
      rig
  py




 *Where spirometry is unavailable, the diagnosis of COPD should be made using all
Co




 available tools. Clinical symptoms and signs (abnormal shortness of breath and increased
 forced expiratory time) can be used to help with the diagnosis. A low peak flow is consistent
 with COPD but has poor specificity since it can be caused by other lung diseases and by
 poor performance. In the interest of improving the accuracy of a diagnosis of COPD, every
 effort should be made to provide access to standardized spirometry.



 8
When performing spirometry, measure:

   • F orced V ital Capacity (F V C) and
                              F




                                                                                         e
   • F orced Expiratory V olume in one second (F EV 1 ).
                                               F




                                                                                      uc
 Calculate the FEV1/FVC ratio.




                                                                                 od
 Spirometric results are expressed as % P r e d i ct e d using




                                                                            pr
 appropriate normal values for the person’s sex, age, and height.




                                                                        re
  F i g u r e 2 : N o r m a l S p i r o g r a m a n d S p i r o g r a m Ty p i ca l o f




                                                                  or
                P a t i e n t s w i t h M i l d t o M o d e r a t e CO P D *




                                                            er
                                                       alt
                                             ot
                                           on
                                     -d
                              ial
                    ter
          d       ma
       hte




 *Postbronchodilator FEV1 is recommended for the diagnosis
 and assessment of severity of COPD.
  rig
  py




    P a t i e n t s w i t h COP D t y p ica l l y s h o w a d e cr e a s e in b o t h F EV 1
    a n d F EV 1 /F V C. T h e d e g r e e o f s p i r o m e t r ic a b n o r m a l i t y
    g e n e r a l l y r e f l e ct s t h e s e v e r i t y o f COP D . H o w e v e r, b o t h
Co




    s y m p t o m s a n d s p ir o m e t r y s h o u l d b e c o n s i d e r e d w h e n
    d e v e l o p in g a n i n d i v id u a l i z e d m a n a g e m e n t s t r a t e g y f o r
    e a ch p a t i e n t .



                                                                                                  9
St a g es o f COP D

 St a ge I: Mild COP D - Mild airflow limitation (FEV1/FVC < 70%;




                                                                                        e
 FEV1 ≥ 80% predicted) and sometimes, but not always, chronic cough




                                                                                     uc
 and sputum production.




                                                                               od
  • At this stage, the individual may not be aware that his or her lung
    function is abnormal.




                                                                           pr
                                                                       re
 St a ge II: Mo de r at e COP D - Worsening airflow limitation
 (FEV1/FVC < 70%; 50% ≤ FEV1 < 80% predicted), with shortness




                                                                  or
 of breath typically developing on exertion.

  • This is the stage at which patients typically seek medical attention



                                                            er
    because of chronic respiratory symptoms or an exacerbation of their
    disease.                                           alt
 St a ge III: Sev er e COP D - Further worsening of airflow limitation
                                              ot
 (FEV1/FVC < 70%; 30% ≤ FEV1 < 50% predicted), greater shortness of
                                            on


 breath, reduced exercise capacity, and repeated exacerbations which
 have an impact on patients’ quality of life.
                                      -d




 St a ge IV: Ver y Sev e r e COP D - Severe airflow limitation
 (FEV1/FVC < 70%; FEV1 < 30% predicted) or FEV1 < 50% predicted
                                ial




 plus chronic respiratory failure. Patients may have Very Severe (Stage IV)
                      ter




 COPD even if the FEV1 is > 30% predicted, whenever this complication
 is present.
                    ma




  • At this stage, quality of life is very appreciably impaired and
    exacerbations may be life-threatening.
             d
          hte




                                  “ At R is k f or COP D”
  A major objective of GOLD is to increase awareness among health care providers and the
      rig




  general public of the significance of COPD symptoms. The classification of severity of COPD
  now includes four stages classified by spirometry—Stage I: Mild COPD; Stage II: Moderate
  py




  COPD; Stage III: Severe COPD; Stage IV: Very Severe COPD. A fifth category—“Stage 0: At
  Risk”—that appeared in the 2001 report is no longer included as a stage of COPD, as there
Co




  is incomplete evidence that the individuals who meet the definition of “At Risk” (chronic cough
  and sputum production, normal spirometry) necessarily progress on to Stage I: Mild COPD.
  Nevertheless, the importance of the public health message that chronic cough and sputum are
  not normal is unchanged and their presence should trigger a search for underlying cause(s).



 10
D if f e r e n t ia l D i a g n o s i s : A major differential diagnosis is asthma. In
 some patients with chronic asthma, a clear distinction from COPD is not




                                                                                             e
 possible using current imaging and physiological testing techniques. In these




                                                                                          uc
 patients, current management is similar to that of asthma. Other potential
 diagnoses are usually easier to distinguish from COPD (F ig u r e 3 ).F




                                                                                     od
                                                                                pr
                   F i g u r e 3 : D i f f e r e n t i a l D i a g n o s i s o f CO P D




                                                                            re
 D ia g n o s is                 Su g g e s t iv e Fe a t u r e s *
 COPD                            Onset in mid-life.




                                                                      or
                                 Symptoms slowly progressive.
                                 Long smoking history.




                                                                er
                                 Dyspnea during exercise.
                                 Largely irreversible airflow limitation.
 Asthma
                                                           alt
                                 Onset early in life (often childhood).
                                 Symptoms vary from day to day.
                                 Symptoms at night/early morning.
                                                 ot
                                 Allergy, rhinitis, and/or eczema also present.
                                               on

                                 Family history of asthma.
                                 Largely reversible airflow limitation.
 Congestive Heart Failure        Fine basilar crackles on auscultation.
                                         -d



                                 Chest X-ray shows dilated heart, pulmonary edema.
                                 Pulmonary function tests indicate volume restriction, not airflow
                                 limitation.
                                   ial




 Bronchiectasis                  Large volumes of purulent sputum.
                                 Commonly associated with bacterial infection.
                        ter




                                 Coarse crackles/clubbing on auscultation.
                                 Chest X-ray/CT shows bronchial dilation, bronchial wall thickening.
                      ma




 Tuberculosis                    Onset all ages.
                                 Chest X-ray shows lung infiltrate or nodular lesions.
                                 Microbiological confirmation.
              d




                                 High local prevalence of tuberculosis.
           hte




 Obliterative Bronchiolitis      Onset in younger age, nonsmokers.
                                 May have history of rheumatoid arthritis or fume exposure.
                                 CT on expiration shows hypodense areas.
     rig




 Diffuse Panbronchiolitis        Most patients are male and nonsmokers.
                                 Almost all have chronic sinusitis.
  py




                                 Chest X-ray and HRCT show diffuse small centrilobular
                                 nodular opacities and hyperinflation.
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 *These features tend to be characteristic of the respective diseases, but do not occur in
 every case. For example, a person who has never smoked may develop COPD (especially
 in the developing world, where other risk factors may be more important than cigarette
 smoking); asthma may develop in adult and even elderly patients.


                                                                                                11
COMPONENTS OF CARE:
 A COPD MANAGEMENT




                                                                  e
                                                               uc
 PROGRAM




                                                           od
                                                          pr
                                                          re
 The goals of COPD management include:




                                                      or
  •   Relieve symptoms
  •   Prevent disease progression




                                                     er
  •   Improve exercise tolerance
  •   Improve health status
  •
  •
      Prevent and treat complications
      Prevent and treat exacerbations
                                                    alt
                                           ot
  •   Reduce mortality
  •   Prevent or minimize side effects from treatment
                                         on


 Cessation of cigarette smoking should be included as a goal throughout
                                    -d



 the management program.

 T H ES E GOA L S CA N B E A CH I EV ED T H R OU G H
                               ial




 I M P L EM EN TAT I ON OF A COP D M A N A GEM EN T P R OG R A M
                     ter




 WI T H F OU R COM P O N EN T S :

  1 . A s s e s s a n d M o n it o r D is e a s e
                   ma




  2 . R e d u ce R i s k F a ct o r s
            d




  3 . M a n a g e S t a b l e CO P D
         hte




  4 . M a n a g e Ex a c e r b a t i o n s
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  py
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 12
Component 1: Assess and Monitor Disease




                                                                             e
 A d e t a i l e d m e d i ca l h i s t o r y of a new patient known or thought to




                                                                          uc
 have COPD should assess:




                                                                      od
   • Exposure to risk factors, including intensity and duration.




                                                                  pr
   • Past medical history, including asthma, allergy, sinusitis or nasal




                                                               re
     polyps, respiratory infections in childhood, and other respiratory
     diseases.




                                                          or
   • Family history of COPD or other chronic respiratory disease.




                                                     er
   • Pattern of symptom development.
                                                 alt
   • History of exacerbations or previous hospitalizations for
                                         ot
     respiratory disorder.
                                       on


   • Presence of comorbidities, such as heart disease, malignancies,
     osteoporosis, and musculoskeletal disorders, which may also
                                  -d



     contribute to restriction of activity.

   • Appropriateness of current medical treatments.
                             ial
                    ter




   • Impact of disease on patient’s life, including limitation of activity;
     missed work and economic impact; effect on family routines; and
                  ma




     feelings of depression or anxiety.

   • Social and family support available to the patient.
            d
         hte




   • Possibilities for reducing risk factors, especially smoking cessation.
     rig
  py
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                                                                                     13
In addition to s piro m e t r y , the following ot h er t es t s may be considered
 for the assessment of a patient with Moderate (Stage II), Severe
 (Stage III), and Very Severe (Stage IV) COPD.




                                                                                    e
                                                                                 uc
   • B ro n ch od ilat o r r e v er s ibilit y t e s t in g: To rule out a diagnosis of
     asthma, particularly in patients with an atypical history (e.g., asthma




                                                                            od
     in childhood and regular night waking with cough and wheeze).




                                                                        pr
   • Ch es t X - r a y : Seldom diagnostic in COPD but valuable to exclude




                                                                    re
     alternative diagnoses such as pulmonary tuberculosis, and identify
     comorbidities such as cardiac failure.




