Implementing an Effective AML Monitoring and Assurance Program

1. Workshop: Implementing an
Effective Monitoring and
Assurance Program
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2. Outline
 Background and History
 Frame of Mind
 Key Risk Indicators (KRI’s)
 Independent Verification and Validation (IV&V)
 Examples of Monitoring Issues
 Examples of Sanctions Issues
 Overcoming Business Objections
 Taking Compliance to the Next Level
 43 slides
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3. This presentation has been moved!
Please see:
http://myworld.ebay.com/amlcftcom

4. Thank you!
Ken Bryant
Bryant & Associates
Learn more about us at:
www.amlcft.com
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