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CHAPTER 4

            INTRODUCING WESTERN SOCIOLOGISTS

Sociology is sometimes called the child       begin with a few words about the
of the ‘age of revolution’. This is because   context in which sociology emerged.
it was born in 19th century Western
Europe, after revolutionary changes in        THE CONTEXT    OF   SOCIOLOGY
the preceding three centuries that
                                              The modern era in Europe and the
decisively changed the way people lived.
                                              conditions of modernity that we take
Three revolutions paved the way for the
                                              for granted today were brought about
emergence of sociology: the
                                              by three major processes. These were:
Enlightenment, or the scientific
                                              the Enlightenment or dawning of the
revolution; the French Revolution; and
                                              ‘age of reason’; the quest for political
the Industrial Revolution. These
                                              sovereignty embodied in the French
processes completely transformed not
                                              Revolution; and the system of mass
only European society, but also the rest
                                              manufacture inaugurated by the
of the world as it came into contact with
                                              Industrial Revolution. Since these
Europe.
                                              have been discussed at length in
    In this chapter the key ideas of
                                              Chapter 1 of Introducing Sociology,
three sociological thinkers: Karl
                                              here we will only mention some of the
Marx, Emile Durkheim and Max
                                              intellectual consequences of these
Weber will be discussed. As part of
                                              momentous changes.
the classical tradition of sociology,
they laid the foundation of the
subject. Their ideas and insights                           Activity 1
have remained relevant even in the              Revisit the discussion of the coming
contemporary period. Of course,                 of the modern age in Europe in
these ideas have also been subjected            Chapter 1 of Introducing Sociology.
to criticism and have undergone                 What sorts of changes were these
major modifications. But since ideas            three processes associated with?
about society are themselves
influenced by social conditions, we
INTRODUCING WESTERN SOCIOLOGISTS                                               67


The Enlightenment                          sovereignty at the level of individuals
                                           as well as nation-states. The
During the late 17th and 18th
                                           Declaration of Human Rights
centuries, Western Europe saw the
                                           asserted the equality of all citizens
emergence of radically new ways of
                                           and questioned the legitimacy of
thinking about the world. Refered to
                                           privileges inherited by birth. It
as ‘The Enlightenment’, these new
                                           signaled the emancipation of the
philosophies established the human
                                           individual from the oppressive rule of
being at the centre of the universe, and
                                           the religious and feudal institutions
rational thought as the central feature
                                           that dominated France before the
of the human being. The ability to
                                           Revolution. The peasants, most of
think rationally and critically
                                           whom wer e ser fs (or bonded
transformed the individual human
                                           labourers) tied to landed estates
being into both the producer and the
                                           owned by members of the aristocracy,
user of all knowledge, the ‘knowing
                                           were freed of their bonds. The
subject’. On the other hand, only
                                           numerous taxes paid by the peasants
persons who could think and reason
                                           to the feudal lords and to the church
could be considered as fully human.
                                           were cancelled. As free citizens of the
Those who could not remained
                                           republic, sovereign individuals were
deficient as human beings and were
                                           invested with rights and were equal
considered as not fully evolved
                                           before the law and other institutions
humans, as in the case of the natives
                                           of the state. The state had to respect
of primitive societies or ‘savages’.
                                           the privacy of the autonomous
Being the handiwork of humans,
                                           individual and its laws could not
society was amenable to rational
                                           intrude upon the domestic life of the
analysis and thus comprehensible to
                                           people. A separation was built
other humans. For reason to become
                                           between the public realm of the state
the defining feature of the human
                                           and a private realm of the household.
world, it was necessary to displace
                                           New ideas about what was
nature, religion and the divine acts of
                                           appropriate to the public and private
gods from the central position they
                                           spheres developed. For example,
had in earlier ways of understanding
                                           religion and the family became more
the world. This means that the
                                           ‘private’ while education (specially
Enlightenment was made possible by,
                                           schooling) became more ‘public’.
and in tur n helped to develop,
                                           Moreover, the nation-state itself was
attitudes of mind that we refer to today
                                           also redefined as a sovereign entity
as secular, scientific and humanistic.
                                           with a centralised government. The
                                           ideals of the French Revolution —
The French Revolution
                                           liberty, equality and fraternity —
The Fr ench Revolution (1789)              became the watchwor ds of the
announced the arrival of political         modern state.
68                                                       UNDERSTANDING SOCIETY


The Industrial Revolution                 meant that men, women and even
                                          children had to work long hours in
The foundations of modern industry
                                          hazardous circumstances to eke out
were laid by the Industrial
                                          a living. Modern industry enabled the
Revolution, which began in Britain
in the late 18th and early 19th           urban to dominate over the rural.
centuries. It had two major aspects.      Cities and towns became the
The first was the systematic              dominant       for ms     of  human
application of science and technology     settlement, housing lar ge and
to industrial production, particularly    unequal populations in small,
the invention of new machines and         densely populated urban areas. The
the harnessing of new sources of          rich and powerful lived in the cities,
power. Secondly, the industrial           but so did the working classes who
revolution also evolved new ways of       lived in slums amidst poverty and
organising labour and markets on a        squalor. Modern forms of governance,
scale larger than anything in the         with the state assuming control of
past.     New machines like the           health, sanitation, crime control and
Spinning Jenny (which greatly             general ‘development’ created the
increased the productivity of the         demand for new kinds of knowledge.
textile industry) and new methods of      The social sciences and particularly
obtaining power (such as the various      sociology emerged partly as a
versions of the steam engine)             response to this need.
facilitated the production process             From the outset sociological
and gave rise to the factory system       thought was concerned with the
and mass manufacture of goods.            scientific analysis of developments in
These goods were now produced on          industrial society. This has prompted
a gigantic scale for distant markets      observers to argue that sociology was
across the world. The raw materials       the ‘science of the new industrial
used in their production were also        society’. Empirically infor med
obtained from all over the world.         scientific discussion about trends in
Modern large scale industry thus          social behaviour only became
became a world wide phenomenon.           possible with the advent of modern
    These changes in the production       industrial society. The scientific
system also resulted in major changes     information generated by the state to
in social life. The factories set up in   monitor and maintain the health of
urban areas were manned by workers        its social body became the basis for
who were uprooted from the rural          reflection on society. Sociological
areas and came to the cities in search    theory was the result of this self-
of work. Low wages at the factory         reflection.
INTRODUCING WESTERN SOCIOLOGISTS                                                      69


                               Karl Marx (1818-1883)
                                      Biography
  Karl Marx was born on 5 May 1818 in Trier, part of
  the Rhineland province of Prussia in Germany. Son
  of a prosperous liberal lawyer.
  1834-36: Studied law at the University of Bonn and
           then at the University of Berlin, where he
           was much influenced by the Young
           Hegelians.
  1841:     Completed his doctoral thesis in
            philosophy from the University of Jena.
  1843:     Married Jenny von Westphalen and moved
            to Paris.
  1844:     Met Friedrich Engels in Paris, who became a lifelong friend.
  1847:     Invited by the International Working Men’s Association to prepare a
            document spelling out its aims and objectives. This was written jointly
            by Marx and Engels and published as the Manifesto of the Communist
            Party (1948)
  1849:     Exiled to England and lived there till his death.
  1852:     The Eighteenth Brumaire of Louis Bonaparte (published).
  1859:     A Contribution to the Critique of Political Economy (published).
  1867:     Capital, Vol. I, published.
  1881:     Death of Jenny von Westphalen.
  1883:     Marx dies and is buried in London’s Highgate Cemetery.


   Karl Marx was from Germany but            he engaged in a critical analysis of
spent most of his intellectually             capitalist society to expose its
productive years in exile in Britain.        weaknesses and bring about its
His radical political views led him to       downfall. Marx argued that human
be exiled from Germany, France and           society had progressed thr ough
Austria. Though Marx had studied             different stages. These were: primitive
philosophy he was not a philosopher.         communism, slavery, feudalism and
He was a social thinker who advocated        capitalism. Capitalism was the latest
an end to oppression and exploitation.       phase of human advancement, but
He believed that scientific socialism        Marx believed that it would give way
would achieve this goal. To that end         to socialism.
70                                                          UNDERSTANDING SOCIETY


