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      R (on the application of Gillan (FC) and another (FC)) v.

        Commissioner of Police for the Metropolis and another

                                      [2006] UKHL 12

                                        House of Lords




Introduction

In this case, R (on the application of Gillan (FC) and another (FC)) v. Commissioner

of Police for the Metropolis and another1, the appellants are Mr Gillan and Ms

Quinton and the respondents are the Commissioner of Police for the Metropolis and

Secretary of State for the Home Department. The legal issues concern the validity of

sections 44-47 of the Terrorism Act 20002 (Act) and the use made of those sections.




The Queen’s Bench Divisional Court dismissed the appellants’ applications for

judicial review and the Court of Appeal made no order on the appellants’ claims

against the Commissioner and dismissed their claims against the Secretary of State.

The House of Lords, which is not bound by any other courts except the Court of

Justice of the European Communities, unanimously dismissed the appeals.




1
 R (on the application of Gillan (FC) and another (FC)) v. Commissioner of Police for the Metropolis
and another [2006] UKHL 12
2
    Terrorism Act 2000 (UK)


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Facts

On 9 September 2003, a protest took place outside the ExCel Centre in London

against an arms fair being held there. Mr. Gillan was stopped and searched by two

officers when riding his bicycle near the Centre. He was a PhD student and had

intended to participate in the protest. The officers found nothing incriminating after

searching him and his rucksack. A copy of the Stop/Search Form 5090, recording that

Mr. Gillan was stopped and searched under section 44 of the Act was given to him.

The search was said to be for ‘Articles concerned in terrorism’. The incident lasted

twenty minutes.




Ms Quinton was an accredited freelance journalist and was there on the same day to

film the protest. She was wearing a photographer’s jacket and carrying a small bag

and a video camera when stopped by an officer near the Centre. When asked why she

had appeared out of some bushes, Ms Quinton explained that she was a journalist and

produced her press passes. The officer found nothing incriminating after searching her

and gave her a copy of the Form 5090 recording that the object and grounds of the

search were ‘P.O.T.A.’; a reference to the Act, and that the search lasted five minutes.

Ms Quinton however estimated that it lasted for thirty.




Judgment

Lord Bingham rejected the appellant’s submission that the word ‘expedient’ as found

in the s 44(3) of the Act3 should mean ‘necessary’ since the two words have distinct



3
    Note 2 at s44(3)


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meanings and parliament chose the first, not the second4. He found that Parliament

did appreciate the significance of the power it was conferring, providing a series of

constraints.5 He held that an authorization might be given if it is considered likely that

the authorization will be of ‘significant practical value and utility in … the prevention

of acts of terrorism’6. Lord Scott agreed after adding his analysis of the effect of the

word ‘expedient’ in s 48(2) of the Act7




The witness statements of the Assistant Commissioner and a senior Home Office civil

servant had two effects. Firstly, it advised Lord Bingham that potential terrorism

targets are not limited to central London. The authorization, which included suburbs

of outer London, was therefore not excessive8. Secondly, together with the fact that

renewal was authorized by s 46(7) of the Act9, the statements led Lord Bingham to

decide that the succession of authorizations from February 2001 until September 2003

was not a mere routine exercise10.




Lord Bingham considered whether a person who is stopped and searched in

accordance with procedure prescribed has been deprived of his liberty as expressed in

the European Convention on Human Rights11(Convention). The court relied on

Guzzardi v Italy12 to determine that deprivation of liberty is a question of ‘degree or



4
  Note 1 at para 14
5
  Note 4
6
  Note 1 at para 15
7
  Note 1 at para 60
8
  Note 1 at para 17
9
  Note 2 at s 46(7)
10
   Note 1 at para 18
11
   European Convention on Human Rights 1950 art 5(1)
12
   Guzzardi v Italy (1980) 3 EHRR 333


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intensity, and not one of nature or substance’13. Also relied on was HL v. United

Kingdom 14 ,which held that deprivation of liberty is a question of ‘type, duration,

effects and manner…’15 Lord Bingham found that the stop and search is relatively

brief in manner and duration that the person affected was not deprived of his liberty

but merely ‘kept from proceedings’16.




Next, Lord Bingham discussed whether the search of a person constituted a lack of

respect for private life as expressed in the Convention17. He held that the ordinary

search and intrusion of a person hardly reached the level of seriousness to engage the

operation of the Convention18. He also held that the proper exercise of the power as

conferred could be regarded as anything other than proportionate19. Lord Scott also

found that the authorization was a proportionate one, weighing up the threat of

terrorism against the ‘shortlived’ invasion of privacy and ‘theoretical’ deprivation of

liberty20. Lord Bingham does not rule out the possibility that the proper use of the

power to stop and search may infringe the Convention rights to free expression and

free assembly, but he finds it hard to conceive of such circumstances21.




