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Chemistry of Benzene:
Electrophilic Aromatic
Substitution
Substitution Reactions of Benzene
and Its Derivatives
 Benzene is aromatic: a cyclic conjugated

compound with 6 π electrons
 Reactions of benzene lead to the retention of the
aromatic core

2
Electrophilic Aromatic Bromination
 Benzene’s π electrons participate as a Lewis base in






reactions with Lewis acids
The product is formed by loss of a proton, which is replaced
by bromine
FeBr3 is added as a catalyst to polarize the bromine reagent
In the first step the π electrons act as a nucleophile toward Br2
(in a complex with FeBr3)
This forms a cationic addition intermediate from benzene and
a bromine cation
The intermediate is not aromatic and therefore high in energy

3
Formation of Product from
 The cationic addition intermediate
Intermediate
transfers a proton to FeBr4- (from Br- and
FeBr3)

 This restores aromaticity (in contrast

with addition in alkenes)

4
Other Aromatic Halogenations


Chlorine and iodine (but not fluorine, which is too reactive)
can produce aromatic substitution with the addition of
other reagents to promote the reaction
 Chlorination requires FeCl3
 Iodine must be oxidized to form a more powerful I+ species
(with Cu2+ from CuCl2)

5
Aromatic Nitration


The combination of nitric acid and sulfuric acid produces NO2+
(nitronium ion)
 The reaction with benzene produces nitrobenzene

 The Nitro group can be reduced to an Amino group if needed

6
Aromaticby SO (sulfonation)
Sulfonation
Substitution of H


3
 Reaction with a mixture of sulfuric acid and SO3 (“Fuming H2SO4)
 Reactive species is sulfur trioxide or its conjugate acid

 Sulfonamides are “sulfa drug” antibiotics

7
Alkylation of Aromatic Rings: The Friedel–Crafts
Reaction
 Alkylation among most

useful electrophilic
aromatic substitution
reactions

 Aromatic substitution

of R+ for H+

 Aluminum chloride

promotes the
formation of the
carbocation

8
Limitations of the Friedel-Crafts Alkylation
 Only alkyl halides can be used (F, Cl, I, Br)
 Aryl halides and vinylic halides do not react (their

carbocations are too hard to form)
 Will not work with rings containing an amino group
substituent or a strongly electron-withdrawing group

9
Other Problems with Alkylation
 Multiple alkylations can occur because the first alkylation is

activating

 Carbocation Rearrangements Occur During Alkylation
 Similar to those occuring during electrophilic additions to alkene
 Can involve H or alkyl shifts

10
Acylation of Aromatic Rings
 Reaction of an acid chloride (RCOCl) and an aromatic ring

in the presence of AlCl3 introduces acyl group, COR


Benzene with acetyl chloride yields acetophenone



 Avoids many of the problems of alkylation
 Only substitutes once, because acyl group is deactivating
 No rearrangement because of resonance stabilized cation
11
Mechanism of Friedel-Crafts Acylation
 Similar to alkylation
 Reactive electrophile: resonance-stabilized acyl cation
 An acyl cation does not rearrange

 Can reduce carbonyl to get alkyl product

12
Substituent Effects in Aromatic Rings
 Substituents can cause a compound to be (much) more or

(much) less reactive than benzene

 Substituents affect the orientation of the reaction – the

positional relationship is controlled

 ortho- and para-directing activators, ortho- and para-

directing deactivators, and meta-directing
deactivators.

13
Origins of Substituent Effects
 An interplay of inductive effects and resonance effects
 Inductive effect - withdrawal or donation of electrons

through a σ bond = Polar Covalent Bonds

 Resonance effect - withdrawal or donation of electrons

through a π bond due to the overlap of a p orbital on the
substituent with a p orbital on the aromatic ring

14
Inductive Effects
 Controlled by electronegativity and the polarity of

bonds in functional groups
 Halogens, C=O, CN, and NO2 withdraw electrons
through σ bond connected to ring
 Alkyl groups donate electrons