     Capitalist society was marked by      society. In order to understand the
an ever intensifying pr ocess of           working of capitalism, Marx undertook
alienation operating at several levels.    an elaborate study of its political,
First, modern capitalist society is one    social and specially its economic
where humans are more alienated            aspects.
from nature than ever before; second,          Marx’s conception of the economy
human beings are alienated from each       was based on the notion of a mode of
other as capitalism individualises         production, which stood for a broad
previously collective forms of social      system of production associated with
organisation, and as relationships get     an epoch or historical period. Primitive
more and more market-mediated.             communism, slavery, feudalism and
Third, the large mass of working           capitalism were all modes of
people is alienated from the fruits of     production. At this general level, the
its labour because workers do not own      mode of production defines an entire
the products they produce. Moreover,       way of life characteristic of an era. At
workers have no control over the work      a more specific level, we can think of
process itself — unlike in the days        the mode of production as being
when skilled craftsmen controlled          something like a building in the sense
their own labour, today the content of     that it consists of a foundation or base,
the factory worker’s working day is        and a superstructure or something
decided by the management. Finally,        erected on top of the base. The base —
as the combined result of all these        or economic base — is primarily
alienations, human beings are also         economic and includes the productive
alienated from themselves and              forces and production relations.
struggle to make their lives meaningful    Productive forces refer to all the means
in a system where they are both more       or factors of production such as land,
free but also more alienated and less      labour, technology, sources of energy
in control of their lives than before.     (such as electricity, coal, petroleum and
     However, even though it was an        so on). Production relations refer to
exploitative and oppressive system,        all the economic relationships and
Marx believed that capitalism was          forms of labour organisation which are
nevertheless a necessary and               involved in production. Production
progressive stage of human history         relations are also property relations, or
because it created the preconditions       relationships based on the ownership
for an egalitarian future free from both   or control of the means of production.
exploitation and poverty. Capitalist           For example, in the mode of
society would be transformed by its        production         called       primitive
victims, i.e. the working class, who       communism, the productive forces
would unite to collectively bring about    consisted mostly of nature — forests,
a revolution to overthrow it and           land, animals and so on — along with
establish a free and equal socialist       very rudimentary forms of technology
INTRODUCING WESTERN SOCIOLOGISTS                                                 71


like simple stone tools and hunting        CLASS STRUGGLE
weapons. Production relations were
                                           For Marx, the most important method
based on community property (since
                                           of classifying people into social groups
individual private property did not yet
                                           was with reference to the production
exist) and included tribal forms of
                                           process, rather than religion, language,
hunting or gathering which were the
                                           nationality or similar identities. He
prevalent      for ms      of   labour
                                           argued that people who occupy the
organisation.
                                           same position in the social production
    The economic base thus consisted
                                           process will eventually form a class. By
of productive forces and relations of
                                           virtue of their location in the
production. On this base rested all
                                           production process and in property
the social, cultural and political
                                           relations, they share the same interests
institutions of society.         Thus,
                                           and objectives, even though they may
institutions like religion, art, law,
                                           not recognise this immediately.
literature or different forms of beliefs
                                           Classes are formed through historical
and ideas were all part of the
                                           processes, which are in turn shaped
‘superstructure’ which was built on
                                           by transformations in the conditions
top of the base. Marx argued that          and forces of production, and
people’s ideas and beliefs originated      consequent conflicts between already
from the economic system of which          existing classes. As the mode of
they were part. How human beings           production — that is, the production
earned their livelyhood determined         technology and the social relations of
how they thought — material life           production — changes, conflicts
shaped ideas, ideas did not shape          develop between different classes which
material life. This argument went          result in struggles. For example, the
against the dominant ways of thinking      capitalist mode of production creates the
in Marx’s time, when it was common         working class, which is a new urban,
to argue that human beings were free       property-less group created by the
to think whatever they wanted and          destruction of the feudal agricultural
that ideas shaped the world.               system. Serfs and small peasants were
    Marx placed great emphasis on          thrown off their lands and deprived of
economic structures and processes          their earlier sources of livelyhood. They
because he believed that they formed       then congregated in cities looking for
the foundations of every social system     ways to survive, and the pressure of the
throughout human history. If we            laws and police forced them to work in
understand how the economy works           the newly built factories. Thus a large
and how it has been changing in the        new social group was created consisting
past, he argued, we can learn how to       of property-less people who were forced
change society in the future. But how      to work for their living. This shared
can such change be brought about?          location within the production process
Marx’s answer: through class struggle.     makes workers into a class.
72                                                               UNDERSTANDING SOCIETY


    Marx was a proponent of class              now hidden, now open fight’. The
struggle. He believed that class               major opposing classes of each stage
struggle was the major driving force           were identified from the contradictions
of change in society. In The Communist         of the production pr ocess. In
Manifesto (which was also a                    capitalism the bourgeoisie (or
programme of action), Marx and                 capitalists) owned all the means of
Engels presented their views in a clear        production, (such as investible capital,
and concise manner. Its opening lines          existing factories and machinery, land
declare, ‘The history of all hitherto          and so on). On the other hand, the
existing societies is the history of class     working class lost all the means of
struggle’. They went on to trace the           production that it owned (or had
course of human history and                    access to) in the past. Thus, in the
described how the nature of the class          capitalist social system, workers had
struggle varied in different historical        no choice but to sell their labour for
epochs. As society evolved from the            wages in order to survive, because they
primitive to the modern through                had nothing else.
distinct phases, each characterised by             Even when two classes are
particular kinds of conflict between the       objectively opposed to each other, they
oppressor and oppressed classes.               do not automatically engage in
Marx and Engels wrote, ‘Freeman and            conflict. For conflict to occur it is
slave, patrician and plebeian, lord and        necessary for them to become
serf, guild master and journeyman, in          subjectively conscious of their class
a word, oppressor and oppressed,               interests and identities, and therefore
stood in constant opposition to one            also of their rivals’ interests and
another, carried out an uninterrupted,         identities. It is only after this kind of

                                       Activity 2
  Although it is also called a ‘class’, does the group formed by you and your classmates
  form a class in the marxian sense? What arguments can you give in favour and
  against this view? Do factory workers and agricultural workers belong to the same
  class? What about workers and managers working in the same factory — do they
  both belong to the same class? Does a rich industrialist or factory owner who
  lives in the city and owns no agricultural land belong to the same class as a poor
  agricultural labourer who lives in the village and owns no land? What about a
  landlord who owns a lot of land and a small peasant who owns a small piece of
  land — do they belong to the same class if they live in the same village and are
  both landowners?
        Think carefully about the reasons for your responses to these examples.
  [Suggestion: Try to imagine what interests the people mentioned in these examples
  may have in common; think of the position they occupy in the larger social system,
  particularly in relation to the production process.]
INTRODUCING WESTERN SOCIOLOGISTS                                                     73


‘class consciousness’ is developed         way of seeing the world, tends to justify
through political mobilisation that        the domination of the ruling class and
class conflicts occur. Such conflicts      the existing social order. For example,
can lead to the overthrow of a             dominant ideologies may encourage
dominant or ruling class (or coalition     poor people to believe that they are poor
of classes) by the previously              not because they are exploited by the
dominated or subordinated classes —        rich but because of ‘fate’, or because of
this is called a revolution. In Marx’s     bad deeds in a previous life, and so on.
theory, economic processes created         However, dominant ideologies are not
contradictions which in tur n              always successful, and they can also be
generated class conflict. But economic     challenged by alternative worldviews or
processes did not automatically lead       rival ideologies. As consciousness
to revolution — social and political       spreads unevenly among classes, how
processes were also needed to bring        a class will act in a particular historical
about a total transformation of society.   situation cannot be pre-determined.
    The presence of ideology is one        Hence, according to Marx, economic
reason why the relationship between        processes generally tend to generate
economic and socio-political processes     class conflicts, though this also depends
becomes complicated. In every epoch,       on political and social conditions. Given
the ruling classes promote a dominant      favourable conditions, class conflicts
ideology. This dominant ideology, or       culminate in revolutions.
                           Emile Durkheim (1858-1917)
  Emile Durkheim was born on April 15, 1858 in Epinal in the
  Lorraine region of France on the German border. He was from
  an orthodox Jewish family; his father, grandfather and great
  grandfather were all rabbis or Jewish priests. Emile too was
  initially sent to a school for training rabbis.
  1876: Enters the Ecole Normale Superieure in Paris to study
        philosophy.
  1887: Appointed lecturer in social sciences and education
        at the University of Bordeaux.
  1893: Publishes Division of Labour in Society, his doctoral
        dissertation.
  1895: Publishes Rules of Sociological Method.
  1897: Founds Anee Sociologique,the first social science journal in France; and
        publishes his famous study, Suicide.
  1902: Joins the University of Paris as the Chair of Education. Later in 1913 the
        Chair was renamed Education and Sociology.
  1912: Publishes The Elementary Forms of the Religious Life.
  1917: Dies at the age of 59, heartbroken by the death of his son, Andre in World
        War I.
74                                                           UNDERSTANDING SOCIETY


