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Agenda Item 15 
Stocktaking of Integrated Approach 
Pilots (IAPs) Preparation 
IFAD and FAO Learning Event 
on GEF 
Rome, Italy 
December 10-12, 2014
Integrated Approach Pilots: 
Charting a New Frontier for the Global Environment 
Schlosser & Pfirman, Nature Geosciences, 2012
GEF-6 Integrated Approach Pilots (IAP) 
1. Taking Deforestation out of Commodities Supply Chain 
2. Food Security in Sub-Saharan Africa 
3. Sustainable Cities 
 Deliver global environmental benefits beyond single GEF focal area 
 Time-bound nature of concrete impact 
 Relevance for Sustainable Development 
 Innovative way to support action at multiple levels based on partnership
IAP 1: Taking Deforestation Out of 
Commodity Supply Chains 
Linking long-term national sustainable development policies and 
programs with day-to-day value chain management approaches 
Enhance 
understanding 
among decision 
makers 
Strengthen enabling 
environment 
Enhance investment in 
sustainable commodities 
Support uptake of best 
production practice 
Market-based approach 
Whole value-chain engagement
Components of Commodities IAP 
Taking 
Deforestation 
Out of 
- Producers 
- Services Providers 
- Local Communities 
Commodity 
Supply Chains Enabling 
Environment & 
Facilitating 
Conditions 
Increase of 
Supply through 
means which 
do not lead to 
deforestation 
Increase of 
Demand for 
Sustainable 
Commodities 
- National Governments 
- Financial Institutions 
- Buyers 
- Traders 
- Processors
Proposals for Commodities IAP Activities
Programming Process 
• February 2014 – preliminary exploratory meeting of interested Agencies 
• March 2014 – preparation of Theory of Change 
• April 2014 – throughout Assembly the Agencies and GEFSEC met to 
discuss potential approaches 
• July 2014 – Agencies met agrees ToC and outline structure 
• August 2014 – agreed UNDP coordinate program and PFD as well as IFC, 
UNDP and WWF leading on components. UNDP appoint Program 
Coordinator 
• September onwards –Steering Group established, regular fortnightly SG 
telephone conference calls + specific work groups 
• First set of competent draft documents to be ready January 2015 for 
discussion
Next Steps 
• Stakeholder discussion events are being 
programmed in Indonesia, Brazil and China 
within the next 5 weeks 
• These events will include governmental, 
private sector, civil society stakeholders as well 
as other active organizations and existing 
initiatives and donors.
IAP 2: Food Security 
OVERALL SCORE 
Score 0-100, 100=best environment 
Score 72.2 to 89.3 
Score 54.5 to 72.1 
Score 38.4 to 54.4 
Score 24.8 to 38.3 
EIU Global Food Security Index - 2014 
Potential for Transformational Impact 
• Agriculture and Food Security  major development priorities 
• CAADP  pillars on food security, land and water management 
• Evergreen Agriculture  focus on smallholder farmers and food value chains 
Opportunity for integration of Ecosystem Services  sustainability and resilience
An Integrated Approach 
• Multi-stakeholder 
platforms 
• Institutions and 
policies 
Engage 
Act 
• Incentives 
• Working at scale - 
Scaling-up of 
interventions 
• Monitoring & 
Assessment 
Track 
Fostering Sustainability and 
Resilience for Food Security 
Adaptive Management and Learning
SAHEL 
HORN OF 
AFRICA 
EAST AFRICAN 
HIGHLANDS 
SOUTHERN 
AFRICA 
Geographical Targets 
for Food Security IAP 
 Dryland regions 
 Smallholder 
agriculture 
 10-12 Countries
GEF-6 “set-aside” Resources 
$60M 
$48M 
Country 
incentives 
$12M 
Regional 
Cross-cutting
Program Development Plan 
Conceptual 
Phase 
• Concept 
Development 
• Consultations 
with key 
Stakeholders 
• Engagement 
with GEF 
Agencies 
• Document for 
GEF 
Replenishmen 
t Meeting 
Program 
Design Phase 
•Characterization 
of Target 
Geographies 
• Country 
engagement and 
Institutional 
frameworks 
• Refinement of 
Results 
framework for the 
Program 
Operational 
Design Phase 
• Programming 
of resources 
• Framework for 
Implementation 
• Final Program 
Document(s) 
for GEF 
Council 
Completed 
Completed
Criteria for Consideration of Sub-Projects 
• Agro-ecological context and spatial coverage - defined landscape 
or landscapes within the targeted agro-ecological zones 
• Baselines and co-financing - build on existing investments with 
potential to catalyze additional resources for transformational 