                                                               or
   • Ar t er ia l blo od ga s m ea s u r em e n t : Perform in patients with



                                                          er
     FEV1 < 50% predicted or with clinical signs suggestive of respiratory

                                                     alt
     failure or right heart failure. The major clinical sign of respiratory
     failure is cyanosis. Clinical signs of right heart failure include ankle
     edema and an increase in the jugular venous pressure. Respiratory
                                            ot
     failure is indicated by PaO2 < 8.0 kPa (60 mm Hg), with or without
                                          on

     PaCO2 > 6.7 kPa (50 mm Hg) while breathing air at sea level.
                                     -d



   • Alph a - 1 an t it r y p s in def icie n cy s cr een in g: Perform when
     COPD develops in patients of Caucasian descent under 45 years or
     with a strong family history of COPD.
                               ial
                     ter
             d     ma




       COP D is u s u ally a p ro g r es s iv e dis ea s e. L u n g f u n ct io n
          hte




       ca n b e ex pect ed t o w o r s en o v er t im e, ev en w it h t h e b es t
       av aila ble car e. Sy m p t o m s a n d lu n g f u n ct io n s h o u ld be
       m o n it o r ed t o f o llo w t h e d ev elo p m en t o f co m plica t ion s , t o
      rig




       gu ide t r ea t m en t , an d t o f acilit a te d is cu s s io n o f m an a gem en t
       o pt io n s w it h pa t ien t s . Co m o r bidit ies a r e co m m o n in COP D
  py




       an d s h o u ld b e a ct iv ely id en t if ied .
Co




 14
Component 2: Reduce Risk Factors
 S m o k i n g ce s s a t i o n i s t h e s i n g l e m o s t e f f e ct i v e —a n d co s t -




                                                                                           e
 e f f e ct i v e —i n t e r v e n t i o n t o r e d u ce t h e r i s k o f d e v e l o p i n g




                                                                                        uc
 COP D a n d s l o w i t s p r o g r e s s i o n .




                                                                                   od
      • Even a brief, 3-minute period of counseling to urge a smoker to
        quit can be effective, and at a minimum this should be done for




                                                                              pr
        every smoker at every health care provider visit. More intensive




                                                                          re
        strategies increase the likelihood of sustained quitting (F i g u r e 4 ).
                                                                  F




                                                                    or
      • Pharmacotherapy (nicotine replacement, buproprion/nortryptiline,
        and/or varenicline) is recommended when counseling is not sufficient




                                                               er
        to help patients stop smoking. Special consideration should be
        given before using pharmacotherapy in people smoking fewer than
                                                          alt
        10 cigarettes per day, pregnant women, adolescents, and those
        with medical contraindications (unstable coronary artery disease,
                                                ot
        untreated peptic ulcer, and recent myocardial infarction or stroke
        for nicotine replacement; and history of seizures for buproprion).
                                              on
                                        -d



          F ig u r e 4 : S t r a t e g y t o H e l p a P a t ie n t Qu it Sm o k in g

      1. A S K : Systematically identify all tobacco users at every visit.
                                  ial




         Implement an office-wide system that ensures that, for EVERY patient
         at EVERY clinic visit, tobacco-use status is queried and documented.
                        ter




      2. A D V I S E: Strongly urge all tobacco users to quit.
         In a clear, strong, and personalized manner, urge every tobacco user
                      ma




         to quit.
      3. A S S ES S : Determine willingness to make a quit attempt.
         Ask every tobacco user if he or she is willing to make a quit attempt
              d




         at this time (e.g., within the next 30 days).
           hte




      4. A S S I S T: Aid the patient in quitting.
         Help the patient with a quit plan; provide practical counseling;
     rig




         provide intra-treatment social support; help the patient obtain
         extra-treatment social support; recommend use of approved
  py




         pharmacotherapy if appropriate; provide supplementary materials.
      5. A R R A NG E: Schedule follow-up contact.
Co




        Schedule follow-up contact, either in person or via telephone.




                                                                                                  15
S m o k i n g P r e v e n t i o n : Encourage comprehensive tobacco-control
policies and programs with clear, consistent, and repeated nonsmoking
messages. Work with government officials to pass legislation to establish




                                                                                e
smoke-free schools, public facilities, and work environments and




                                                                             uc
encourage patients to keep smoke-free homes.




                                                                         od
Occu p a t i o n a l Ex p o s u r e s : Emphasize primary prevention, which
is best achieved by elimination or reduction of exposures to various




                                                                     pr
substances in the workplace. Secondary prevention, achieved through




                                                                 re
surveillance and early detection, is also important.




                                                            or
I n d o o r a n d O u t d o o r A i r P o l l u t i o n : Implement measures to reduce
or avoid indoor air pollution from biomass fuel, burned for cooking and




                                                       er
heating in poorly ventilated dwellings. Advise patients to monitor public
announcements of air quality and, depending on the severity of their
                                                   alt
disease, avoid vigorous exercise outdoors or stay indoors altogether
during pollution episodes.
                                           ot
                                         on
                                    -d
                               ial
                      ter
              d     ma
           hte
      rig
  py
Co




16
Component 3: Manage Stable COPD
 M a n a g e m e n t o f s t a b l e CO P D s h o u l d b e g u i d e d b y t h e




                                                                                  e
 f o l l o w i n g g e n e r a l p r i n ci p l e s :




                                                                               uc
    • Determine disease severity on an individual basis by taking into




                                                                          od
      account the patient’s symptoms, airflow limitation, frequency and
      severity of exacerbations, complications, respiratory failure,




                                                                      pr
      comorbidities, and general health status.




                                                                  re
    • Implement a stepwise treatment plan that reflects this assessment of
      disease severity.




                                                             or
    • Choose treatments according to national and cultural preferences,
      the patient’s skills and preferences, and the local availability of




                                                        er
      medications.

                                                    alt
 P a t i e n t e d u ca t i o n can help improve skills, ability to cope with illness,
 and health status. It is an effective way to accomplish smoking cessation,
                                           ot
 initiate discussions and understanding of advance directives and end-of-
 life issues, and improve responses to acute exacerbations.
                                         on


 P h a r m a co l o g i c t r e a t m e n t (F i g u r e 5 ) can control and prevent
                                             F
                                    -d



 symptoms, reduce the frequency and severity of exacerbations, improve
 health status, and improve exercise tolerance.
                              ial




   B r o n ch o d i l a t o r s : These medications are central to symptom
                     ter




   management in COPD.
                   ma




  • Inhaled therapy is preferred.
  • Give “as needed” to relieve intermittent or worsening symptoms, and
    on a regular basis to prevent or reduce persistent symptoms.
             d




  • The choice between 2-agonists, anticholinergics, methylxanthines,
          hte




    and combination therapy depends on the availability of medications
    and each patient’s individual response in terms of both symptom
    relief and side effects.
     rig




  • Regular treatment with long-acting bronchodilators, including nebu-
    lized formulations, is more effective and convenient than treatment
  py




    with short-acting bronchodilators.
  • Combining bronchodilators of different pharmacologic classes may
Co




    improve efficacy and decrease the risk of side effects compared to
    increasing the dose of a single bronchodilator.



                                                                                    17
Figure 5. Formulations and Typical Doses of COPD Medications*
         Drug                   Inhaler           Solution for                 Oral             Vials for    Duration of
                                  (µg)             Nebulizer                                    Injection   Action (hours)




                                                                                                               e
                                                    (mg/ml)                                       (mg)




                                                                                                            uc
β2-agonists
 Short-acting




                                                                                                   od
Fenoterol                   100-200 (MDI)              1                 0.05% (Syrup)                             4-6
Levalbuterol                  45-90 (MDI)          0.21, 0.42                                                      6-8




                                                                                                pr
Salbutamol (albuterol)   100, 200 (MDI & DPI)          5            5mg (Pill), 0.024%(Syrup)    0.1, 0.5          4-6
Terbutaline                 400, 500 (DPI)                                 2.5, 5 (Pill)                           4-6




                                                                                              re
 Long-acting
Formoterol                4.5-12 (MDI & DPI)         0.01±                                                         12+




                                                                                      or
  Arformoterol                                       0.0075                                                        12+
Indacaterol                 150-300 (DPI)                                                                           24




                                                                              er
Salmeterol                25-50 (MDI & DPI)                                                                        12+
Anticholinergics
 Short-acting
Ipratropium bromide          20, 40 (MDI)            0.25-0.5
                                                                        alt                                        6-8
                                                          ot
Oxitropium bromide            100 (MDI)                 1.5                                                        7-9
 Long-acting
                                                        on


Tiotropium                 18 (DPI), 5 (SMI)                                                                       24+
Combination short-acting β2-agonists plus anticholinergic in one inhaler
                                                  -d



Fenoterol/Ipratropium        200/80 (MDI)            1.25/0.5                                                      6-8
Salbutamol/Ipratropium        75/15 (MDI)            0.75/0.5                                                      6-8
Methylxanthines
                                            ial




Aminophylline                                                           200-600 mg (Pill)        240 mg     Variable, up to 24
                              ter




Theophylline (SR)                                                       100-600 mg (Pill)                   Variable, up to 24
Inhaled glucocorticosteroids
                            ma




Beclomethasone            50-400 (MDI & DPI)         0.2-0.4
Budesonide                 100, 200, 400 (DPI)    0.20. 0.25, 0.5
Fluticasone               50-500 (MDI & DPI)
Combination long-acting β2-agonists plus glucocorticosteroids in one inhaler
                    d
                 hte




Formoterol/Budesonide     4.5/160, 9/320 (DPI)
Salmeterol/Fluticasone   50/100, 250. 500 (DPI)
                         25/50, 125, 250 (MDI)
             rig




Systemic glucocorticosteroids
Prednisone                                                                5-60 mg (Pill)
  py




Methyl-prednisolone                                                      4, 8, 16 mg (Pill)
Phosphodiesterase-4 inhibitors
Co




Roflumilast                                                               500 mcg (Pill)                           24
    MDI=metered dose inhaler; DPI=dry powder inhaler
    *Not all formulations are available in all countries; in some countries, other formulations may be available.
    ±Formoterol nebulized solution is based on the unit dose vial containing 20 µgm in a volume of 2.0ml

     18
Inhaled Glucocorticosteroids: Regular treatment with inhaled
 glucocorticosteroids does not modify the long-term decline in FEV1 but
 has been shown to reduce the frequency of exacerbations and thus
 improve health status for symptomatic patients with an FEV1 < 50%




                                                                        e
 predicted and repeated exacerbations (for example, 3 in the last three




                                                                     uc
 years). The dose-response relationships and long-term safety of inhaled
 glucocorticosteroids in COPD are not known. Treatment with inhaled glu-




                                                                od
 cocorticosteroids increases the likelihood of pneumonia and does not
 reduce overall mortality.




