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1 
Language Services as a Risk 
Reduction Strategy––What IT Needs 
to Know 
Presented by Elizabeth Swan & Eliana Lobo 
Sponsored by InDemand Interpreting
2 
+ OBJECTIVES 
UNDERSTANDING THE COMPLIANCE 
REQUIREMENTS FOR LANGUAGE ACCESS 
AND LEGAL RISKS CREATED BY NOT USING 
QUALIFIED INTERPRETERS 
Sponsored by InDemand Interpreting
3 
Eliana Lobo 
MA, BA 
SPEAKERS 
Elizabeth Swan 
RN, BSN, MBA, CPHRM 
BANNER HEALTH 
RN Risk Management Consultant 
INDEMAND INTERPRETING 
National Director of Interpreter Quality
4 
+ OBJECTIVES 
UNDERSTANDING THE LEP CHALLENGE, 
WHERE IT STANDS AND HOW IT WILL GROW 
LEP: Limited English Proficiency 
Sponsored by InDemand Interpreting
5 
INTRODUCING 
Eliana Lobo, MA, BA 
INDEMAND INTERPRETING National Director of Interpreter Quality 
Bio 
Eliana is a certified Trainer of Medical Interpreters 
who studied at CultureSmart in Boston, MA. She 
recently joined InDemand Interpreting to oversee 
quality and train the language interpreters. Eliana led 
interpreter training and quality at Seattle's 
Harborview Medical Center for 6 years and was the 
Portuguese Division Chair for the International 
Medical Interpreters Association. Currently Eliana 
serves as the Chair of the Trainers Division at I.M.I.A. 
After completing her master's degree in Bilingual 
Education at Brown University she received a 
Fulbright Grant to conduct research in Brazil.
6 
UNDERSTANDING THE LEP CHALLENGE 
People Speaking a Language 
Other Than English 
23.1 M 
31.8 M 
55.4 M 
61.6 M 
47 M 
1980 1990 2000 2007 2013 
GROWTH FROM 1980 - 2013 
Source: US Census Bureau 
267%
7 
WHY LANGUAGE ACCESS IS IMPORTANT 
LEP Patients in the United States 
61.6 Million people (1 in 5) 
Speak a Language Other than English in the Home 
25.2 Million 
Are considered Limited English Proficiency (LEP) 
300 Languages 
Spoken in the United States 
Sponsored by InDemand Interpreting
LEP Patients are almost twice as likely to suffer adverse events in 
8 
U.S. hospitals resulting in temporary harm or death. 
WHY LANGUAGE ACCESS IS IMPORTANT 
Sponsored by InDemand Interpreting 
Other common adverse events for LEP include: 
• Medication errors 
• Longer LOS (length of stay) in hospital as an in-patient for LEP 
– Costs more for hospital to provide basic care 
• Increased readmission rates 
– Negatively impacts reimbursement rates to the hospital for Medicare and 
Medicaid patients 
– Negatively impacts patient’s experience 
• Overuse of the Emergency Room as a way to access primary care 
– Literally, the most expensive way to treat a bad flu or cough 
– Leads to lack of primary care physician for patient
ABOUT 
9 Harborview Medical 
Center 
Licensed beds: >400 
Employees: 4,700 
Admissions: 18,00 
Emergency Department Visits: 
66,000 
Clinic Visits: 246,000
10 
UNDERSTANDING THE LEP CHALLENGE: The Growth is Real 
Harborview Medical Center 
Total Number of LEP Encounters 
FY 
05-06 
FY 
10-11 
134,757 
FY 
12-13 
FY 
06-07 
FY 
07-08 
FY 
08-09 
FY 
11-12 
FY 
09-10 
93,921 
97,854 
107,660 
115,441 
117,587 
121,637 
126,596 
102,569 
Jan-June 2014 
FY 
13-14
11 
UNDERSTANDING THE LEP CHALLENGE 
Partner with IT Upfront! 
• At Registration, ask patient for their preferred language 
• Do NOT ask, “Do you speak English?” 
• Ask instead, “What language would you prefer to use when discussing your medical concerns?” 
• Make sure the preferred language is a stop field! 
• Track your interpreter requests and compare them to the Registration numbers 
• Discrepancies often mean inappropriate use of friends and family members 
• Discrepancies can point to patients going without language access 
• Know the number of requests for your top languages and track daily/monthly 
• Facilitate the documentation on the EMR (electronic medical record) so providers can 
accurately document the language and the fact that an interpreter was used! 