15
Resonance Effects – Electron Withdrawal
 C=O, CN, NO2 substituents withdraw electrons from

the aromatic ring by resonance
 π electrons flow from the rings to the substituents
 Look for a double (or triple) bond connected to
the ring by a single bond

16
Resonance Effects – Electron Donation
 Halogen, OH, alkoxyl (OR), and amino substituents

donate electrons
 π electrons flow from the substituents to the ring
 Effect is greatest at ortho and para positions
 Look for a lone pair on an atom attached to the ring

17
An Explanation of Substituent Effects
 Activating groups donate

electrons to the ring,
stabilizing the
carbocation intermediate
 Deactivating groups

withdraw electrons from
the ring, destabilizing
carbocation intermediate

18
Ortho/Para-Directing Activators: Alkyl Groups

 Alkyl groups activate by induction: direct further substitution

to positions ortho and para to themselves
 Alkyl group has most effect on the ortho and para positions

19
Ortho/Para-Directing Activators: OH and NH 2
 Alkoxyl, and amino groups have a strong, electron-

donating resonance effect
 Most pronounced at the ortho and para positions

20
Ortho/Para-Directing Deactivators: Halogens

 Electron-withdrawing inductive effect outweighs weaker electron-

donating resonance effect
 Resonance effect is only at the ortho and para positions,
stabilizing carbocation intermediate

21
Meta-Directing Deactivators


Inductive and resonance effects reinforce each other
 Ortho and para intermediates destabilized by
deactivation of carbocation intermediate
 Resonance cannot produce stabilization

22
Summary Table: Effect of Substituents in
Aromatic Substitution

23
Trisubstituted Benzenes: Additivity of Effects
 If the directing effects of the two groups are the same, the

result is additive

 If the directing effects of two groups oppose each other, the

more powerful activating group decides the principal outcome
 Usually gives mixtures of products

24
Meta-Disubstituted Compounds
 The reaction site is too hindered
 To make aromatic rings with three adjacent

substituents, it is best to start with an orthodisubstituted compound

25
Nucleophilic Aromatic Substitution para
 Aryl halides with electron-withdrawing substituents ortho and
react with nucleophiles (electron withdrawing needed to accept
electrons from the nucleophile)
 Form addition intermediate (Meisenheimer complex) that is
stabilized by electron-withdrawal. Halide is leaving group.

26
Benzyne: Substitution of Unactivated Aromatics

 Phenol is prepared industrially by treatment of chlorobenzene

with dilute aqueous NaOH at 340°C under high pressure
 The reaction involves an elimination reaction that gives a
triple bond in the ring: benzyne

27
Structure of Benzyne
 Benzyne is a highly distorted alkyne
 The triple bond uses sp2-hybridized carbons, not the

usual sp
 The triple bond has one π bond formed by p–p
overlap and another by weak sp2–sp2 overlap

28
Oxidation of Aromatic Compounds
 Alkyl side chains can be oxidized to CO2H by strong

reagents such as KMnO4 if they have a C-H next to the ring
 Converts an alkylbenzene into a benzoic acid, ArR →

ArCO2H
 A benzylic C-H bond is required, or no reaction takes place

29
Bromination of Alkylbenzene Side Chains

 Reaction of an alkylbenzene with N-bromo-succinimide

(NBS) and benzoyl peroxide (radical initiator) introduces
Br into the side chain only at benzylic position

30
Reduction of Aromatic Compounds

 Aromatic rings are inert to catalytic hydrogenation under

conditions that reduce alkene double bonds
 Can selectively reduce an alkene double bond in the
presence of an aromatic ring
 Reduction of an aromatic ring requires more powerful
reducing conditions (high pressure or rhodium catalysts)

31
Reduction of Aryl Alkyl Ketones
 Aromatic ring activates neighboring carbonyl group

toward reduction
 Ketone is converted into an alkylbenzene by catalytic
hydrogenation over Pd catalyst

32
Synthesis of Trisubstituted Benzenes

 These syntheses require planning and consideration of alternative

routes
 Ability to plan a sequence of reactions in right order is valuable to
synthesis of substituted aromatic rings

33
34

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Electrophillic substitution of benzene

