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Jian-Hwa Han
USP Dissolution Workshop
Rio de Janeiro - Brazil
May 20-21, 2013
Dissolution Method –
The Intended Use and
Discriminating Power
SUB-TITLE, DATE
• The Functions of Dissolution
• Starting Point – The API Properties
• Know Your Product
• Critical Elements of Dissolution Testing
• Sources of Variability
• How to Achieve Discriminating Power
• Examples
• Conclusion
Presentation Outline
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
2
• Dissolution is In–Vitro Drug Release Testing
• Very important to show product quality
• The expectation is to be able to predict in vivo performance
(with the assumption that the product is dissolution rate
limited)
Basics of Dissolution
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
3
The Functions of Dissolution
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
4
Support Product Development –
Formulations & Process
Bio-Predictive /
Bio-relevant
Quality Control
Starting Point – API Properties
5
Property Value Source
melting point 234 dec °C PhysProp
water solubility 312 mg/L Not Available
logP 1.46
HANSCH,C
ET AL. (1995)
Property Value Source
water solubility 1.11e-01 g/l ALOGPS
logP 2.07 ALOGPS
logP 1.66 ChemAxon
logS -3.5 ALOGPS
pKa (strongest acidic) 12.58 ChemAxon
pKa (strongest basic) -3.3 ChemAxon
physiological charge 0 ChemAxon
hydrogen acceptor count 5 ChemAxon
hydrogen donor count 2 ChemAxon
polar surface area 91.67 ChemAxon
rotatable bond count 2 ChemAxon
refractivity 97.57 ChemAxon
polarizability 38.17 ChemAxon
Experimental
Properties
Predicted
Properties
Data Source: Drug Bank (http://www.drugbank.ca/drugs/DB00635)
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
• Particle size
• Intrinsic Dissolution Rate (IDR)
• Solid State Properties
• Acid, Base, Salt
• Amorphous, Crystalline (Crystal Forms)
• Excipient Compatibility
• Stability
API Properties – Early Development
6
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Biopharmaceutical Classification (BCS)
7
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
BCS High Solubility Criteria
8
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
A drug substance is considered
“highly soluble” when the highest
dose strength is soluble in 250 ml
or less of aqueous media over a
pH range of 1-7.5 at 37°C.
BCS High Permeability Criteria
9
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
A drug substance is considered to be
“highly permeable” when the extent
of absorption in humans is
determined to be ≥ 90% of an
administered dose based on a mass
balance determination or in
comparison to an i.v. reference dose
Pharmaceutical Dosage Form Taxonomy
Know Your Product
10
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Reference: “The Role of Dissolution Testing: A USP Perspective” by Dr. Roger Williams, AAPS
Dissolution Workshop – South Africa, 2009
 Wrong size
 Incomplete milling
Mill
 Inconsistent raw materials
 Segregation in feed
 Variable API particle size
 Impurities in API
API ExcipientsBinder
Fluid bed
 Excessive attrition
 Segregation
Granulator
 Incorrect endpoint distribution (fine, coarse,
or bimodal)
 API agglomeration
 Wet massing or moisture addition leading to
inconsistent density
 Poor flow properties
 Segregation
 Variable tablet properties
Tablet press
Blender
 Over Lubrication
 Over Blended
Know Your Product –
Dissolution Supports Product Development
• Predictive/
Bio-relevant
• Discriminating
• Reproducible
• Transferable
• Rugged/Robust
Critical Elements of Dissolution Testing
12
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
}
The Deliverables:
Understand the product for it’s
design, formulation, and process.
Define what parameters influence
product quality, and develop the
method to meet the requirements
for it’s intended use.
}
The Quality Assurance:
Consistent performance (i.e.
maintaining discriminating and
predictive power) of the method is
critical for quality assurance and
quality controls
Sources of Variability in Dissolution testing
13
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
14
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Method Control Strategies
• Adequate Training for Analysts
• Equipment Calibration and Qualification
• High Quality Materials and Chemicals/Reagent
• Knowledge of Method Parameters and their impact on Drug
Release Profiles
• Dissolution is a Huge Sample Preparation Process.
