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India- Water Security for
          Sustainable Services at Scale

                   Dr. V. Kurian Baby, IRC - Netherlands




Round Table 2013       Sustainable Drinking Water Services at Scale   13 March New Delhi
The story line
• Coverage 91% - cumulative investment of $ 35
  billion, annual average $4 billion
• ‘Access to physical infrastructure’ and not ‘service
  delivery’
• 30-35% schemes dysfunctional while another 30%
  function sub-optimally
• A major cause of ‘slippage’ is source unsustainability
  ( quantity +quality)
• Investment trajectory is hardware driven –
  storage, conveyance, distribution
• Need U-turn – address the time-bomb of water
  security /source for sustainable services at scale
Most part of India
                   under physical
                scarcity- about half
               of total population in
                        India




Source: IWMI
Per capita availability is declining….
                                                    India 1951 - 5177 m3 –
                                                     2001 ( 1820 m3) 2025
                                                       1000 m3 which is
    16                                                scarcity + inequity
    14        Africa                                       reinforce

    12
    10
     8                                             World
     6               Asia
     4
     2
           MEast & NAfrica
     0
      1960                             1990                             2025
India 16% of world population –only 4% of water resources; Utilizable water 1123 BCM
(Narasimham ( 2008) 654 BCM ) current usage 634 BCM (Plg Com 2010 )
Drinking Water: India - Census 2011

   87% of households using Tap, Tube well, Hand pump
    and Covered well as source of drinking water
   36% of households have to fetch water from a source
    located within 500 m in rural areas/100 m in urban
    areas
   18% still fetch drinking water from a source located
    more than 500 m away in rural areas or 100 m in urban
    areas
Effort and costs/financing needs ith increased
    India RWSS in Transition - Sustainability Concerns
 coverage
                                         Change                     India has entered the II
                      Danger zone: as basic                        Phase – deteriorating will
                         infrastructure is                            source push back…..
                       provided, coverage
                       risks stagnating at
                        around 60 – 80%        Recurrent expenditure and
 Sector                                         support effort dominates
 effort and
 costs

                   Capital expenditure
                       dominates
                                                         Capital maintenance
                                                        expenditure dominates


                       25%                    50%           75%              100%
                                       Coverage rates
Source: Triple S
India RWSS: Graveyard of Investments
    Causes : Source un sustainability (40%) Poor design, no ownership,
    inadequate service/technology , lack of capacity/ incentives, no O&M,
    water quality, no back support, O&M anarchy -decentralized
    problems not solutions




                                    Service Level (access, quantity, quality…)        Kerala Case -
                                                                                      High drop out
                                                                                      ratio as 70%
                                                                                      community
                                                                                      schemes suffer
                                  Capital investment                                  source
                                  /Project approach                                   unsustainability

                   1          2          3          4          5                 Years
30 to 50 % of facilities are no longer functioning after a few years -- of 1.66 million
habitations in India - 0.12 million quality affected and 0.44 million slipped back fully/partially
Critical water scenario
• India’s water resources are dwindling - overuse,
  competing use and pollution
• Low investment in …water security are growing
  concerns (World Bank, 2005; Mason and Calow,
  2012).
• Irrigation accounts for 80% of usage in rural India
• 60% of irrigation and 80% of rural drinking water
  come from ground water (World Bank, 2005).
• Drinking water services face critical ground /surface
  water situation, competing user demands, and
  increasing pollution
water security for sustainable
 inclusive service delivery +
        development
WATER SECURITY: SCHEMATIC FLOW

  AGRICULTURE                HOUSEHOLD              INDUSTRY             ENVIRONMENT



            SUSTAINA




                                                                        DEMAND
                                         SERVICE
              BILITY




                                          LEVEL




                                                                          MGT
                             SUSTAINABLE MANAGEMENT




                   SYSTEMS          ENVIRONMENT                              EXTERNALI
 RESOURCE                                             GOVERNANCE                TIES
                TECHNICAL          ENV: FLOW
QUANTITY                                             POLICY
                                                                             NET
                O&M                CLIMATE           FINANCING
QUALITY                                              INSTITUTION             INFLOW
                FINANCIAL          CHANGE            MANAGEMENT
                                   SANITATION/MS     REGUATION               X-M
                                   WM/ HYGIENE       TARIFF /COST RECOVERY
                                                     INCLUSION
                                                     EQUITY


