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Student DisciplineStudent Discipline
William Allan Kritsonis, PhD
Student DisciplineStudent Discipline
http://www.trutv.com/shows/principals_office/index.html
?pid=rRxmL8QHUST2G0fDX1siNkK_lohjcdDo
IntroductionIntroduction
Perhaps there is no area of school law more interesting to
parents and the public than student discipline. Surveys
show a high degree of concern over a perceived lack of
discipline in public schools.
What are the rules for student behavior?
Can school administrators impose disciplinary
consequences without undue fear of litigation?
In this chapter we will explore these issues in the context
of the Texas Education Code as well as the limitations
imposed by the U.S. Constitution.
Guidelines for Rule MakingGuidelines for Rule Making
Rules are necessary for society to function…rules are
important for an orderly educational environment.
Rules are a prerequisite to due process, since accused
persons are entitled to notice of the charges against
them.
A 1982 court decision Board of Education of Rogers,
Arkansas v. McCluskey dealt with a student being
expelled from school for drinking. The Supreme Court
ruled in favor with the school district citing that although
alcohol was not written in the districts rules, it was
interpreted under “drugs” which was written. The
message was clear, local school boards can interpret their
own rules and courts must defer to those interpretations,
within reason.
Guidelines for Rule MakingGuidelines for Rule Making
Schools still must bear the burden of proving legal
authority of school rules when they touch on
constitutionally or statutorily protected behavior.
•Rules Must Have a Rational Purpose
People are more inclined to follow rules if they can
see that rules are realistic and provide a safe
environment.
Ask whether the rule in question in really necessary to
prevent disruption and to safeguard the rights of others.
Guidelines for Rule MakingGuidelines for Rule Making
• The Meaning of Rules Must Be Clear
Rules that are so vague as to be meaningless are self-
defeating.
A way to improve clarity is to keep them short and
comprehensive by including several diverse examples to
illustrate meaning.
• Rules That Relate to Protected Behavior Must Be
Carefully Developed.
Rules that pertain to constitutionally or statutorily protected
behavior must be drawn with special care so as not to
suppress the exercise of these rights.
Legal validity comes into play most often with these rules.
Legal validity relates primarily to issues of vagueness and
overbreadth.
-- Legal Validity: executed with legal proper authority
and formalities.
-- Vagueness: not clearly expressed.
-- Overbreadth: the rules are too broad and penalizes
protected behavior.
Guidelines for Rule MakingGuidelines for Rule Making
In 1972, the Fifth Circuit Court of Appeals ruled that when
the consitutionality of a school rule is questioned, the
burden of proof falls on the school board. (Shanley v.
Northeast ISD)
In Chalifoux v. New Caney ISD, New Caney ISD tried to
enforce its anti-gang rule for students wearing rosary
beads on campus. The court viewed the wearing of the
rosary as religious expression. The judge noted that the
districts student handbook defined gang-related attire as
any attire that identifies students as a group (gang-
related). He noticed that it was improper to define a
word by using that same word in the definition. As
phrased in the handbook, the definition revealed little of
what was prohibited, further more he [the judge] noted
the handbook definition could encompass numerous
extracurricular groups on campus that used certain attire
or symbols for identification. He also stated that it would
not be overly burdensome for the district to provide a
specific list of prohibited items and to update the list as
needed.
Guidelines for Rule MakingGuidelines for Rule Making
• Rules Must Be Consistently Enforced
Unless rules are enforced, they lose their influence
as behavior guides.
School administrators encounter practical and legal
difficulty when they inconsistently enforce rules.
This does not mean that a “zero tolerance” policy is
the only way to go, the mindless application of
“zero tolerance” policies has led to some
embarrassing situations for school administrators.
Late night comedians have a field day at the
expense of some underpaid and overworked
assistant principals.
Most school districts in Texas have the following
language in local policy, which is taken from the
Texas Association of School Boards (TASB)
Guidelines for Rule MakingGuidelines for Rule Making
Students shall be treated fairly and equitably. Discipline shall be
based on careful assessments of the circumstances of each case.
