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Development of a National Monitoring and
Evaluation Framework for WASH activities
                               in Malawi
      Monitoring Sustainable WASH Service Delivery
                                       Symposium
                                   April 9-11, 2013

           Ashley Meek, Engineers Without Borders Canada
              Young Samanyika, Ministry of Health, Malawi
Development of a National M&E Framework
   Since 2009 there has been a three phase collaboration to
    develop a National M&E Framework:
    Engineers Without Borders Canada (EWB)
    Ministry of Health (MoH),
    Ministry of Water Development and Irrigation (MoWDI)
    Multiple Districts
    Key Development Partners



Main Objectives :
       To address the needs of the various stakeholders
       To define and harmonize indicators
       To develop an easy to use information gathering and
        analytical system; and
       To capitalise on the existing capacity of the users
Funding and decision making




         Health Centre

             HSA
Context
   At the District level,
       M&E data collection has not historically been directly
        funded by the Ministries.
       Data collection has predominantly been an individual
        district initiative where indicators are determined as
        needed by the district.
       Several M&E initiatives and mapping exercises have
        been initiated but have not proven sustainable over time.
   At the National level
       The MoWDI embarked on a Sector Wide Approach
        (SWAp) in 2008
       Sector Performance Report was initiated in 2010
           Data proved difficult to obtain consistently
M&E Challenges (stimuli)
   Differences in data collection tools.
   Non-standard indicator definitions between
    departments and organizations.
   Non-formalized accountability structures.
   Little or no prioritization on data collection as
    compared to providing services.
   Inadequate knowledge and skills in using some
    computer software for data analysis.
   Roles and responsibilities not clearly defined.
   Systems difficult to maintain and update.
Approach/Methodology
Timeline
                                        • EWB began supporting the system initiative through a pilot in partnership with WaterAid
                                          Malawi and three District Water Development Offices
                                 2009   • Basic MS Excel system developed
Phase I




                                        • The systems were replicated with support from EWB to nearly half of the districts in Malawi.
                                        • MoWDI was approved for a grant to develop the SWSME. The project was delayed.
                                 2010

                                        • Malawi National Open Defecation Free (ODF) Task Force (chaired by the MoH) pursues the
                                          development of a comprehensive system for sanitation initiatives.
                                 2011   • EWB, the MoH began a WASH M&E pilot program including Sanitation and Hygiene indicators
          Phase II




                                        • MoWDI SWSME project re-initiated
                                        • EWB began consulting with the MoWDI to harmonize with the MoH WASH M&E initiative
                                 2012
                     Phase III




                                        • MoH pilot complete
                                        • MoWDI pilot including lessons learned from the previous phases.
                                 2013
Phase I
   In 2009: EWB began supporting the system initiative
    through a pilot in partnership with WaterAid Malawi and
    three District Water Development Offices

   Result : simple Microsoft Excel based system with data
    collection by Health Surveillance Assistants (HSAs).
       Village level water access was the main unit of analysis.
       The system used the pivot table function to perform simple data
        analysis


   By 2010, the original prototype showed promise and
    other districts as well as the MoWDI showed interest.
       The systems were replicated with nearly half of the districts in
        Malawi.
Phase II
   reviewed WASH data collection and reporting tools
    for various stakeholders and district councils
   new reporting tools were developed
   data collection processes from village level
    developed
   analysis templates and mapping functions designed
   three learning workshops to review the framework,
    indicators and required calculated indicators.
Phase III
   Collaboration between the MoWDI, MoH and
    EWB under the SWSME with several additional
    focus areas.
       Expansion of capacity building for data collection,
        analysis and reporting from the District Environmental
        Health Offices to include District and Regional Water
        offices.
       Strengthening of indicators and creation of analysis
        templates for learning institutions, Health Centres and
        other public premises.
       Establishment of Data Collection Methodologies for
        Peri-urban areas.
       Explore data verification methods.
       Provide data for Sector Performance Report.
Data Management
Step 1. HSA completes community data
form (2 pages) in their villages of
responsibility.




                                                       Step 2. Data is entered into a
                                                       simple MS-excel spreadsheet.

Step 3. Data automatically populates
an analysis template built using pivot
tables in MS-excel.