                                                             pr
 An inhaled glucocorticosteroid combined with a long-acting β2-agonist is




                                                          re
 more effective than the individual components in reducing exacerbations
 and improving lung function and health status. Combination therapy




                                                     or
 increases the likelihood of pneumonia and has no significant effects on
 mortality. In patients with an FEV1 less than 60%, pharmacotherapy with



                                                 er
 long-acting β2-agonist, inhaled glucocorticosteroid and its combination

                                             alt
 decreases the rate of decline of lung function. Addition of a long-acting
 β2-agonist/inhaled glucocorticosteroid to an anticholinergic (tiotropium)
 appears to provide additional benefits.
                                      ot
 Oral Glucocorticosteroids: Long-term treatment with oral glucocorticosteroids
                                    on


 is not recommended.
 Phosphodiesterase-4 inhibitors: In patients with Stage III: Severe COPD or
                               -d




 Stage IV: Very Severe COPD and a history of exacerbations and chronic
 bronchitis, the phosphodiesterase-4 inhibitor, roflumilast, reduces exacerba-
                          ial




 tions treated with oral glucocorticosteroids. These effects are also seen
 when roflumilast is added to long-acting bronchodilators; there are no
                   ter




 comparison studies with inhaled glucocorticosteroids.
                 ma




 Vaccines: Influenza vaccines reduce serious illness and death in COPD
 patients by 50%. Vaccines containing killed or live, inactivated viruses
 are recommended, and should be given once each year. Pneumococcal
           d




 polysaccharide vaccine is recommended for COPD patients 65 years and
        hte




 older, and has been shown to reduce community-acquired pneumonia in
 those under age 65 with FEV1 < 40% predicted.
    rig




 An t ibiot ics : Not recommended except for treatment of infectious
 exacerbations and other bacterial infections.
  py




 M u co ly t ic (Mu co k in et ic, Mu cor e gu lat or ) Agen t s: Patients with
Co




 viscous sputum may benefit from mucolytics, but overall benefits are very
 small. Use is not recommended.

 An t it u s siv e s: Regular use contraindicated in stable COPD.

                                                                             19
Non - P h ar m acolo gic Tr e at m en t includes rehabilitation, oxygen
 therapy, and surgical interventions.
 Rehabilitation: Patients at all stages of disease benefit from exercize




                                                                                      e
 training programs improvements in exercise tolerance and symptoms of




                                                                                   uc
 dyspnea and fatigue. Benefits can be sustained even after a single pulmo-
 nary rehabilitation program. The minimum length of an effective rehabili-




                                                                              od
 tation program is 6 weeks; the longer the program continues, the more
 effective the results. Benefit does wane after a rehabilitation program




                                                                          pr
 ends, but if exercise training is maintained at home the patient's health




                                                                      re
 status remains above pre-rehabilitation levels.

    Th e go a ls of pu lm on a r y r eh ab ilit at io n a r e t o r ed u ce s y m pt o m s ,




                                                                 or
    im pr o v e qu a lit y o f life, a n d in cr ea s e pa r t icipa t io n in ev er y da y
 Patients it ies . stages of disease benefit from exercise training programs,
    a ct iv at all




                                                           er
                                                       alt
 Ox y gen Th e r apy : The long-term administration of oxygen (>15 hours
 per day) to patients with chronic respiratory failure increases survival and
 has a beneficial impact on pulmonary hemodynamics, hematologic
                                              ot
 characteristics, exercise capacity, lung mechanics, and mental state.
                                            on


 Initiate oxygen therapy for patients with Stage IV: Very Severe COPD if:
                                      -d



    • PaO2 is at or below 7.3 kPa (55 mm Hg) or SaO2 is at or below
      88%, with or without hypercapnia; or
    • PO2 is between 7.3 kPa (55 mm Hg) and 8.0 kPa (60 mm Hg)
                                 ial




      or SaO2 is 88%, if there is evidence of pulmonary hypertension,
                       ter




      peripheral edema suggesting congestive heart failure, or
      polycythemia (hematocrit > 55%).
                     ma




      Th e go a l o f lo n g- t er m o x y gen t h er a py is t o in cr ea s e t h e ba s e-
      lin e P a O2 a t r es t t o a t lea s t 8.0 k P a (60 m m Hg) a t s ea lev el,
              d




      a n d/o r pr o du ce Sa O2 a t lea s t 90% , w h ich w ill p r es er v e v it al
           hte




      o r ga n f u n ct io n b y en s u r in g an ad equ at e d eliv er y of o x y gen .
      rig




 Su r gical Tr e at m en t s : Bullectomy and lung transplantation may be
  py




 considered in carefully selected patients with Stage IV: Very Severe
 COPD. There is currently no sufficient evidence that would support the
Co




 widespread use of lung volume reduction surgery (LVRS).

 Th er e is n o con v in cin g ev iden ce t h at m ech an ical v en t ilat or y
 su ppor t h as a role in t h e rou tin e m an agem en t of stable COP D.

 20
A summary of characteristics and recommended treatment at each stage
 of COPD is shown in F i g u r e 6 .




                                                                                                            e
                                                                                                         uc
                      Figure 6: Therapy at Each Stage of COPD*




                                                                                                      od
                                                                                             pr
            I: Mild                     II: Moderate                  III: Severe                IV: Very Severe




                                                                                         re
                                                                                            •   FEV1/FVC < 0.70




                                                                                    or
                                                                •   FEV1/FVC < 0.70         •   FEV1 < 30% predicted
                                                                                                or FEV1 < 50%
                                  •



                                                                           er
                                      FEV1/FVC < 0.70                                           predicted plus chronic
                                                                                                respiratory failure
    •   FEV1/FVC < 0.70                                         •   30% ≤ FEV < 50%
                                                                              1

                                  •
                                                                      alt
                                      50% ≤ FEV < 80%               predicted
                                                1

    •   FEV1 ≥ 8 0% predicted         predicted
                                                          ot
    Active reduction of risk factor(s); influenza vaccination

    Add short-acting bronchodilator (when needed)
                                                        on


                                  Add regular treatment with one or more long-acting bronchodilators
                                  (when needed); Add rehabilitation
                                                -d




                                                                Add inhaled glucocorticosteroids if
                                                                repeated exacerbations
                                        ial




                                                                                            Add long term oxygen if
                          ter




                                                                                            chronic respiratory
                                                                                            failure
                                                                                            Consider surgical
                        ma




                                                                                            treatments
              d
           hte




 *Postbronchodilator FEV1 is recommended for the diagnosis and
 assessment of severity of COPD.
    rig
  py
Co




                                                                                                                      21
Component 4: Manage Exacerbations

 An exacerbation of COPD is defined as a n e v e n t in t h e n a t u r a l




                                                                                          e
                                                                                       uc
 co u r s e o f t h e d i s e a s e ch a r a ct e r i z e d b y a ch a n g e i n t h e
 p a t i e n t ’s b a s e l i n e d y s p n e a , co u g h , a n d /o r s p u t u m t h a t i s




                                                                                  od
 b e y o n d n o r m a l d a y - t o - d a y v a r i a t i o n s , i s a cu t e i n o n s e t ,
 a n d m a y w a r r a n t a ch a n g e i n r e g u l a r m e d i ca t i o n i n a




                                                                              pr
 p a t i e n t w i t h u n d e r l y i n g CO P D .




                                                                         re
 The most common causes of an exacerbation are infection of the
 tracheobronchial tree and air pollution, but the cause of about one-third




                                                                    or
 of severe exacerbations cannot be identified.




                                                              er
                                                         alt
 H o w t o A s s e s s t h e S e v e r i t y o f a n Ex a ce r b a t i o n
                                               ot
 Arterial blood gas measurements (in hospital):
                                             on

    • PaO2 < 8.0 kPa (60 mm Hg) and/or SaO2 < 90% with or without
      PaCO2 > 6.7 kPa, (50 mmHg) when breathing room air indicates
      respiratory failure.
                                        -d




    • Moderate-to-severe acidosis (pH < 7.36) plus hypercapnia (PaCO2
                                  ial




      > 6-8 kPa, 45-60 mm Hg) in a patient with respiratory failure is an
      indication for mechanical ventilation.
                       ter




 Chest X-ray: Chest radiographs (posterior/anterior plus lateral) identify
                     ma




 alternative diagnoses that can mimic the symptoms of an exacerbation.

 ECG: Aids in the diagnosis of right ventricular hypertrophy, arrhythmias,
 and ischemic episodes.
              d
           hte




 Other laboratory tests:
    • Sputum culture and antibiogram to identify infection if there is
      rig




      no response to initial antibiotic treatment.
  py




    • Biochemical tests to detect electrolyte disturbances, diabetes,
      and poor nutrition.
Co




    • Whole blood count can identify polycythemia or bleeding.



 22
Hom e Car e o r Ho s pit al Car e f o r En d - St a ge COP D P at ien t s ?
 Th e r is k of dy in g f ro m a n ex acer ba t io n o f COP D is clos ely r ela t ed
 t o t h e dev elo p m en t o f r es pir a t o r y acido s is , t h e p r es en ce o f




                                                                                   e
 s er iou s com o r b idit ies , a n d t h e n eed f o r v en t ila t o r y s u pp o r t .




                                                                                uc
 P at ien t s lack in g t h es e f eat u r es a r e n o t at h igh r is k o f dy in g , bu t
 t h o s e w it h s ev er e u n der ly in g COP D o f ten r eq u ir e h o s p ita lizat io n




                                                                           od
 in a n y ca s e. At t em p t s at m a n ag in g s u ch p at ien t s en t ir ely in t h e
 co m m u n it y h av e m et w it h lim it ed s u cces s , b u t r et u r n in g t h em




                                                                       pr
 t o t h eir h om es w it h in cr ea s ed s o cia l s u p po r t an d a s u p er v is ed
 m edica l car e p ro g r am af t er an in it ia l em er gen cy r o om as s es s m en t




                                                                   re
 h as b een m u ch m o r e s u cces s f u l. Ho w ev er, d et ailed co s t - ben ef it
 a n a ly s es o f t h es e ap p ro a ch es h av e n o t b een r ep o r t ed .