    Emile Durkheim may be considered        existence of otherwise ‘invisible’ things
as the founder of sociology as a formal     like ideas, norms, values and so on
discipline as he was the first to become    could be empirically verified by
a Professor of Sociology in Paris in        studying the patter ns of social
1913. Born into an orthodox Jewish          behaviour of people as they related to
family, Durkheim was sent to a              each other in a society.
rabbinical school (a Jewish religious           For Durkheim the social was to be
school) for his early education. By the     found in the codes of conduct imposed
time he entered the Ecole Normale           on individuals by collective agreement.
Superieure in 1876 he broke with his        It was evident in the practices of
religious orientation and declared          everyday life. The scientific
himself an agnostic. However, his           understanding of society that
moral upbringing had an enduring            Durkheim sought to develop was
influence on his sociological thinking.     based on the recognition of moral
The moral codes were the key                facts. He wrote, ‘Moral facts are
characteristics of a society that           phenomena like others; they consist
determined the behaviour patterns of        of rules of action recognizable by
individuals. Coming from a religious        certain distinctive characteristics, it
family, Durkheim cherished the idea         must then be possible to observe
of developing a secular understanding       them, describe them, classify them
of religion. It was in his last book, The   and look for certain laws explaining
Elementary Forms of Religious Life that     them’ (Durkheim 1964: 32). Moral
he was finally able to fulfil this wish.    codes were manifestations of
    Society was for Durkheim a social       particular social conditions. Hence
fact which existed as a moral               the morality appropriate for one
community over and above the                society was inappropriate for another.
individual. The ties that bound people      So for Durkheim, the prevailing social
in groups were crucial to the existence     conditions could be deduced from the
of society. These ties or social            moral codes. This made sociology akin
solidarities exerted pressure on            to the natural sciences and was in
individuals to conform to the norms         keeping with his larger objective of
and expectations of the group. This         establishing sociology as a rigorous
constrained the individual’s behaviour      scientific discipline.
pattern, limiting variation within a
small range. Constriction of choice in      DURKHEIM’S VISION    OF   SOCIOLOGY
social action meant that behaviour          Durkheim’s vision of sociology as a
could now be predicted as it followed       new scientific discipline was
a pattern. So by observing behaviour        characterised by two defining
patterns it was possible to identify the    features. First, the subject matter of
norms, codes and social solidarities        sociology — the study of social facts
which governed them. Thus, the              — was dif ferent from the other
INTRODUCING WESTERN SOCIOLOGISTS                                                   75


sciences. Sociology concerned itself        make up the collectivity; we cannot see
exclusively with what he called the         the collectivity itself. One of Durkheim’s
‘emergent’ level, that is, the level of     most significant achievements is his
complex collective life where social        demonstration that sociology, a
phenomena can emerge. These                 discipline that dealt with abstract
phenomena — for example, social             entities like social facts, could
institutions like religion or the family,   nevertheless be a science founded on
or social values like friendship or         observable, empirically verifiable
patriotism etc. — were only possible        evidence. Although not directly
in a complex whole that was larger          observable, social facts were indirectly
than (and dif ferent fr om) its             observable through patterns of
constituent parts. Although it is           behaviour. The most famous example
composed entirely of individuals, a         of his use of a new kind of empirical
collective social entity like a football    data is in his study of Suicide. Although
or cricket team becomes something           each individual case of suicide was
other than and much more than just          specific to the individual and his/her
a collection of eleven persons. Social      circumstances, the average rate of
entities like teams, political parties,     suicide aggregated across hundreds of
street gangs, religious communities,        thousands of individuals in a
nations and so on belong to a different     community was a social fact. Thus,
level of reality than the level of          social facts could be observed via social
individuals. It is this ‘emergent’ level    behaviour, and specially aggregated
that sociology studies.                     patterns of social behaviour.
    The second defining feature of              So what are ‘social facts’? Social
Durkheim’s vision of sociology was that,    facts are like things. They are external
like most of the natural sciences, it was   to the individual but constrain their
to be an empirical discipline. This was     behaviour. Institutions like law,
actually a difficult claim to make          education and religion constitute
because social phenomena are by their       social facts. Social facts are collective
                                            representations which emerge from
very nature abstract. We cannot ‘see’ a
                                            the association of people. They are not
collective entity like the Jain
                                            particular to a person but of a general
community, or the Bengali (or
                                            nature, independent of the individual.
Malayalam or Marathi) speaking
                                            Attributes like beliefs, feelings or
community, or the Nepalese or Egyptian
                                            collective practices are examples.
national communities. At least, we
cannot see them in the same
                                            Division of Labour in Society
straightforward way that we can see a
tree or a boy or a cloud. Even when the     In his first book, Division of Labour in
social phenomenon is small — like a         Society, Durkheim demonstrated his
family or a theatre group — we can          method of analysis to explain the
directly see only the individuals who       evolution of society from the primitive
76                                                              UNDERSTANDING SOCIETY


to the modern. He classified a society         individuals and allows for their need
by the nature of social solidarity which       to be different from each other, and
existed in that society. He argued that        recognises their multiple roles and
while a primitive society was organised        organic ties. The laws of modern
according to ‘mechanical’ solidarity,          society are ‘restitutive’ in nature rather
modern society was based on ‘organic’          than ‘repressive’. This means that in
solidarity. Mechanical solidarity is           modern societies, the law aims to
founded on the similarity of its               repair or correct the wrong that is done
individual members and is found in             by a criminal act. By contrast, in
societies with small populations. It           primitive societies the law sought to
typically involves a collection of different   punish wrong doers and enforced a
self-sufficient groups where each person       sort of collective revenge for their acts.
within a particular group is engaged in        In modern society the individual was
similar activities or functions. As the        given some autonomy, whereas in
solidarity or ties between people are          primitive societies the individual was
based on similarity and personal               totally submerged in the collectivity.
relationships, such societies are not very         A characteristic feature of modern
tolerant of differences and any violation      societies is that individuals with
of the norms of the community attracts         similar goals come together voluntarily
harsh punishment. In other words,              to form groups and associations. As
mechanical solidarity based societies          these are groups oriented towards
have repressive laws designed to prevent       specific goals, they remain distinct
deviation from community norms. This           from each other and do not seek to
was because the individual and the             take over the entire life of its members.
community were so tightly integrated           Thus, individuals have many different
that it was feared that any violation of       identities in different contexts. This
codes of conduct could result in the           enables individuals to emerge from the
disintegration of the community.               shadow of the community and
    Organic solidarity characterises           establish their distinct identity in
modern society and is based on the             terms of the functions they perform
heterogeneity of its members. It is            and the roles they play. Since all
found in societies with large                  individuals have to depend on others
populations, where most social                 for the fulfilment of their basic needs
relationships necessarily have to be           like food, clothing, shelter and
impersonal. Such a society is based            education, their intensity of
on institutions, and each of its               interaction with others increases.
constituent groups or units is not self-       Impersonal rules and regulations are
sufficient but dependent on other              required to govern social relations in
units/groups for their survival.               such societies because personalised
Interdependence is the essence of              relations can no longer be maintained
organic solidarity. It celebrates              in a large population.
INTRODUCING WESTERN SOCIOLOGISTS                                                          77


    The Division of Labour in Society         discusses the different types of social
pr ovides a good preview of                   solidarity as social facts. His objective
Durkheim’s enduring concerns. His             and secular analysis of the social ties
ef fort to create a new scientific            which underlie different types of
discipline with a distinct subject            society laid the foundation of
which can be empirically validated is         sociology as the new science of
clearly manifested in the way he              society.

                              Max Weber (1864-1920)
  Max Weber was born on 21 April, 1864 in Erfurt,
  Germany into a Prussian family. His father was a
  magistrate and a politician who was an ardent
  monarchist and follower of Bismarck. His mother was
  from a distinguished liberal family from Heidelberg.
  1882:        Went to Heidelberg to study law.
  1884-84:     Studied at the universities of Gottingen
               and Berlin.
  1889:        Submitted his doctoral dissertation on A
               Contribution to the History of Medieval
               Business Organisations.
  1891:       Submitted his habilitation thesis (entitling
              him to be a teacher) on Roman Agrarian
              History and the Significance for Public and
              Private Law.
  1893:        Married Marianne Schnitger.
  1894-96:     Appointed Professor of Economics first at Freiburg, and then Heidelberg.
  1897-1901: Has a nervous breakdown and falls ill; unable to work, travels to Rome.
  1901:        Weber resumes scholarly work.
  1903:       Became the Associate Editor of the journal Archives for Social Science
              and Social Welfare.
  1904:        Travels to the USA. Publishes The Protestant Ethic and the Spirit of
               Capitalism.
  1918:        Takes up a specially created chair in Sociology at Vienna.
  1919:        Appointed Professor of Economics at the University of Munich.
  1920:        Weber dies.
               Almost all of his major works which made him famous were translated
               and published in book form only after his death. These include: The
               Protestant Ethic and the Spirit of Capitalism (1930), From Max Weber:
               Essays in Sociology (1946), Max Weber on the Methodology of the Social
               Sciences (1949), The Religion of India (1958) and Economy and Society
               (3 vols, 1968).
78                                                               UNDERSTANDING SOCIETY



                                         Activity 3
     Try to compare what Durkheim and Marx say about the social division of labour.
     They both agree that as society evolves, the social organisation of production
     grows more complex, the division of labour becomes more detailed, and this creates
     unavoidable interdependencies among different social groups. But where Durkheim
     emphasises solidarity, Marx emphasises conflict. What do you think about this?
          Can you think of reasons why Marx may be wrong about modern society? For
     example, can you think of situations or examples where people are joining together
     to form groups or collectivities despite being from different class backgrounds
     and having conflicting interests? What counter arguments could you give to
     persuade someone that Marx may still have a point?
          Can you think of reasons why Durkheim may be wrong about modern society
     giving more freedom to the individual? For example, isn’t it true that the spread
     of mass communication (specially through television) has tended to standardise
     popular fashion in things like clothes or music? Today, young people in different
     social groups, different countries, states or regions are now more likely to be
     listening to the same music, or wearing the same kind of clothes than ever before.
     Does this make Durkheim wrong? What could be the arguments for and against
     in this context?
          Remember, sociology is not like mathematics where there is usually only one
     right answer. In anything to do with society and human beings, it is possible that
     there are many right answers, or that an answer is right in one context but wrong
     in another, or that it is partly right and partly wrong, and so on. In other words,
     the social world is very complex, and it changes from time to time and from place
     to place. This makes it all the more important to learn how to think carefully
     about the reasons why a particular answer may be right or wrong in a particular
     context.



