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The Quest for the Governance Möbius Strip
Adaptive Management


  Adaptive management
management approach that
         promotes
    experimentation, and
     hypothesis testing.

 e.g. Everglades, Florida
Adaptive co-management
Adaptive co-management; a combination that
  promotes multilevel institutional linkages,
 shared responsibility between a diversity of
 actors, combination of knowledge sources,
              as well as learning.
  (Olsson et. al. 2004, Berkes et. al. 2003)
Example: Kristianstad (SE), Krüger Park (SA), Bali water
    temples (Indonesia), Tiszra (Central Europe),…

  Network based governance relies heavily on social
    coordination and control, collective sanctions and
     reputations -> requires repeated interactions,
   restricting the numbers of actors in networks, often
                  geographical proximity.
Fish and Ebola virus
Climate
                  change




                               Agro-
                            ecosystems

     Coral reef
                                         Increased
                                         bushmeat
                                         hunting
Fish stock
decrease
Too Good to be
      True?

   “High Reliability
   Organizations” -
organizations with the
 capacity to cope with
   both incremental
      change and
catastrophic surprises.
Capacity to collect and analyze very large
amounts of information, detect early
warning signals, and facilitate fast
coordination of large number of actors.
Decision-making dependent on the type of
change in environment.
High capacity for learning after crises,
strong incentives to report and take
initiatives to repair mistakes and cope with
surprises.
Global Environmental Governance
                        after Kyoto


1. Weak signals bring about strong
action
2. Decision-making dependent on
type of change.
3. High investment in learning after
“near-misses” and crises


Think about the political challenges…
Successful crisis response require
             Early warnings (knowledge integration)
         •

             • Sense making (”What’s going on?”)

              • Prompt coordination and response

              • Crisis termination (”normal state”)

                       • Learning and reform



      All this needs to be done despite institutional
fragmentation, multilevel challenges, high uncertainty, and
                    limited time to act.
Is it possible? Governing Epidemics

Bild epidemics
Bubonic Plage, Surat (India)1994
In 1994 the spread of bubonic plague in
    the city of Surat deaths of 57 people,
    significant economic losses, and
               How small innovations and
    social and political effects. Over
                perceived crisis makes a
    300,000 people deserted the city (in
    two days!)
                   global difference!
”atypical pneumonia”, ”unknown respiratory disease”
WHO
Country A
                  Country B
Global Outbreak Alert and Response Network (GOARN)

 - Collaboration between
 over 120 actors
 (governments, ministries,
 laboratories, NGO’s)
 - prompt coordination to
 secure fast response
 (SARS, Ebola, bird flu
 m.m.)
Pre-crises phase
Warning Confirmation phase
Warning Response phase
Not just theory…

”Early response” coordinators
- legal frameworks that allow actors to act (e.g.
  International Health Regulations)
- unhindered information flows between a diversity of
  actors, from local to global.
- informal, personal contacts and trust, and ”low-tech”
  interactions.
We are far away from such a system…
WHO/GOARN               UNEP Division for Early Warning and
                          Assement
Early warnings: builds on both ”formal” and
  ”informal data” (GPHIN, ProMed). 1,1 builds on both formal data
                        Early warnings: million
  Euro/Yr
                          only. Acknowledged bias and lack of
Response: Prompt in collaboration with WHO,
  regional offices, NGO’s,data. 77,5 million Euro/yr
                           health ministries,
  technical labs.       Response: Recommendations to
Tools: coordinating arenas, adhoc groups, secure or non-existing
                          governments -> slow
  webpages, teleconferences. Constant
                        Tools: assessments, facilitation of
  ”disturbances”.
                       knowledge production (GEO-4, etc.)
We are far away from such a system…
               The role of knowledge
Early warnings - multiple knowledge domains and disciplines.
     Uncertainty is very high. Continous updates necessary.

I. Infectious disease - ecological sciences, climate change, human
       medicine, veterinary sciences, urbanization experts, etc.
II. Drivers and impacts of ”agflation” - financial market specialists,
       vulnerability experts, ecologists, crisis management scholars,
       biofuel experts, water management scholars, agricultural
       experts.
We are far away from such a system…
             The role of knowledge
• Academics work in disciplinary ”silos” - incentives
• Governments organizations work in ”silos”- efficiency
• Local communities and NGO’s with detailed knowledge about
  social context, ecosystem change, and adaptive strategies not
  always integrated - mistrust, efficiency
• Business community not targeted/not interested

Incremental change gives room for mistakes. Abrupt irreversable
   ecological change does not.
The Dynamics of Early Warnings

  http://www.youtube.com/watch?v=D4rq53Ztvbg
No repeated global
        assessment of ecosystem
        change (c.f. IPCC)

        Fragmented social,
        economical and ecological
Is there any hope?
        data – trends impossible,
        geographic gaps.

