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STABILITY STUDYSTABILITY STUDY
OFOF
BIOLOGICABIOLOGICALSLS
Stability of vaccines: key definitions
Stability is the ability of a vaccine to retain
its chemical, physical, microbiological and
biological properties within specified limits
throughout its shelf-life.
 Real-time/ real condition stability studies:
physico-chemical, biological & other
vaccine characteristics during & up to the
expected shelf-life and storage periods
under expected handling and storage
conditions
What is a Stable Vaccine?
 A vaccine with a very long shelf life
A vaccine lot that complies with release
specifications throughout shelf
life
 Technical specifications
Vaccine that complies with the principles
of the initial license through out life cycle
Technical, non-clinical and clinical
specifications
Factors Having a Strong Impact on
Stability of Vaccines
 Purity
 Formulation
 Stabilizers
Human Serum Albumin (HAS), recombinant human Albumin
(rHA), Gelatine, Sugars, Sorbitol
Thiomersal
AlOH, AlPO
Ions (Buffer systems)
 Pharmaceutical form
Lyophylized versus liquid
 Storage
Frozen versus refrigerator
Guidelines on Stability of Vaccines
 ICH HARMONISED TRIPARTITE GUIDELINE QUALITY OF
BIOTECHNOLOGICAL PRODUCTS:
 STABILITY TESTING OF BIOTECHNOLOGICAL/BIOLOGICAL
PRODUCTS, Q5C, dated 30 November 1995
 Development of a CPMP Points to Consider on Stability and
Traceability Requirements for Vaccine Intermediates, dated
2000
 WHO guideline on stability evaluation of vaccines, dated
2006
 Other regional guidance
All these guidance documents provide rather general
instructions.
Product specific cases must be considered case by case.
Product Specific Issues
 To what extend may critical quality attributes
change during shelf life without affecting safety
and efficacy?
 Are all potential changes detectable by
technical means?
 How many stability lots are needed to address
the impact on stability due to variances inherent to the
manufacturing process
 Wide specifications
 Number and age of intermediates
 How can these uncertainties best be investigated during
clinical development and post-marketing monitoring
Stability evaluation: guiding
principles
 Vital part of quality and safety assessment of a
vaccine
 Temperature sensitivity
 Specific biological activity: potency assay
 Design of stability studies - depends of the
objectives of
 stability studies:
 1) Determine shelf-life, storage conditions and to
support licensing
 2) monitor vaccine stability in the post-licensure
period
 3) Support manufacturing changes: comparability
 Defining acceptance criteria for
 stability parameters by clinical trials
The vaccine life cycle
 Registration/launch is the critical
time:
studies prior to that point are aimed
at obtaining information to support
registration.
 Subsequent studies are aimed at
assuring that the assessments at the
time of registration are still correct
Using stability data and specifications
to set shelf life
• Goal: Throughout its shelf life, product must
be comparable to batches shown to be safe
and effective in clinical studies
 Stability data are used to make predictions
that can be extrapolated to future batches of
product
 The most accurate predictions are based on
mathematical modeling of biologically
relevant stability-indicating parameters
Potency Definition
Specific ability or capacity of the product,
as indicated by appropriate laboratory
tests or by adequately controlled clinical
data obtained through the administration
of the product in the manner intended, to
effect a given result
Why do we do a potency assay?
 • In development, to:
Assure that safe potencies are not exceeded in clinical trials
Obtain information that will support licensure-including
correlation of potency with clinical response
• After licensure, to assure that lots behave similarly to
those tested in the clinical trials that supported
licensure
 The potency should not be below the lowest potency
believed to be efficacious
The potency should not exceed the highest potency
believed to be safe
• The potency assay thus provides a “bridge” between
licensed material and the clinical trials
What does a potency assay tell us?