Factors should include:
A. The seriousness of the offense;
B. The student’s age;
C. The frequency of misconduct;
D. The student’s attitude;
E. The potential effect of the misconduct on the school
environment;
F. Requirements of Chapter 37 of the Education Code;
G. The Student Code of Conduct adopted by the Board.
To enforce rules consistently and fairly does not mean that there is no
room for discretion, but administrators must be prepared to
explain why different cases are handled differently due to the
factors cited in the district’s policy or code of conduct.
Inconsistent enforcement creates problems when the
inconsistency is based on favoritism and toward certain students.
Chapter 37Chapter 37
Student discipline is covered by Chapter 37 of the Texas Education
Code (TEC) which is part of Senate Bill I. Decisions should be
made in local communities, not Austin. Texas is too diverse to
have a one-size-fits-all approach to problems.
Chapter 37 went against giving local control of discipline to districts,
the state had more control over student discipline, but over time
the legislature has returned some degree of control to local school
districts in dealing with student disciplinary matters.
(The word “may” appears rarely in Chapter 37, but “Shall” and
“Must” are frequent.)
The legislature’s desire to keep students in school if at all possible is
evident in Chapter 37. Despite calls for “zero tolerance,” the
legislature has not made it easy to expel students. The
legislature has removed some of the reasons a student can be
expelled from school. If a student violates any of the removed
“expellable offenses,” they will be placed in a disciplinary
alternative education program (DAEP). Expulsion is reserved for
only the most serious offenses.
Chapter 37Chapter 37
Schools are required to establish at least one DAEP and are
required to place students there in case of certain misconduct.
Students assigned to the DEAP must be separated from other
students. The notion seems to be that if we can keep the “bad
kids” from the “good kids” schools will be safer and better.
Houston ISD does not have it’s own DAEP, it has contracted with
at Nashville, TN firm called Community Education Partners or
CEP. There are two locations in Houston, one off Beechnut and
Fondren (SW) and one off Gulf Freeway and Ferndale (SE).
Classroom Profile (SE Campus) Classroom Profile (SW Campus)
Enrollment ? 611 Enrollment ? 650
Economically Disadvantaged 85.8% Economically Disadvantaged 77.7%
White 1.0% White 3.7%
Black 40.9% Black 38.0%
Hispanic 58.1% Hispanic 57.2%
Asian/Pacific Islander 1.1%
Chapter 37Chapter 37
Chapter 37 gives the teacher more control over the
classroom. The bill strengthens the hand of the teacher
who wants to remove an unruly student from the
classroom, but perhaps not as much as some teachers
would like.
Student Code of ConductStudent Code of Conduct Chapter 37Chapter 37
TEC 37.001 (a) requires districts to adopt a student code of
conduct that will specify standards for student conduct and
outline the types of behavior that might get a student in
trouble in school.
The code of conduct is a familiar concept in school law. It is a
basic rule of due process that students can only be punished
for misconduct after they are advised that such conduct is
prohibited. Most schools fulfill this responsibility by
distributing a “student handbook” containing all the rules and
regulations of the school, including those pertaining to
discipline. Most school districts require parents and students
so sign a receipt indicating that they have received [and
read] the book.
Teacher Initiated RemovalTeacher Initiated Removal ChapterChapter
3737
One of the stated purposes of the disciplinary changes incorporated into
Chapter 37 was to give classroom teachers more authority. The
TEC spells out three different ways for teachers to remove students
from the classroom…temporarily
1. Teacher removal for assistance: send students to the principal’s
office for general disruptions.
2. Discretionary teacher removal: repeated offenses by the student
which interferes with the learning environment or offenses the
teacher deems as unruly, disruptive, or abusive as to interfere with
the teachers ability to teach and students to learn.
When the teacher exercises this authority, the principal is required to
convene a conference within three class days with the student,
teacher, and parent. But the conference may continue whether all
parties are present or not.
