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Stakeholder Forum
                 for a sustainable future

3 Whitehall Court • London • SW1A 2EL
www.stakeholderforum.org	
                      	
                                                                                                             	
  
            Defining	
  The	
  Highest-­‐Level	
  Body	
  for	
  Sustainable	
  Development	
  in	
  the	
  UN	
  
                    The	
  functions	
  of	
  a	
  sustainable	
  development	
  mechanism	
  in	
  ECOSOC	
  or	
  in	
  a	
  Council	
  
	
  
By	
  Jan-­‐Gustav	
  Strandenaes,	
  Senior	
  Policy	
  Adviser,	
  Stakeholder	
  Forum;	
  Farooq	
  Ullah,	
  Head	
  of	
  Policy	
  and	
  
Advocacy,	
  Stakeholder	
  Forum	
  and	
  Felix	
  Dodds,	
  Executive	
  Director,	
  Stakeholder	
  Forum.	
  
	
  
Introduction	
  
Broadly	
  speaking,	
  there	
  are	
  basically	
  two	
  options	
  available	
  to	
  meet	
  the	
  challenges	
  of	
  strengthening	
  the	
  
institutional	
  framework	
  on	
  sustainable	
  development	
  at	
  UN	
  level.	
  These	
  are	
  the	
  reform	
  of	
  ECOSOC	
  or	
  the	
  
establishment	
  of	
  a	
  Sustainable	
  Development	
  Council.	
  However	
  putting	
  these	
  two	
  options	
  aside	
  for	
  now,	
  the	
  
mechanism	
  established	
  will	
  have	
  to	
  incorporate	
  and	
  be	
  based	
  on	
  the	
  same	
  functions	
  operating	
  with	
  the	
  
same	
  mechanisms.	
  Therefore,	
  focusing	
  on	
  functions	
  first	
  will	
  aid	
  in	
  determining	
  what	
  form	
  of	
  body	
  is	
  most	
  
effective.	
  Given	
  the	
  history	
  of	
  sustainable	
  development	
  in	
  the	
  UN,	
  and	
  the	
  global	
  issues	
  we	
  face,	
  
effectiveness	
  is	
  now	
  more	
  important	
  than	
  ever.	
  
	
  
This	
  paper	
  seeks	
  to	
  progress	
  the	
  governance	
  debate	
  by	
  enumerating	
  some	
  of	
  the	
  functions	
  and	
  mechanism	
  
that	
  would	
  be	
  central	
  to	
  any	
  sustainable	
  development	
  body	
  at	
  the	
  UN.	
  	
  A	
  total	
  change	
  of	
  culture	
  must	
  take	
  
place	
  within	
  the	
  UN	
  on	
  issues	
  relating	
  to	
  sustainable	
  development	
  in	
  order	
  to	
  tackle	
  what	
  is	
  perceived	
  to	
  be	
  
the	
  challenges	
  facing	
  humanity	
  and	
  the	
  Earth.	
  
	
  
We	
  have	
  drawn	
  from	
  the	
  previous	
  mandates	
  of	
  the	
  UN	
  Commission	
  on	
  Sustainable	
  Development	
  from	
  1993	
  
and	
  2003.	
  
	
  
Functions	
  
On	
  a	
  general	
  basis,	
  the	
  functions	
  of	
  a	
  highest-­‐level	
  body	
  on	
  sustainable	
  development	
  within	
  the	
  United	
  
Nations	
  system	
  include:	
  
	
  
       • Political	
  leadership	
  and	
  agenda	
  setting	
  to	
  be	
  enabled	
  by	
  establishing	
  a	
  high-­‐level	
  political	
  body	
  to	
  
             follow	
  and	
  advance	
  the	
  sustainable	
  development	
  agenda;	
  
       •    Ensuring	
  implementation	
  to	
  be	
  bolstered	
  by	
  a	
  periodic	
  review	
  mechanism	
  for	
  increased	
  
            implementation	
  and	
  cooperation;	
  