• The assay estimates the mean potency value for a lot
• There are two sources of variability in the measured
potency of an individual vial from the same vaccine
lot– manufacturing variability and assay uncertainty
• Thus, we can never know the actual potency in an
individual vial that was used in a clinical trial
• We can know the characteristics of the lot of vaccine
from which that vial came (we routinely estimate the
mean potency)
Variability in potency assay results
• The standard error of the mean potency of a lot provides
information about the accuracy with which we can estimate the
mean potency, and thus provides information about both of
these sources of variability, combined
• The SEM provides information about our level of certainty that
we know the mean potency of the lot; just as the mean potency
does not provide information about individual vials (which is
impossible to obtain, when assays are variable), the SEM
provides information about that estimate
• The standard deviation of the mean potency provides
information about the distribution of potency test values, but
does not tell us about the underlying actual values
• Conformance to GMP and assuring consistency of manufacture
provides assurance that the manufacturing variability remains
constant over time
Clinically relevant parameters
• L.L.: the lowest dose at which we are
comfortable, based on the clinical
data, that the vaccine is going
to be effective. This is normally a
specification.
•U.L.: The highest dose at which we
are comfortable, based on the clinical
data, that the vaccine is going to be
safe. This is normally a specification.
Dose
 Stability profile
 Analytical assay variability
 Confidence limits
Two models
• Compliance model
– Substantially all potency measurements should exceed
some predefined quantity
• Often, the mean potency from clinical trials is used to set this
minimum specification
• This is very difficult (perhaps impossible) to reliably implements in
original clinical tests were performed based on an
understanding of mean potency, not on an understanding of “all
potency measurements”
• Estimation model
– The mean potency of substantially all vaccine lots should
be at a level that is not less than the mean potency of
vaccine lots shown to be effective in clinical trials
Compliance model
 Shelf life is set arbitrarily
depending on the luck associated with
each individual assay at each time point,
and based on the starting potencies of lots
on test
 Release potency must be high enough to
prevent test results that fall below L.L.
due to assay variability, from requiring an
unacceptably short shelf life, or from
subsequently failing stability monitoring
studies
Estimation method
 Statistical methods (when
appropriate, a regression line)
also can be used to estimate
lower bounds on the mean
potency estimate at end-expiry
for any given release potency,
thus allowing estimation of shelf
life
Development-what do we need to
know about stability?
• What are the kinetics of decay?
• What are the degradation products?
• Are there stability-influencing factors that should also be
controlled?
• Do we have sufficient knowledge of the stability of intermediates?
• Are the assays adequate?
– Are potency assays stability-indicating?
– Are potency assays precise enough to support product
development?
• Do we have a sufficient understanding of material tested in clinical
trials?
• Do we have a sufficient understanding of product performance at
potency ranges likely to be encountered post-licensure?
TYPES OF STABILITYTYPES OF STABILITY
 Real Time StabilityReal Time Stability: Long term: Long term
stability under recommended storagestability under recommended storage
conditions for theconditions for the shelf lifeshelf life proposedproposed
for the product.for the product.
 Accelerated TestingAccelerated Testing: Studies under: Studies under
exaggerated storage conditions.exaggerated storage conditions.
 Stress studiesStress studies: More severe: More severe
conditions than those used forconditions than those used for
accelerated studies.accelerated studies.
TEMPERATURESTEMPERATURES
 Real TimeReal Time: Storage Temperature of: Storage Temperature of
the product e.g. 2-8°C for Tetanusthe product e.g. 2-8°C for Tetanus
VaccineVaccine
 AcceleratedAccelerated: 15: 15±±2°C higher than2°C higher than
the maximum temperature ofthe maximum temperature of
storage at real time storage of thestorage at real time storage of the
product e.g. 25product e.g. 25 ±± 2°C2°C
 StressStress: +10°C: +10°C ±± 2°C than the2°C than the
accelerated temperature e.g.35accelerated temperature e.g.35 ±±
22°C°C
SAMPLESAMPLE
 DRUG SUBSTANCESDRUG SUBSTANCES::
INTERMEDIATE PRODUCT: ACTIVEINTERMEDIATE PRODUCT: ACTIVE
RAW MATERIALRAW MATERIAL
FORMULATED BULK: FINAL BULKFORMULATED BULK: FINAL BULK
 DRUG PRODUCTDRUG PRODUCT::
FINISHED PRODUCT: FINAL LOTFINISHED PRODUCT: FINAL LOT
S.No. Criteria No. of batch Type of study
1 Introduction of new
product
3 Long term and accelerated
2. Change in method of
production
3 Long term and accelerated
3. Change in formulation 3 Long term and accelerated
4. Change in container 3 Long term and accelerated
5. Change in manufacturing
equipment
1 Long term and accelerated
6. Change in location 3 Long term and accelerated
DESIGNDESIGN
BracketingBracketing: Extremes of certain design: Extremes of certain design
factors e.g.factors e.g.