Tightening down the control and minimize the impacts
from those critical parameters can assure a more
reproducible method
15
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
How to Achieve Discriminating Power –
The Method Basics
• Apparatus – Different Hydrodynamic Designs
• RPM/DPM/Flow Rate – Different Agitation Rate
• pH
• Buffer Type and Concentration
• Surfactant Type and Concentration
• Other Method-related Parameters
16
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
How to Achieve Discriminating Power –
The Method Performance vs. Samples
• Sources of Variation:
Material,
Formulation, and
Process Parameters
• Perform process
DOE to identify
CQA’a and CPP’s
• Compare dissolution
data to Animal
and/or Clinical
results
• Need to have
RELEVANT SAMPLES
to develop the best
Discriminating
and Predictive
Dissolution Method
 Wrong size
 Incomplete milling
 Wrong size
 Incomplete milling
MillMill
 Inconsistent raw materials
 Segregation in feed
 Variable API particle size
 Impurities in API
 Inconsistent raw materials
 Segregation in feed
 Variable API particle size
 Impurities in API
API ExcipientsBinder API ExcipientsBinder
Fluid bedFluid bed
 Excessive attrition
 Segregation
 Excessive attrition
 Segregation
GranulatorGranulator
 Incorrect endpoint distribution (fine, coarse,
or bimodal)
 API agglomeration
 Wet massing or moisture addition leading to
inconsistent density
 Incorrect endpoint distribution (fine, coarse,
or bimodal)
 API agglomeration
 Wet massing or moisture addition leading to
inconsistent density
 Poor flow properties
 Segregation
 Variable tablet properties
 Poor flow properties
 Segregation
 Variable tablet properties
Tablet pressTablet press
Blender
Bio-Relevant ?
 Over Lubrication
 Over Blended
 Over Lubrication
 Over Blended
17
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Example 1: DR + MR Product (Product A)
• Target Product Profiles:
• Bioequivalent to the reference (marketed product) with respect
to AUC under fed and fasted conditions
• Cmax_Product ≤ Cmax_Reference under fed and fasted conditions
• Hard Gelatin Capsule containing a discrete amount of coated
granules
• Each granule consists of an uncoated core and a film coat
• The rate of drug release in the intestine is controlled by the design
of MR formulation
• The granules are coated with an enteric polymer to prevent a food
effect on Cmax
18
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Product A – Method Development
• Enteric Coating  Delayed Release:
Needs Dual Stage Dissolution Testing, i.e. [Acid Stage + Drug
Release Stage]
• Modified Release Controlled Release/Extended Release:
Need to provide multi-point specifications
• Hard Gelatin Capsule Product:
May Need Tier-2 Dissolution
19
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Product A – Acid Stage Dissolution
• Acid drug has very low solubility at low pH  Low sensitivity &
discriminating. Action: Use pH 3.5 buffer as acid medium to
increase the method discriminating power
20
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Product A – Coating Impact by pH
• There is no discrimination between coated vs. uncoated tablets using
pH 1 medium as the acid stage medium
• The discriminating power improved with pH 3.5 buffer as acid medium
21
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Product A – Control by Drug Release Specification
• Typical Acid Stage Spec is NMT 10% LC
• The first drug release spec at 2.5 hours of NMT 30% provides much
tighter control for the quality of this product
0%
5%
10%
15%
20%
25%
30%
35%
40%
45%
50%
0.0% 2.0% 4.0% 6.0% 8.0% 10.0%
Acid Stage, %LC at 2-hour
DrugRelease,%LCat2.5hours
22
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
Example 2: Prednisone Tablet Dissolution
• Prednisone Tablet –
USP monograph:
App 2 @50 rpm with
water
• Prednisone is BCS
Class I drug
• Criteria: NLT 80% at
30 minutes
• Sample: Commercial
20 mg Tablet
(Watson)
• Fast dissolving
formulation - No
significant impact
from deaeration
Commercial Prednisone Tablet, 20 mg
Mean Dissolution Plots with Error Bars
0
20
40
60
80
100
120
0 10 20 30 40 50 60
Time, minutes
%LC
Deaerated Non-deaerated
Q-spec: 80% at 30 min.