3. Mandatory removal: student commits an offense that requires
removal to a DAEP.
Other forms of RemovalOther forms of Removal Chapter 37Chapter 37
Suspension
Expulsion
Possession of weapons
Assaultive offenses
Arson
Murder
Indecency with a child
Aggravated kidnapping
Drug or Alcohol offenses
Retaliation against a school employee
Johnson v. Humble ISD (1992)
Tasby v. Estes (1981)
Boykins v. Fairfield Board of Education (1974)
Criminal JusticeCriminal Justice Chapter 37Chapter 37
Communication between schools and law enforcement is
required in Chapter 37. School districts must notify the
juvenile board when students commit an offense that
requires placement in DAEP or expulsion. State law also
requires local law enforcement to give oral notice to the
superintendent within 24 hours after a student is arrested or
taken into custody with certain offenses. These include:
terroristic threats
drug offenses
weapons
A Juvenile Justice AEP (JJAEP) is required in any county of Texas
with a population of more than 125,000 residents. Smaller
counties may develop a JJAEP, but are not required to do so.
JJAEPs serve students who have been expelled and found to
have engaged in delinquent behavior.
JJAEPs are joint ventures operated by the school districts and
the juvenile justice board.
Corporal PunishmentCorporal Punishment Chapter 37Chapter 37
Corporal Punishment continues to be legal in Texas. It also
continues to be one of the few areas where local control
truly exists. There is no state law regarding corporal
punishment, therefore, all decisions about this is left to
local districts.
There have been efforts to eliminate corporal punishment by
judicial decree, but they have not been successful. In the
1977 U.S. Supreme Court case Ingraham v. Wright ruled
that corporal punishment did not require any formal due
process measures. Thus the Court left the regulation of
corporal punishment to state and local officials.
Student DisciplineStudent Discipline
Summary
The law pertaining to student discipline, like
many other areas of the law swings like a
pendulum from emphasis on authority to an
emphasis on individual liberty. The very
concept of in loco parentis was designed to
recognize that authority to the same degree
that the law would recognize a parent’s.

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Student Discipline Rules and Procedures Explained

  • 3. IntroductionIntroduction Perhaps there is no area of school law more interesting to parents and the public than student discipline. Surveys show a high degree of concern over a perceived lack of discipline in public schools. What are the rules for student behavior? Can school administrators impose disciplinary consequences without undue fear of litigation? In this chapter we will explore these issues in the context of the Texas Education Code as well as the limitations imposed by the U.S. Constitution.
  • 4. Guidelines for Rule MakingGuidelines for Rule Making Rules are necessary for society to function…rules are important for an orderly educational environment. Rules are a prerequisite to due process, since accused persons are entitled to notice of the charges against them. A 1982 court decision Board of Education of Rogers, Arkansas v. McCluskey dealt with a student being expelled from school for drinking. The Supreme Court ruled in favor with the school district citing that although alcohol was not written in the districts rules, it was interpreted under “drugs” which was written. The message was clear, local school boards can interpret their own rules and courts must defer to those interpretations, within reason.
  • 5. Guidelines for Rule MakingGuidelines for Rule Making Schools still must bear the burden of proving legal authority of school rules when they touch on constitutionally or statutorily protected behavior. •Rules Must Have a Rational Purpose People are more inclined to follow rules if they can see that rules are realistic and provide a safe environment. Ask whether the rule in question in really necessary to prevent disruption and to safeguard the rights of others.
  • 6. Guidelines for Rule MakingGuidelines for Rule Making • The Meaning of Rules Must Be Clear Rules that are so vague as to be meaningless are self- defeating. A way to improve clarity is to keep them short and comprehensive by including several diverse examples to illustrate meaning. • Rules That Relate to Protected Behavior Must Be Carefully Developed. Rules that pertain to constitutionally or statutorily protected behavior must be drawn with special care so as not to suppress the exercise of these rights. Legal validity comes into play most often with these rules. Legal validity relates primarily to issues of vagueness and overbreadth. -- Legal Validity: executed with legal proper authority and formalities. -- Vagueness: not clearly expressed. -- Overbreadth: the rules are too broad and penalizes protected behavior.