                                         Step 4. Data calculated using the templates can be visualized
                                         on a district map outline directly within the MS-excel
                                         program. Each block represents a Traditional Authority
                                         within the District. A map can be generated for each
                                         indicator using a drop down menu.
Key findings and
recommendations
Key Findings of the Framework
1.   The monitoring system should be developed
     taking existing resource constraints into
     consideration to encourage systemic data
     collection.
2.   Motivation wanes when there is no formal
     accountability structure.
3.   WASH Data is used by multiple ministries,
     district departments and external parties.
4.   The system must be simple and easy to use
5.   Indicators collected need to be prioritized by
     use for service delivery decision making.
Key Findings of the Framework
6.    Indicators must be clearly defined
7.    There is a high probability for error in data.
      There needs to be structures in place to verify
      authenticity of data.
8.    Data collection and particularly data entry is a
      large time requirement that needs to be
      understood and planned for by management.
9.    Resources constraints are a barrier to data
      collection activities.
10.   Formalized communication structures are
      needed between the MoWDI and MoH regarding
      M&E
Conclusions
   The Malawi National M&E framework development has
    enabled a system that is adaptable, easy to use, and
    relevant to the sector players who use it,
   Integration of the various initiatives resulted in a Phased
    approach where the lessons learnt from each step can be
    built upon instead of being continuously repeated from
    scratch.
   By building the Framework on existing capacity (including
    financial, human resource, and time constraints) of the
    users it has be easily transferable and utilized to make
    decisions and report on WASH service delivery.
   Many steps remain to ensure the system moves from
    pilot phases to a National M&E Framework
Contact Information
Ashley Meek
Engineers Without Borders Canada
Sanitation Coordinator
ashleymeek@ewb.ca
+265 994307077

Young Samanyika
Ministry of Health, Malawi
Principal Environmental Health Officer
(Ministry’s National Desk Officer for WASH)
y_samanyika@yahoo.com
+265 999557170

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Development of a National Monitoring and Evaluation Framework for WASH activities in Malawi