                              Source: FAO adapted
Drinking Water security
• Drinking water security means providing every
  human with enough, safe water
• for drinking, cooking and other domestic needs &
  for livestock
• Including periods of drought and flood
• At all times and in all situations ( sustainably)
• Means Quantity, quality, equity and
  environmental security

Source: GoI- WSP-SA 2012
Water Security: Prospects are Challenging
• Over dependence- ground water anarchy
• Climate change will aggravate the situation
• Source unsustainability accounts for 40-60%
  under capacity utilization/unsustainability
• Source sustainability hither to rather ignored
  in RWSS investments – fragmented
• NRDWP 2010 guidelines/XII Plan recognize a
  positive move yet partial (in
  convergence, regulation, decentralization, inequity)
Water security – Key pillars

Water security implies effective response to
changing water conditions in terms of
quantity, quality, equity & sustainability

• Convergence
• Public Investment - refocus on source
• Decentralised governance
Need U-Turn in Trajectory of Neglect

• Government role is to ensure access to
  adequate and quality water as basic
  human right
• Improved service delivery impossible with
  out water security
• Public investment in ground water limited
  –shift investment focus to source
  sustainability and water security
Institutional Maize -                                        STATE

How to converge?
             Minister                   Minister            Minister          Minster               Minister
                                         Rural
              WRD                     Development         Urban Affairs     Panchayath             Agriculture




                                                         Principal                                  Secretary
                        Principal                        Secretary
                        Secretary                          LSGD                                       AGRI
                          WRD



Department          Department            Commissioner      Director       Director          Soil
                    of Drinking                                                                           Watershed
of Irrigation          Water                  RD           Panchayath       Urban        Conservation




                                                              Dist.
                    KWA                  KRWSA
                                                           Panchayath


                                                              Block
                                                                          Municipality        Corporation
                                                           Panchayath
  Major                    Minor
Irrigation               Irrigation                          Grama
                                                           Panchayath
Barriers to convergence        Description

Policy incoherence                Weak policy coherence and harmonisation
Weak legislation                  Water Acts / legislations archaic lack enforcement capacities

Political factors                 Coalition politics necessitate berth leading to fragmentation
                                  of ministries
Institutional                     Fragmentation into vertical line departments

Budgetary fragmentation           Budget allocations in line with departmental fragmentation

Financial auditing                Accounting and auditing practices are in line with dept
                                  fragmentation
Supply / top-driven delivery      Weak participatory / consultative approached
models
                                  Hardware driven engineering top-down solutions

    Accountability                Vertical accountability mechanisms with weak horizontal
                                  flows
    Decentralisation
                                  Poor decentralisation – even reversals -top-down approaches

Perverse incentives               Fragmentation has perverse incentives including corruption
Technical barriers                Drinking water quality protocol, technical manuals etc.
Convergence Framework Menu
High Decentralization        Medium Decentralization      Weak Decentralization
Sub-National                    PRI centric                  Department lead
   PRI lead + regulation        NGO /SPV facilitated         PRI focused
   Stakeholder partnership      Departments as Technical     NGO /SPV Technical
   Departments as Technical     support Units                support
   support Units
   Watershed master plans       Watershed master plans       Policy/planning
   Plan/budget convergence      Plan/budget convergence      alignment
   Institutional convergence    Institutional convergence    Budget alignment
   Participatory bottom up      Participatory bottom up      Institutional alignment
                                                             Participatory/adaptive
National /State              National /State              National /State
   Policies – alignment         Policies – alignment         Policies – alignment
   Frameworks                   Frameworks
                                                             Frameworks
   Incentives + grants          Incentives + grants
   Monitoring                   Monitoring                   Incentives +grants
                                                              Monitoring
Unsustainability – result of ‘’Hydroschizophrenia”?

 • ‘’Hydroschizophrenia”- Schizophrenic view of
   indivisible water resource – not recognising unity and
   integrity of hydrological cycle (Llamas and Martinez-
   Santos 2005; Jarvis et al 2005) – uncoordinated
   fragmented approach – Cause?