  • 7. Guidelines for Rule MakingGuidelines for Rule Making In 1972, the Fifth Circuit Court of Appeals ruled that when the consitutionality of a school rule is questioned, the burden of proof falls on the school board. (Shanley v. Northeast ISD) In Chalifoux v. New Caney ISD, New Caney ISD tried to enforce its anti-gang rule for students wearing rosary beads on campus. The court viewed the wearing of the rosary as religious expression. The judge noted that the districts student handbook defined gang-related attire as any attire that identifies students as a group (gang- related). He noticed that it was improper to define a word by using that same word in the definition. As phrased in the handbook, the definition revealed little of what was prohibited, further more he [the judge] noted the handbook definition could encompass numerous extracurricular groups on campus that used certain attire or symbols for identification. He also stated that it would not be overly burdensome for the district to provide a specific list of prohibited items and to update the list as needed.
  • 8. Guidelines for Rule MakingGuidelines for Rule Making • Rules Must Be Consistently Enforced Unless rules are enforced, they lose their influence as behavior guides. School administrators encounter practical and legal difficulty when they inconsistently enforce rules. This does not mean that a “zero tolerance” policy is the only way to go, the mindless application of “zero tolerance” policies has led to some embarrassing situations for school administrators. Late night comedians have a field day at the expense of some underpaid and overworked assistant principals. Most school districts in Texas have the following language in local policy, which is taken from the Texas Association of School Boards (TASB)
  • 9. Guidelines for Rule MakingGuidelines for Rule Making Students shall be treated fairly and equitably. Discipline shall be based on careful assessments of the circumstances of each case. Factors should include: A. The seriousness of the offense; B. The student’s age; C. The frequency of misconduct; D. The student’s attitude; E. The potential effect of the misconduct on the school environment; F. Requirements of Chapter 37 of the Education Code; G. The Student Code of Conduct adopted by the Board. To enforce rules consistently and fairly does not mean that there is no room for discretion, but administrators must be prepared to explain why different cases are handled differently due to the factors cited in the district’s policy or code of conduct. Inconsistent enforcement creates problems when the inconsistency is based on favoritism and toward certain students.
  • 10. Chapter 37Chapter 37 Student discipline is covered by Chapter 37 of the Texas Education Code (TEC) which is part of Senate Bill I. Decisions should be made in local communities, not Austin. Texas is too diverse to have a one-size-fits-all approach to problems. Chapter 37 went against giving local control of discipline to districts, the state had more control over student discipline, but over time the legislature has returned some degree of control to local school districts in dealing with student disciplinary matters. (The word “may” appears rarely in Chapter 37, but “Shall” and “Must” are frequent.) The legislature’s desire to keep students in school if at all possible is evident in Chapter 37. Despite calls for “zero tolerance,” the legislature has not made it easy to expel students. The legislature has removed some of the reasons a student can be expelled from school. If a student violates any of the removed “expellable offenses,” they will be placed in a disciplinary alternative education program (DAEP). Expulsion is reserved for only the most serious offenses.
  • 11. Chapter 37Chapter 37 Schools are required to establish at least one DAEP and are required to place students there in case of certain misconduct. Students assigned to the DEAP must be separated from other students. The notion seems to be that if we can keep the “bad kids” from the “good kids” schools will be safer and better. Houston ISD does not have it’s own DAEP, it has contracted with at Nashville, TN firm called Community Education Partners or CEP. There are two locations in Houston, one off Beechnut and Fondren (SW) and one off Gulf Freeway and Ferndale (SE). Classroom Profile (SE Campus) Classroom Profile (SW Campus) Enrollment ? 611 Enrollment ? 650 Economically Disadvantaged 85.8% Economically Disadvantaged 77.7% White 1.0% White 3.7% Black 40.9% Black 38.0% Hispanic 58.1% Hispanic 57.2% Asian/Pacific Islander 1.1%
  • 12. Chapter 37Chapter 37 Chapter 37 gives the teacher more control over the classroom. The bill strengthens the hand of the teacher who wants to remove an unruly student from the classroom, but perhaps not as much as some teachers would like.