Strength:Strength: 10 ug10 ug, 25ug, 100, 25ug, 100 ugug
Package size:Package size: 1 dose1 dose, 5 dose ,, 5 dose ,10 dose10 dose
MatrixingMatrixing: A: A selected subsetselected subset of the theof the the
total number of the possible samples for alltotal number of the possible samples for all
factors is testedfactors is tested at specified timeat specified time and at aand at a
subsequent time another subsetsubsequent time another subset of samplesof samples
for all factors is tested.for all factors is tested.
Stability indicating parameters
 Choice of parameters to be tested: depends of
the
 product characteristics
 Link between vaccine quality and efficacy or
safety as
 demonstrated in clinical trials – ideal case
 Potency, antigen content,appearance, pH,
 completeness of adsorption, adjuvant content;
physicochemical
 properties etc
 New vaccines: parameters to be identified during
the product development
 Real TimeReal Time 2-8°C for 4 years2-8°C for 4 years
(for 3 years expiry)(for 3 years expiry)
0,3M,6M,9M,12M,18M,24M,36M & 480,3M,6M,9M,12M,18M,24M,36M & 48
MM
Accelerated TemperatureAccelerated Temperature 20-25°C20-25°C
forfor 6 months6 months
0,1M,2M,3M & 6 Months0,1M,2M,3M & 6 Months
Stress StudyStress Study: 35°C for 1-2 months: 35°C for 1-2 months
0,1,2,3,4,5,6,7& 8 weeks0,1,2,3,4,5,6,7& 8 weeks
ACCEPTANCE CRITERIAACCEPTANCE CRITERIA
 In general, significant change isIn general, significant change is
defined as:defined as:
 5% change in assay from the initial5% change in assay from the initial
value or failure to meet thevalue or failure to meet the
acceptance criteria by biological oracceptance criteria by biological or
immunological parameters or asimmunological parameters or as
applicable for the specification of theapplicable for the specification of the
product.product.
 Any degradation product (impurity)Any degradation product (impurity)
exceeding its acceptance criteriaexceeding its acceptance criteria
ACCEPTANCE CRITERIAACCEPTANCE CRITERIA
 Failure to meet the acceptanceFailure to meet the acceptance
criteria for physical and chemicalcriteria for physical and chemical
parametersparameters
 Failure to meet the acceptanceFailure to meet the acceptance
criteria for dissolution for stipulatedcriteria for dissolution for stipulated
dosages.dosages.