       •    Monitor	
  progress	
  in	
  promoting,	
  facilitating	
  and	
  financing,	
  as	
  appropriate,	
  access	
  to	
  and	
  transfer	
  of	
  
            environmentally	
  and	
  sustainably	
  sound	
  technologies	
  and	
  corresponding	
  know-­‐how,	
  in	
  particular	
  to	
  
            developing	
  countries,	
  on	
  favourable	
  terms,	
  including	
  on	
  concessional	
  and	
  preferential	
  terms,	
  as	
  
            mutually	
  agreed,	
  taking	
  into	
  account	
  the	
  need	
  to	
  protect	
  intellectual	
  property	
  rights	
  as	
  well	
  as	
  the	
  
            special	
  needs	
  of	
  developing	
  countries	
  for	
  the	
  implementation	
  of	
  sustainable	
  development	
  
            agreements;	
  
       •    To	
  review	
  and	
  monitor	
  regularly	
  progress	
  towards	
  the	
  United	
  Nations	
  target	
  of	
  0.7	
  per	
  cent	
  of	
  the	
  
            gross	
  national	
  income	
  (GNI)	
  of	
  developed	
  countries	
  for	
  official	
  development	
  assistance	
  (ODA).	
  This	
  
            review	
  process	
  should	
  systematically	
  combine	
  the	
  monitoring	
  of	
  the	
  implementation	
  of	
  sustainable	
  
            development	
  agreements	
  with	
  the	
  review	
  of	
  financial	
  resources	
  available;	
  
       •    To	
  receive	
  and	
  analyse	
  relevant	
  input	
  from	
  competent	
  non-­‐governmental	
  organizations	
  and	
  other	
  
            relevant	
  stakeholders,	
  including	
  the	
  scientific	
  and	
  the	
  private	
  sector,	
  in	
  the	
  context	
  of	
  the	
  overall	
  
            implementation	
  of	
  sustainable	
  development	
  agreements;	
  
       •    To	
  enhance	
  the	
  dialogue	
  and	
  participation,	
  within	
  the	
  framework	
  of	
  the	
  United	
  Nations,	
  between	
  
            non-­‐governmental	
  organizations,	
  relevant	
  stakeholders	
  and	
  the	
  independent	
  sector,	
  as	
  well	
  as	
  other	
  
            entities	
  outside	
  the	
  United	
  Nations	
  system;	
  
                                                                                                                                                      1	
  
	
  
Stakeholder Forum
                for a sustainable future

3 Whitehall Court • London • SW1A 2EL
www.stakeholderforum.org	
                      	
                                                                                                                  	
  
       •   To	
  review	
  new	
  and	
  emerging	
  issues	
  as	
  well	
  as	
  monitor	
  the	
  implementation	
  of	
  sustainable	
  
           development	
  goals;	
  
       •   To	
  enhance	
  the	
  science-­‐policy	
  interface	
  and	
  progress	
  tracking	
  –	
  to	
  be	
  achieved	
  by	
  institutionalizing	
  a	
  
           regular	
  sustainable	
  development	
  assessment	
  on	
  that	
  global	
  scale;	
  	
  
       •   To	
  strengthening	
  inter-­‐agency	
  coordination	
  through	
  a	
  sustainable	
  development	
  subcommittee	
  of	
  the	
  
           Chief	
  Executives	
  Board	
  (CEB)	
  of	
  UN	
  bodies	
  to	
  follow-­‐up	
  and	
  provide	
  advice	
  to	
  the	
  Secretary	
  General	
  
           on	
  coordination;	
  
       •   To	
  ensure	
  long-­‐term	
  thinking	
  in	
  policy-­‐making	
  and	
  decision-­‐making	
  –	
  to	
  be	
  achieved	
  by	
  
           institutionalize	
  a	
  framework	
  to	
  ensure	
  that	
  the	
  needs	
  of	
  future	
  generations	
  are	
  considered	
  in	
  the	
  UN.	
  