    Max Weber was one of the leading            Max Weber and Interpretive Sociology
German social thinkers of his time.             Weber argued that the overall objective
Despite long periods of physical and            of the social sciences was to develop
mental ill health, he has left a rich           an ‘interpretive understanding of social
legacy of sociological writing. He wrote        action’. These sciences were thus very
extensively on many subjects but                different from the natural sciences,
focused on developing an interpretive           which aimed to discover the objective
sociology of social action and of power         ‘laws of nature’ governing the physical
and domination. Another major                   world. Since the central concern of the
concern of Weber was the process of             social sciences was with social action
rationalisation in modern society and           and since human actions necessarily
the relationship of the various                 involved subjective meanings, the
religions of the world with this process.       methods of enquiry of social science
INTRODUCING WESTERN SOCIOLOGISTS                                                   79


also had to be different from the           Thus, ‘empathetic understanding’
methods of natural science. For Weber,      required the sociologist to faithfully
‘social action’ included all human          record the subjective meanings and
behaviour that was meaningful, that         motivations of social actors without
is, action to which actors attached a       allowing his/her own personal beliefs
meaning. In studying social action the      and opinions to influence this process
sociologist’s task was to recover the       in any way. In other words, sociologists
meanings attributed by the actor. To        were meant to describe, not judge, the
accomplish this task the sociologist        subjective feelings of others. Weber
had to put themselves in the actor’s        called this kind of objectivity ‘value
place, and imagine what these               neutrality’. The sociologist must
meanings were or could have been.           neutrally record subjective values
Sociology was thus a systematic form        without being affected by her/his own
of ‘empathetic understanding’, that is,     feelings/opinions about these values.
an understanding based not on               Weber recognised that this was very
‘feeling for’ (sympathy) but ‘feeling       difficult to do because social scientists
with’ (empathy). The empathic (or           were also members of society and
empathetic) understanding which             always had their own subjective beliefs
sociologists derive from this exercise      and prejudices. However, they had to
enables them to access the subjective       practises great self discipline —
meanings and motivations of social          exercise an ‘iron will’ as he puts it — in
actors.                                     order to remain ‘value neutral’ when
     Weber was among the first to           describing the values and worldviews
discuss the special and complex kind        of others.
of ‘objectivity’ that the social sciences        Apart from empathetic under -
had to cultivate. The social world was      standing, Weber also suggested
founded on subjective human                 another methodological tool for doing
meanings, values, feelings, prejudices,     sociology — the ‘ideal type’. An ideal
ideals and so on. In studying this          type is a logically consistent model of a
world, the social sciences inevitably       social phenomenon that highlights its
had to deal with these subjective           most significant characteristics. Being
meanings. In order to capture these         a conceptual tool designed to help
meanings and describe them                  analysis, it is not meant to be an exact
accurately, social scientists had to        reproduction of reality. Ideal types may
constantly practises ‘empathetic            exaggerate some features of
understanding’ by putting themselves        phenomenon that are considered to be
(imaginatively) in the place of the         analytically important, and ignore or
people whose actions they were              downplay others. Obviously an ideal
studying. But this investigation had        type should correspond to reality in a
to be done objectively even though it       broad sense, but its main job is to
was concerned with subjective matters.      assist analysis by bringing out
80                                                             UNDERSTANDING SOCIETY


important features and connections of              Bureaucratic          authority      is
the social phenomenon being studied.         characterised by these features:
An ideal type is to be judged by how           (i) Functioning of Officials;
helpful it is for analysis and                (ii) Hierarchical Ordering of Positions;
understanding, not by how accurate or        (iii) Reliance on Written Document
detailed a description it provides.          (iv) Office Management; and
    The ideal type was used by Weber          (v) Conduct in Office.
to analyse the relationship between            (i) Functioning of Officials: Within the
the ethics of ‘world religions’ and the            bureaucracy officials have fixed
rationalisation of the social world in             areas of ‘of ficial jurisdiction’
different civilisations. It was in this            gover ned by rules, laws and
context that Weber suggested that                  administrative regulations. The
ethics of certain Protestant sects                 regular       activities      of   the
within Christianity had a deep                     bureaucratic organisation are
influence on the development of                    distributed in a fixed way as official
capitalism in Europe.                              duties. Moreover, commands are
    Weber again used the ideal type to             issued by higher authorities for
illustrate the three types of authority            implementation by subordinates in
that he defined as traditional,                    a stable way, but the responsibilities
charismatic and rational-legal. While              of officials are strictly delimited by
the source of traditional authority was            the authority available to them. As
custom and precedence, charismatic                 duties are to be fulfilled on a regular
authority derived from divine sources              basis, only those who have the
or the ‘gift of grace’, and rational-legal         requisite qualifications to perform
authority was based on legal                       them are employed. Of ficial
demarcation of authority. Rational-                positions in a bureaucracy are
legal authority which prevailed in                 independent of the incumbent as
modern times was epitomised in the                 they continue beyond the tenure of
bureaucracy.                                       any occupant.
                                              (ii) Hierarchical Ordering of Positions:
Bureaucracy                                        Authority and office are placed on
                                                   a graded hierarchy where the
It was a mode of organisation which
                                                   higher officials supervise the lower
was premised on the separation of the
                                                   ones. This allows scope of appeal
public from the domestic world. This
                                                   to a higher official in case of
meant that behaviour in the public
                                                   dissatisfaction with the decisions
domain was regulated by explicit rules
                                                   of lower officials.
and regulations. Moreover, as a public
                                             (iii) Reliance on Written Document: The
institution, bureaucracy restricted the
                                                   management of a bureaucratic
power of the officials in regard to their
                                                   organisation is carried out on the
responsibilities and did not provide
                                                   basis of written documents
absolute power to them.
INTRODUCING WESTERN SOCIOLOGISTS                                                            81


     (the files) which are preserved as        training and given responsibilities with
     records. There is cumulation in the       the requisite authority to implement
     decision making of the ‘bureau’ or        them. The legal delimitation of tasks
     office. It is also a part of the public   and authority constrained unbridled
     domain which is separate from the         power and made officials accountable
     private life of the officials.            to their clients as the work was carried
(iv) Office Management: As office              out in the public domain.
     management is a specialised and
     modern activity it requires trained                       Activity 4
     and skilled personnel to conduct            To what extent do you think the
     operations.                                 following groups or activities involve
 (v) Conduct in Office: As official activity     the exercise of bureacratic authority
     demands the full time attention of          in Weber’s sense?
     officials irrespective of her/his           (a) your class; (b) your school; (c) a
     delimited hours in office, hence an         football team; (d) a panchayat samiti
     of ficial’s conduct in of fice is           in a village; (e) a fan association for
                                                 a popular film star; (f) a group of
     governed by exhaustive rules and
                                                 regular commuters on a train or bus
     regulations. These separate her/            route; (g) a joint family; (h) a village
     his public conduct from her/his             community; (i) the crew of a ship; (j)
     behaviour in the private domain.            a criminal gang; (k) the followers of
     Also since these rules and                  a religious leader; and (l) an audience
     regulations have legal recognition,         watching a film in a cinema hall.
     officials can be held accountable.               Based on your discussions, which
     Weber’s characterisation of                 of these groups would you be willing
bureaucracy as a modern form of                  to characterise as ‘bureaucratic’?
political authority demonstrated how             Remember, you must discuss reasons
                                                 both for as well as against, and listen
an individual actor was both
                                                 to people who disagree with!
recognised for her/his skills and


                                        GLOSSARY

    Alienation: A process in capitalist society by which human beings are separated
    and distanced from (or made strangers to) nature, other human beings, their
    work and its product, and their own nature or self.
    Enlightenment: A period in 18th century Europe when philosophers rejected
    the supremacy of religious doctrines, established reason as the means to truth,
    and the human being as the sole bearer of reason.
    Social Fact: Aspects of social reality that are related to collective patterns of
    behaviour and beliefs, which are not created by individuals but exert pressure
    on them and influence their behaviour.
82                                                                  UNDERSTANDING SOCIETY


     Mode of Production: It is a system of material production which persists over a
     long period of time. Each mode of production is distinguished by its means of
     production (eg: technology and forms of production organisation) and the relations
     of production (eg: slavery, serfdom, wage labour).
     Office: In the context of bureaucracy a public post or position of impersonal and
     formal authority with specified powers and responsibilities; the office has a
     separate existence independent of the person appointed to it. (This is different
     from another meaning of the same word which refers to an actual bureaucratic
     institution or to its physical location: eg. post office, panchayat office, Prime
     Minister’s office, my mother’s or father’s office, etc.)