  • 1. Chemistry of Benzene: Electrophilic Aromatic Substitution
  • 2. Substitution Reactions of Benzene and Its Derivatives  Benzene is aromatic: a cyclic conjugated compound with 6 π electrons  Reactions of benzene lead to the retention of the aromatic core 2
  • 3. Electrophilic Aromatic Bromination  Benzene’s π electrons participate as a Lewis base in      reactions with Lewis acids The product is formed by loss of a proton, which is replaced by bromine FeBr3 is added as a catalyst to polarize the bromine reagent In the first step the π electrons act as a nucleophile toward Br2 (in a complex with FeBr3) This forms a cationic addition intermediate from benzene and a bromine cation The intermediate is not aromatic and therefore high in energy 3
  • 4. Formation of Product from  The cationic addition intermediate Intermediate transfers a proton to FeBr4- (from Br- and FeBr3)  This restores aromaticity (in contrast with addition in alkenes) 4
  • 5. Other Aromatic Halogenations  Chlorine and iodine (but not fluorine, which is too reactive) can produce aromatic substitution with the addition of other reagents to promote the reaction  Chlorination requires FeCl3  Iodine must be oxidized to form a more powerful I+ species (with Cu2+ from CuCl2) 5
  • 6. Aromatic Nitration  The combination of nitric acid and sulfuric acid produces NO2+ (nitronium ion)  The reaction with benzene produces nitrobenzene  The Nitro group can be reduced to an Amino group if needed 6
  • 7. Aromaticby SO (sulfonation) Sulfonation Substitution of H  3  Reaction with a mixture of sulfuric acid and SO3 (“Fuming H2SO4)  Reactive species is sulfur trioxide or its conjugate acid  Sulfonamides are “sulfa drug” antibiotics 7
  • 8. Alkylation of Aromatic Rings: The Friedel–Crafts Reaction  Alkylation among most useful electrophilic aromatic substitution reactions  Aromatic substitution of R+ for H+  Aluminum chloride promotes the formation of the carbocation 8
  • 9. Limitations of the Friedel-Crafts Alkylation  Only alkyl halides can be used (F, Cl, I, Br)  Aryl halides and vinylic halides do not react (their carbocations are too hard to form)  Will not work with rings containing an amino group substituent or a strongly electron-withdrawing group 9
  • 10. Other Problems with Alkylation  Multiple alkylations can occur because the first alkylation is activating  Carbocation Rearrangements Occur During Alkylation  Similar to those occuring during electrophilic additions to alkene  Can involve H or alkyl shifts 10
  • 11. Acylation of Aromatic Rings  Reaction of an acid chloride (RCOCl) and an aromatic ring in the presence of AlCl3 introduces acyl group, COR  Benzene with acetyl chloride yields acetophenone   Avoids many of the problems of alkylation  Only substitutes once, because acyl group is deactivating  No rearrangement because of resonance stabilized cation 11
  • 12. Mechanism of Friedel-Crafts Acylation  Similar to alkylation  Reactive electrophile: resonance-stabilized acyl cation  An acyl cation does not rearrange  Can reduce carbonyl to get alkyl product 12
  • 13. Substituent Effects in Aromatic Rings  Substituents can cause a compound to be (much) more or (much) less reactive than benzene  Substituents affect the orientation of the reaction – the positional relationship is controlled  ortho- and para-directing activators, ortho- and para- directing deactivators, and meta-directing deactivators. 13
  • 14. Origins of Substituent Effects  An interplay of inductive effects and resonance effects  Inductive effect - withdrawal or donation of electrons through a σ bond = Polar Covalent Bonds  Resonance effect - withdrawal or donation of electrons through a π bond due to the overlap of a p orbital on the substituent with a p orbital on the aromatic ring 14
  • 15. Inductive Effects  Controlled by electronegativity and the polarity of bonds in functional groups  Halogens, C=O, CN, and NO2 withdraw electrons through σ bond connected to ring  Alkyl groups donate electrons 15
  • 16. Resonance Effects – Electron Withdrawal  C=O, CN, NO2 substituents withdraw electrons from the aromatic ring by resonance  π electrons flow from the rings to the substituents  Look for a double (or triple) bond connected to the ring by a single bond 16