                                                              or
 H om e Ma n age m e n t
 B ron ch odila t o r s: Increase dose and/or frequency of existing short-



                                                         er
 acting bronchodilator therapy, preferably with 2-agonists. If not already
 used, add anticholinergics until symptoms improve.
                                                    alt
 Glu cocor t ico st er oids : If baseline FEV1 < 50% predicted, add 30-40
                                           ot
 mg oral prednisolone per day for 7-10 days to the bronchodilator regimen.
 Budesonide alone may be an alternative to oral glucocorticosteroids in the
                                         on


 treatment of exacerbations and is associated with significant reduction
 of complications.
                                    -d



 H os pit a l Man agem en t
 Patients with the characteristics listed in Figu r e 7 should be hospitalized.
                              ial




 Indications for referral and the management of exacerbations of COPD
 in the hospital depend on local resources and the facilities of the local
                     ter




 hospital.
                   ma




  Figu r e 7: In dica t io n s fo r Ho s pit al Adm is s ion fo r Ex acerb at ion s
 • Marked increase in intensity of              • Failure of exacerbation to respond
   symptoms, such as sudden develop-              to initial medical management
            d




   ment of resting dyspnea                      • Significant comorbidities
         hte




 • Severe underlying COPD                       • Frequent exacerbations
 • Onset of new physical signs (e.g.,           • Newly occurring arrhythmias
   cyanosis, peripheral edema)                  • Diagnostic uncertainty
    rig




                                                • Older age
                                                • Insufficient home support
  py




 An t ibio t ics: Antibiotics should be given to patients:
Co




  • With the following three cardinal symptoms: increased dyspnea,
     increased sputum volume, increased sputum purulence
  • With increased sputum purulence and one other cardinal symptom
  • Who require mechanical ventilation

                                                                                         23
APPENDIX I:




                                                                  e
 SPIROMETRY FOR




                                                               uc
 DIAGNOSIS OF COPD




                                                           od
                                                        pr
 Spirometry is as important for the diagnosis of COPD as blood




                                                     re
 pressure measurements are for the diagnosis of hypertension.
 Spirometry should be available to all health care professionals.




                                                 or
 Wh a t is S p i r o m e t r y ?



                                               er
 S p i r o m e t r y is a simple test to measure the amount of air a
                                           alt
 person can breathe out, and the amount of time taken to do so.
 A s p i r o m e t e r is a device used to measure how effectively, and
                                     ot
 how quickly, the lungs can be emptied.
                                   on


 A s p i r o g r a m is a volume-time curve.
 Spirometry measurements used for diagnosis of COPD include
                               -d



 (see Figure 2, page 9):
                          ial




   • F V C (Forced Vital Capacity): maximum volume of air that
                   ter




     can be exhaled during a forced maneuver.
   • F EV 1 (Forced Expired Volume in one second): volume expired in
                 ma




     the first second of maximal expiration after a maximal inspiration.
     This is a measure of how quickly the lungs can be emptied.
           d




   • F EV 1/F V C: FEV1 expressed as a percentage of the FVC,
        hte




     gives a clinically useful index of airflow limitation.
      rig




 The ratio FEV1/FVC is between 70% and 80% in normal adults; a
 value less than 70% indicates airflow limitation and the possibility
  py




 of COPD.
Co




 FEV1 is influenced by the age, sex, height and ethnicity, and is
 best considered as a percentage of the predicted normal value.
 There is a vast literature on normal values; those appropriate for
 local populations should be used1,2,3.
 24
W h y d o S p i r o m e t r y f o r CO P D ?
 • Spirometry is needed to make a firm diagnosis of COPD.




                                                                  e
                                                               uc
 • Together with the presence of symptoms, spirometry helps stage
   COPD severity and can be a guide to specific treatment steps.




                                                              od
 • A normal value for spirometry effectively excludes the diagnosis
   of clinically relevant COPD.




                                                              pr
 • The lower the percentage predicted FEV1, the worse the




                                                        re
   subsequent prognosis.




                                                    or
 • FEV1 declines over time and faster in COPD than in healthy
   subjects. Spirometry can be used to monitor disease progres-



                                                er
   sion, but to be reliable the intervals between measurements must
   be at least 12 months.
                                            alt
                                     ot
 W h a t Yo u N e e d t o P e r f o r m S p i r o m e t r y
                                   on


 Several types of spirometers are available:
                              -d



   • relatively large bellows or rolling-seal spirometers (usually only
     available in pulmonary function laboratories). Calibration
     should be checked against a known volume e.g. from a 3-litre
                          ial




     syringe on a regular basis.
                  ter




   • smaller hand-held devices, often with electronic calibration
     systems.
                ma




 A hard copy of the volume time plot is very useful to check
 optimal performance and interpretation, and to exclude errors.
           d
        hte




 Most spirometers require electrical power to permit operation of
 the motor and/or sensors. Some battery operated versions are
    rig




 available that can dock with a computer to provide hard copy.
  py
Co




                                                                    25
I t i s e s s e n t i a l t o l e a r n h o w y o u r m a ch i n e i s ca l i b r a t e d
 a n d w h e n a n d h o w t o cl e a n i t .




                                                                                   e
                                                                                uc
 H o w t o P e r f o r m S p ir o m e t r y




                                                                           od
 Spirometry is best performed with the patient seated. Patients may
 be anxious about performing the tests properly, and should be




                                                                       pr
 reassured. Careful explanation of the test, accompanied by a
 demonstration, is very useful. The patient should:




                                                                   re
    • Breathe in fully.




                                                              or
    • Seal their lips around the mouthpiece.




                                                         er
    • Force the air out of the chest as hard and fast as they can
      until their lungs are completely “empty.”
    • Breathe in again and relax.                   alt
                                           ot
 Exhalation must continue until no more air can be exhaled, must
                                         on

 be at least 6 seconds, and can take up to 15 seconds or more.

 Like any test, spirometry results will only be of value if the
                                    -d




 expirations are performed satisfactorily and consistently. Both
 FVC and FEV1 should be the largest value obtained from any of
                               ial




 3 technically satisfactory curves and the FVC and FEV1 values in
                     ter




 these three curves should vary by no more than 5% or 100 ml,
 whichever is greater. The FEV1/FVC is calculated using the maxi-
                   ma




 mum FEV1 and FVC from technically acceptable (not necessarily
 the same) curves.
             d




 Those with chest pain or frequent cough may be unable to
          hte




 perform a satisfactory test and this should be noted.
      rig
  py
Co




 26
Wh e r e t o f in d m o r e d e t a i l e d i n f o r m a t i o n o n
 s p ir o m e t r y




                                                                            e
 1 . A m e r i ca n T h o r a ci c S o ci e t y




                                                                         uc
     http://www.thoracic.org/adobe/statements/spirometry1-30.pdf




                                                                 od
 2. A u s t r a l i a n /N e w Z e a l a n d T h o r a ci c S o ci e t y
    http://www.nationalasthma.org.au/publications/spiro/index.htm




                                                              pr
                                                           re
 3. B r i t i s h T h o r a ci c S o ci e t y
    http://www.brit-thoracic.org.uk/copd/consortium.html




                                                      or
 4. GO L D
    A spirometry guide for general practitioners and a teaching slide




                                                  er
    set is available:
    http://www.goldcopd.org
                                              alt
                                      ot
                                    on
                                -d
                           ial
                   ter
            d    ma
         hte
    rig
  py
Co




                                                                           27
28
     Co
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               d
                                                                       NOTES

                   ma
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                              -d
                                on
                                  ot
                                       alt
                                          er
                                               or
                                                    re
                                                      pr
                                                           od
                                                                uc
                                                                   e
The Global Initiative for Chronic Obstructive Lung Disease
           is supported by educational grants from:




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                                                                  uc
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               Visit the GOLD website at www.goldcopd.org
                   www.goldcopd.org/application.asp
   Copies of this document are available at www.us-health-network.com
            © 2009 Medical Communications Resources, Inc.