 • ‘’Vicious infinite regress” - attempt to solve a problem
   in same lines reintroduces the same problem infinitely
   (Wittgenstein 1953, Section 239) Effect?
Way Forward
• Gravity of problem known – water is indivisible yet
  heavily contested
• Contours of prescriptions and isolated best cases
  available
• Yet Water security elusive and prospects
  worsening
• Need new approaches, new elements & new ideas

  What innovative solutions for India to get out of
          this ‘’vicious infinite regress’’
THANK YOU

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Water securityforsustainablesvcs k_baby

  • 1. India- Water Security for Sustainable Services at Scale Dr. V. Kurian Baby, IRC - Netherlands Round Table 2013 Sustainable Drinking Water Services at Scale 13 March New Delhi
  • 2. The story line • Coverage 91% - cumulative investment of $ 35 billion, annual average $4 billion • ‘Access to physical infrastructure’ and not ‘service delivery’ • 30-35% schemes dysfunctional while another 30% function sub-optimally • A major cause of ‘slippage’ is source unsustainability ( quantity +quality) • Investment trajectory is hardware driven – storage, conveyance, distribution • Need U-turn – address the time-bomb of water security /source for sustainable services at scale
  • 3. Most part of India under physical scarcity- about half of total population in India Source: IWMI
  • 4. Per capita availability is declining…. India 1951 - 5177 m3 – 2001 ( 1820 m3) 2025 1000 m3 which is 16 scarcity + inequity 14 Africa reinforce 12 10 8 World 6 Asia 4 2 MEast & NAfrica 0 1960 1990 2025 India 16% of world population –only 4% of water resources; Utilizable water 1123 BCM (Narasimham ( 2008) 654 BCM ) current usage 634 BCM (Plg Com 2010 )
  • 5. Drinking Water: India - Census 2011  87% of households using Tap, Tube well, Hand pump and Covered well as source of drinking water  36% of households have to fetch water from a source located within 500 m in rural areas/100 m in urban areas  18% still fetch drinking water from a source located more than 500 m away in rural areas or 100 m in urban areas
  • 6.
  • 7.
  • 8. Effort and costs/financing needs ith increased India RWSS in Transition - Sustainability Concerns coverage Change India has entered the II Danger zone: as basic Phase – deteriorating will infrastructure is source push back….. provided, coverage risks stagnating at around 60 – 80% Recurrent expenditure and Sector support effort dominates effort and costs Capital expenditure dominates Capital maintenance expenditure dominates 25% 50% 75% 100% Coverage rates Source: Triple S
  • 9. India RWSS: Graveyard of Investments Causes : Source un sustainability (40%) Poor design, no ownership, inadequate service/technology , lack of capacity/ incentives, no O&M, water quality, no back support, O&M anarchy -decentralized problems not solutions Service Level (access, quantity, quality…) Kerala Case - High drop out ratio as 70% community schemes suffer Capital investment source /Project approach unsustainability 1 2 3 4 5 Years 30 to 50 % of facilities are no longer functioning after a few years -- of 1.66 million habitations in India - 0.12 million quality affected and 0.44 million slipped back fully/partially
  • 10. Critical water scenario • India’s water resources are dwindling - overuse, competing use and pollution • Low investment in …water security are growing concerns (World Bank, 2005; Mason and Calow, 2012). • Irrigation accounts for 80% of usage in rural India • 60% of irrigation and 80% of rural drinking water come from ground water (World Bank, 2005). • Drinking water services face critical ground /surface water situation, competing user demands, and increasing pollution
  • 11. water security for sustainable inclusive service delivery + development
  • 12. WATER SECURITY: SCHEMATIC FLOW AGRICULTURE HOUSEHOLD INDUSTRY ENVIRONMENT SUSTAINA DEMAND SERVICE BILITY LEVEL MGT SUSTAINABLE MANAGEMENT SYSTEMS ENVIRONMENT EXTERNALI RESOURCE GOVERNANCE TIES TECHNICAL ENV: FLOW QUANTITY POLICY NET O&M CLIMATE FINANCING QUALITY INSTITUTION INFLOW FINANCIAL CHANGE MANAGEMENT SANITATION/MS REGUATION X-M WM/ HYGIENE TARIFF /COST RECOVERY INCLUSION EQUITY Source: FAO adapted
  • 13. Drinking Water security • Drinking water security means providing every human with enough, safe water • for drinking, cooking and other domestic needs & for livestock • Including periods of drought and flood • At all times and in all situations ( sustainably) • Means Quantity, quality, equity and environmental security Source: GoI- WSP-SA 2012
  • 14. Water Security: Prospects are Challenging • Over dependence- ground water anarchy • Climate change will aggravate the situation • Source unsustainability accounts for 40-60% under capacity utilization/unsustainability • Source sustainability hither to rather ignored in RWSS investments – fragmented • NRDWP 2010 guidelines/XII Plan recognize a positive move yet partial (in convergence, regulation, decentralization, inequity)