  • 13. Student Code of ConductStudent Code of Conduct Chapter 37Chapter 37 TEC 37.001 (a) requires districts to adopt a student code of conduct that will specify standards for student conduct and outline the types of behavior that might get a student in trouble in school. The code of conduct is a familiar concept in school law. It is a basic rule of due process that students can only be punished for misconduct after they are advised that such conduct is prohibited. Most schools fulfill this responsibility by distributing a “student handbook” containing all the rules and regulations of the school, including those pertaining to discipline. Most school districts require parents and students so sign a receipt indicating that they have received [and read] the book.
  • 14. Teacher Initiated RemovalTeacher Initiated Removal ChapterChapter 3737 One of the stated purposes of the disciplinary changes incorporated into Chapter 37 was to give classroom teachers more authority. The TEC spells out three different ways for teachers to remove students from the classroom…temporarily 1. Teacher removal for assistance: send students to the principal’s office for general disruptions. 2. Discretionary teacher removal: repeated offenses by the student which interferes with the learning environment or offenses the teacher deems as unruly, disruptive, or abusive as to interfere with the teachers ability to teach and students to learn. When the teacher exercises this authority, the principal is required to convene a conference within three class days with the student, teacher, and parent. But the conference may continue whether all parties are present or not. 3. Mandatory removal: student commits an offense that requires removal to a DAEP.
  • 15. Other forms of RemovalOther forms of Removal Chapter 37Chapter 37 Suspension Expulsion Possession of weapons Assaultive offenses Arson Murder Indecency with a child Aggravated kidnapping Drug or Alcohol offenses Retaliation against a school employee Johnson v. Humble ISD (1992) Tasby v. Estes (1981) Boykins v. Fairfield Board of Education (1974)
  • 16. Criminal JusticeCriminal Justice Chapter 37Chapter 37 Communication between schools and law enforcement is required in Chapter 37. School districts must notify the juvenile board when students commit an offense that requires placement in DAEP or expulsion. State law also requires local law enforcement to give oral notice to the superintendent within 24 hours after a student is arrested or taken into custody with certain offenses. These include: terroristic threats drug offenses weapons A Juvenile Justice AEP (JJAEP) is required in any county of Texas with a population of more than 125,000 residents. Smaller counties may develop a JJAEP, but are not required to do so. JJAEPs serve students who have been expelled and found to have engaged in delinquent behavior. JJAEPs are joint ventures operated by the school districts and the juvenile justice board.
  • 17. Corporal PunishmentCorporal Punishment Chapter 37Chapter 37 Corporal Punishment continues to be legal in Texas. It also continues to be one of the few areas where local control truly exists. There is no state law regarding corporal punishment, therefore, all decisions about this is left to local districts. There have been efforts to eliminate corporal punishment by judicial decree, but they have not been successful. In the 1977 U.S. Supreme Court case Ingraham v. Wright ruled that corporal punishment did not require any formal due process measures. Thus the Court left the regulation of corporal punishment to state and local officials.
  • 18. Student DisciplineStudent Discipline Summary The law pertaining to student discipline, like many other areas of the law swings like a pendulum from emphasis on authority to an emphasis on individual liberty. The very concept of in loco parentis was designed to recognize that authority to the same degree that the law would recognize a parent’s.

Editor's Notes

  1. The key lesson is to be specific in the student code of conduct with regard to the apparel that the district seeks to prohibit and to link the prohibition to evidence of gang-related activity. Educators must walk a fine line in adopting rules that infringe in any way on expressive activities. Students enjoy free speech even at school, but educators have the authority to quell a disruption that they reasonably can forecast.