Sponsored by InDemand Interpreting
12 
+ OBJECTIVES 
UNDERSTANDING THE COMPLIANCE 
REQUIREMENTS FOR LANGUAGE ACCESS 
AND LEGAL RISKS CREATED BY NOT USING 
QUALIFIED INTERPRETERS 
Sponsored by InDemand Interpreting
13 
Elizabeth Swan RN, MBA, CPHRM 
BANNER HEALTH RN Risk Management Consultant 
Bio 
Liz Swan is a RN Risk Management Consultant for Banner 
Health, a role she has held since 2005. As part of her loss 
prevention and claims management efforts she serves as 
the consultant to the Banner System Interpreter 
Program. She develops policy guidance on the provision 
of interpretation services and the implementation of 
Video Remote Interpreting, and supervises the System 
Interpreter Educator and System Translation coordinator. 
Still active, Liz Swan served as a Registered Nurse for 25 
years, much of it specializing in hospice and home care. 
INTRODUCING
14 
ABOUT 
Banner Health 
25 Acute-Care Hospitals and Medical Centers in 7 States 
with 39,000 Employees
15
16 
WHY LANGUAGE ACCESS IS IMPORTANT 
A WORD IS WORTH 
A MILLION DOLLARS 
“Misinterpretation of a single Spanish word (intoxicado) 
led to a $71 million dollar malpractice settlement 
associated with a potentially preventable case of 
quadriplegia” 
Harsham P. A misinterpreted word worth $71 million. Med Econ. June 1984;61:289-292 
Sponsored by InDemand Interpreting
17 
LEGAL IMPLICATIONS FOR HEALTHCARE PROVIDERS 
Sponsored by InDemand Interpreting
18 
Compliance: Federal Regulations 
Sponsored by InDemand Interpreting
19 
+ COMPLIANCE: Federal 
Regulat ions 
TITLE VI OF 
THE CIVIL 
RIGHTS ACT 
OF 1964 
"Health care organizations 
that receive Federal 
financial assistance have 
an obligation to help 
people who are unable to 
speak, read, write, or 
understand English well. 
These patients are called 
Limited English Proficient 
(LEP)”.
20 
"Health care 
organizations that 
receive Federal 
financial assistance 
have an obligation 
to help people who 
are unable to speak, 
read, write, or 
understand English 
well…” 
COMPLIANCE: Federal Regulations 
Title VI Also Says 
"No person in the United States shall, on 
the ground of race, color, or national 
origin, be excluded from participation in, 
be denied the benefits of, or be 
subjected to discrimination under any 
program or activity receiving Federal 
financial assistance." 
42 U.S.C. § 2000d 
"National origin" includes individuals with 
Limited English Proficiency (LEP)
21 
COMPLIANCE: Federal Regulations 
CLAS Standards 
Department of Health and Human Services Office 
of Minority Health 
Provide language services at no cost, at all points of contact, in a timely 
manner during all hours of operation 
Provide verbal and written notices informing patients of their right to receive 
language services 
Assure competence of language services, family & friends should not be used 
to interpret 
Signage and patient-related materials in languages of commonly encountered 
patients 
Sponsored by InDemand Interpreting
22 
COMPLIANCE: Federal 
Regulat ions 
THE IMPACT 
OF THE 
AFFORDABLE 
CARE ACT 
Obama administration is giving more attention to potential 
National Origin Discrimination. 
CLAS standards were updated
23 
Compliance: Accreditations 
Sponsored by InDemand Interpreting
24 
+ COMPLIANCE: Accredi tat ions 
THE JOINT 
COMMISSION 
RI.01.01.01 – 
The hospital prohibits 
discrimination based on 
age, race, ethnicity, 
religion, culture, language, 
physical or mental 
disability . . .
25 
prohibits 
discrimination 
based on age, 
race, ethnicity, 
religion, culture, 
language, 
physical or mental 
disability 
COMPLIANCE: Accreditation 
The Joint Commission 
RI.01.01.03 – The hospital provides language 
interpreting and translation services. 
PC.02.01.21 – The hospital identifies the patient’s 
oral and written communication needs, including 
the patient’s preferred language for discussing 
health care. 
HR.01.02.01 - The hospital defines staff 
qualifications for those who provide interpretation 
and translation. 