        Economic evaluation of ES

        incl. GEO-4, 'tipping points'
        not included.
International Panel for
 Ecosystem Services
       (IPES)?
Both incremental
    change

   and abrupt
surprising change

    including
   cascading
   dynamics
Eco ”tipping points”
A change at the tipping point sets in motion mutually
reinforcing feedback loops that propel the system on
              a completely new course.
Governance for innovation

• Innovation research tends to focus on innovations in business
  and technical systems
• Can they be applied for SES innovations?
• Institutional context? Policy interventions?
• Global orchestration?
Summing up

• Solutions at the interface - technology, ecology and social
  sphere
• Positive ”tipping points” - escalating improvements, not only
  crises.
• Quality of Governance - include dynamics of SES.
• Information technology could have revolutionary impact on
  governance.
• Building on past successes - HRO, WHO, prompt global actions.
  IPES!
Thank you!

victor.galaz@stockholmresilience.su.se

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Governance and Complexity, Part II

  • 1. The Quest for the Governance Möbius Strip
  • 2. Adaptive Management Adaptive management management approach that promotes experimentation, and hypothesis testing. e.g. Everglades, Florida
  • 3. Adaptive co-management Adaptive co-management; a combination that promotes multilevel institutional linkages, shared responsibility between a diversity of actors, combination of knowledge sources, as well as learning. (Olsson et. al. 2004, Berkes et. al. 2003)
  • 4. Example: Kristianstad (SE), Krüger Park (SA), Bali water temples (Indonesia), Tiszra (Central Europe),… Network based governance relies heavily on social coordination and control, collective sanctions and reputations -> requires repeated interactions, restricting the numbers of actors in networks, often geographical proximity.
  • 6. Climate change Agro- ecosystems Coral reef Increased bushmeat hunting Fish stock decrease
  • 7. Too Good to be True? “High Reliability Organizations” - organizations with the capacity to cope with both incremental change and catastrophic surprises.
  • 8. Capacity to collect and analyze very large amounts of information, detect early warning signals, and facilitate fast coordination of large number of actors. Decision-making dependent on the type of change in environment. High capacity for learning after crises, strong incentives to report and take initiatives to repair mistakes and cope with surprises.
  • 9. Global Environmental Governance after Kyoto 1. Weak signals bring about strong action 2. Decision-making dependent on type of change. 3. High investment in learning after “near-misses” and crises Think about the political challenges…
  • 10. Successful crisis response require Early warnings (knowledge integration) • • Sense making (”What’s going on?”) • Prompt coordination and response • Crisis termination (”normal state”) • Learning and reform All this needs to be done despite institutional fragmentation, multilevel challenges, high uncertainty, and limited time to act.
  • 11. Is it possible? Governing Epidemics Bild epidemics
  • 12.
  • 13.
  • 14. Bubonic Plage, Surat (India)1994 In 1994 the spread of bubonic plague in the city of Surat deaths of 57 people, significant economic losses, and How small innovations and social and political effects. Over perceived crisis makes a 300,000 people deserted the city (in two days!) global difference!
  • 15. ”atypical pneumonia”, ”unknown respiratory disease”
  • 16.
  • 17. WHO Country A Country B
  • 18.
  • 19. Global Outbreak Alert and Response Network (GOARN) - Collaboration between over 120 actors (governments, ministries, laboratories, NGO’s) - prompt coordination to secure fast response (SARS, Ebola, bird flu m.m.)
  • 23. Not just theory… ”Early response” coordinators - legal frameworks that allow actors to act (e.g. International Health Regulations) - unhindered information flows between a diversity of actors, from local to global. - informal, personal contacts and trust, and ”low-tech” interactions.
  • 24. We are far away from such a system… WHO/GOARN UNEP Division for Early Warning and Assement Early warnings: builds on both ”formal” and ”informal data” (GPHIN, ProMed). 1,1 builds on both formal data Early warnings: million Euro/Yr only. Acknowledged bias and lack of Response: Prompt in collaboration with WHO, regional offices, NGO’s,data. 77,5 million Euro/yr health ministries, technical labs. Response: Recommendations to Tools: coordinating arenas, adhoc groups, secure or non-existing governments -> slow webpages, teleconferences. Constant Tools: assessments, facilitation of ”disturbances”. knowledge production (GEO-4, etc.)
  • 25. We are far away from such a system… The role of knowledge Early warnings - multiple knowledge domains and disciplines. Uncertainty is very high. Continous updates necessary. I. Infectious disease - ecological sciences, climate change, human medicine, veterinary sciences, urbanization experts, etc. II. Drivers and impacts of ”agflation” - financial market specialists, vulnerability experts, ecologists, crisis management scholars, biofuel experts, water management scholars, agricultural experts.
  • 26. We are far away from such a system… The role of knowledge • Academics work in disciplinary ”silos” - incentives • Governments organizations work in ”silos”- efficiency • Local communities and NGO’s with detailed knowledge about social context, ecosystem change, and adaptive strategies not always integrated - mistrust, efficiency • Business community not targeted/not interested Incremental change gives room for mistakes. Abrupt irreversable ecological change does not.
  • 27. The Dynamics of Early Warnings http://www.youtube.com/watch?v=D4rq53Ztvbg
  • 28. No repeated global assessment of ecosystem change (c.f. IPCC) Fragmented social, economical and ecological Is there any hope? data – trends impossible, geographic gaps. Economic evaluation of ES incl. GEO-4, 'tipping points' not included.
  • 29. International Panel for Ecosystem Services (IPES)?
  • 30.
  • 31. Both incremental change and abrupt surprising change including cascading dynamics
  • 32.
  • 33.
  • 34.
  • 35.
  • 36. Eco ”tipping points” A change at the tipping point sets in motion mutually reinforcing feedback loops that propel the system on a completely new course.
  • 37.
  • 38.
  • 39.
  • 40.
  • 41.
  • 42.
  • 43.
  • 44. Governance for innovation • Innovation research tends to focus on innovations in business and technical systems • Can they be applied for SES innovations? • Institutional context? Policy interventions? • Global orchestration?
  • 45. Summing up • Solutions at the interface - technology, ecology and social sphere • Positive ”tipping points” - escalating improvements, not only crises. • Quality of Governance - include dynamics of SES. • Information technology could have revolutionary impact on governance. • Building on past successes - HRO, WHO, prompt global actions. IPES!