                                         EXERCISES

     1. Why is the Enlightenment important for the development of sociology?
     2. How was the Industrial Revolution responsible for giving rise to sociology?
     3. What are the various components of a mode of production?
     4. Why do classes come into conflict, according to Marx?
     5. What are social facts? How do we recognise them?
     6. What is the difference between ‘mechanical’ and ‘organic’ solidarity?
     7. Show, with examples, how moral codes are indicators of social solidarity.
     8. What are the basic features of bureaucracy?
     9. What is special or different about the kind of objectivity needed in social science?
 10. Can you identify any ideas or theories which have led to the formation of
     social movements in India in recent times?
 11. Try to find out what Marx and Weber wrote about India.
 12. Can you think of reasons why we should study the work of thinkers who
     died long ago? What could be some reasons to not study them?


                                        REFERENCES

 B ENDIX , R EINHARD. 1960. Max Weber: An Intellectual Portrait, Anchor Books,
      New York.
 DURKHEIM, EMILE. 1964. The Division of Labour in Society, (trans. By George Simpson),
     Macmillan, New York.
 IGNOU. 2004. ESO 13-1: Early Sociology, IGNOU, New Delhi.

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Chapter four

  • 1. CHAPTER 4 INTRODUCING WESTERN SOCIOLOGISTS Sociology is sometimes called the child begin with a few words about the of the ‘age of revolution’. This is because context in which sociology emerged. it was born in 19th century Western Europe, after revolutionary changes in THE CONTEXT OF SOCIOLOGY the preceding three centuries that The modern era in Europe and the decisively changed the way people lived. conditions of modernity that we take Three revolutions paved the way for the for granted today were brought about emergence of sociology: the by three major processes. These were: Enlightenment, or the scientific the Enlightenment or dawning of the revolution; the French Revolution; and ‘age of reason’; the quest for political the Industrial Revolution. These sovereignty embodied in the French processes completely transformed not Revolution; and the system of mass only European society, but also the rest manufacture inaugurated by the of the world as it came into contact with Industrial Revolution. Since these Europe. have been discussed at length in In this chapter the key ideas of Chapter 1 of Introducing Sociology, three sociological thinkers: Karl here we will only mention some of the Marx, Emile Durkheim and Max intellectual consequences of these Weber will be discussed. As part of momentous changes. the classical tradition of sociology, they laid the foundation of the subject. Their ideas and insights Activity 1 have remained relevant even in the Revisit the discussion of the coming contemporary period. Of course, of the modern age in Europe in these ideas have also been subjected Chapter 1 of Introducing Sociology. to criticism and have undergone What sorts of changes were these major modifications. But since ideas three processes associated with? about society are themselves influenced by social conditions, we
  • 2. INTRODUCING WESTERN SOCIOLOGISTS 67 The Enlightenment sovereignty at the level of individuals as well as nation-states. The During the late 17th and 18th Declaration of Human Rights centuries, Western Europe saw the asserted the equality of all citizens emergence of radically new ways of and questioned the legitimacy of thinking about the world. Refered to privileges inherited by birth. It as ‘The Enlightenment’, these new signaled the emancipation of the philosophies established the human individual from the oppressive rule of being at the centre of the universe, and the religious and feudal institutions rational thought as the central feature that dominated France before the of the human being. The ability to Revolution. The peasants, most of think rationally and critically whom wer e ser fs (or bonded transformed the individual human labourers) tied to landed estates being into both the producer and the owned by members of the aristocracy, user of all knowledge, the ‘knowing were freed of their bonds. The subject’. On the other hand, only numerous taxes paid by the peasants persons who could think and reason to the feudal lords and to the church could be considered as fully human. were cancelled. As free citizens of the Those who could not remained republic, sovereign individuals were deficient as human beings and were invested with rights and were equal considered as not fully evolved before the law and other institutions humans, as in the case of the natives of the state. The state had to respect of primitive societies or ‘savages’. the privacy of the autonomous Being the handiwork of humans, individual and its laws could not society was amenable to rational intrude upon the domestic life of the analysis and thus comprehensible to people. A separation was built other humans. For reason to become between the public realm of the state the defining feature of the human and a private realm of the household. world, it was necessary to displace New ideas about what was nature, religion and the divine acts of appropriate to the public and private gods from the central position they spheres developed. For example, had in earlier ways of understanding religion and the family became more the world. This means that the ‘private’ while education (specially Enlightenment was made possible by, schooling) became more ‘public’. and in tur n helped to develop, Moreover, the nation-state itself was attitudes of mind that we refer to today also redefined as a sovereign entity as secular, scientific and humanistic. with a centralised government. The ideals of the French Revolution — The French Revolution liberty, equality and fraternity — The Fr ench Revolution (1789) became the watchwor ds of the announced the arrival of political modern state.
  • 3. 68 UNDERSTANDING SOCIETY The Industrial Revolution meant that men, women and even children had to work long hours in The foundations of modern industry hazardous circumstances to eke out were laid by the Industrial a living. Modern industry enabled the Revolution, which began in Britain in the late 18th and early 19th urban to dominate over the rural. centuries. It had two major aspects. Cities and towns became the The first was the systematic dominant for ms of human application of science and technology settlement, housing lar ge and to industrial production, particularly unequal populations in small, the invention of new machines and densely populated urban areas. The the harnessing of new sources of rich and powerful lived in the cities, power. Secondly, the industrial but so did the working classes who revolution also evolved new ways of lived in slums amidst poverty and organising labour and markets on a squalor. Modern forms of governance, scale larger than anything in the with the state assuming control of past. New machines like the health, sanitation, crime control and Spinning Jenny (which greatly general ‘development’ created the increased the productivity of the demand for new kinds of knowledge. textile industry) and new methods of The social sciences and particularly obtaining power (such as the various sociology emerged partly as a versions of the steam engine) response to this need. facilitated the production process From the outset sociological and gave rise to the factory system thought was concerned with the and mass manufacture of goods. scientific analysis of developments in These goods were now produced on industrial society. This has prompted a gigantic scale for distant markets observers to argue that sociology was across the world. The raw materials the ‘science of the new industrial used in their production were also society’. Empirically infor med obtained from all over the world. scientific discussion about trends in Modern large scale industry thus social behaviour only became became a world wide phenomenon. possible with the advent of modern These changes in the production industrial society. The scientific system also resulted in major changes information generated by the state to in social life. The factories set up in monitor and maintain the health of urban areas were manned by workers its social body became the basis for who were uprooted from the rural reflection on society. Sociological areas and came to the cities in search theory was the result of this self- of work. Low wages at the factory reflection.
  • 4. INTRODUCING WESTERN SOCIOLOGISTS 69 Karl Marx (1818-1883) Biography Karl Marx was born on 5 May 1818 in Trier, part of the Rhineland province of Prussia in Germany. Son of a prosperous liberal lawyer. 1834-36: Studied law at the University of Bonn and then at the University of Berlin, where he was much influenced by the Young Hegelians. 1841: Completed his doctoral thesis in philosophy from the University of Jena. 1843: Married Jenny von Westphalen and moved to Paris. 1844: Met Friedrich Engels in Paris, who became a lifelong friend. 1847: Invited by the International Working Men’s Association to prepare a document spelling out its aims and objectives. This was written jointly by Marx and Engels and published as the Manifesto of the Communist Party (1948) 1849: Exiled to England and lived there till his death. 1852: The Eighteenth Brumaire of Louis Bonaparte (published). 1859: A Contribution to the Critique of Political Economy (published). 1867: Capital, Vol. I, published. 1881: Death of Jenny von Westphalen. 1883: Marx dies and is buried in London’s Highgate Cemetery. Karl Marx was from Germany but he engaged in a critical analysis of spent most of his intellectually capitalist society to expose its productive years in exile in Britain. weaknesses and bring about its His radical political views led him to downfall. Marx argued that human be exiled from Germany, France and society had progressed thr ough Austria. Though Marx had studied different stages. These were: primitive philosophy he was not a philosopher. communism, slavery, feudalism and He was a social thinker who advocated capitalism. Capitalism was the latest an end to oppression and exploitation. phase of human advancement, but He believed that scientific socialism Marx believed that it would give way would achieve this goal. To that end to socialism.