RC.02.01.01 – The medical record contains the 
patient’s communication needs, including 
preferred language for discussing health care.
26 
Risk Management 
Sponsored by InDemand Interpreting
27 
RISK MANAGEMENT 
Clinical Risk of Not 
Providing Language 
Services 
Incorrect diagnosis when the history and 
symptoms are conveyed to the clinician 
incorrectly 
Patient making the wrong decision when 
the risks and benefits are misunderstood 
Unnecessary return visit to the emergency 
department when the patient does not 
understand the discharge instructions 
Potential HIPAA violation when a family 
member is used to interpret
28 
RISK MANAGEMENT 
Clinical Risk: Medical Malpractice 
Standard of Care: adequate steps to be certain that the 
clinician fully understands the patient’s complaints and the 
patient understands the clinician’s instructions. 
Potential Issues: 
– Decreased access 
– Delay in care 
– Misdiagnosis 
– Lack of informed consent 
– More complications 
Sponsored by InDemand Interpreting
29 
BANNER HEALTH & LANGUAGE ACCESS 
Can Technology Provide Effective Language Access 
Quickly And Economically? 
Sponsored by InDemand Interpreting
30 
LANGUAGE ACCESS 
Challenges Banner Faced 
• Budget Constraints 
• Standardizing Language Services 
• Clinical Risks 
• Compliance Issues 
• Legal Risks 
• Accreditations Risks 
• Educating Staff to 
– Recognize the Safety Issues 
– Identify LEP Patients / ASL
LANGUAGE ACCESS 
31 Banner’s Solution 
What Choices Did Banner 
Make and Why? 
• Bilingual Staff 
• Bedside Interpreters 
• Language Assistants 
• Video Remote Interpreting (VRI) 
• Over-the-Phone Interpreting (OPI) 
• Translation services
32 
Reduced risk of 
miscommunication 
with patients and 
family 
LANGUAGE ACCESS 
HOW HAS VRI HELPED? 
• Qualified interpreters being used more 
frequently through OPI, VRI and trained 
staff 
• Decreased expenses 
• Improved satisfaction among patients, 
staff and physicians 
• Reduced risk of miscommunication with 
patients and family 
• Meeting Federal and Joint Commission 
requirements
33 
LANGUAGE ACCESS 
Video Remote 
Interpreting Benefits 
• Works for ASL & LEP 
• Effective Access 
• Fast 
• Economical 
• Secure
34 
LANGUAGE ACCESS 
The Importance of IT as a Partner 
• Understand the importance of 
Language Access for compliance 
• Critical that you are engaged early 
• Important that IT vet the vendor
35 
Q & A 
Sponsored by InDemand Interpreting
36 
LANGUAGE SERVICES AS A RISK REDUCTION STRATEGY––What IT Needs to Know 
Thank You. 
Sponsored by InDemand Interpreting

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Language Services Reduce Risks

  • 1. 1 Language Services as a Risk Reduction Strategy––What IT Needs to Know Presented by Elizabeth Swan & Eliana Lobo Sponsored by InDemand Interpreting
  • 2. 2 + OBJECTIVES UNDERSTANDING THE COMPLIANCE REQUIREMENTS FOR LANGUAGE ACCESS AND LEGAL RISKS CREATED BY NOT USING QUALIFIED INTERPRETERS Sponsored by InDemand Interpreting
  • 3. 3 Eliana Lobo MA, BA SPEAKERS Elizabeth Swan RN, BSN, MBA, CPHRM BANNER HEALTH RN Risk Management Consultant INDEMAND INTERPRETING National Director of Interpreter Quality
  • 4. 4 + OBJECTIVES UNDERSTANDING THE LEP CHALLENGE, WHERE IT STANDS AND HOW IT WILL GROW LEP: Limited English Proficiency Sponsored by InDemand Interpreting
  • 5. 5 INTRODUCING Eliana Lobo, MA, BA INDEMAND INTERPRETING National Director of Interpreter Quality Bio Eliana is a certified Trainer of Medical Interpreters who studied at CultureSmart in Boston, MA. She recently joined InDemand Interpreting to oversee quality and train the language interpreters. Eliana led interpreter training and quality at Seattle's Harborview Medical Center for 6 years and was the Portuguese Division Chair for the International Medical Interpreters Association. Currently Eliana serves as the Chair of the Trainers Division at I.M.I.A. After completing her master's degree in Bilingual Education at Brown University she received a Fulbright Grant to conduct research in Brazil.