The appellant’s last submission concerned the expressions ‘prescribed by law’22 and

‘in accordance with law’23 as found in the Convention. The appellant contended that

13
   Note 13 at para 93
14
   HL v. United Kingdom (2004) 40 EHRR 761
15
   Note 15 at para 89
16
   Note 1at para 25
17
   Note 12 art 8(1)
18
   Note 1 at para 28
19
   Note 1 at para 29
20
   Note 1 at para 63
21
   Note 1 at para30
22
   Note 12, articles 5(1), 5(1)(b), 10(2), 11(2)
23
   Note 12, article 8(2)


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‘law’ in this context meant the Act as well as the authorization and confirmation24.

Lord Hope considered whether the authorization was sufficiently accessible and

sufficiently precise to enable the individual to foresee the consequences and if so,

whether the process is nonetheless arbitrary25. The court considered the principle in

Malone v United Kingdom26 that ‘foreseeability cannot mean that an individual should

be able to foresee when the authorities are likely to intercept… so that he can adapt

his conduct accordingly’27. The House also recognized the principle from Kuijper v

The Netherlands28 that ‘legislation may have to avoid excessive rigidity if it is to keep

pace with changing circumstances’29. Lord Hope held that ‘a system that is to be

effective has to be flexible’30 Lord Bingham held that the Act and Code A were both

public documents and clearly describes and sets out the structure of law within which

the power must be exercised. Notification was not required according to either

documents and any such action would ‘stultify a potentially valuable source of public

protection’31. In abiding by these two documents, the constable’s powers are not

arbitrary. 32 Lord Hope agreed with this reasoning.33




In relation to the issue of arbitrary power, Lord Hope looked at discrimination. Lord

Bingham however found this issue an ‘impossible contention on the facts’34 Lord

Hope looked at R (European Roma Rights Centre) v Immigration Officer at Prague


24
   Note 1 at para 32
25
   Note 1 at para 52
26
   Malone v United Kingdom (1984) 7 EHRR 14
27
   Note 27 at para 67
28
   Kuijper v The Netherlands (Unreported Application no 64848/01, 3 March 2005)
29
   Note 29 at pp13-14
30
   Note 1 at para 41
31
   Note 1 at para 35
32
   Note 32
33
   Note 1at para55
34
   Note 32


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Airport (United Nations High Commissioner for Refugees intervening)35 (Roma) and

pointed out that terrorism is often linked to groups of similar racial and ethnic

background36. In testing whether the action was discriminatory, the Roma case stood

for the principle that each individual should be treated as such and not a stereotyped

member of the group37. In reference to this case, Lord Hope held that a person’s racial

or ethnic background may be a first indication to the officer, but a further selection

process must take place before the power is exercised. Therefore, it is possible to

exercise power on persons of Asian origin in such a way that is not discriminatory38.




Lord Brown also came to this conclusion using the Roma case, adding that the

selective targeting of those regarded by the police as most likely to be terrorist is

legitimate even if it leads to the targeting of one particular ethnic group and anything

else would be an abuse and arbitrary use of power39. Lord Scott agreed with this

outcome but he did not rely on the Roma case. Instead, he held that the statutory

authority of the Act would validate any discrimination to the degree as required by the

use of stop and search powers as conferred by section 45(1) of the Act.40




Commentary

This case concerns one of the most controversial and contentious issues of today. We

have on one-hand seemingly necessary counter terrorism legislations, and on the


35
   R (European Roma Rights Centre) v Immigration Officer at Prague Airport (United Nations High
Commissioner for Refugees intervening) [2005] 2 AC 1
36
   Note 1 at para 42
37
   Note 34 at para82
38
   Note 1 at para 47
39
   Note 1 at para 92
40
   Note 1 at para 68


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other, a potential encroachment on basic human rights. Lord Bingham’s statement that

our basic idea of freedom is mere tradition and not an absolute rule clearly sets the

tone of his judgment41. He is open to the idea of statutory exceptions to this ordinary

rule and is aware of the wider social implications of his judgment.




The court followed two precedents in deciding whether there was a deprivation of

liberty. However, I believe that the tests from HL v United Kingdom42 and Guzzardi v

Italy43 were used broadly and the tests were so general that it provided the court with

the opportunity to manipulate it. The degree and intensity of a restriction on liberty is

such an objective and arbitrary decision that I feel that it would have been equally

reasonable for the court to have found a deprivation of liberty.