	
  
The	
  following	
  structural	
  issues,	
  including	
  mechanisms,	
  must	
  also	
  be	
  addressed:	
  
	
  
     • The	
  structure	
  and	
  modality	
  of	
  the	
  new	
  body,	
  including	
  its	
  leadership,	
  secretariat,	
  membership,	
  and	
  
           meeting	
  frequency;	
  	
  
       •   The	
  relationship	
  of	
  the	
  any	
  new	
  highest-­‐level	
  body	
  for	
  sustainable	
  development	
  to	
  the	
  UN	
  General	
  
           Assembly;	
  
       •   The	
  relationship	
  to	
  the	
  permanent	
  councils,	
  in	
  particular	
  ECOSOC;	
  
       •   The	
  relationship	
  to	
  other	
  relevant	
  UN	
  entities,	
  such	
  as	
  specialised	
  agencies,	
  subsidiary	
  bodies	
  
           working	
  on	
  sustainable	
  development	
  and	
  other	
  relevant	
  intergovernmental	
  institutions,	
  in	
  order	
  to	
  
           operationalize	
  and	
  integrate	
  the	
  three	
  dimensions	
  of	
  sustainable	
  development;	
  
       •   Target	
  and	
  designate	
  those	
  specialised	
  agencies	
  with	
  a	
  mandate	
  to	
  work	
  on	
  the	
  three	
  dimensions	
  of	
  
           sustainable	
  development	
  to	
  report	
  back	
  to	
  the	
  new	
  sustainable	
  development	
  body:	
  The	
  World	
  Bank	
  
           and	
  IMF	
  to	
  report	
  back	
  on	
  green	
  economy	
  issues;	
  WHO,	
  FAO,	
  ILO	
  to	
  report	
  on	
  social	
  issues;	
  UNEP	
  
           and	
  MEAs	
  to	
  report	
  on	
  environmental	
  issues;	
  	
  
       •   The	
  further	
  integration	
  of	
  the	
  three	
  dimensions	
  of	
  sustainable	
  development	
  and	
  how	
  they	
  are	
  
           reported	
  on	
  by	
  the	
  remaining	
  specialised	
  agencies;	
  	
  
       •   The	
  particular	
  focus	
  that	
  should	
  be	
  given	
  to	
  the	
  financial	
  institutions	
  (IFIs)	
  with	
  a	
  view	
  to	
  the	
  green	
  
           economy	
  and	
  to	
  UNEP	
  and	
  UNDP;	
  
       •   The	
  SD	
  organisation’s	
  standing	
  in	
  the	
  international	
  sustainable	
  development	
  and	
  environmental	
  
           governance	
  system,	
  as	
  well	
  as	
  its	
  relationship	
  to	
  environmental	
  law	
  systems,	
  and	
  all	
  
           intergovernmental	
  entities	
  dealing	
  with	
  aspects	
  of	
  sustainable	
  development;	
  	
  
       •   How	
  emerging	
  issues	
  will	
  be	
  properly	
  placed	
  on	
  the	
  agenda	
  of	
  the	
  new	
  sustainable	
  development	
  
           body,	
  being	
  aware	
  that	
  these	
  issues	
  will	
  be	
  of	
  an	
  unpredictable	
  nature;	
  
       •   How	
  emerging	
  issues	
  will	
  be	
  properly	
  dealt	
  with	
  when	
  they	
  occur,	
  and	
  how	
  a	
  response	
  system	
  be	
  
           developed	
  to	
  tackle	
  these	
  issues.	
  
       •   How	
  the	
  open	
  and	
  interactive	
  nature	
  of	
  the	
  present	
  Commission	
  on	
  Sustainable	
  Development	
  can	
  be	
  
           built	
  on	
  to	
  allow	
  a	
  more	
  enhanced	
  role	
  for	
  Major	
  Groups	
  and	
  civil	
  society,	
  as	
  envisaged	
  by	
  Agenda	
  
           21.	
  