  • 15. Water security – Key pillars Water security implies effective response to changing water conditions in terms of quantity, quality, equity & sustainability • Convergence • Public Investment - refocus on source • Decentralised governance
  • 16. Need U-Turn in Trajectory of Neglect • Government role is to ensure access to adequate and quality water as basic human right • Improved service delivery impossible with out water security • Public investment in ground water limited –shift investment focus to source sustainability and water security
  • 17. Institutional Maize - STATE How to converge? Minister Minister Minister Minster Minister Rural WRD Development Urban Affairs Panchayath Agriculture Principal Secretary Principal Secretary Secretary LSGD AGRI WRD Department Department Commissioner Director Director Soil of Drinking Watershed of Irrigation Water RD Panchayath Urban Conservation Dist. KWA KRWSA Panchayath Block Municipality Corporation Panchayath Major Minor Irrigation Irrigation Grama Panchayath
  • 18. Barriers to convergence Description Policy incoherence Weak policy coherence and harmonisation Weak legislation Water Acts / legislations archaic lack enforcement capacities Political factors Coalition politics necessitate berth leading to fragmentation of ministries Institutional Fragmentation into vertical line departments Budgetary fragmentation Budget allocations in line with departmental fragmentation Financial auditing Accounting and auditing practices are in line with dept fragmentation Supply / top-driven delivery Weak participatory / consultative approached models Hardware driven engineering top-down solutions Accountability Vertical accountability mechanisms with weak horizontal flows Decentralisation Poor decentralisation – even reversals -top-down approaches Perverse incentives Fragmentation has perverse incentives including corruption Technical barriers Drinking water quality protocol, technical manuals etc.
  • 19. Convergence Framework Menu High Decentralization Medium Decentralization Weak Decentralization Sub-National PRI centric Department lead PRI lead + regulation NGO /SPV facilitated PRI focused Stakeholder partnership Departments as Technical NGO /SPV Technical Departments as Technical support Units support support Units Watershed master plans Watershed master plans Policy/planning Plan/budget convergence Plan/budget convergence alignment Institutional convergence Institutional convergence Budget alignment Participatory bottom up Participatory bottom up Institutional alignment Participatory/adaptive National /State National /State National /State Policies – alignment Policies – alignment Policies – alignment Frameworks Frameworks Frameworks Incentives + grants Incentives + grants Monitoring Monitoring Incentives +grants Monitoring
  • 20. Unsustainability – result of ‘’Hydroschizophrenia”? • ‘’Hydroschizophrenia”- Schizophrenic view of indivisible water resource – not recognising unity and integrity of hydrological cycle (Llamas and Martinez- Santos 2005; Jarvis et al 2005) – uncoordinated fragmented approach – Cause? • ‘’Vicious infinite regress” - attempt to solve a problem in same lines reintroduces the same problem infinitely (Wittgenstein 1953, Section 239) Effect?
  • 21. Way Forward • Gravity of problem known – water is indivisible yet heavily contested • Contours of prescriptions and isolated best cases available • Yet Water security elusive and prospects worsening • Need new approaches, new elements & new ideas What innovative solutions for India to get out of this ‘’vicious infinite regress’’

Editor's Notes

  1. Water security is critical for sustainable services that last…
  2. Strategic plan fig. $ 45 billion;
  3. Physical water scarcity is the situation where there is not enough water to meet all demands, including ecosystems needs; Economic water scarcity - situations where demand for water is not satisfied because of a lack of investment in water or a lack of human capacity
  4. Of 5723 total assessed blocks ; 839 (15%) over exploited; 226 (4%) critical and 550 (10%) semi-critical (CGWB 2010)
  5. Sustainability remains a huge concern. Many of the rural water facilities that have been constructed have not continued to work over time. It has been estimated that two out of three installed hand pumps are not working at any given time. Many rural piped systems are partly or fully out of service. This phenomenon not only represents a wastage of hundreds of millions of dollars of public money but it also means that thousands of people, who once benefited from a safe drinking water supply in rural area and small towns, now walk past broken hand pumps or taps to access water from their traditional, dirty water point.
  6. PC availability dwindled to 1700 cu.m from 5000 in 1947; Over exploited (> 100% 5 States – Delhi, Haryana, Punjab, Rajasthan) 15 % of blocks in India are critical over exploitedUsage 86% agriculture; 6% industry and 8% domestic
  7. (a) eg. tube well for irrigation dries up drinking water aquifer