Similarly, in relation to the issue of lack of respect for private life, I feel that Lord

Bingham’s personal view that the intrusions did not reach the level of seriousness to

engage the operation of the Convention44 was too subjective. The main justification

for the legality of the law in question was practicality and social implications. This

flexible social utility argument is sound until you consider the issue of discrimination.

How is one to safeguard against abuse and discrimination when such discretionary

powers are in place? As Mr. Singh submits, ‘it will usually be impossible to establish

a misuse of the power given that no particular grounds are required for its apparently

lawful exercise’45. I agree with this submission and feel disappointed at the court’s

failure to address this issue properly. Instead, Lord Brown simply illustrated how
41
   Note 1 at para 1
42
   Note 15
43
   Note 13
44
   Note 1 at para 28
45
   Note 1 at para 76


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impossible and impractical it would be to exercise such powers with legal certainty by

either searching everyone or every tenth person.46 The other Lords gave similar

reasonings based on impracticality. Although this ineffectiveness is true, I still see the

problem of arbitrary power unresolved. Inability to find a better method does not

justify the original method.




It is hard to achieve a balance between effective anti-terrorism law and human rights

but it is definitely a sensitive issue. Not only is this judgment binding on all lower

courts, the outcome is also a clear indication to the general public on where society

stands on issues of human rights and discrimination. Those groups most vulnerable to

arbitrary and discriminatory abuse need to feel that their rights will be enforced and

upheld by the judicial system as well as the Government and they will look at this

judgment as an indication. This particular judgment might not seem too controversial

but I feel that it would be an important precedent for many cases in the future and

could potentially lead to further compromise of human rights, especially those of

Asian background. Partly, this is due to the vagueness in the Judges’ reasoning which

I feel is open to future manipulation by lower courts. This judgment, I believe, could

potentially increase feelings of victimization for particular ethnic groups.




                         We hope you have enjoyed this sample case note.
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                                    www.UniCramNotes.com!


46
     Note 1 at para 77


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Uni cramnotes.com law case note sample