Cumulative age of an antigen in the
final Product
 Reported as a major issue in practice
 Final product should be stable during the whole
period of shelf-life irrespective of the age of its
intermediate products
 Data should be collected on an ongoing basis –
usually not available before approval of storage
periods and shelf-life
 Accelerated stability studies - to demonstrate
that an aged intermediate did not affect stability
of the final product
Thermal stability testing – lot
release
 An indicator of consistency of production
 Not designed to provide a predictive value
of real time
 TS is a shelf-life specification in current
WHO vaccine
 specific recommendations
 Live attenuated vaccines – OPV, MMR, YF
 For other vaccines: consider relevance of
the rate of
 change for safety and efficacy
Stability of combined vaccines
 Determination of the shelf-life should be
based on the shortest shelf-life component
 Data obtained for monovalent vaccines
should support stability of combined
vaccine
 Stability of combined vaccines should not
be based on the extrapolation of the
stability data of the individual components
alone
Labelling
 Recommended storage conditions and
expiry date
 – Sensitivity of vaccines to environmental
factors (eg light,freezing) and preventive
measures
 If VVMs are to be used, adequate stability
data should be generated to support
selection of appropriate VVM for the
vaccine in question
:
–

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Stability (Sanjay Dwivedi)

  • 2. Stability of vaccines: key definitions Stability is the ability of a vaccine to retain its chemical, physical, microbiological and biological properties within specified limits throughout its shelf-life.  Real-time/ real condition stability studies: physico-chemical, biological & other vaccine characteristics during & up to the expected shelf-life and storage periods under expected handling and storage conditions
  • 3. What is a Stable Vaccine?  A vaccine with a very long shelf life A vaccine lot that complies with release specifications throughout shelf life  Technical specifications Vaccine that complies with the principles of the initial license through out life cycle Technical, non-clinical and clinical specifications
  • 4. Factors Having a Strong Impact on Stability of Vaccines  Purity  Formulation  Stabilizers Human Serum Albumin (HAS), recombinant human Albumin (rHA), Gelatine, Sugars, Sorbitol Thiomersal AlOH, AlPO Ions (Buffer systems)  Pharmaceutical form Lyophylized versus liquid  Storage Frozen versus refrigerator
  • 5. Guidelines on Stability of Vaccines  ICH HARMONISED TRIPARTITE GUIDELINE QUALITY OF BIOTECHNOLOGICAL PRODUCTS:  STABILITY TESTING OF BIOTECHNOLOGICAL/BIOLOGICAL PRODUCTS, Q5C, dated 30 November 1995  Development of a CPMP Points to Consider on Stability and Traceability Requirements for Vaccine Intermediates, dated 2000  WHO guideline on stability evaluation of vaccines, dated 2006  Other regional guidance All these guidance documents provide rather general instructions. Product specific cases must be considered case by case.
  • 6. Product Specific Issues  To what extend may critical quality attributes change during shelf life without affecting safety and efficacy?  Are all potential changes detectable by technical means?  How many stability lots are needed to address the impact on stability due to variances inherent to the manufacturing process  Wide specifications  Number and age of intermediates  How can these uncertainties best be investigated during clinical development and post-marketing monitoring
  • 7. Stability evaluation: guiding principles  Vital part of quality and safety assessment of a vaccine  Temperature sensitivity  Specific biological activity: potency assay  Design of stability studies - depends of the objectives of  stability studies:  1) Determine shelf-life, storage conditions and to support licensing  2) monitor vaccine stability in the post-licensure period  3) Support manufacturing changes: comparability
  • 8.  Defining acceptance criteria for  stability parameters by clinical trials
  • 9. The vaccine life cycle  Registration/launch is the critical time: studies prior to that point are aimed at obtaining information to support registration.  Subsequent studies are aimed at assuring that the assessments at the time of registration are still correct
  • 10. Using stability data and specifications to set shelf life • Goal: Throughout its shelf life, product must be comparable to batches shown to be safe and effective in clinical studies  Stability data are used to make predictions that can be extrapolated to future batches of product  The most accurate predictions are based on mathematical modeling of biologically relevant stability-indicating parameters
  • 11. Potency Definition Specific ability or capacity of the product, as indicated by appropriate laboratory tests or by adequately controlled clinical data obtained through the administration of the product in the manner intended, to effect a given result
  • 12. Why do we do a potency assay?  • In development, to: Assure that safe potencies are not exceeded in clinical trials Obtain information that will support licensure-including correlation of potency with clinical response • After licensure, to assure that lots behave similarly to those tested in the clinical trials that supported licensure  The potency should not be below the lowest potency believed to be efficacious The potency should not exceed the highest potency believed to be safe • The potency assay thus provides a “bridge” between licensed material and the clinical trials
  • 13. What does a potency assay tell us? • The assay estimates the mean potency value for a lot • There are two sources of variability in the measured potency of an individual vial from the same vaccine lot– manufacturing variability and assay uncertainty • Thus, we can never know the actual potency in an individual vial that was used in a clinical trial • We can know the characteristics of the lot of vaccine from which that vial came (we routinely estimate the mean potency)
  • 14. Variability in potency assay results • The standard error of the mean potency of a lot provides information about the accuracy with which we can estimate the mean potency, and thus provides information about both of these sources of variability, combined • The SEM provides information about our level of certainty that we know the mean potency of the lot; just as the mean potency does not provide information about individual vials (which is impossible to obtain, when assays are variable), the SEM provides information about that estimate • The standard deviation of the mean potency provides information about the distribution of potency test values, but does not tell us about the underlying actual values • Conformance to GMP and assuring consistency of manufacture provides assurance that the manufacturing variability remains constant over time
  • 15. Clinically relevant parameters • L.L.: the lowest dose at which we are comfortable, based on the clinical data, that the vaccine is going to be effective. This is normally a specification. •U.L.: The highest dose at which we are comfortable, based on the clinical data, that the vaccine is going to be safe. This is normally a specification.