  • 6. 6 UNDERSTANDING THE LEP CHALLENGE People Speaking a Language Other Than English 23.1 M 31.8 M 55.4 M 61.6 M 47 M 1980 1990 2000 2007 2013 GROWTH FROM 1980 - 2013 Source: US Census Bureau 267%
  • 7. 7 WHY LANGUAGE ACCESS IS IMPORTANT LEP Patients in the United States 61.6 Million people (1 in 5) Speak a Language Other than English in the Home 25.2 Million Are considered Limited English Proficiency (LEP) 300 Languages Spoken in the United States Sponsored by InDemand Interpreting
  • 8. LEP Patients are almost twice as likely to suffer adverse events in 8 U.S. hospitals resulting in temporary harm or death. WHY LANGUAGE ACCESS IS IMPORTANT Sponsored by InDemand Interpreting Other common adverse events for LEP include: • Medication errors • Longer LOS (length of stay) in hospital as an in-patient for LEP – Costs more for hospital to provide basic care • Increased readmission rates – Negatively impacts reimbursement rates to the hospital for Medicare and Medicaid patients – Negatively impacts patient’s experience • Overuse of the Emergency Room as a way to access primary care – Literally, the most expensive way to treat a bad flu or cough – Leads to lack of primary care physician for patient
  • 9. ABOUT 9 Harborview Medical Center Licensed beds: >400 Employees: 4,700 Admissions: 18,00 Emergency Department Visits: 66,000 Clinic Visits: 246,000
  • 10. 10 UNDERSTANDING THE LEP CHALLENGE: The Growth is Real Harborview Medical Center Total Number of LEP Encounters FY 05-06 FY 10-11 134,757 FY 12-13 FY 06-07 FY 07-08 FY 08-09 FY 11-12 FY 09-10 93,921 97,854 107,660 115,441 117,587 121,637 126,596 102,569 Jan-June 2014 FY 13-14
  • 11. 11 UNDERSTANDING THE LEP CHALLENGE Partner with IT Upfront! • At Registration, ask patient for their preferred language • Do NOT ask, “Do you speak English?” • Ask instead, “What language would you prefer to use when discussing your medical concerns?” • Make sure the preferred language is a stop field! • Track your interpreter requests and compare them to the Registration numbers • Discrepancies often mean inappropriate use of friends and family members • Discrepancies can point to patients going without language access • Know the number of requests for your top languages and track daily/monthly • Facilitate the documentation on the EMR (electronic medical record) so providers can accurately document the language and the fact that an interpreter was used! Sponsored by InDemand Interpreting
  • 12. 12 + OBJECTIVES UNDERSTANDING THE COMPLIANCE REQUIREMENTS FOR LANGUAGE ACCESS AND LEGAL RISKS CREATED BY NOT USING QUALIFIED INTERPRETERS Sponsored by InDemand Interpreting
  • 13. 13 Elizabeth Swan RN, MBA, CPHRM BANNER HEALTH RN Risk Management Consultant Bio Liz Swan is a RN Risk Management Consultant for Banner Health, a role she has held since 2005. As part of her loss prevention and claims management efforts she serves as the consultant to the Banner System Interpreter Program. She develops policy guidance on the provision of interpretation services and the implementation of Video Remote Interpreting, and supervises the System Interpreter Educator and System Translation coordinator. Still active, Liz Swan served as a Registered Nurse for 25 years, much of it specializing in hospice and home care. INTRODUCING
  • 14. 14 ABOUT Banner Health 25 Acute-Care Hospitals and Medical Centers in 7 States with 39,000 Employees
  • 15. 15
  • 16. 16 WHY LANGUAGE ACCESS IS IMPORTANT A WORD IS WORTH A MILLION DOLLARS “Misinterpretation of a single Spanish word (intoxicado) led to a $71 million dollar malpractice settlement associated with a potentially preventable case of quadriplegia” Harsham P. A misinterpreted word worth $71 million. Med Econ. June 1984;61:289-292 Sponsored by InDemand Interpreting
  • 17. 17 LEGAL IMPLICATIONS FOR HEALTHCARE PROVIDERS Sponsored by InDemand Interpreting
  • 18. 18 Compliance: Federal Regulations Sponsored by InDemand Interpreting
  • 19. 19 + COMPLIANCE: Federal Regulat ions TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 "Health care organizations that receive Federal financial assistance have an obligation to help people who are unable to speak, read, write, or understand English well. These patients are called Limited English Proficient (LEP)”.