impact 
• Institutional framework - evidence of engagement by relevant 
ministries and government agencies, development partners, 
scientific institutions, civil society organizations, farmer 
organizations, and private sector institutions 
• Gender consideration - take into account the differences in needs 
and practices of women farmers
Program Financing 
Incentive 
$60 M 
-- up to $4 M per 
country ($48 M max) 
-- $12 M for regional / 
cross-cutting themes 
Matching from STAR 
1:1 ratio 
-- $48 M min 
Co-financing 
Baseline initiatives 
- Government 
- Multilateral 
- Bilateral 
- Others
Next Step - Programming Process 
Countries 
• Expression of 
Interest 
GEFSEC 
• Review and 
consultation 
with countries 
Lead GEF Agency 
• Program 
Framework 
Document 
- Alignment of IAP with country priorities 
- Engagement with GEF Agency + partners 
- Context and baseline for GEF “incremental” financing 
- Amount of GEF resources to be requested: 
STAR + Incentive
Proposed Organizational Framework 
PFD Lead GEF Agency 
Sub-Projects 
(12 Countries, 1-2 Regional, 1 
Coordination) 
Project Components 
Country A 
+ GEF Agency 1 
Country B 
+ GEF Agency 1 
Country C 
+ GEF Agency 2 
Regional 
Cross-cutting 
GEF Agency 3 
Executing 
Partner 1 
Executing 
Partner 2 
Coordination 
Lead GEF 
Agency 
Executing 
Partner 3 
Note: 
1) The Lead GEF Agency is also expected to serve as GEF Agency for sub-projects 
based on country choice 
2) The Lead GEF Agency will have a separate project for program level coordination, 
including monitoring, knowledge management, and reporting
Timeline and Milestones 
By Dec 2014 
Expression of Interests Countries 
By end of February 2015 
Draft Program Framework Document Lead GEF Agency 
By end of March 2015 
Final PFD, with endorsement letters Lead GEF Agency
Thank you

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Stocktaking of Integrated Approach Pilots (IAPs) Preparation

  • 1. Agenda Item 15 Stocktaking of Integrated Approach Pilots (IAPs) Preparation IFAD and FAO Learning Event on GEF Rome, Italy December 10-12, 2014
  • 2. Integrated Approach Pilots: Charting a New Frontier for the Global Environment Schlosser & Pfirman, Nature Geosciences, 2012
  • 3. GEF-6 Integrated Approach Pilots (IAP) 1. Taking Deforestation out of Commodities Supply Chain 2. Food Security in Sub-Saharan Africa 3. Sustainable Cities  Deliver global environmental benefits beyond single GEF focal area  Time-bound nature of concrete impact  Relevance for Sustainable Development  Innovative way to support action at multiple levels based on partnership
  • 4. IAP 1: Taking Deforestation Out of Commodity Supply Chains Linking long-term national sustainable development policies and programs with day-to-day value chain management approaches Enhance understanding among decision makers Strengthen enabling environment Enhance investment in sustainable commodities Support uptake of best production practice Market-based approach Whole value-chain engagement
  • 5. Components of Commodities IAP Taking Deforestation Out of - Producers - Services Providers - Local Communities Commodity Supply Chains Enabling Environment & Facilitating Conditions Increase of Supply through means which do not lead to deforestation Increase of Demand for Sustainable Commodities - National Governments - Financial Institutions - Buyers - Traders - Processors
  • 6. Proposals for Commodities IAP Activities
  • 7. Programming Process • February 2014 – preliminary exploratory meeting of interested Agencies • March 2014 – preparation of Theory of Change • April 2014 – throughout Assembly the Agencies and GEFSEC met to discuss potential approaches • July 2014 – Agencies met agrees ToC and outline structure • August 2014 – agreed UNDP coordinate program and PFD as well as IFC, UNDP and WWF leading on components. UNDP appoint Program Coordinator • September onwards –Steering Group established, regular fortnightly SG telephone conference calls + specific work groups • First set of competent draft documents to be ready January 2015 for discussion
  • 8. Next Steps • Stakeholder discussion events are being programmed in Indonesia, Brazil and China within the next 5 weeks • These events will include governmental, private sector, civil society stakeholders as well as other active organizations and existing initiatives and donors.