  • 16. Dose  Stability profile  Analytical assay variability  Confidence limits
  • 17. Two models • Compliance model – Substantially all potency measurements should exceed some predefined quantity • Often, the mean potency from clinical trials is used to set this minimum specification • This is very difficult (perhaps impossible) to reliably implements in original clinical tests were performed based on an understanding of mean potency, not on an understanding of “all potency measurements” • Estimation model – The mean potency of substantially all vaccine lots should be at a level that is not less than the mean potency of vaccine lots shown to be effective in clinical trials
  • 18. Compliance model  Shelf life is set arbitrarily depending on the luck associated with each individual assay at each time point, and based on the starting potencies of lots on test  Release potency must be high enough to prevent test results that fall below L.L. due to assay variability, from requiring an unacceptably short shelf life, or from subsequently failing stability monitoring studies
  • 19. Estimation method  Statistical methods (when appropriate, a regression line) also can be used to estimate lower bounds on the mean potency estimate at end-expiry for any given release potency, thus allowing estimation of shelf life
  • 20. Development-what do we need to know about stability? • What are the kinetics of decay? • What are the degradation products? • Are there stability-influencing factors that should also be controlled? • Do we have sufficient knowledge of the stability of intermediates? • Are the assays adequate? – Are potency assays stability-indicating? – Are potency assays precise enough to support product development? • Do we have a sufficient understanding of material tested in clinical trials? • Do we have a sufficient understanding of product performance at potency ranges likely to be encountered post-licensure?
  • 21. TYPES OF STABILITYTYPES OF STABILITY  Real Time StabilityReal Time Stability: Long term: Long term stability under recommended storagestability under recommended storage conditions for theconditions for the shelf lifeshelf life proposedproposed for the product.for the product.  Accelerated TestingAccelerated Testing: Studies under: Studies under exaggerated storage conditions.exaggerated storage conditions.  Stress studiesStress studies: More severe: More severe conditions than those used forconditions than those used for accelerated studies.accelerated studies.