Good	
  governance	
  is	
  fundamental	
  to	
  sustainable	
  development.	
  And	
  form	
  must	
  follow	
  function.	
  Focussing	
  first	
  
on	
  the	
  functions	
  listed	
  above	
  will	
  help	
  unblock	
  the	
  stalemate	
  about	
  the	
  form	
  of	
  the	
  body	
  require	
  to	
  
meaningfully	
  and	
  effectively	
  drive	
  sustainable	
  development	
  across	
  the	
  UN	
  systems.	
  	
  


                                                                                                                                                                            2	
  
	
  

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The Functions of a Highest Level SD Body- Stakeholder Forum

  • 1. Stakeholder Forum for a sustainable future 3 Whitehall Court • London • SW1A 2EL www.stakeholderforum.org       Defining  The  Highest-­‐Level  Body  for  Sustainable  Development  in  the  UN   The  functions  of  a  sustainable  development  mechanism  in  ECOSOC  or  in  a  Council     By  Jan-­‐Gustav  Strandenaes,  Senior  Policy  Adviser,  Stakeholder  Forum;  Farooq  Ullah,  Head  of  Policy  and   Advocacy,  Stakeholder  Forum  and  Felix  Dodds,  Executive  Director,  Stakeholder  Forum.     Introduction   Broadly  speaking,  there  are  basically  two  options  available  to  meet  the  challenges  of  strengthening  the   institutional  framework  on  sustainable  development  at  UN  level.  These  are  the  reform  of  ECOSOC  or  the   establishment  of  a  Sustainable  Development  Council.  However  putting  these  two  options  aside  for  now,  the   mechanism  established  will  have  to  incorporate  and  be  based  on  the  same  functions  operating  with  the   same  mechanisms.  Therefore,  focusing  on  functions  first  will  aid  in  determining  what  form  of  body  is  most   effective.  Given  the  history  of  sustainable  development  in  the  UN,  and  the  global  issues  we  face,   effectiveness  is  now  more  important  than  ever.     This  paper  seeks  to  progress  the  governance  debate  by  enumerating  some  of  the  functions  and  mechanism   that  would  be  central  to  any  sustainable  development  body  at  the  UN.    A  total  change  of  culture  must  take   place  within  the  UN  on  issues  relating  to  sustainable  development  in  order  to  tackle  what  is  perceived  to  be   the  challenges  facing  humanity  and  the  Earth.     We  have  drawn  from  the  previous  mandates  of  the  UN  Commission  on  Sustainable  Development  from  1993   and  2003.     Functions   On  a  general  basis,  the  functions  of  a  highest-­‐level  body  on  sustainable  development  within  the  United   Nations  system  include:     • Political  leadership  and  agenda  setting  to  be  enabled  by  establishing  a  high-­‐level  political  body  to   follow  and  advance  the  sustainable  development  agenda;   • Ensuring  implementation  to  be  bolstered  by  a  periodic  review  mechanism  for  increased   implementation  and  cooperation;   • Monitor  progress  in  promoting,  facilitating  and  financing,  as  appropriate,  access  to  and  transfer  of   environmentally  and  sustainably  sound  technologies  and  corresponding  know-­‐how,  in  particular  to   developing  countries,  on  favourable  terms,  including  on  concessional  and  preferential  terms,  as   mutually  agreed,  taking  into  account  the  need  to  protect  intellectual  property  rights  as  well  as  the   special  needs  of  developing  countries  for  the  implementation  of  sustainable  development   agreements;   • To  review  and  monitor  regularly  progress  towards  the  United  Nations  target  of  0.7  per  cent  of  the   gross  national  income  (GNI)  of  developed  countries  for  official  development  assistance  (ODA).  This   review  process  should  systematically  combine  the  monitoring  of  the  implementation  of  sustainable   development  agreements  with  the  review  of  financial  resources  available;   • To  receive  and  analyse  relevant  input  from  competent  non-­‐governmental  organizations  and  other   relevant  stakeholders,  including  the  scientific  and  the  private  sector,  in  the  context  of  the  overall   implementation  of  sustainable  development  agreements;   • To  enhance  the  dialogue  and  participation,  within  the  framework  of  the  United  Nations,  between   non-­‐governmental  organizations,  relevant  stakeholders  and  the  independent  sector,  as  well  as  other   entities  outside  the  United  Nations  system;   1    