  • 1. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e Sample Case Note UniCramNotes.com Copyright UniCramNotes.com © 2010 Page 1
  • 2. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e R (on the application of Gillan (FC) and another (FC)) v. Commissioner of Police for the Metropolis and another [2006] UKHL 12 House of Lords Introduction In this case, R (on the application of Gillan (FC) and another (FC)) v. Commissioner of Police for the Metropolis and another1, the appellants are Mr Gillan and Ms Quinton and the respondents are the Commissioner of Police for the Metropolis and Secretary of State for the Home Department. The legal issues concern the validity of sections 44-47 of the Terrorism Act 20002 (Act) and the use made of those sections. The Queen’s Bench Divisional Court dismissed the appellants’ applications for judicial review and the Court of Appeal made no order on the appellants’ claims against the Commissioner and dismissed their claims against the Secretary of State. The House of Lords, which is not bound by any other courts except the Court of Justice of the European Communities, unanimously dismissed the appeals. 1 R (on the application of Gillan (FC) and another (FC)) v. Commissioner of Police for the Metropolis and another [2006] UKHL 12 2 Terrorism Act 2000 (UK) Copyright UniCramNotes.com © 2010 Page 2
  • 3. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e Facts On 9 September 2003, a protest took place outside the ExCel Centre in London against an arms fair being held there. Mr. Gillan was stopped and searched by two officers when riding his bicycle near the Centre. He was a PhD student and had intended to participate in the protest. The officers found nothing incriminating after searching him and his rucksack. A copy of the Stop/Search Form 5090, recording that Mr. Gillan was stopped and searched under section 44 of the Act was given to him. The search was said to be for ‘Articles concerned in terrorism’. The incident lasted twenty minutes. Ms Quinton was an accredited freelance journalist and was there on the same day to film the protest. She was wearing a photographer’s jacket and carrying a small bag and a video camera when stopped by an officer near the Centre. When asked why she had appeared out of some bushes, Ms Quinton explained that she was a journalist and produced her press passes. The officer found nothing incriminating after searching her and gave her a copy of the Form 5090 recording that the object and grounds of the search were ‘P.O.T.A.’; a reference to the Act, and that the search lasted five minutes. Ms Quinton however estimated that it lasted for thirty. Judgment Lord Bingham rejected the appellant’s submission that the word ‘expedient’ as found in the s 44(3) of the Act3 should mean ‘necessary’ since the two words have distinct 3 Note 2 at s44(3) Copyright UniCramNotes.com © 2010 Page 3
  • 4. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e meanings and parliament chose the first, not the second4. He found that Parliament did appreciate the significance of the power it was conferring, providing a series of constraints.5 He held that an authorization might be given if it is considered likely that the authorization will be of ‘significant practical value and utility in … the prevention of acts of terrorism’6. Lord Scott agreed after adding his analysis of the effect of the word ‘expedient’ in s 48(2) of the Act7 The witness statements of the Assistant Commissioner and a senior Home Office civil servant had two effects. Firstly, it advised Lord Bingham that potential terrorism targets are not limited to central London. The authorization, which included suburbs of outer London, was therefore not excessive8. Secondly, together with the fact that renewal was authorized by s 46(7) of the Act9, the statements led Lord Bingham to decide that the succession of authorizations from February 2001 until September 2003 was not a mere routine exercise10. Lord Bingham considered whether a person who is stopped and searched in accordance with procedure prescribed has been deprived of his liberty as expressed in the European Convention on Human Rights11(Convention). The court relied on Guzzardi v Italy12 to determine that deprivation of liberty is a question of ‘degree or 4 Note 1 at para 14 5 Note 4 6 Note 1 at para 15 7 Note 1 at para 60 8 Note 1 at para 17 9 Note 2 at s 46(7) 10 Note 1 at para 18 11 European Convention on Human Rights 1950 art 5(1) 12 Guzzardi v Italy (1980) 3 EHRR 333 Copyright UniCramNotes.com © 2010 Page 4
  • 5. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e intensity, and not one of nature or substance’13. Also relied on was HL v. United Kingdom 14 ,which held that deprivation of liberty is a question of ‘type, duration, effects and manner…’15 Lord Bingham found that the stop and search is relatively brief in manner and duration that the person affected was not deprived of his liberty but merely ‘kept from proceedings’16. Next, Lord Bingham discussed whether the search of a person constituted a lack of respect for private life as expressed in the Convention17. He held that the ordinary search and intrusion of a person hardly reached the level of seriousness to engage the operation of the Convention18. He also held that the proper exercise of the power as conferred could be regarded as anything other than proportionate19. Lord Scott also found that the authorization was a proportionate one, weighing up the threat of terrorism against the ‘shortlived’ invasion of privacy and ‘theoretical’ deprivation of liberty20. Lord Bingham does not rule out the possibility that the proper use of the power to stop and search may infringe the Convention rights to free expression and free assembly, but he finds it hard to conceive of such circumstances21. The appellant’s last submission concerned the expressions ‘prescribed by law’22 and ‘in accordance with law’23 as found in the Convention. The appellant contended that 13 Note 13 at para 93 14 HL v. United Kingdom (2004) 40 EHRR 761 15 Note 15 at para 89 16 Note 1at para 25 17 Note 12 art 8(1) 18 Note 1 at para 28 19 Note 1 at para 29 20 Note 1 at para 63 21 Note 1 at para30 22 Note 12, articles 5(1), 5(1)(b), 10(2), 11(2) 23 Note 12, article 8(2) Copyright UniCramNotes.com © 2010 Page 5