PVT - Prednisone Tablet (USP Std.)
Deaerated vs. non-Deaerated
0
20
40
60
80
100
0 10 20 30 40 50 60 70 80 90
Time, Minutes
%LC
Deaerated non-Deaerated
23
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
USP Prednisone Tablet RS for PVT – Intended Use
• Prednisone Tablet –
App 2 @50 rpm with
500 mL water
• Super sensitive
dissolution method
designed as for
“Proficient Testing”
• Sensitive to
deaeration and
vibration
• Good to know the
impacts and to build
better controls for
our daily dissolution
experiments
App 2 @50 rpm; 1 hour
App 2 @200 rpm; 30 minutes
Conclusions – How to make your methods work
• Identify the sources of variability, and tighten the parameters which will
have significant impact to dissolution results
• Instrument/apparatus calibration and qualification – Ensure
minimization of instrument related variation ( i.e. a Must-to-have)
• High quality Materials/Reagent – Ensure consistent properties of
dissolution media used
• Minimize method variability to improve discriminating powder – Results
reflect more sample properties than method errors
• Need to have relevant samples to develop discriminating method
• Samples from animal and clinical studies
• Samples from process DOE
• Reproducible and Robust method
• Know your Product and develop the method for its intended use
• Successful dissolution method development requires good collaborations
among Analytical, Formulators, PK, and Regulatory functions
24
• Dr. Jian-Hwa Han is employed at Abbvie, and
currently is an active member of the USP Expert
Panel for “Use of Enzymes in Dissolution Testing for
Gelatin Capsules”
• Dr. Anagha Vaidya, and Dr. Paul Curry are employed
at Abbvie and all have contributed for scientific
discussions and reviewing the presentation materials
• USP provides the traveling fund for this presentation
Disclosures
USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
25
Q&A
USP_Disso_Bazil_2013_Method_Final2

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USP_Disso_Bazil_2013_Method_Final2

  • 1. Jian-Hwa Han USP Dissolution Workshop Rio de Janeiro - Brazil May 20-21, 2013 Dissolution Method – The Intended Use and Discriminating Power SUB-TITLE, DATE
  • 2. • The Functions of Dissolution • Starting Point – The API Properties • Know Your Product • Critical Elements of Dissolution Testing • Sources of Variability • How to Achieve Discriminating Power • Examples • Conclusion Presentation Outline USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 2
  • 3. • Dissolution is In–Vitro Drug Release Testing • Very important to show product quality • The expectation is to be able to predict in vivo performance (with the assumption that the product is dissolution rate limited) Basics of Dissolution USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 3
  • 4. The Functions of Dissolution USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 4 Support Product Development – Formulations & Process Bio-Predictive / Bio-relevant Quality Control
  • 5. Starting Point – API Properties 5 Property Value Source melting point 234 dec °C PhysProp water solubility 312 mg/L Not Available logP 1.46 HANSCH,C ET AL. (1995) Property Value Source water solubility 1.11e-01 g/l ALOGPS logP 2.07 ALOGPS logP 1.66 ChemAxon logS -3.5 ALOGPS pKa (strongest acidic) 12.58 ChemAxon pKa (strongest basic) -3.3 ChemAxon physiological charge 0 ChemAxon hydrogen acceptor count 5 ChemAxon hydrogen donor count 2 ChemAxon polar surface area 91.67 ChemAxon rotatable bond count 2 ChemAxon refractivity 97.57 ChemAxon polarizability 38.17 ChemAxon Experimental Properties Predicted Properties Data Source: Drug Bank (http://www.drugbank.ca/drugs/DB00635) USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
  • 6. • Particle size • Intrinsic Dissolution Rate (IDR) • Solid State Properties • Acid, Base, Salt • Amorphous, Crystalline (Crystal Forms) • Excipient Compatibility • Stability API Properties – Early Development 6 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
  • 7. Biopharmaceutical Classification (BCS) 7 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
  • 8. BCS High Solubility Criteria 8 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 A drug substance is considered “highly soluble” when the highest dose strength is soluble in 250 ml or less of aqueous media over a pH range of 1-7.5 at 37°C.