  • 5. 70 UNDERSTANDING SOCIETY Capitalist society was marked by society. In order to understand the an ever intensifying pr ocess of working of capitalism, Marx undertook alienation operating at several levels. an elaborate study of its political, First, modern capitalist society is one social and specially its economic where humans are more alienated aspects. from nature than ever before; second, Marx’s conception of the economy human beings are alienated from each was based on the notion of a mode of other as capitalism individualises production, which stood for a broad previously collective forms of social system of production associated with organisation, and as relationships get an epoch or historical period. Primitive more and more market-mediated. communism, slavery, feudalism and Third, the large mass of working capitalism were all modes of people is alienated from the fruits of production. At this general level, the its labour because workers do not own mode of production defines an entire the products they produce. Moreover, way of life characteristic of an era. At workers have no control over the work a more specific level, we can think of process itself — unlike in the days the mode of production as being when skilled craftsmen controlled something like a building in the sense their own labour, today the content of that it consists of a foundation or base, the factory worker’s working day is and a superstructure or something decided by the management. Finally, erected on top of the base. The base — as the combined result of all these or economic base — is primarily alienations, human beings are also economic and includes the productive alienated from themselves and forces and production relations. struggle to make their lives meaningful Productive forces refer to all the means in a system where they are both more or factors of production such as land, free but also more alienated and less labour, technology, sources of energy in control of their lives than before. (such as electricity, coal, petroleum and However, even though it was an so on). Production relations refer to exploitative and oppressive system, all the economic relationships and Marx believed that capitalism was forms of labour organisation which are nevertheless a necessary and involved in production. Production progressive stage of human history relations are also property relations, or because it created the preconditions relationships based on the ownership for an egalitarian future free from both or control of the means of production. exploitation and poverty. Capitalist For example, in the mode of society would be transformed by its production called primitive victims, i.e. the working class, who communism, the productive forces would unite to collectively bring about consisted mostly of nature — forests, a revolution to overthrow it and land, animals and so on — along with establish a free and equal socialist very rudimentary forms of technology
  • 6. INTRODUCING WESTERN SOCIOLOGISTS 71 like simple stone tools and hunting CLASS STRUGGLE weapons. Production relations were For Marx, the most important method based on community property (since of classifying people into social groups individual private property did not yet was with reference to the production exist) and included tribal forms of process, rather than religion, language, hunting or gathering which were the nationality or similar identities. He prevalent for ms of labour argued that people who occupy the organisation. same position in the social production The economic base thus consisted process will eventually form a class. By of productive forces and relations of virtue of their location in the production. On this base rested all production process and in property the social, cultural and political relations, they share the same interests institutions of society. Thus, and objectives, even though they may institutions like religion, art, law, not recognise this immediately. literature or different forms of beliefs Classes are formed through historical and ideas were all part of the processes, which are in turn shaped ‘superstructure’ which was built on by transformations in the conditions top of the base. Marx argued that and forces of production, and people’s ideas and beliefs originated consequent conflicts between already from the economic system of which existing classes. As the mode of they were part. How human beings production — that is, the production earned their livelyhood determined technology and the social relations of how they thought — material life production — changes, conflicts shaped ideas, ideas did not shape develop between different classes which material life. This argument went result in struggles. For example, the against the dominant ways of thinking capitalist mode of production creates the in Marx’s time, when it was common working class, which is a new urban, to argue that human beings were free property-less group created by the to think whatever they wanted and destruction of the feudal agricultural that ideas shaped the world. system. Serfs and small peasants were Marx placed great emphasis on thrown off their lands and deprived of economic structures and processes their earlier sources of livelyhood. They because he believed that they formed then congregated in cities looking for the foundations of every social system ways to survive, and the pressure of the throughout human history. If we laws and police forced them to work in understand how the economy works the newly built factories. Thus a large and how it has been changing in the new social group was created consisting past, he argued, we can learn how to of property-less people who were forced change society in the future. But how to work for their living. This shared can such change be brought about? location within the production process Marx’s answer: through class struggle. makes workers into a class.
  • 7. 72 UNDERSTANDING SOCIETY Marx was a proponent of class now hidden, now open fight’. The struggle. He believed that class major opposing classes of each stage struggle was the major driving force were identified from the contradictions of change in society. In The Communist of the production pr ocess. In Manifesto (which was also a capitalism the bourgeoisie (or programme of action), Marx and capitalists) owned all the means of Engels presented their views in a clear production, (such as investible capital, and concise manner. Its opening lines existing factories and machinery, land declare, ‘The history of all hitherto and so on). On the other hand, the existing societies is the history of class working class lost all the means of struggle’. They went on to trace the production that it owned (or had course of human history and access to) in the past. Thus, in the described how the nature of the class capitalist social system, workers had struggle varied in different historical no choice but to sell their labour for epochs. As society evolved from the wages in order to survive, because they primitive to the modern through had nothing else. distinct phases, each characterised by Even when two classes are particular kinds of conflict between the objectively opposed to each other, they oppressor and oppressed classes. do not automatically engage in Marx and Engels wrote, ‘Freeman and conflict. For conflict to occur it is slave, patrician and plebeian, lord and necessary for them to become serf, guild master and journeyman, in subjectively conscious of their class a word, oppressor and oppressed, interests and identities, and therefore stood in constant opposition to one also of their rivals’ interests and another, carried out an uninterrupted, identities. It is only after this kind of Activity 2 Although it is also called a ‘class’, does the group formed by you and your classmates form a class in the marxian sense? What arguments can you give in favour and against this view? Do factory workers and agricultural workers belong to the same class? What about workers and managers working in the same factory — do they both belong to the same class? Does a rich industrialist or factory owner who lives in the city and owns no agricultural land belong to the same class as a poor agricultural labourer who lives in the village and owns no land? What about a landlord who owns a lot of land and a small peasant who owns a small piece of land — do they belong to the same class if they live in the same village and are both landowners? Think carefully about the reasons for your responses to these examples. [Suggestion: Try to imagine what interests the people mentioned in these examples may have in common; think of the position they occupy in the larger social system, particularly in relation to the production process.]
  • 8. INTRODUCING WESTERN SOCIOLOGISTS 73 ‘class consciousness’ is developed way of seeing the world, tends to justify through political mobilisation that the domination of the ruling class and class conflicts occur. Such conflicts the existing social order. For example, can lead to the overthrow of a dominant ideologies may encourage dominant or ruling class (or coalition poor people to believe that they are poor of classes) by the previously not because they are exploited by the dominated or subordinated classes — rich but because of ‘fate’, or because of this is called a revolution. In Marx’s bad deeds in a previous life, and so on. theory, economic processes created However, dominant ideologies are not contradictions which in tur n always successful, and they can also be generated class conflict. But economic challenged by alternative worldviews or processes did not automatically lead rival ideologies. As consciousness to revolution — social and political spreads unevenly among classes, how processes were also needed to bring a class will act in a particular historical about a total transformation of society. situation cannot be pre-determined. The presence of ideology is one Hence, according to Marx, economic reason why the relationship between processes generally tend to generate economic and socio-political processes class conflicts, though this also depends becomes complicated. In every epoch, on political and social conditions. Given the ruling classes promote a dominant favourable conditions, class conflicts ideology. This dominant ideology, or culminate in revolutions. Emile Durkheim (1858-1917) Emile Durkheim was born on April 15, 1858 in Epinal in the Lorraine region of France on the German border. He was from an orthodox Jewish family; his father, grandfather and great grandfather were all rabbis or Jewish priests. Emile too was initially sent to a school for training rabbis. 1876: Enters the Ecole Normale Superieure in Paris to study philosophy. 1887: Appointed lecturer in social sciences and education at the University of Bordeaux. 1893: Publishes Division of Labour in Society, his doctoral dissertation. 1895: Publishes Rules of Sociological Method. 1897: Founds Anee Sociologique,the first social science journal in France; and publishes his famous study, Suicide. 1902: Joins the University of Paris as the Chair of Education. Later in 1913 the Chair was renamed Education and Sociology. 1912: Publishes The Elementary Forms of the Religious Life. 1917: Dies at the age of 59, heartbroken by the death of his son, Andre in World War I.