  • 1. Development of a National Monitoring and Evaluation Framework for WASH activities in Malawi Monitoring Sustainable WASH Service Delivery Symposium April 9-11, 2013 Ashley Meek, Engineers Without Borders Canada Young Samanyika, Ministry of Health, Malawi
  • 2. Development of a National M&E Framework  Since 2009 there has been a three phase collaboration to develop a National M&E Framework: Engineers Without Borders Canada (EWB) Ministry of Health (MoH), Ministry of Water Development and Irrigation (MoWDI) Multiple Districts Key Development Partners Main Objectives :  To address the needs of the various stakeholders  To define and harmonize indicators  To develop an easy to use information gathering and analytical system; and  To capitalise on the existing capacity of the users
  • 3. Funding and decision making Health Centre HSA
  • 4. Context  At the District level,  M&E data collection has not historically been directly funded by the Ministries.  Data collection has predominantly been an individual district initiative where indicators are determined as needed by the district.  Several M&E initiatives and mapping exercises have been initiated but have not proven sustainable over time.  At the National level  The MoWDI embarked on a Sector Wide Approach (SWAp) in 2008  Sector Performance Report was initiated in 2010  Data proved difficult to obtain consistently
  • 5. M&E Challenges (stimuli)  Differences in data collection tools.  Non-standard indicator definitions between departments and organizations.  Non-formalized accountability structures.  Little or no prioritization on data collection as compared to providing services.  Inadequate knowledge and skills in using some computer software for data analysis.  Roles and responsibilities not clearly defined.  Systems difficult to maintain and update.
  • 7. Timeline • EWB began supporting the system initiative through a pilot in partnership with WaterAid Malawi and three District Water Development Offices 2009 • Basic MS Excel system developed Phase I • The systems were replicated with support from EWB to nearly half of the districts in Malawi. • MoWDI was approved for a grant to develop the SWSME. The project was delayed. 2010 • Malawi National Open Defecation Free (ODF) Task Force (chaired by the MoH) pursues the development of a comprehensive system for sanitation initiatives. 2011 • EWB, the MoH began a WASH M&E pilot program including Sanitation and Hygiene indicators Phase II • MoWDI SWSME project re-initiated • EWB began consulting with the MoWDI to harmonize with the MoH WASH M&E initiative 2012 Phase III • MoH pilot complete • MoWDI pilot including lessons learned from the previous phases. 2013
  • 8. Phase I  In 2009: EWB began supporting the system initiative through a pilot in partnership with WaterAid Malawi and three District Water Development Offices  Result : simple Microsoft Excel based system with data collection by Health Surveillance Assistants (HSAs).  Village level water access was the main unit of analysis.  The system used the pivot table function to perform simple data analysis  By 2010, the original prototype showed promise and other districts as well as the MoWDI showed interest.  The systems were replicated with nearly half of the districts in Malawi.
  • 9. Phase II  reviewed WASH data collection and reporting tools for various stakeholders and district councils  new reporting tools were developed  data collection processes from village level developed  analysis templates and mapping functions designed  three learning workshops to review the framework, indicators and required calculated indicators.
  • 10. Phase III  Collaboration between the MoWDI, MoH and EWB under the SWSME with several additional focus areas.  Expansion of capacity building for data collection, analysis and reporting from the District Environmental Health Offices to include District and Regional Water offices.  Strengthening of indicators and creation of analysis templates for learning institutions, Health Centres and other public premises.  Establishment of Data Collection Methodologies for Peri-urban areas.  Explore data verification methods.  Provide data for Sector Performance Report.
  • 12. Step 1. HSA completes community data form (2 pages) in their villages of responsibility. Step 2. Data is entered into a simple MS-excel spreadsheet. Step 3. Data automatically populates an analysis template built using pivot tables in MS-excel. Step 4. Data calculated using the templates can be visualized on a district map outline directly within the MS-excel program. Each block represents a Traditional Authority within the District. A map can be generated for each indicator using a drop down menu.
  • 14. Key Findings of the Framework 1. The monitoring system should be developed taking existing resource constraints into consideration to encourage systemic data collection. 2. Motivation wanes when there is no formal accountability structure. 3. WASH Data is used by multiple ministries, district departments and external parties. 4. The system must be simple and easy to use 5. Indicators collected need to be prioritized by use for service delivery decision making.
  • 15. Key Findings of the Framework 6. Indicators must be clearly defined 7. There is a high probability for error in data. There needs to be structures in place to verify authenticity of data. 8. Data collection and particularly data entry is a large time requirement that needs to be understood and planned for by management. 9. Resources constraints are a barrier to data collection activities. 10. Formalized communication structures are needed between the MoWDI and MoH regarding M&E
  • 16. Conclusions  The Malawi National M&E framework development has enabled a system that is adaptable, easy to use, and relevant to the sector players who use it,  Integration of the various initiatives resulted in a Phased approach where the lessons learnt from each step can be built upon instead of being continuously repeated from scratch.  By building the Framework on existing capacity (including financial, human resource, and time constraints) of the users it has be easily transferable and utilized to make decisions and report on WASH service delivery.  Many steps remain to ensure the system moves from pilot phases to a National M&E Framework
  • 17. Contact Information Ashley Meek Engineers Without Borders Canada Sanitation Coordinator ashleymeek@ewb.ca +265 994307077 Young Samanyika Ministry of Health, Malawi Principal Environmental Health Officer (Ministry’s National Desk Officer for WASH) y_samanyika@yahoo.com +265 999557170

Editor's Notes

  1. To address the needs of the various stakeholders involved with WASH service delivery;To define and harmonize indicators that are practical and useful for service delivery decision making at different levels of the system;To develop an easy to use information gathering and analytical system; andTo capitalise on the existing capacity of the users by accounting for financial, human resource, and time constraints of enumerators.
  2. this is a simplified model. It doesn't show ORT going directly to the district, it doesn't show the LDF, and it doesn't show external funders that implement directly without using the government structure at all.
  3. Differences in data collection tools. Non-standard indicator definitions between departments and organizations.Non-formalized accountability structures. Little or no prioritization on data collection as compared to providing services.  Inadequate knowledge and skills in using some computer software for data analysis.Roles and responsibilities not clearly defined.Systems difficult to maintain and update.
  4. By 2010, the original prototype showed promise and other districts as well as the MoWDI showed interest. The systems were replicated with nearly half of the districts in Malawi.Some showed very strong dedication to monitoring workOthers failed to collect data, failed to update it, or failed to use it for decision making
  5. there is still work to do before a fully-fledged system exists at scale with accountability mechanisms, everyone using the data, etc.