  • 9. IAP 2: Food Security OVERALL SCORE Score 0-100, 100=best environment Score 72.2 to 89.3 Score 54.5 to 72.1 Score 38.4 to 54.4 Score 24.8 to 38.3 EIU Global Food Security Index - 2014 Potential for Transformational Impact • Agriculture and Food Security  major development priorities • CAADP  pillars on food security, land and water management • Evergreen Agriculture  focus on smallholder farmers and food value chains Opportunity for integration of Ecosystem Services  sustainability and resilience
  • 10. An Integrated Approach • Multi-stakeholder platforms • Institutions and policies Engage Act • Incentives • Working at scale - Scaling-up of interventions • Monitoring & Assessment Track Fostering Sustainability and Resilience for Food Security Adaptive Management and Learning
  • 11. SAHEL HORN OF AFRICA EAST AFRICAN HIGHLANDS SOUTHERN AFRICA Geographical Targets for Food Security IAP  Dryland regions  Smallholder agriculture  10-12 Countries
  • 12. GEF-6 “set-aside” Resources $60M $48M Country incentives $12M Regional Cross-cutting
  • 13. Program Development Plan Conceptual Phase • Concept Development • Consultations with key Stakeholders • Engagement with GEF Agencies • Document for GEF Replenishmen t Meeting Program Design Phase •Characterization of Target Geographies • Country engagement and Institutional frameworks • Refinement of Results framework for the Program Operational Design Phase • Programming of resources • Framework for Implementation • Final Program Document(s) for GEF Council Completed Completed
  • 14. Criteria for Consideration of Sub-Projects • Agro-ecological context and spatial coverage - defined landscape or landscapes within the targeted agro-ecological zones • Baselines and co-financing - build on existing investments with potential to catalyze additional resources for transformational impact • Institutional framework - evidence of engagement by relevant ministries and government agencies, development partners, scientific institutions, civil society organizations, farmer organizations, and private sector institutions • Gender consideration - take into account the differences in needs and practices of women farmers
  • 15. Program Financing Incentive $60 M -- up to $4 M per country ($48 M max) -- $12 M for regional / cross-cutting themes Matching from STAR 1:1 ratio -- $48 M min Co-financing Baseline initiatives - Government - Multilateral - Bilateral - Others
  • 16. Next Step - Programming Process Countries • Expression of Interest GEFSEC • Review and consultation with countries Lead GEF Agency • Program Framework Document - Alignment of IAP with country priorities - Engagement with GEF Agency + partners - Context and baseline for GEF “incremental” financing - Amount of GEF resources to be requested: STAR + Incentive
  • 17. Proposed Organizational Framework PFD Lead GEF Agency Sub-Projects (12 Countries, 1-2 Regional, 1 Coordination) Project Components Country A + GEF Agency 1 Country B + GEF Agency 1 Country C + GEF Agency 2 Regional Cross-cutting GEF Agency 3 Executing Partner 1 Executing Partner 2 Coordination Lead GEF Agency Executing Partner 3 Note: 1) The Lead GEF Agency is also expected to serve as GEF Agency for sub-projects based on country choice 2) The Lead GEF Agency will have a separate project for program level coordination, including monitoring, knowledge management, and reporting
  • 18. Timeline and Milestones By Dec 2014 Expression of Interests Countries By end of February 2015 Draft Program Framework Document Lead GEF Agency By end of March 2015 Final PFD, with endorsement letters Lead GEF Agency

Editor's Notes

  1. As we all know, despite significant progress in some areas, recent assessments have concluded that we are losing the larger struggle to maintain a healthy global environment. Several studies have concluded that because the global environmental challenges are tightly interdependent, they require more systemic responses. This includes reconnecting environment-related investments previously segregated under discrete silos into more integrated portfolios that can better deal with time-bound problems that are also multifaceted in nature. Therefore, a new and more integrated approach to strengthen GEF’s capacity to respond as a prime financial mechanism to many global accords, and that is also able to tackle urgent issues for the global environment, has become a key feature of the GEF6 replenishment period. The will tackle underlying drivers of environmental degradation and build on existing linkages and connections across the different focal areas, reflecting the needs and growing demand from recipient countries. The IAPs will further complement country programming with transboundary, regional and global scale action,