  • 9. 74 UNDERSTANDING SOCIETY Emile Durkheim may be considered existence of otherwise ‘invisible’ things as the founder of sociology as a formal like ideas, norms, values and so on discipline as he was the first to become could be empirically verified by a Professor of Sociology in Paris in studying the patter ns of social 1913. Born into an orthodox Jewish behaviour of people as they related to family, Durkheim was sent to a each other in a society. rabbinical school (a Jewish religious For Durkheim the social was to be school) for his early education. By the found in the codes of conduct imposed time he entered the Ecole Normale on individuals by collective agreement. Superieure in 1876 he broke with his It was evident in the practices of religious orientation and declared everyday life. The scientific himself an agnostic. However, his understanding of society that moral upbringing had an enduring Durkheim sought to develop was influence on his sociological thinking. based on the recognition of moral The moral codes were the key facts. He wrote, ‘Moral facts are characteristics of a society that phenomena like others; they consist determined the behaviour patterns of of rules of action recognizable by individuals. Coming from a religious certain distinctive characteristics, it family, Durkheim cherished the idea must then be possible to observe of developing a secular understanding them, describe them, classify them of religion. It was in his last book, The and look for certain laws explaining Elementary Forms of Religious Life that them’ (Durkheim 1964: 32). Moral he was finally able to fulfil this wish. codes were manifestations of Society was for Durkheim a social particular social conditions. Hence fact which existed as a moral the morality appropriate for one community over and above the society was inappropriate for another. individual. The ties that bound people So for Durkheim, the prevailing social in groups were crucial to the existence conditions could be deduced from the of society. These ties or social moral codes. This made sociology akin solidarities exerted pressure on to the natural sciences and was in individuals to conform to the norms keeping with his larger objective of and expectations of the group. This establishing sociology as a rigorous constrained the individual’s behaviour scientific discipline. pattern, limiting variation within a small range. Constriction of choice in DURKHEIM’S VISION OF SOCIOLOGY social action meant that behaviour Durkheim’s vision of sociology as a could now be predicted as it followed new scientific discipline was a pattern. So by observing behaviour characterised by two defining patterns it was possible to identify the features. First, the subject matter of norms, codes and social solidarities sociology — the study of social facts which governed them. Thus, the — was dif ferent from the other
  • 10. INTRODUCING WESTERN SOCIOLOGISTS 75 sciences. Sociology concerned itself make up the collectivity; we cannot see exclusively with what he called the the collectivity itself. One of Durkheim’s ‘emergent’ level, that is, the level of most significant achievements is his complex collective life where social demonstration that sociology, a phenomena can emerge. These discipline that dealt with abstract phenomena — for example, social entities like social facts, could institutions like religion or the family, nevertheless be a science founded on or social values like friendship or observable, empirically verifiable patriotism etc. — were only possible evidence. Although not directly in a complex whole that was larger observable, social facts were indirectly than (and dif ferent fr om) its observable through patterns of constituent parts. Although it is behaviour. The most famous example composed entirely of individuals, a of his use of a new kind of empirical collective social entity like a football data is in his study of Suicide. Although or cricket team becomes something each individual case of suicide was other than and much more than just specific to the individual and his/her a collection of eleven persons. Social circumstances, the average rate of entities like teams, political parties, suicide aggregated across hundreds of street gangs, religious communities, thousands of individuals in a nations and so on belong to a different community was a social fact. Thus, level of reality than the level of social facts could be observed via social individuals. It is this ‘emergent’ level behaviour, and specially aggregated that sociology studies. patterns of social behaviour. The second defining feature of So what are ‘social facts’? Social Durkheim’s vision of sociology was that, facts are like things. They are external like most of the natural sciences, it was to the individual but constrain their to be an empirical discipline. This was behaviour. Institutions like law, actually a difficult claim to make education and religion constitute because social phenomena are by their social facts. Social facts are collective representations which emerge from very nature abstract. We cannot ‘see’ a the association of people. They are not collective entity like the Jain particular to a person but of a general community, or the Bengali (or nature, independent of the individual. Malayalam or Marathi) speaking Attributes like beliefs, feelings or community, or the Nepalese or Egyptian collective practices are examples. national communities. At least, we cannot see them in the same Division of Labour in Society straightforward way that we can see a tree or a boy or a cloud. Even when the In his first book, Division of Labour in social phenomenon is small — like a Society, Durkheim demonstrated his family or a theatre group — we can method of analysis to explain the directly see only the individuals who evolution of society from the primitive
  • 11. 76 UNDERSTANDING SOCIETY to the modern. He classified a society individuals and allows for their need by the nature of social solidarity which to be different from each other, and existed in that society. He argued that recognises their multiple roles and while a primitive society was organised organic ties. The laws of modern according to ‘mechanical’ solidarity, society are ‘restitutive’ in nature rather modern society was based on ‘organic’ than ‘repressive’. This means that in solidarity. Mechanical solidarity is modern societies, the law aims to founded on the similarity of its repair or correct the wrong that is done individual members and is found in by a criminal act. By contrast, in societies with small populations. It primitive societies the law sought to typically involves a collection of different punish wrong doers and enforced a self-sufficient groups where each person sort of collective revenge for their acts. within a particular group is engaged in In modern society the individual was similar activities or functions. As the given some autonomy, whereas in solidarity or ties between people are primitive societies the individual was based on similarity and personal totally submerged in the collectivity. relationships, such societies are not very A characteristic feature of modern tolerant of differences and any violation societies is that individuals with of the norms of the community attracts similar goals come together voluntarily harsh punishment. In other words, to form groups and associations. As mechanical solidarity based societies these are groups oriented towards have repressive laws designed to prevent specific goals, they remain distinct deviation from community norms. This from each other and do not seek to was because the individual and the take over the entire life of its members. community were so tightly integrated Thus, individuals have many different that it was feared that any violation of identities in different contexts. This codes of conduct could result in the enables individuals to emerge from the disintegration of the community. shadow of the community and Organic solidarity characterises establish their distinct identity in modern society and is based on the terms of the functions they perform heterogeneity of its members. It is and the roles they play. Since all found in societies with large individuals have to depend on others populations, where most social for the fulfilment of their basic needs relationships necessarily have to be like food, clothing, shelter and impersonal. Such a society is based education, their intensity of on institutions, and each of its interaction with others increases. constituent groups or units is not self- Impersonal rules and regulations are sufficient but dependent on other required to govern social relations in units/groups for their survival. such societies because personalised Interdependence is the essence of relations can no longer be maintained organic solidarity. It celebrates in a large population.
  • 12. INTRODUCING WESTERN SOCIOLOGISTS 77 The Division of Labour in Society discusses the different types of social pr ovides a good preview of solidarity as social facts. His objective Durkheim’s enduring concerns. His and secular analysis of the social ties ef fort to create a new scientific which underlie different types of discipline with a distinct subject society laid the foundation of which can be empirically validated is sociology as the new science of clearly manifested in the way he society. Max Weber (1864-1920) Max Weber was born on 21 April, 1864 in Erfurt, Germany into a Prussian family. His father was a magistrate and a politician who was an ardent monarchist and follower of Bismarck. His mother was from a distinguished liberal family from Heidelberg. 1882: Went to Heidelberg to study law. 1884-84: Studied at the universities of Gottingen and Berlin. 1889: Submitted his doctoral dissertation on A Contribution to the History of Medieval Business Organisations. 1891: Submitted his habilitation thesis (entitling him to be a teacher) on Roman Agrarian History and the Significance for Public and Private Law. 1893: Married Marianne Schnitger. 1894-96: Appointed Professor of Economics first at Freiburg, and then Heidelberg. 1897-1901: Has a nervous breakdown and falls ill; unable to work, travels to Rome. 1901: Weber resumes scholarly work. 1903: Became the Associate Editor of the journal Archives for Social Science and Social Welfare. 1904: Travels to the USA. Publishes The Protestant Ethic and the Spirit of Capitalism. 1918: Takes up a specially created chair in Sociology at Vienna. 1919: Appointed Professor of Economics at the University of Munich. 1920: Weber dies. Almost all of his major works which made him famous were translated and published in book form only after his death. These include: The Protestant Ethic and the Spirit of Capitalism (1930), From Max Weber: Essays in Sociology (1946), Max Weber on the Methodology of the Social Sciences (1949), The Religion of India (1958) and Economy and Society (3 vols, 1968).
  • 13. 78 UNDERSTANDING SOCIETY Activity 3 Try to compare what Durkheim and Marx say about the social division of labour. They both agree that as society evolves, the social organisation of production grows more complex, the division of labour becomes more detailed, and this creates unavoidable interdependencies among different social groups. But where Durkheim emphasises solidarity, Marx emphasises conflict. What do you think about this? Can you think of reasons why Marx may be wrong about modern society? For example, can you think of situations or examples where people are joining together to form groups or collectivities despite being from different class backgrounds and having conflicting interests? What counter arguments could you give to persuade someone that Marx may still have a point? Can you think of reasons why Durkheim may be wrong about modern society giving more freedom to the individual? For example, isn’t it true that the spread of mass communication (specially through television) has tended to standardise popular fashion in things like clothes or music? Today, young people in different social groups, different countries, states or regions are now more likely to be listening to the same music, or wearing the same kind of clothes than ever before. Does this make Durkheim wrong? What could be the arguments for and against in this context? Remember, sociology is not like mathematics where there is usually only one right answer. In anything to do with society and human beings, it is possible that there are many right answers, or that an answer is right in one context but wrong in another, or that it is partly right and partly wrong, and so on. In other words, the social world is very complex, and it changes from time to time and from place to place. This makes it all the more important to learn how to think carefully about the reasons why a particular answer may be right or wrong in a particular context. Max Weber was one of the leading Max Weber and Interpretive Sociology German social thinkers of his time. Weber argued that the overall objective Despite long periods of physical and of the social sciences was to develop mental ill health, he has left a rich an ‘interpretive understanding of social legacy of sociological writing. He wrote action’. These sciences were thus very extensively on many subjects but different from the natural sciences, focused on developing an interpretive which aimed to discover the objective sociology of social action and of power ‘laws of nature’ governing the physical and domination. Another major world. Since the central concern of the concern of Weber was the process of social sciences was with social action rationalisation in modern society and and since human actions necessarily the relationship of the various involved subjective meanings, the religions of the world with this process. methods of enquiry of social science