  • 2. Stakeholder Forum for a sustainable future 3 Whitehall Court • London • SW1A 2EL www.stakeholderforum.org       • To  review  new  and  emerging  issues  as  well  as  monitor  the  implementation  of  sustainable   development  goals;   • To  enhance  the  science-­‐policy  interface  and  progress  tracking  –  to  be  achieved  by  institutionalizing  a   regular  sustainable  development  assessment  on  that  global  scale;     • To  strengthening  inter-­‐agency  coordination  through  a  sustainable  development  subcommittee  of  the   Chief  Executives  Board  (CEB)  of  UN  bodies  to  follow-­‐up  and  provide  advice  to  the  Secretary  General   on  coordination;   • To  ensure  long-­‐term  thinking  in  policy-­‐making  and  decision-­‐making  –  to  be  achieved  by   institutionalize  a  framework  to  ensure  that  the  needs  of  future  generations  are  considered  in  the  UN.     The  following  structural  issues,  including  mechanisms,  must  also  be  addressed:     • The  structure  and  modality  of  the  new  body,  including  its  leadership,  secretariat,  membership,  and   meeting  frequency;     • The  relationship  of  the  any  new  highest-­‐level  body  for  sustainable  development  to  the  UN  General   Assembly;   • The  relationship  to  the  permanent  councils,  in  particular  ECOSOC;   • The  relationship  to  other  relevant  UN  entities,  such  as  specialised  agencies,  subsidiary  bodies   working  on  sustainable  development  and  other  relevant  intergovernmental  institutions,  in  order  to   operationalize  and  integrate  the  three  dimensions  of  sustainable  development;   • Target  and  designate  those  specialised  agencies  with  a  mandate  to  work  on  the  three  dimensions  of   sustainable  development  to  report  back  to  the  new  sustainable  development  body:  The  World  Bank   and  IMF  to  report  back  on  green  economy  issues;  WHO,  FAO,  ILO  to  report  on  social  issues;  UNEP   and  MEAs  to  report  on  environmental  issues;     • The  further  integration  of  the  three  dimensions  of  sustainable  development  and  how  they  are   reported  on  by  the  remaining  specialised  agencies;     • The  particular  focus  that  should  be  given  to  the  financial  institutions  (IFIs)  with  a  view  to  the  green   economy  and  to  UNEP  and  UNDP;   • The  SD  organisation’s  standing  in  the  international  sustainable  development  and  environmental   governance  system,  as  well  as  its  relationship  to  environmental  law  systems,  and  all   intergovernmental  entities  dealing  with  aspects  of  sustainable  development;     • How  emerging  issues  will  be  properly  placed  on  the  agenda  of  the  new  sustainable  development   body,  being  aware  that  these  issues  will  be  of  an  unpredictable  nature;   • How  emerging  issues  will  be  properly  dealt  with  when  they  occur,  and  how  a  response  system  be   developed  to  tackle  these  issues.   • How  the  open  and  interactive  nature  of  the  present  Commission  on  Sustainable  Development  can  be   built  on  to  allow  a  more  enhanced  role  for  Major  Groups  and  civil  society,  as  envisaged  by  Agenda   21.   Good  governance  is  fundamental  to  sustainable  development.  And  form  must  follow  function.  Focussing  first   on  the  functions  listed  above  will  help  unblock  the  stalemate  about  the  form  of  the  body  require  to   meaningfully  and  effectively  drive  sustainable  development  across  the  UN  systems.     2