  • 17. Resonance Effects – Electron Donation  Halogen, OH, alkoxyl (OR), and amino substituents donate electrons  π electrons flow from the substituents to the ring  Effect is greatest at ortho and para positions  Look for a lone pair on an atom attached to the ring 17
  • 18. An Explanation of Substituent Effects  Activating groups donate electrons to the ring, stabilizing the carbocation intermediate  Deactivating groups withdraw electrons from the ring, destabilizing carbocation intermediate 18
  • 19. Ortho/Para-Directing Activators: Alkyl Groups  Alkyl groups activate by induction: direct further substitution to positions ortho and para to themselves  Alkyl group has most effect on the ortho and para positions 19
  • 20. Ortho/Para-Directing Activators: OH and NH 2  Alkoxyl, and amino groups have a strong, electron- donating resonance effect  Most pronounced at the ortho and para positions 20
  • 21. Ortho/Para-Directing Deactivators: Halogens  Electron-withdrawing inductive effect outweighs weaker electron- donating resonance effect  Resonance effect is only at the ortho and para positions, stabilizing carbocation intermediate 21
  • 22. Meta-Directing Deactivators  Inductive and resonance effects reinforce each other  Ortho and para intermediates destabilized by deactivation of carbocation intermediate  Resonance cannot produce stabilization 22
  • 23. Summary Table: Effect of Substituents in Aromatic Substitution 23
  • 24. Trisubstituted Benzenes: Additivity of Effects  If the directing effects of the two groups are the same, the result is additive  If the directing effects of two groups oppose each other, the more powerful activating group decides the principal outcome  Usually gives mixtures of products 24
  • 25. Meta-Disubstituted Compounds  The reaction site is too hindered  To make aromatic rings with three adjacent substituents, it is best to start with an orthodisubstituted compound 25
  • 26. Nucleophilic Aromatic Substitution para  Aryl halides with electron-withdrawing substituents ortho and react with nucleophiles (electron withdrawing needed to accept electrons from the nucleophile)  Form addition intermediate (Meisenheimer complex) that is stabilized by electron-withdrawal. Halide is leaving group. 26
  • 27. Benzyne: Substitution of Unactivated Aromatics  Phenol is prepared industrially by treatment of chlorobenzene with dilute aqueous NaOH at 340°C under high pressure  The reaction involves an elimination reaction that gives a triple bond in the ring: benzyne 27
  • 28. Structure of Benzyne  Benzyne is a highly distorted alkyne  The triple bond uses sp2-hybridized carbons, not the usual sp  The triple bond has one π bond formed by p–p overlap and another by weak sp2–sp2 overlap 28
  • 29. Oxidation of Aromatic Compounds  Alkyl side chains can be oxidized to CO2H by strong reagents such as KMnO4 if they have a C-H next to the ring  Converts an alkylbenzene into a benzoic acid, ArR → ArCO2H  A benzylic C-H bond is required, or no reaction takes place 29
  • 30. Bromination of Alkylbenzene Side Chains  Reaction of an alkylbenzene with N-bromo-succinimide (NBS) and benzoyl peroxide (radical initiator) introduces Br into the side chain only at benzylic position 30
  • 31. Reduction of Aromatic Compounds  Aromatic rings are inert to catalytic hydrogenation under conditions that reduce alkene double bonds  Can selectively reduce an alkene double bond in the presence of an aromatic ring  Reduction of an aromatic ring requires more powerful reducing conditions (high pressure or rhodium catalysts) 31
  • 32. Reduction of Aryl Alkyl Ketones  Aromatic ring activates neighboring carbonyl group toward reduction  Ketone is converted into an alkylbenzene by catalytic hydrogenation over Pd catalyst 32
  • 33. Synthesis of Trisubstituted Benzenes  These syntheses require planning and consideration of alternative routes  Ability to plan a sequence of reactions in right order is valuable to synthesis of substituted aromatic rings 33
  • 34. 34