  • 9. BCS High Permeability Criteria 9 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 A drug substance is considered to be “highly permeable” when the extent of absorption in humans is determined to be ≥ 90% of an administered dose based on a mass balance determination or in comparison to an i.v. reference dose
  • 10. Pharmaceutical Dosage Form Taxonomy Know Your Product 10 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Reference: “The Role of Dissolution Testing: A USP Perspective” by Dr. Roger Williams, AAPS Dissolution Workshop – South Africa, 2009
  • 11.  Wrong size  Incomplete milling Mill  Inconsistent raw materials  Segregation in feed  Variable API particle size  Impurities in API API ExcipientsBinder Fluid bed  Excessive attrition  Segregation Granulator  Incorrect endpoint distribution (fine, coarse, or bimodal)  API agglomeration  Wet massing or moisture addition leading to inconsistent density  Poor flow properties  Segregation  Variable tablet properties Tablet press Blender  Over Lubrication  Over Blended Know Your Product – Dissolution Supports Product Development
  • 12. • Predictive/ Bio-relevant • Discriminating • Reproducible • Transferable • Rugged/Robust Critical Elements of Dissolution Testing 12 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 } The Deliverables: Understand the product for it’s design, formulation, and process. Define what parameters influence product quality, and develop the method to meet the requirements for it’s intended use. } The Quality Assurance: Consistent performance (i.e. maintaining discriminating and predictive power) of the method is critical for quality assurance and quality controls
  • 13. Sources of Variability in Dissolution testing 13 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013
  • 14. 14 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Method Control Strategies • Adequate Training for Analysts • Equipment Calibration and Qualification • High Quality Materials and Chemicals/Reagent • Knowledge of Method Parameters and their impact on Drug Release Profiles • Dissolution is a Huge Sample Preparation Process. Tightening down the control and minimize the impacts from those critical parameters can assure a more reproducible method
  • 15. 15 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 How to Achieve Discriminating Power – The Method Basics • Apparatus – Different Hydrodynamic Designs • RPM/DPM/Flow Rate – Different Agitation Rate • pH • Buffer Type and Concentration • Surfactant Type and Concentration • Other Method-related Parameters
  • 16. 16 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 How to Achieve Discriminating Power – The Method Performance vs. Samples • Sources of Variation: Material, Formulation, and Process Parameters • Perform process DOE to identify CQA’a and CPP’s • Compare dissolution data to Animal and/or Clinical results • Need to have RELEVANT SAMPLES to develop the best Discriminating and Predictive Dissolution Method  Wrong size  Incomplete milling  Wrong size  Incomplete milling MillMill  Inconsistent raw materials  Segregation in feed  Variable API particle size  Impurities in API  Inconsistent raw materials  Segregation in feed  Variable API particle size  Impurities in API API ExcipientsBinder API ExcipientsBinder Fluid bedFluid bed  Excessive attrition  Segregation  Excessive attrition  Segregation GranulatorGranulator  Incorrect endpoint distribution (fine, coarse, or bimodal)  API agglomeration  Wet massing or moisture addition leading to inconsistent density  Incorrect endpoint distribution (fine, coarse, or bimodal)  API agglomeration  Wet massing or moisture addition leading to inconsistent density  Poor flow properties  Segregation  Variable tablet properties  Poor flow properties  Segregation  Variable tablet properties Tablet pressTablet press Blender Bio-Relevant ?  Over Lubrication  Over Blended  Over Lubrication  Over Blended