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Gold pg 2010

  • 1. Global Initiative for Chronic e uc Obstructive od Lung pr re Disease or er alt ot on -d ial ter ma POCKET GUIDE d hte TO COPD DIAGNOSIS, MANAGEMENT, rig AND PREVENTION py A Guide for Health Care Professionals Co U P D AT ED 2 0 10
  • 2. Global Initiative for Chronic Obstructive e L ung uc od Disease pr re Pocket Guide to COPD Diagnosis, Management, and Prevention or er GOLD Ex ecu t iv e Co m m it t ee Roberto Rodriguez-Roisin, MD, Spain, Chair alt Antonio Anzueto, MD, US (representing ATS) ot Jean Bourbeau, MD, Canada on Teresita S. DeGuia, MD, Philippines David Hui, MD, Hong Kong, ROC Christine Jenkins, MD, Australia -d Fernando Martinez, MD, US Michiaki Mishima, MD, Japan (representing APSR) ial María Montes de Oca, MD, PhD (representing ALAT) Robert Stockley, MD, UK ter Chris van Weel, MD, Netherlands (representing WONCA) Jorgen Vestbo, MD, Denmark ma Ob s er v er : Jadwiga Wedzicha, MD, UK (Representing ERS) d hte GOLD Nat io n al L ead er s Representatives from many countries serve as a network for the dissemination and rig implementation of programs for diagnosis, management, and prevention of COPD. The GOLD Executive Committee is grateful to the many GOLD National Leaders who py participated in discussions of concepts that appear in GOLD reports, and for their comments during the review of the 2006 Global Strategy for the Diagnosis, Co Management, and Prevention of COPD. © 2010 Global Initiative for Chronic Obstructive Lung Disease, Inc.
  • 3. TA B L E O F CON T EN T S 3 P R EFA CE e uc 5 K EY P O I N T S 6 W H AT I S CH R O N I C OB S T R U CT I V E od P U L M ON A R Y D I S EA S E ( CO P D ) ? 7 R I S K FA CT OR S : WH AT CA U S ES CO P D ? pr 8 D I A GN O S I N G COP D re Figure 1: Key Indicators for Considering a COPD Diagnosis or Figure 2: Normal Spirogram and Spirogram Typical of Patients with Mild to Moderate COPD er Figure 3: Differential Diagnosis of COPD 12 13 CO M P ON EN T S OF CA R E: alt A COP D M A N A G EM EN T P R O GR A M Co m p o n e n t 1 : A s s e s s a n d M o n i t o r D i s e a s e ot 15 Co m p o n e n t 2 : R e d u ce R i s k F a ct o r s on Figure 4: Strategy to Help a Patient Quit Smoking 17 Co m p o n e n t 3 : M a n a g e S t a b l e COP D Patient Education -d Pharmacologic Treatment Figure 5: Commonly Used Formulations of Drugs for COPD ial Non-Pharmacologic Treatment Figure 6: Therapy at Each Stage of COPD ter 22 Co m p o n e n t 4 : M a n a g e Ex a ce r b a t i o n s How to Assess the Severity of an Exacerbation ma Home Management Hospital Management Figure 7: Indications for Hospital Admission d for Exacerbations hte 24 A P P EN D I X I : S P I R OM ET R Y F OR D I A G N OS I S OF COP D rig py Co
  • 4. PREFACE e uc Chronic Obstructive Pulmonary Disease (COPD) is a major cause of od chronic morbidity and mortality throughout the world. The Globa l In it iat iv e f or Ch ro n ic Ob s t r u ct iv e L u n g Dis eas e was created to pr increase awareness of COPD among health professionals, public health re authorities, and the general public, and to improve prevention and management through a concerted worldwide effort. The Initiative or prepares scientific reports on COPD, encourages dissemination and adoption of the reports, and promotes international collaboration on er COPD research. alt While COPD has been recognized for many years, public health officials are concerned about continuing increases in its prevalence and mortality, ot which are due in large part to the increasing use of tobacco products on worldwide and the changing age structure of populations in developing countries. The Global In it iat iv e f or Ch r on ic Obs t r u ct iv e L u n g Dis eas e offers a framework for management of COPD that can be -d adapted to local health care systems and resources. Educational tools, such as laminated cards or computer-based learning programs, can be ial prepared that are tailored to these systems and resources. ter The Glob al In it iat iv e f or Ch r on ic Ob s t r u ct iv e L u n g Dis eas e program includes the following publications: ma • Global Strategy for the Diagnosis, Management, and Prevention of COPD. Scientific information and recommendations for COPD d programs. (Updated 2010) hte • Executive Summary, Global Strategy for the Diagnosis, Management, and Prevention of COPD. (Updated 2010) rig • Pocket Guide to COPD Diagnosis, Management, and Prevention. Summary of patient care information for primary health care py professionals. (Updated 2010) Co • What You and Your Family Can Do About COPD. Information booklet for patients and their families. 3
  • 5. These publications are available on the Internet at www.goldcopd.org. This site provides links to other websites with information about COPD. e This Pocket Guide has been developed from the Global Strategy for the uc Diagnosis, Management, and Prevention of COPD (2010). Technical discussions of COPD and COPD management, evidence levels, and specific od citations from the scientific literature are included in that source document. pr A ck n o w l e d g e m e n t s : Grateful acknowledgement is given for the educational re grants from Almirall, AstraZeneca, Boehringer Ingelheim, Chiesi, Dey, Forest Laboratories, GlaxoSmithKline, Novartis, Nycomed, Pfizer, Philips Respironics, and or Schering-Plough. The generous contributions of these companies assured that the participants could meet together and publications could be printed for wide distribu- er tion. The participants, however, are solely responsible for the statements and con- clusions in the publications. alt ot on -d ial ter d ma hte rig py Co 4
  • 6. KEY POINTS e uc • Ch r o n i c O b s t r u ct i v e P u l m o n a r y D i s e a s e ( COP D ) is a preventable and treatable disease with some significant extra- od pulmonary effects that may contribute to the severity in individual patients. Its pulmonary component is characterized by airflow limitation pr that is not fully reversible. The airflow limitation is usually progressive re and associated with an abnormal inflammatory response of the lung to noxious particles or gases. or • Worldwide, the most commonly encountered r i s k f a ct o r for COPD er is ci g a r e t t e s m o k i n g . A t e v e r y p o s s i b l e o p p o r t u n i t y i n d i v i d u a l s w h o s m o k e s h o u l d b e e n co u r a g e d t o q u i t . In alt many countries, air pollution resulting from the burning of wood and other biomass fuels has also been identified as a COPD risk factor. ot • A d i a g n o s i s of COPD should be considered in any patient who has on dyspnea, chronic cough or sputum production, and/or a history of exposure to risk factors for the disease. The diagnosis should be -d confirmed by spirometry. • A CO P D m a n a g e m e n t p r o g r a m includes four components: ial assess and monitor disease, reduce risk factors, manage stable ter COPD, and manage exacerbations. ma • P h a r m a co l o g i c t r e a t m e n t can prevent and control symptoms, reduce the frequency and severity of exacerbations, improve health status, and improve exercise tolerance. d hte • P a t i e n t e d u ca t i o n can help improve skills, ability to cope with illness, and health status. It is an effective way to accomplish smoking cessation, initiate discussions and understanding of advance directives rig and end-of-life issues, and improve responses to acute exacerbations. py • COPD is often associated with e x a ce r b a t i o n s of symptoms. Co 5
  • 7. WHAT IS CHRONIC OBSTRUCTIVE e uc PULMONARY DISEASE od (COPD)? pr re Ch r o n i c Ob s t r u ct i v e P u l m o n a r y D i s e a s e ( CO P D ) is a preventable or and treatable disease with some significant extrapulmonary effects that may contribute to the severity in individual patients. Its pulmonary component er is characterized by airflow limitation that is not fully reversible. The air- flow limitation is usually progressive and associated with an abnormal alt inflammatory response of the lung to noxious particles or gases. ot This definition does not use the terms chronic bronchitis and emphysema* and excludes asthma (reversible airflow limitation). on S y m p t o m s o f CO P D i n cl u d e : -d • Cough ial • Sputum production • Dyspnea on exertion ter Episodes of acute worsening of these symptoms often occur. d ma Ch r o n i c co u g h a n d s p u t u m p r o d u ct i o n o f t e n p r e ce d e t h e hte d e v e l o p m e n t o f a i r f l o w l i m i t a t io n b y m a n y y e a r s , a l t h o u g h n o t a l l i n d i v i d u a l s w i t h co u g h a n d s p u t u m p r o d u ct i o n g o o n t o d e v e l o p COP D . rig py Co *Chronic bronchitis, defined as the presence of cough and sputum production for at least 3 months in each of 2 consecutive years, is not necessarily associated with airflow limitation. Emphysema, defined as destruction of the alveoli, is a pathological term that is sometimes (incorrectly) used clinically and describes only one of several structural abnormalities present in patients with COPD. 6
  • 8. RISK FACTORS: WHAT CAUSES COPD? e uc Wo r l d w i d e , ci g a r e t t e s m o k i n g i s t h e m o s t co m m o n l y od e n co u n t e r e d r i s k f a ct o r f o r CO P D . pr The genetic risk factor that is best documented is a severe hereditary re deficiency of alpha-1 antitrypsin. It provides a model for how other genetic risk factors are thought to contribute to COPD. or COPD risk is related to the total burden of inhaled particles a person er encounters over their lifetime: alt • To b a cco s m o k e , including cigarette, pipe, cigar, and other types of tobacco smoking popular in many countries, as well as ot environmental tobacco smoke (ETS) • Occu p a t i o n a l d u s t s a n d ch e m i ca l s (vapors, irritants, and on fumes) when the exposures are sufficiently intense or prolonged • I n d o o r a i r p o l l u t i o n from biomass fuel used for cooking and -d heating in poorly vented dwellings, a risk factor that particularly affects women in developing countries • Ou t d o o r a i r p o l l u t i o n also contributes to the lungs’ total burden ial of inhaled particles, although it appears to have a relatively small ter effect in causing COPD ma In addition, any factor that affects lung growth during gestation and childhood (low birth weight, respiratory infections, etc.) has the potential for increasing an individual’s risk of developing COPD. d hte rig py Co 7