  2. 4 commodities – soy, palm oil, beef, biomass = 80% of tropical deforestation, 12% of GHG emissions Aim is to provide catalytic support, develop synergy in the fragmented current intervention landscape Takes a full value chain approach – works with ALL actors along the value chain Will harness the momentum building to address commodity deforestation – most recently the New York Declaration on Forests Opportunity to act holistically before irreversible damage done – also help commodities be part of sustainable development pathways for countries Key elements Support decision makers Strengthen enabling environment Support uptake of sustainable production Enhance investment in deforestation free commodities
  3. IAP builds on Theory of Change and is designed as programmatic approach with three key components: Production component Policy and Enforcement, Capacity Building of Farmer Support Systems, Producer Engagement in Targeted Landscapes, Land Use Plans in Targeted Landscapes, PPPs Dialogues and National Platforms Demand component Enabling/Policy Environment in Demand Markets, Harnessing the Power of Major Buyers and Traders, Strengthen the Demand Side of Standards, Increasing Transparency and Addressing Risk Transactions component Engaging Financial Markets and Institutions, Developing Market Based Incentives for Production and Demand of Sustainable Commodities, Encouraging Commercial Transactions in Targeted landscapes 4th important component – Coordination Steering Committee Sequencing, timing etc of interventions M&E Commodities intelligence – what is happening globally: markets, stakeholders, new supply areas Working with STAP on impacts
  4. Agencies The IAP is being implemented by a consortium of six Implementing Agencies: CI, IADB, IFC, UNDP, UNEP, WWF Consortium is necessary due to range of issues to be addressed, supply and demand elements, geographic range Means there is an unprecedented level of cooperation between Agencies – makes most of each’s comparative advantage UNDP – COORDINATING the IAP overall – good history of leading complex programs and multi country interventions UNDP – lead PRODUCTION Component – strengths in land use planning, governance WWF – lead DEMAND Component – unrivaled capacity in dealing with market mechanisms and market demand IFC – lead TRANSACTIONS Component – core competence in dealing with private sector clients BUT – all components are being developed and will be implemented by a partnership of Agencies Key interventions Soy/Brazil; Palm oil/Indonesia and key growing markets India and China Targeted interventions – to address production leakage: Soy – in Latin America in places such as Paraguay and Bolivia Palm oil – in West and Central Africa At the same time the IAP will look for opportunities to bring attention to beef and biomass production which are often ancillary commodities. Good signs from countries willing to invest STAR in aligned projects Also in discussion with other interested donors to see if we can extend support, find synergy and complementarity between interventions Aim to get PFD presented to Council in May 2015
  5. Process was started and has continued within air of collaboration Has become increasingly clear that success relies heavily on mutual support
  6. Most countries in Sub-Saharan Africa are confronted with food insecurity as shown by this latest assessment of the Economist Intelligent Unit. The trend is largely due to the largely subsistence production practices by smallholder farmers, who dominate the sector. Major efforts are underway to transform the sector, with emphasis on inputs to increase yields of food crops. However, the natural capital and ecosystem services are seldom considered, including potential risks and vulnerabilities due to climate change. The IAP is an opportunity for the GEF to engage and integrate options for sustainability and resilience.
  7. The IAP will enable GEF to mobilize and ENGAGE with relevant stakeholders on policies and instructional frameworks, promote innovative practices for securing ecosystem services at SCALE, and ensure effective TRACKING of multiple GEBs. The IAP will will then serve as foundation for GEF to influence and shift the food security narrative toward long-term sustainability so that the negative externalities of agricultural intensification can be avoided.
  8. Agro-ecological context and spatial coverage - defined landscape or landscapes within the targeted agro-ecological zones Baselines and co-financing - build on existing investments with potential to catalyze additional resources for transformational impact Institutional framework - evidence of engagement by relevant ministries and government agencies, development partners, scientific institutions, civil society organizations, farmer organizations, and private sector institutions Gender consideration - take into account the differences in needs and practices of women farmers