  • 20. 20 "Health care organizations that receive Federal financial assistance have an obligation to help people who are unable to speak, read, write, or understand English well…” COMPLIANCE: Federal Regulations Title VI Also Says "No person in the United States shall, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance." 42 U.S.C. § 2000d "National origin" includes individuals with Limited English Proficiency (LEP)
  • 21. 21 COMPLIANCE: Federal Regulations CLAS Standards Department of Health and Human Services Office of Minority Health Provide language services at no cost, at all points of contact, in a timely manner during all hours of operation Provide verbal and written notices informing patients of their right to receive language services Assure competence of language services, family & friends should not be used to interpret Signage and patient-related materials in languages of commonly encountered patients Sponsored by InDemand Interpreting
  • 22. 22 COMPLIANCE: Federal Regulat ions THE IMPACT OF THE AFFORDABLE CARE ACT Obama administration is giving more attention to potential National Origin Discrimination. CLAS standards were updated
  • 23. 23 Compliance: Accreditations Sponsored by InDemand Interpreting
  • 24. 24 + COMPLIANCE: Accredi tat ions THE JOINT COMMISSION RI.01.01.01 – The hospital prohibits discrimination based on age, race, ethnicity, religion, culture, language, physical or mental disability . . .
  • 25. 25 prohibits discrimination based on age, race, ethnicity, religion, culture, language, physical or mental disability COMPLIANCE: Accreditation The Joint Commission RI.01.01.03 – The hospital provides language interpreting and translation services. PC.02.01.21 – The hospital identifies the patient’s oral and written communication needs, including the patient’s preferred language for discussing health care. HR.01.02.01 - The hospital defines staff qualifications for those who provide interpretation and translation. RC.02.01.01 – The medical record contains the patient’s communication needs, including preferred language for discussing health care.
  • 26. 26 Risk Management Sponsored by InDemand Interpreting
  • 27. 27 RISK MANAGEMENT Clinical Risk of Not Providing Language Services Incorrect diagnosis when the history and symptoms are conveyed to the clinician incorrectly Patient making the wrong decision when the risks and benefits are misunderstood Unnecessary return visit to the emergency department when the patient does not understand the discharge instructions Potential HIPAA violation when a family member is used to interpret
  • 28. 28 RISK MANAGEMENT Clinical Risk: Medical Malpractice Standard of Care: adequate steps to be certain that the clinician fully understands the patient’s complaints and the patient understands the clinician’s instructions. Potential Issues: – Decreased access – Delay in care – Misdiagnosis – Lack of informed consent – More complications Sponsored by InDemand Interpreting
  • 29. 29 BANNER HEALTH & LANGUAGE ACCESS Can Technology Provide Effective Language Access Quickly And Economically? Sponsored by InDemand Interpreting
  • 30. 30 LANGUAGE ACCESS Challenges Banner Faced • Budget Constraints • Standardizing Language Services • Clinical Risks • Compliance Issues • Legal Risks • Accreditations Risks • Educating Staff to – Recognize the Safety Issues – Identify LEP Patients / ASL
  • 31. LANGUAGE ACCESS 31 Banner’s Solution What Choices Did Banner Make and Why? • Bilingual Staff • Bedside Interpreters • Language Assistants • Video Remote Interpreting (VRI) • Over-the-Phone Interpreting (OPI) • Translation services
  • 32. 32 Reduced risk of miscommunication with patients and family LANGUAGE ACCESS HOW HAS VRI HELPED? • Qualified interpreters being used more frequently through OPI, VRI and trained staff • Decreased expenses • Improved satisfaction among patients, staff and physicians • Reduced risk of miscommunication with patients and family • Meeting Federal and Joint Commission requirements
  • 33. 33 LANGUAGE ACCESS Video Remote Interpreting Benefits • Works for ASL & LEP • Effective Access • Fast • Economical • Secure
  • 34. 34 LANGUAGE ACCESS The Importance of IT as a Partner • Understand the importance of Language Access for compliance • Critical that you are engaged early • Important that IT vet the vendor
  • 35. 35 Q & A Sponsored by InDemand Interpreting
  • 36. 36 LANGUAGE SERVICES AS A RISK REDUCTION STRATEGY––What IT Needs to Know Thank You. Sponsored by InDemand Interpreting