  • 9. DIAGNOSING COPD e uc A diagnosis of COPD should be considered in any patient who has dyspnea, od chronic cough or sputum production, and/or a history of exposure to risk factors for the disease, especially cigarette smoking (F i g u r e 1 ). F pr re F i g u r e 1 : K e y I n d i ca t o r s f o r Co n s id e r i n g a COP D D i a g n o s i s or Consider COPD, and perform spirometry, if any of these indicators er are present in an individual over age 40. These indicators are not diagnostic themselves, but the presence of multiple key indicators increases the probability of a diagnosis of COPD. alt • D y s p n e a that is: Progressive (worsens over time). ot Usually worse with exercise. Persistent (present every day). on Described by the patient as an “increased effort to breathe,” “heaviness,” “air hunger,” -d or “gasping.” • Ch r o n ic co u g h : May be intermittent and may be unproductive. • Ch r o n ic s p u t u m p r o d u ct i o n : ial Any pattern of chronic sputum production may indicate COPD. ter • H i s t o r y o f e x p o s u r e t o r i s k f a ct o r s : To b a cco s m o k e ( in cl u d in g p o p u l a r l o ca l ma p r e p a r a t io n s ) . Occupational dusts and chemicals. Smoke from home cooking and heating fuel. d hte T h e d i a g n o s i s s h o u l d b e co n f i r m e d b y s p i r o m e t r y * ( F i g u r e 2 , p a g e 9 a n d A p p e n d i x I, p a g e 2 4 ) . rig py *Where spirometry is unavailable, the diagnosis of COPD should be made using all Co available tools. Clinical symptoms and signs (abnormal shortness of breath and increased forced expiratory time) can be used to help with the diagnosis. A low peak flow is consistent with COPD but has poor specificity since it can be caused by other lung diseases and by poor performance. In the interest of improving the accuracy of a diagnosis of COPD, every effort should be made to provide access to standardized spirometry. 8
  • 10. When performing spirometry, measure: • F orced V ital Capacity (F V C) and F e • F orced Expiratory V olume in one second (F EV 1 ). F uc Calculate the FEV1/FVC ratio. od Spirometric results are expressed as % P r e d i ct e d using pr appropriate normal values for the person’s sex, age, and height. re F i g u r e 2 : N o r m a l S p i r o g r a m a n d S p i r o g r a m Ty p i ca l o f or P a t i e n t s w i t h M i l d t o M o d e r a t e CO P D * er alt ot on -d ial ter d ma hte *Postbronchodilator FEV1 is recommended for the diagnosis and assessment of severity of COPD. rig py P a t i e n t s w i t h COP D t y p ica l l y s h o w a d e cr e a s e in b o t h F EV 1 a n d F EV 1 /F V C. T h e d e g r e e o f s p i r o m e t r ic a b n o r m a l i t y g e n e r a l l y r e f l e ct s t h e s e v e r i t y o f COP D . H o w e v e r, b o t h Co s y m p t o m s a n d s p ir o m e t r y s h o u l d b e c o n s i d e r e d w h e n d e v e l o p in g a n i n d i v id u a l i z e d m a n a g e m e n t s t r a t e g y f o r e a ch p a t i e n t . 9
  • 11. St a g es o f COP D St a ge I: Mild COP D - Mild airflow limitation (FEV1/FVC < 70%; e FEV1 ≥ 80% predicted) and sometimes, but not always, chronic cough uc and sputum production. od • At this stage, the individual may not be aware that his or her lung function is abnormal. pr re St a ge II: Mo de r at e COP D - Worsening airflow limitation (FEV1/FVC < 70%; 50% ≤ FEV1 < 80% predicted), with shortness or of breath typically developing on exertion. • This is the stage at which patients typically seek medical attention er because of chronic respiratory symptoms or an exacerbation of their disease. alt St a ge III: Sev er e COP D - Further worsening of airflow limitation ot (FEV1/FVC < 70%; 30% ≤ FEV1 < 50% predicted), greater shortness of on breath, reduced exercise capacity, and repeated exacerbations which have an impact on patients’ quality of life. -d St a ge IV: Ver y Sev e r e COP D - Severe airflow limitation (FEV1/FVC < 70%; FEV1 < 30% predicted) or FEV1 < 50% predicted ial plus chronic respiratory failure. Patients may have Very Severe (Stage IV) ter COPD even if the FEV1 is > 30% predicted, whenever this complication is present. ma • At this stage, quality of life is very appreciably impaired and exacerbations may be life-threatening. d hte “ At R is k f or COP D” A major objective of GOLD is to increase awareness among health care providers and the rig general public of the significance of COPD symptoms. The classification of severity of COPD now includes four stages classified by spirometry—Stage I: Mild COPD; Stage II: Moderate py COPD; Stage III: Severe COPD; Stage IV: Very Severe COPD. A fifth category—“Stage 0: At Risk”—that appeared in the 2001 report is no longer included as a stage of COPD, as there Co is incomplete evidence that the individuals who meet the definition of “At Risk” (chronic cough and sputum production, normal spirometry) necessarily progress on to Stage I: Mild COPD. Nevertheless, the importance of the public health message that chronic cough and sputum are not normal is unchanged and their presence should trigger a search for underlying cause(s). 10
  • 12. D if f e r e n t ia l D i a g n o s i s : A major differential diagnosis is asthma. In some patients with chronic asthma, a clear distinction from COPD is not e possible using current imaging and physiological testing techniques. In these uc patients, current management is similar to that of asthma. Other potential diagnoses are usually easier to distinguish from COPD (F ig u r e 3 ).F od pr F i g u r e 3 : D i f f e r e n t i a l D i a g n o s i s o f CO P D re D ia g n o s is Su g g e s t iv e Fe a t u r e s * COPD Onset in mid-life. or Symptoms slowly progressive. Long smoking history. er Dyspnea during exercise. Largely irreversible airflow limitation. Asthma alt Onset early in life (often childhood). Symptoms vary from day to day. Symptoms at night/early morning. ot Allergy, rhinitis, and/or eczema also present. on Family history of asthma. Largely reversible airflow limitation. Congestive Heart Failure Fine basilar crackles on auscultation. -d Chest X-ray shows dilated heart, pulmonary edema. Pulmonary function tests indicate volume restriction, not airflow limitation. ial Bronchiectasis Large volumes of purulent sputum. Commonly associated with bacterial infection. ter Coarse crackles/clubbing on auscultation. Chest X-ray/CT shows bronchial dilation, bronchial wall thickening. ma Tuberculosis Onset all ages. Chest X-ray shows lung infiltrate or nodular lesions. Microbiological confirmation. d High local prevalence of tuberculosis. hte Obliterative Bronchiolitis Onset in younger age, nonsmokers. May have history of rheumatoid arthritis or fume exposure. CT on expiration shows hypodense areas. rig Diffuse Panbronchiolitis Most patients are male and nonsmokers. Almost all have chronic sinusitis. py Chest X-ray and HRCT show diffuse small centrilobular nodular opacities and hyperinflation. Co *These features tend to be characteristic of the respective diseases, but do not occur in every case. For example, a person who has never smoked may develop COPD (especially in the developing world, where other risk factors may be more important than cigarette smoking); asthma may develop in adult and even elderly patients. 11
  • 13. COMPONENTS OF CARE: A COPD MANAGEMENT e uc PROGRAM od pr re The goals of COPD management include: or • Relieve symptoms • Prevent disease progression er • Improve exercise tolerance • Improve health status • • Prevent and treat complications Prevent and treat exacerbations alt ot • Reduce mortality • Prevent or minimize side effects from treatment on Cessation of cigarette smoking should be included as a goal throughout -d the management program. T H ES E GOA L S CA N B E A CH I EV ED T H R OU G H ial I M P L EM EN TAT I ON OF A COP D M A N A GEM EN T P R OG R A M ter WI T H F OU R COM P O N EN T S : 1 . A s s e s s a n d M o n it o r D is e a s e ma 2 . R e d u ce R i s k F a ct o r s d 3 . M a n a g e S t a b l e CO P D hte 4 . M a n a g e Ex a c e r b a t i o n s rig py Co 12
  • 14. Component 1: Assess and Monitor Disease e A d e t a i l e d m e d i ca l h i s t o r y of a new patient known or thought to uc have COPD should assess: od • Exposure to risk factors, including intensity and duration. pr • Past medical history, including asthma, allergy, sinusitis or nasal re polyps, respiratory infections in childhood, and other respiratory diseases. or • Family history of COPD or other chronic respiratory disease. er • Pattern of symptom development. alt • History of exacerbations or previous hospitalizations for ot respiratory disorder. on • Presence of comorbidities, such as heart disease, malignancies, osteoporosis, and musculoskeletal disorders, which may also -d contribute to restriction of activity. • Appropriateness of current medical treatments. ial ter • Impact of disease on patient’s life, including limitation of activity; missed work and economic impact; effect on family routines; and ma feelings of depression or anxiety. • Social and family support available to the patient. d hte • Possibilities for reducing risk factors, especially smoking cessation. rig py Co 13
  • 15. In addition to s piro m e t r y , the following ot h er t es t s may be considered for the assessment of a patient with Moderate (Stage II), Severe (Stage III), and Very Severe (Stage IV) COPD. e uc • B ro n ch od ilat o r r e v er s ibilit y t e s t in g: To rule out a diagnosis of asthma, particularly in patients with an atypical history (e.g., asthma od in childhood and regular night waking with cough and wheeze). pr • Ch es t X - r a y : Seldom diagnostic in COPD but valuable to exclude re alternative diagnoses such as pulmonary tuberculosis, and identify comorbidities such as cardiac failure. or • Ar t er ia l blo od ga s m ea s u r em e n t : Perform in patients with er FEV1 < 50% predicted or with clinical signs suggestive of respiratory alt failure or right heart failure. The major clinical sign of respiratory failure is cyanosis. Clinical signs of right heart failure include ankle edema and an increase in the jugular venous pressure. Respiratory ot failure is indicated by PaO2 < 8.0 kPa (60 mm Hg), with or without on PaCO2 > 6.7 kPa (50 mm Hg) while breathing air at sea level. -d • Alph a - 1 an t it r y p s in def icie n cy s cr een in g: Perform when COPD develops in patients of Caucasian descent under 45 years or with a strong family history of COPD. ial ter d ma COP D is u s u ally a p ro g r es s iv e dis ea s e. L u n g f u n ct io n hte ca n b e ex pect ed t o w o r s en o v er t im e, ev en w it h t h e b es t av aila ble car e. Sy m p t o m s a n d lu n g f u n ct io n s h o u ld be m o n it o r ed t o f o llo w t h e d ev elo p m en t o f co m plica t ion s , t o rig gu ide t r ea t m en t , an d t o f acilit a te d is cu s s io n o f m an a gem en t o pt io n s w it h pa t ien t s . Co m o r bidit ies a r e co m m o n in COP D py an d s h o u ld b e a ct iv ely id en t if ied . Co 14