  • 17. 17 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Example 1: DR + MR Product (Product A) • Target Product Profiles: • Bioequivalent to the reference (marketed product) with respect to AUC under fed and fasted conditions • Cmax_Product ≤ Cmax_Reference under fed and fasted conditions • Hard Gelatin Capsule containing a discrete amount of coated granules • Each granule consists of an uncoated core and a film coat • The rate of drug release in the intestine is controlled by the design of MR formulation • The granules are coated with an enteric polymer to prevent a food effect on Cmax
  • 18. 18 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Product A – Method Development • Enteric Coating  Delayed Release: Needs Dual Stage Dissolution Testing, i.e. [Acid Stage + Drug Release Stage] • Modified Release Controlled Release/Extended Release: Need to provide multi-point specifications • Hard Gelatin Capsule Product: May Need Tier-2 Dissolution
  • 19. 19 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Product A – Acid Stage Dissolution • Acid drug has very low solubility at low pH  Low sensitivity & discriminating. Action: Use pH 3.5 buffer as acid medium to increase the method discriminating power
  • 20. 20 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Product A – Coating Impact by pH • There is no discrimination between coated vs. uncoated tablets using pH 1 medium as the acid stage medium • The discriminating power improved with pH 3.5 buffer as acid medium
  • 21. 21 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Product A – Control by Drug Release Specification • Typical Acid Stage Spec is NMT 10% LC • The first drug release spec at 2.5 hours of NMT 30% provides much tighter control for the quality of this product 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% 0.0% 2.0% 4.0% 6.0% 8.0% 10.0% Acid Stage, %LC at 2-hour DrugRelease,%LCat2.5hours
  • 22. 22 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 Example 2: Prednisone Tablet Dissolution • Prednisone Tablet – USP monograph: App 2 @50 rpm with water • Prednisone is BCS Class I drug • Criteria: NLT 80% at 30 minutes • Sample: Commercial 20 mg Tablet (Watson) • Fast dissolving formulation - No significant impact from deaeration Commercial Prednisone Tablet, 20 mg Mean Dissolution Plots with Error Bars 0 20 40 60 80 100 120 0 10 20 30 40 50 60 Time, minutes %LC Deaerated Non-deaerated Q-spec: 80% at 30 min.
  • 23. PVT - Prednisone Tablet (USP Std.) Deaerated vs. non-Deaerated 0 20 40 60 80 100 0 10 20 30 40 50 60 70 80 90 Time, Minutes %LC Deaerated non-Deaerated 23 USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 USP Prednisone Tablet RS for PVT – Intended Use • Prednisone Tablet – App 2 @50 rpm with 500 mL water • Super sensitive dissolution method designed as for “Proficient Testing” • Sensitive to deaeration and vibration • Good to know the impacts and to build better controls for our daily dissolution experiments App 2 @50 rpm; 1 hour App 2 @200 rpm; 30 minutes
  • 24. Conclusions – How to make your methods work • Identify the sources of variability, and tighten the parameters which will have significant impact to dissolution results • Instrument/apparatus calibration and qualification – Ensure minimization of instrument related variation ( i.e. a Must-to-have) • High quality Materials/Reagent – Ensure consistent properties of dissolution media used • Minimize method variability to improve discriminating powder – Results reflect more sample properties than method errors • Need to have relevant samples to develop discriminating method • Samples from animal and clinical studies • Samples from process DOE • Reproducible and Robust method • Know your Product and develop the method for its intended use • Successful dissolution method development requires good collaborations among Analytical, Formulators, PK, and Regulatory functions 24
  • 25. • Dr. Jian-Hwa Han is employed at Abbvie, and currently is an active member of the USP Expert Panel for “Use of Enzymes in Dissolution Testing for Gelatin Capsules” • Dr. Anagha Vaidya, and Dr. Paul Curry are employed at Abbvie and all have contributed for scientific discussions and reviewing the presentation materials • USP provides the traveling fund for this presentation Disclosures USP Dissolution Workshop, Rio de Janeiro-Brazil, 2013 25
  • 26. Q&A