  • 14. INTRODUCING WESTERN SOCIOLOGISTS 79 also had to be different from the Thus, ‘empathetic understanding’ methods of natural science. For Weber, required the sociologist to faithfully ‘social action’ included all human record the subjective meanings and behaviour that was meaningful, that motivations of social actors without is, action to which actors attached a allowing his/her own personal beliefs meaning. In studying social action the and opinions to influence this process sociologist’s task was to recover the in any way. In other words, sociologists meanings attributed by the actor. To were meant to describe, not judge, the accomplish this task the sociologist subjective feelings of others. Weber had to put themselves in the actor’s called this kind of objectivity ‘value place, and imagine what these neutrality’. The sociologist must meanings were or could have been. neutrally record subjective values Sociology was thus a systematic form without being affected by her/his own of ‘empathetic understanding’, that is, feelings/opinions about these values. an understanding based not on Weber recognised that this was very ‘feeling for’ (sympathy) but ‘feeling difficult to do because social scientists with’ (empathy). The empathic (or were also members of society and empathetic) understanding which always had their own subjective beliefs sociologists derive from this exercise and prejudices. However, they had to enables them to access the subjective practises great self discipline — meanings and motivations of social exercise an ‘iron will’ as he puts it — in actors. order to remain ‘value neutral’ when Weber was among the first to describing the values and worldviews discuss the special and complex kind of others. of ‘objectivity’ that the social sciences Apart from empathetic under - had to cultivate. The social world was standing, Weber also suggested founded on subjective human another methodological tool for doing meanings, values, feelings, prejudices, sociology — the ‘ideal type’. An ideal ideals and so on. In studying this type is a logically consistent model of a world, the social sciences inevitably social phenomenon that highlights its had to deal with these subjective most significant characteristics. Being meanings. In order to capture these a conceptual tool designed to help meanings and describe them analysis, it is not meant to be an exact accurately, social scientists had to reproduction of reality. Ideal types may constantly practises ‘empathetic exaggerate some features of understanding’ by putting themselves phenomenon that are considered to be (imaginatively) in the place of the analytically important, and ignore or people whose actions they were downplay others. Obviously an ideal studying. But this investigation had type should correspond to reality in a to be done objectively even though it broad sense, but its main job is to was concerned with subjective matters. assist analysis by bringing out
  • 15. 80 UNDERSTANDING SOCIETY important features and connections of Bureaucratic authority is the social phenomenon being studied. characterised by these features: An ideal type is to be judged by how (i) Functioning of Officials; helpful it is for analysis and (ii) Hierarchical Ordering of Positions; understanding, not by how accurate or (iii) Reliance on Written Document detailed a description it provides. (iv) Office Management; and The ideal type was used by Weber (v) Conduct in Office. to analyse the relationship between (i) Functioning of Officials: Within the the ethics of ‘world religions’ and the bureaucracy officials have fixed rationalisation of the social world in areas of ‘of ficial jurisdiction’ different civilisations. It was in this gover ned by rules, laws and context that Weber suggested that administrative regulations. The ethics of certain Protestant sects regular activities of the within Christianity had a deep bureaucratic organisation are influence on the development of distributed in a fixed way as official capitalism in Europe. duties. Moreover, commands are Weber again used the ideal type to issued by higher authorities for illustrate the three types of authority implementation by subordinates in that he defined as traditional, a stable way, but the responsibilities charismatic and rational-legal. While of officials are strictly delimited by the source of traditional authority was the authority available to them. As custom and precedence, charismatic duties are to be fulfilled on a regular authority derived from divine sources basis, only those who have the or the ‘gift of grace’, and rational-legal requisite qualifications to perform authority was based on legal them are employed. Of ficial demarcation of authority. Rational- positions in a bureaucracy are legal authority which prevailed in independent of the incumbent as modern times was epitomised in the they continue beyond the tenure of bureaucracy. any occupant. (ii) Hierarchical Ordering of Positions: Bureaucracy Authority and office are placed on a graded hierarchy where the It was a mode of organisation which higher officials supervise the lower was premised on the separation of the ones. This allows scope of appeal public from the domestic world. This to a higher official in case of meant that behaviour in the public dissatisfaction with the decisions domain was regulated by explicit rules of lower officials. and regulations. Moreover, as a public (iii) Reliance on Written Document: The institution, bureaucracy restricted the management of a bureaucratic power of the officials in regard to their organisation is carried out on the responsibilities and did not provide basis of written documents absolute power to them.
  • 16. INTRODUCING WESTERN SOCIOLOGISTS 81 (the files) which are preserved as training and given responsibilities with records. There is cumulation in the the requisite authority to implement decision making of the ‘bureau’ or them. The legal delimitation of tasks office. It is also a part of the public and authority constrained unbridled domain which is separate from the power and made officials accountable private life of the officials. to their clients as the work was carried (iv) Office Management: As office out in the public domain. management is a specialised and modern activity it requires trained Activity 4 and skilled personnel to conduct To what extent do you think the operations. following groups or activities involve (v) Conduct in Office: As official activity the exercise of bureacratic authority demands the full time attention of in Weber’s sense? officials irrespective of her/his (a) your class; (b) your school; (c) a delimited hours in office, hence an football team; (d) a panchayat samiti of ficial’s conduct in of fice is in a village; (e) a fan association for a popular film star; (f) a group of governed by exhaustive rules and regular commuters on a train or bus regulations. These separate her/ route; (g) a joint family; (h) a village his public conduct from her/his community; (i) the crew of a ship; (j) behaviour in the private domain. a criminal gang; (k) the followers of Also since these rules and a religious leader; and (l) an audience regulations have legal recognition, watching a film in a cinema hall. officials can be held accountable. Based on your discussions, which Weber’s characterisation of of these groups would you be willing bureaucracy as a modern form of to characterise as ‘bureaucratic’? political authority demonstrated how Remember, you must discuss reasons both for as well as against, and listen an individual actor was both to people who disagree with! recognised for her/his skills and GLOSSARY Alienation: A process in capitalist society by which human beings are separated and distanced from (or made strangers to) nature, other human beings, their work and its product, and their own nature or self. Enlightenment: A period in 18th century Europe when philosophers rejected the supremacy of religious doctrines, established reason as the means to truth, and the human being as the sole bearer of reason. Social Fact: Aspects of social reality that are related to collective patterns of behaviour and beliefs, which are not created by individuals but exert pressure on them and influence their behaviour.
  • 17. 82 UNDERSTANDING SOCIETY Mode of Production: It is a system of material production which persists over a long period of time. Each mode of production is distinguished by its means of production (eg: technology and forms of production organisation) and the relations of production (eg: slavery, serfdom, wage labour). Office: In the context of bureaucracy a public post or position of impersonal and formal authority with specified powers and responsibilities; the office has a separate existence independent of the person appointed to it. (This is different from another meaning of the same word which refers to an actual bureaucratic institution or to its physical location: eg. post office, panchayat office, Prime Minister’s office, my mother’s or father’s office, etc.) EXERCISES 1. Why is the Enlightenment important for the development of sociology? 2. How was the Industrial Revolution responsible for giving rise to sociology? 3. What are the various components of a mode of production? 4. Why do classes come into conflict, according to Marx? 5. What are social facts? How do we recognise them? 6. What is the difference between ‘mechanical’ and ‘organic’ solidarity? 7. Show, with examples, how moral codes are indicators of social solidarity. 8. What are the basic features of bureaucracy? 9. What is special or different about the kind of objectivity needed in social science? 10. Can you identify any ideas or theories which have led to the formation of social movements in India in recent times? 11. Try to find out what Marx and Weber wrote about India. 12. Can you think of reasons why we should study the work of thinkers who died long ago? What could be some reasons to not study them? REFERENCES B ENDIX , R EINHARD. 1960. Max Weber: An Intellectual Portrait, Anchor Books, New York. DURKHEIM, EMILE. 1964. The Division of Labour in Society, (trans. By George Simpson), Macmillan, New York. IGNOU. 2004. ESO 13-1: Early Sociology, IGNOU, New Delhi.