  • 16. Component 2: Reduce Risk Factors S m o k i n g ce s s a t i o n i s t h e s i n g l e m o s t e f f e ct i v e —a n d co s t - e e f f e ct i v e —i n t e r v e n t i o n t o r e d u ce t h e r i s k o f d e v e l o p i n g uc COP D a n d s l o w i t s p r o g r e s s i o n . od • Even a brief, 3-minute period of counseling to urge a smoker to quit can be effective, and at a minimum this should be done for pr every smoker at every health care provider visit. More intensive re strategies increase the likelihood of sustained quitting (F i g u r e 4 ). F or • Pharmacotherapy (nicotine replacement, buproprion/nortryptiline, and/or varenicline) is recommended when counseling is not sufficient er to help patients stop smoking. Special consideration should be given before using pharmacotherapy in people smoking fewer than alt 10 cigarettes per day, pregnant women, adolescents, and those with medical contraindications (unstable coronary artery disease, ot untreated peptic ulcer, and recent myocardial infarction or stroke for nicotine replacement; and history of seizures for buproprion). on -d F ig u r e 4 : S t r a t e g y t o H e l p a P a t ie n t Qu it Sm o k in g 1. A S K : Systematically identify all tobacco users at every visit. ial Implement an office-wide system that ensures that, for EVERY patient at EVERY clinic visit, tobacco-use status is queried and documented. ter 2. A D V I S E: Strongly urge all tobacco users to quit. In a clear, strong, and personalized manner, urge every tobacco user ma to quit. 3. A S S ES S : Determine willingness to make a quit attempt. Ask every tobacco user if he or she is willing to make a quit attempt d at this time (e.g., within the next 30 days). hte 4. A S S I S T: Aid the patient in quitting. Help the patient with a quit plan; provide practical counseling; rig provide intra-treatment social support; help the patient obtain extra-treatment social support; recommend use of approved py pharmacotherapy if appropriate; provide supplementary materials. 5. A R R A NG E: Schedule follow-up contact. Co Schedule follow-up contact, either in person or via telephone. 15
  • 17. S m o k i n g P r e v e n t i o n : Encourage comprehensive tobacco-control policies and programs with clear, consistent, and repeated nonsmoking messages. Work with government officials to pass legislation to establish e smoke-free schools, public facilities, and work environments and uc encourage patients to keep smoke-free homes. od Occu p a t i o n a l Ex p o s u r e s : Emphasize primary prevention, which is best achieved by elimination or reduction of exposures to various pr substances in the workplace. Secondary prevention, achieved through re surveillance and early detection, is also important. or I n d o o r a n d O u t d o o r A i r P o l l u t i o n : Implement measures to reduce or avoid indoor air pollution from biomass fuel, burned for cooking and er heating in poorly ventilated dwellings. Advise patients to monitor public announcements of air quality and, depending on the severity of their alt disease, avoid vigorous exercise outdoors or stay indoors altogether during pollution episodes. ot on -d ial ter d ma hte rig py Co 16
  • 18. Component 3: Manage Stable COPD M a n a g e m e n t o f s t a b l e CO P D s h o u l d b e g u i d e d b y t h e e f o l l o w i n g g e n e r a l p r i n ci p l e s : uc • Determine disease severity on an individual basis by taking into od account the patient’s symptoms, airflow limitation, frequency and severity of exacerbations, complications, respiratory failure, pr comorbidities, and general health status. re • Implement a stepwise treatment plan that reflects this assessment of disease severity. or • Choose treatments according to national and cultural preferences, the patient’s skills and preferences, and the local availability of er medications. alt P a t i e n t e d u ca t i o n can help improve skills, ability to cope with illness, and health status. It is an effective way to accomplish smoking cessation, ot initiate discussions and understanding of advance directives and end-of- life issues, and improve responses to acute exacerbations. on P h a r m a co l o g i c t r e a t m e n t (F i g u r e 5 ) can control and prevent F -d symptoms, reduce the frequency and severity of exacerbations, improve health status, and improve exercise tolerance. ial B r o n ch o d i l a t o r s : These medications are central to symptom ter management in COPD. ma • Inhaled therapy is preferred. • Give “as needed” to relieve intermittent or worsening symptoms, and on a regular basis to prevent or reduce persistent symptoms. d • The choice between 2-agonists, anticholinergics, methylxanthines, hte and combination therapy depends on the availability of medications and each patient’s individual response in terms of both symptom relief and side effects. rig • Regular treatment with long-acting bronchodilators, including nebu- lized formulations, is more effective and convenient than treatment py with short-acting bronchodilators. • Combining bronchodilators of different pharmacologic classes may Co improve efficacy and decrease the risk of side effects compared to increasing the dose of a single bronchodilator. 17
  • 19. Figure 5. Formulations and Typical Doses of COPD Medications* Drug Inhaler Solution for Oral Vials for Duration of (µg) Nebulizer Injection Action (hours) e (mg/ml) (mg) uc β2-agonists Short-acting od Fenoterol 100-200 (MDI) 1 0.05% (Syrup) 4-6 Levalbuterol 45-90 (MDI) 0.21, 0.42 6-8 pr Salbutamol (albuterol) 100, 200 (MDI & DPI) 5 5mg (Pill), 0.024%(Syrup) 0.1, 0.5 4-6 Terbutaline 400, 500 (DPI) 2.5, 5 (Pill) 4-6 re Long-acting Formoterol 4.5-12 (MDI & DPI) 0.01± 12+ or Arformoterol 0.0075 12+ Indacaterol 150-300 (DPI) 24 er Salmeterol 25-50 (MDI & DPI) 12+ Anticholinergics Short-acting Ipratropium bromide 20, 40 (MDI) 0.25-0.5 alt 6-8 ot Oxitropium bromide 100 (MDI) 1.5 7-9 Long-acting on Tiotropium 18 (DPI), 5 (SMI) 24+ Combination short-acting β2-agonists plus anticholinergic in one inhaler -d Fenoterol/Ipratropium 200/80 (MDI) 1.25/0.5 6-8 Salbutamol/Ipratropium 75/15 (MDI) 0.75/0.5 6-8 Methylxanthines ial Aminophylline 200-600 mg (Pill) 240 mg Variable, up to 24 ter Theophylline (SR) 100-600 mg (Pill) Variable, up to 24 Inhaled glucocorticosteroids ma Beclomethasone 50-400 (MDI & DPI) 0.2-0.4 Budesonide 100, 200, 400 (DPI) 0.20. 0.25, 0.5 Fluticasone 50-500 (MDI & DPI) Combination long-acting β2-agonists plus glucocorticosteroids in one inhaler d hte Formoterol/Budesonide 4.5/160, 9/320 (DPI) Salmeterol/Fluticasone 50/100, 250. 500 (DPI) 25/50, 125, 250 (MDI) rig Systemic glucocorticosteroids Prednisone 5-60 mg (Pill) py Methyl-prednisolone 4, 8, 16 mg (Pill) Phosphodiesterase-4 inhibitors Co Roflumilast 500 mcg (Pill) 24 MDI=metered dose inhaler; DPI=dry powder inhaler *Not all formulations are available in all countries; in some countries, other formulations may be available. ±Formoterol nebulized solution is based on the unit dose vial containing 20 µgm in a volume of 2.0ml 18
  • 20. Inhaled Glucocorticosteroids: Regular treatment with inhaled glucocorticosteroids does not modify the long-term decline in FEV1 but has been shown to reduce the frequency of exacerbations and thus improve health status for symptomatic patients with an FEV1 < 50% e predicted and repeated exacerbations (for example, 3 in the last three uc years). The dose-response relationships and long-term safety of inhaled glucocorticosteroids in COPD are not known. Treatment with inhaled glu- od cocorticosteroids increases the likelihood of pneumonia and does not reduce overall mortality. pr An inhaled glucocorticosteroid combined with a long-acting β2-agonist is re more effective than the individual components in reducing exacerbations and improving lung function and health status. Combination therapy or increases the likelihood of pneumonia and has no significant effects on mortality. In patients with an FEV1 less than 60%, pharmacotherapy with er long-acting β2-agonist, inhaled glucocorticosteroid and its combination alt decreases the rate of decline of lung function. Addition of a long-acting β2-agonist/inhaled glucocorticosteroid to an anticholinergic (tiotropium) appears to provide additional benefits. ot Oral Glucocorticosteroids: Long-term treatment with oral glucocorticosteroids on is not recommended. Phosphodiesterase-4 inhibitors: In patients with Stage III: Severe COPD or -d Stage IV: Very Severe COPD and a history of exacerbations and chronic bronchitis, the phosphodiesterase-4 inhibitor, roflumilast, reduces exacerba- ial tions treated with oral glucocorticosteroids. These effects are also seen when roflumilast is added to long-acting bronchodilators; there are no ter comparison studies with inhaled glucocorticosteroids. ma Vaccines: Influenza vaccines reduce serious illness and death in COPD patients by 50%. Vaccines containing killed or live, inactivated viruses are recommended, and should be given once each year. Pneumococcal d polysaccharide vaccine is recommended for COPD patients 65 years and hte older, and has been shown to reduce community-acquired pneumonia in those under age 65 with FEV1 < 40% predicted. rig An t ibiot ics : Not recommended except for treatment of infectious exacerbations and other bacterial infections. py M u co ly t ic (Mu co k in et ic, Mu cor e gu lat or ) Agen t s: Patients with Co viscous sputum may benefit from mucolytics, but overall benefits are very small. Use is not recommended. An t it u s siv e s: Regular use contraindicated in stable COPD. 19
  • 21. Non - P h ar m acolo gic Tr e at m en t includes rehabilitation, oxygen therapy, and surgical interventions. Rehabilitation: Patients at all stages of disease benefit from exercize e training programs improvements in exercise tolerance and symptoms of uc dyspnea and fatigue. Benefits can be sustained even after a single pulmo- nary rehabilitation program. The minimum length of an effective rehabili- od tation program is 6 weeks; the longer the program continues, the more effective the results. Benefit does wane after a rehabilitation program pr ends, but if exercise training is maintained at home the patient's health re status remains above pre-rehabilitation levels. Th e go a ls of pu lm on a r y r eh ab ilit at io n a r e t o r ed u ce s y m pt o m s , or im pr o v e qu a lit y o f life, a n d in cr ea s e pa r t icipa t io n in ev er y da y Patients it ies . stages of disease benefit from exercise training programs, a ct iv at all er alt Ox y gen Th e r apy : The long-term administration of oxygen (>15 hours per day) to patients with chronic respiratory failure increases survival and has a beneficial impact on pulmonary hemodynamics, hematologic ot characteristics, exercise capacity, lung mechanics, and mental state. on Initiate oxygen therapy for patients with Stage IV: Very Severe COPD if: -d • PaO2 is at or below 7.3 kPa (55 mm Hg) or SaO2 is at or below 88%, with or without hypercapnia; or • PO2 is between 7.3 kPa (55 mm Hg) and 8.0 kPa (60 mm Hg) ial or SaO2 is 88%, if there is evidence of pulmonary hypertension, ter peripheral edema suggesting congestive heart failure, or polycythemia (hematocrit > 55%). ma Th e go a l o f lo n g- t er m o x y gen t h er a py is t o in cr ea s e t h e ba s e- lin e P a O2 a t r es t t o a t lea s t 8.0 k P a (60 m m Hg) a t s ea lev el, d a n d/o r pr o du ce Sa O2 a t lea s t 90% , w h ich w ill p r es er v e v it al hte o r ga n f u n ct io n b y en s u r in g an ad equ at e d eliv er y of o x y gen . rig Su r gical Tr e at m en t s : Bullectomy and lung transplantation may be py considered in carefully selected patients with Stage IV: Very Severe COPD. There is currently no sufficient evidence that would support the Co widespread use of lung volume reduction surgery (LVRS). Th er e is n o con v in cin g ev iden ce t h at m ech an ical v en t ilat or y su ppor t h as a role in t h e rou tin e m an agem en t of stable COP D. 20