  • 6. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e ‘law’ in this context meant the Act as well as the authorization and confirmation24. Lord Hope considered whether the authorization was sufficiently accessible and sufficiently precise to enable the individual to foresee the consequences and if so, whether the process is nonetheless arbitrary25. The court considered the principle in Malone v United Kingdom26 that ‘foreseeability cannot mean that an individual should be able to foresee when the authorities are likely to intercept… so that he can adapt his conduct accordingly’27. The House also recognized the principle from Kuijper v The Netherlands28 that ‘legislation may have to avoid excessive rigidity if it is to keep pace with changing circumstances’29. Lord Hope held that ‘a system that is to be effective has to be flexible’30 Lord Bingham held that the Act and Code A were both public documents and clearly describes and sets out the structure of law within which the power must be exercised. Notification was not required according to either documents and any such action would ‘stultify a potentially valuable source of public protection’31. In abiding by these two documents, the constable’s powers are not arbitrary. 32 Lord Hope agreed with this reasoning.33 In relation to the issue of arbitrary power, Lord Hope looked at discrimination. Lord Bingham however found this issue an ‘impossible contention on the facts’34 Lord Hope looked at R (European Roma Rights Centre) v Immigration Officer at Prague 24 Note 1 at para 32 25 Note 1 at para 52 26 Malone v United Kingdom (1984) 7 EHRR 14 27 Note 27 at para 67 28 Kuijper v The Netherlands (Unreported Application no 64848/01, 3 March 2005) 29 Note 29 at pp13-14 30 Note 1 at para 41 31 Note 1 at para 35 32 Note 32 33 Note 1at para55 34 Note 32 Copyright UniCramNotes.com © 2010 Page 6
  • 7. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e Airport (United Nations High Commissioner for Refugees intervening)35 (Roma) and pointed out that terrorism is often linked to groups of similar racial and ethnic background36. In testing whether the action was discriminatory, the Roma case stood for the principle that each individual should be treated as such and not a stereotyped member of the group37. In reference to this case, Lord Hope held that a person’s racial or ethnic background may be a first indication to the officer, but a further selection process must take place before the power is exercised. Therefore, it is possible to exercise power on persons of Asian origin in such a way that is not discriminatory38. Lord Brown also came to this conclusion using the Roma case, adding that the selective targeting of those regarded by the police as most likely to be terrorist is legitimate even if it leads to the targeting of one particular ethnic group and anything else would be an abuse and arbitrary use of power39. Lord Scott agreed with this outcome but he did not rely on the Roma case. Instead, he held that the statutory authority of the Act would validate any discrimination to the degree as required by the use of stop and search powers as conferred by section 45(1) of the Act.40 Commentary This case concerns one of the most controversial and contentious issues of today. We have on one-hand seemingly necessary counter terrorism legislations, and on the 35 R (European Roma Rights Centre) v Immigration Officer at Prague Airport (United Nations High Commissioner for Refugees intervening) [2005] 2 AC 1 36 Note 1 at para 42 37 Note 34 at para82 38 Note 1 at para 47 39 Note 1 at para 92 40 Note 1 at para 68 Copyright UniCramNotes.com © 2010 Page 7
  • 8. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e other, a potential encroachment on basic human rights. Lord Bingham’s statement that our basic idea of freedom is mere tradition and not an absolute rule clearly sets the tone of his judgment41. He is open to the idea of statutory exceptions to this ordinary rule and is aware of the wider social implications of his judgment. The court followed two precedents in deciding whether there was a deprivation of liberty. However, I believe that the tests from HL v United Kingdom42 and Guzzardi v Italy43 were used broadly and the tests were so general that it provided the court with the opportunity to manipulate it. The degree and intensity of a restriction on liberty is such an objective and arbitrary decision that I feel that it would have been equally reasonable for the court to have found a deprivation of liberty. Similarly, in relation to the issue of lack of respect for private life, I feel that Lord Bingham’s personal view that the intrusions did not reach the level of seriousness to engage the operation of the Convention44 was too subjective. The main justification for the legality of the law in question was practicality and social implications. This flexible social utility argument is sound until you consider the issue of discrimination. How is one to safeguard against abuse and discrimination when such discretionary powers are in place? As Mr. Singh submits, ‘it will usually be impossible to establish a misuse of the power given that no particular grounds are required for its apparently lawful exercise’45. I agree with this submission and feel disappointed at the court’s failure to address this issue properly. Instead, Lord Brown simply illustrated how 41 Note 1 at para 1 42 Note 15 43 Note 13 44 Note 1 at para 28 45 Note 1 at para 76 Copyright UniCramNotes.com © 2010 Page 8
  • 9. Ace your exams in style with UniCramNotes in town! S a m p l e C a s e N o t e impossible and impractical it would be to exercise such powers with legal certainty by either searching everyone or every tenth person.46 The other Lords gave similar reasonings based on impracticality. Although this ineffectiveness is true, I still see the problem of arbitrary power unresolved. Inability to find a better method does not justify the original method. It is hard to achieve a balance between effective anti-terrorism law and human rights but it is definitely a sensitive issue. Not only is this judgment binding on all lower courts, the outcome is also a clear indication to the general public on where society stands on issues of human rights and discrimination. Those groups most vulnerable to arbitrary and discriminatory abuse need to feel that their rights will be enforced and upheld by the judicial system as well as the Government and they will look at this judgment as an indication. This particular judgment might not seem too controversial but I feel that it would be an important precedent for many cases in the future and could potentially lead to further compromise of human rights, especially those of Asian background. Partly, this is due to the vagueness in the Judges’ reasoning which I feel is open to future manipulation by lower courts. This judgment, I believe, could potentially increase feelings of victimization for particular ethnic groups. We hope you have enjoyed this sample case note. Don’t forget to check out the Law Study Tips we have on our website at www.UniCramNotes.com! 46 Note 1 at para 77 Copyright UniCramNotes.com © 2010 Page 9