  • 22. A summary of characteristics and recommended treatment at each stage of COPD is shown in F i g u r e 6 . e uc Figure 6: Therapy at Each Stage of COPD* od pr I: Mild II: Moderate III: Severe IV: Very Severe re • FEV1/FVC < 0.70 or • FEV1/FVC < 0.70 • FEV1 < 30% predicted or FEV1 < 50% • er FEV1/FVC < 0.70 predicted plus chronic respiratory failure • FEV1/FVC < 0.70 • 30% ≤ FEV < 50% 1 • alt 50% ≤ FEV < 80% predicted 1 • FEV1 ≥ 8 0% predicted predicted ot Active reduction of risk factor(s); influenza vaccination Add short-acting bronchodilator (when needed) on Add regular treatment with one or more long-acting bronchodilators (when needed); Add rehabilitation -d Add inhaled glucocorticosteroids if repeated exacerbations ial Add long term oxygen if ter chronic respiratory failure Consider surgical ma treatments d hte *Postbronchodilator FEV1 is recommended for the diagnosis and assessment of severity of COPD. rig py Co 21
  • 23. Component 4: Manage Exacerbations An exacerbation of COPD is defined as a n e v e n t in t h e n a t u r a l e uc co u r s e o f t h e d i s e a s e ch a r a ct e r i z e d b y a ch a n g e i n t h e p a t i e n t ’s b a s e l i n e d y s p n e a , co u g h , a n d /o r s p u t u m t h a t i s od b e y o n d n o r m a l d a y - t o - d a y v a r i a t i o n s , i s a cu t e i n o n s e t , a n d m a y w a r r a n t a ch a n g e i n r e g u l a r m e d i ca t i o n i n a pr p a t i e n t w i t h u n d e r l y i n g CO P D . re The most common causes of an exacerbation are infection of the tracheobronchial tree and air pollution, but the cause of about one-third or of severe exacerbations cannot be identified. er alt H o w t o A s s e s s t h e S e v e r i t y o f a n Ex a ce r b a t i o n ot Arterial blood gas measurements (in hospital): on • PaO2 < 8.0 kPa (60 mm Hg) and/or SaO2 < 90% with or without PaCO2 > 6.7 kPa, (50 mmHg) when breathing room air indicates respiratory failure. -d • Moderate-to-severe acidosis (pH < 7.36) plus hypercapnia (PaCO2 ial > 6-8 kPa, 45-60 mm Hg) in a patient with respiratory failure is an indication for mechanical ventilation. ter Chest X-ray: Chest radiographs (posterior/anterior plus lateral) identify ma alternative diagnoses that can mimic the symptoms of an exacerbation. ECG: Aids in the diagnosis of right ventricular hypertrophy, arrhythmias, and ischemic episodes. d hte Other laboratory tests: • Sputum culture and antibiogram to identify infection if there is rig no response to initial antibiotic treatment. py • Biochemical tests to detect electrolyte disturbances, diabetes, and poor nutrition. Co • Whole blood count can identify polycythemia or bleeding. 22
  • 24. Hom e Car e o r Ho s pit al Car e f o r En d - St a ge COP D P at ien t s ? Th e r is k of dy in g f ro m a n ex acer ba t io n o f COP D is clos ely r ela t ed t o t h e dev elo p m en t o f r es pir a t o r y acido s is , t h e p r es en ce o f e s er iou s com o r b idit ies , a n d t h e n eed f o r v en t ila t o r y s u pp o r t . uc P at ien t s lack in g t h es e f eat u r es a r e n o t at h igh r is k o f dy in g , bu t t h o s e w it h s ev er e u n der ly in g COP D o f ten r eq u ir e h o s p ita lizat io n od in a n y ca s e. At t em p t s at m a n ag in g s u ch p at ien t s en t ir ely in t h e co m m u n it y h av e m et w it h lim it ed s u cces s , b u t r et u r n in g t h em pr t o t h eir h om es w it h in cr ea s ed s o cia l s u p po r t an d a s u p er v is ed m edica l car e p ro g r am af t er an in it ia l em er gen cy r o om as s es s m en t re h as b een m u ch m o r e s u cces s f u l. Ho w ev er, d et ailed co s t - ben ef it a n a ly s es o f t h es e ap p ro a ch es h av e n o t b een r ep o r t ed . or H om e Ma n age m e n t B ron ch odila t o r s: Increase dose and/or frequency of existing short- er acting bronchodilator therapy, preferably with 2-agonists. If not already used, add anticholinergics until symptoms improve. alt Glu cocor t ico st er oids : If baseline FEV1 < 50% predicted, add 30-40 ot mg oral prednisolone per day for 7-10 days to the bronchodilator regimen. Budesonide alone may be an alternative to oral glucocorticosteroids in the on treatment of exacerbations and is associated with significant reduction of complications. -d H os pit a l Man agem en t Patients with the characteristics listed in Figu r e 7 should be hospitalized. ial Indications for referral and the management of exacerbations of COPD in the hospital depend on local resources and the facilities of the local ter hospital. ma Figu r e 7: In dica t io n s fo r Ho s pit al Adm is s ion fo r Ex acerb at ion s • Marked increase in intensity of • Failure of exacerbation to respond symptoms, such as sudden develop- to initial medical management d ment of resting dyspnea • Significant comorbidities hte • Severe underlying COPD • Frequent exacerbations • Onset of new physical signs (e.g., • Newly occurring arrhythmias cyanosis, peripheral edema) • Diagnostic uncertainty rig • Older age • Insufficient home support py An t ibio t ics: Antibiotics should be given to patients: Co • With the following three cardinal symptoms: increased dyspnea, increased sputum volume, increased sputum purulence • With increased sputum purulence and one other cardinal symptom • Who require mechanical ventilation 23
  • 25. APPENDIX I: e SPIROMETRY FOR uc DIAGNOSIS OF COPD od pr Spirometry is as important for the diagnosis of COPD as blood re pressure measurements are for the diagnosis of hypertension. Spirometry should be available to all health care professionals. or Wh a t is S p i r o m e t r y ? er S p i r o m e t r y is a simple test to measure the amount of air a alt person can breathe out, and the amount of time taken to do so. A s p i r o m e t e r is a device used to measure how effectively, and ot how quickly, the lungs can be emptied. on A s p i r o g r a m is a volume-time curve. Spirometry measurements used for diagnosis of COPD include -d (see Figure 2, page 9): ial • F V C (Forced Vital Capacity): maximum volume of air that ter can be exhaled during a forced maneuver. • F EV 1 (Forced Expired Volume in one second): volume expired in ma the first second of maximal expiration after a maximal inspiration. This is a measure of how quickly the lungs can be emptied. d • F EV 1/F V C: FEV1 expressed as a percentage of the FVC, hte gives a clinically useful index of airflow limitation. rig The ratio FEV1/FVC is between 70% and 80% in normal adults; a value less than 70% indicates airflow limitation and the possibility py of COPD. Co FEV1 is influenced by the age, sex, height and ethnicity, and is best considered as a percentage of the predicted normal value. There is a vast literature on normal values; those appropriate for local populations should be used1,2,3. 24
  • 26. W h y d o S p i r o m e t r y f o r CO P D ? • Spirometry is needed to make a firm diagnosis of COPD. e uc • Together with the presence of symptoms, spirometry helps stage COPD severity and can be a guide to specific treatment steps. od • A normal value for spirometry effectively excludes the diagnosis of clinically relevant COPD. pr • The lower the percentage predicted FEV1, the worse the re subsequent prognosis. or • FEV1 declines over time and faster in COPD than in healthy subjects. Spirometry can be used to monitor disease progres- er sion, but to be reliable the intervals between measurements must be at least 12 months. alt ot W h a t Yo u N e e d t o P e r f o r m S p i r o m e t r y on Several types of spirometers are available: -d • relatively large bellows or rolling-seal spirometers (usually only available in pulmonary function laboratories). Calibration should be checked against a known volume e.g. from a 3-litre ial syringe on a regular basis. ter • smaller hand-held devices, often with electronic calibration systems. ma A hard copy of the volume time plot is very useful to check optimal performance and interpretation, and to exclude errors. d hte Most spirometers require electrical power to permit operation of the motor and/or sensors. Some battery operated versions are rig available that can dock with a computer to provide hard copy. py Co 25
  • 27. I t i s e s s e n t i a l t o l e a r n h o w y o u r m a ch i n e i s ca l i b r a t e d a n d w h e n a n d h o w t o cl e a n i t . e uc H o w t o P e r f o r m S p ir o m e t r y od Spirometry is best performed with the patient seated. Patients may be anxious about performing the tests properly, and should be pr reassured. Careful explanation of the test, accompanied by a demonstration, is very useful. The patient should: re • Breathe in fully. or • Seal their lips around the mouthpiece. er • Force the air out of the chest as hard and fast as they can until their lungs are completely “empty.” • Breathe in again and relax. alt ot Exhalation must continue until no more air can be exhaled, must on be at least 6 seconds, and can take up to 15 seconds or more. Like any test, spirometry results will only be of value if the -d expirations are performed satisfactorily and consistently. Both FVC and FEV1 should be the largest value obtained from any of ial 3 technically satisfactory curves and the FVC and FEV1 values in ter these three curves should vary by no more than 5% or 100 ml, whichever is greater. The FEV1/FVC is calculated using the maxi- ma mum FEV1 and FVC from technically acceptable (not necessarily the same) curves. d Those with chest pain or frequent cough may be unable to hte perform a satisfactory test and this should be noted. rig py Co 26
  • 28. Wh e r e t o f in d m o r e d e t a i l e d i n f o r m a t i o n o n s p ir o m e t r y e 1 . A m e r i ca n T h o r a ci c S o ci e t y uc http://www.thoracic.org/adobe/statements/spirometry1-30.pdf od 2. A u s t r a l i a n /N e w Z e a l a n d T h o r a ci c S o ci e t y http://www.nationalasthma.org.au/publications/spiro/index.htm pr re 3. B r i t i s h T h o r a ci c S o ci e t y http://www.brit-thoracic.org.uk/copd/consortium.html or 4. GO L D A spirometry guide for general practitioners and a teaching slide er set is available: http://www.goldcopd.org alt ot on -d ial ter d ma hte rig py Co 27
  • 29. 28 Co py rig hte d NOTES ma ter ial -d on ot alt er or re pr od uc e
  • 30. The Global Initiative for Chronic Obstructive Lung Disease is supported by educational grants from: e uc od pr re or er alt ot on -d ial ter d ma hte rig py Co Visit the GOLD website at www.goldcopd.org www.goldcopd.org/application.asp Copies of this document are available at www.us-health-network.com © 2009 Medical Communications Resources, Inc.