  • 22. TEMPERATURESTEMPERATURES  Real TimeReal Time: Storage Temperature of: Storage Temperature of the product e.g. 2-8°C for Tetanusthe product e.g. 2-8°C for Tetanus VaccineVaccine  AcceleratedAccelerated: 15: 15±±2°C higher than2°C higher than the maximum temperature ofthe maximum temperature of storage at real time storage of thestorage at real time storage of the product e.g. 25product e.g. 25 ±± 2°C2°C  StressStress: +10°C: +10°C ±± 2°C than the2°C than the accelerated temperature e.g.35accelerated temperature e.g.35 ±± 22°C°C
  • 23. SAMPLESAMPLE  DRUG SUBSTANCESDRUG SUBSTANCES:: INTERMEDIATE PRODUCT: ACTIVEINTERMEDIATE PRODUCT: ACTIVE RAW MATERIALRAW MATERIAL FORMULATED BULK: FINAL BULKFORMULATED BULK: FINAL BULK  DRUG PRODUCTDRUG PRODUCT:: FINISHED PRODUCT: FINAL LOTFINISHED PRODUCT: FINAL LOT
  • 24. S.No. Criteria No. of batch Type of study 1 Introduction of new product 3 Long term and accelerated 2. Change in method of production 3 Long term and accelerated 3. Change in formulation 3 Long term and accelerated 4. Change in container 3 Long term and accelerated 5. Change in manufacturing equipment 1 Long term and accelerated 6. Change in location 3 Long term and accelerated
  • 25. DESIGNDESIGN BracketingBracketing: Extremes of certain design: Extremes of certain design factors e.g.factors e.g. Strength:Strength: 10 ug10 ug, 25ug, 100, 25ug, 100 ugug Package size:Package size: 1 dose1 dose, 5 dose ,, 5 dose ,10 dose10 dose MatrixingMatrixing: A: A selected subsetselected subset of the theof the the total number of the possible samples for alltotal number of the possible samples for all factors is testedfactors is tested at specified timeat specified time and at aand at a subsequent time another subsetsubsequent time another subset of samplesof samples for all factors is tested.for all factors is tested.
  • 26. Stability indicating parameters  Choice of parameters to be tested: depends of the  product characteristics  Link between vaccine quality and efficacy or safety as  demonstrated in clinical trials – ideal case  Potency, antigen content,appearance, pH,  completeness of adsorption, adjuvant content; physicochemical  properties etc  New vaccines: parameters to be identified during the product development
  • 27.  Real TimeReal Time 2-8°C for 4 years2-8°C for 4 years (for 3 years expiry)(for 3 years expiry) 0,3M,6M,9M,12M,18M,24M,36M & 480,3M,6M,9M,12M,18M,24M,36M & 48 MM Accelerated TemperatureAccelerated Temperature 20-25°C20-25°C forfor 6 months6 months 0,1M,2M,3M & 6 Months0,1M,2M,3M & 6 Months Stress StudyStress Study: 35°C for 1-2 months: 35°C for 1-2 months 0,1,2,3,4,5,6,7& 8 weeks0,1,2,3,4,5,6,7& 8 weeks
  • 28. ACCEPTANCE CRITERIAACCEPTANCE CRITERIA  In general, significant change isIn general, significant change is defined as:defined as:  5% change in assay from the initial5% change in assay from the initial value or failure to meet thevalue or failure to meet the acceptance criteria by biological oracceptance criteria by biological or immunological parameters or asimmunological parameters or as applicable for the specification of theapplicable for the specification of the product.product.  Any degradation product (impurity)Any degradation product (impurity) exceeding its acceptance criteriaexceeding its acceptance criteria
  • 29. ACCEPTANCE CRITERIAACCEPTANCE CRITERIA  Failure to meet the acceptanceFailure to meet the acceptance criteria for physical and chemicalcriteria for physical and chemical parametersparameters  Failure to meet the acceptanceFailure to meet the acceptance criteria for dissolution for stipulatedcriteria for dissolution for stipulated dosages.dosages.
  • 30. Cumulative age of an antigen in the final Product  Reported as a major issue in practice  Final product should be stable during the whole period of shelf-life irrespective of the age of its intermediate products  Data should be collected on an ongoing basis – usually not available before approval of storage periods and shelf-life  Accelerated stability studies - to demonstrate that an aged intermediate did not affect stability of the final product
  • 31. Thermal stability testing – lot release  An indicator of consistency of production  Not designed to provide a predictive value of real time  TS is a shelf-life specification in current WHO vaccine  specific recommendations  Live attenuated vaccines – OPV, MMR, YF  For other vaccines: consider relevance of the rate of  change for safety and efficacy
  • 32. Stability of combined vaccines  Determination of the shelf-life should be based on the shortest shelf-life component  Data obtained for monovalent vaccines should support stability of combined vaccine  Stability of combined vaccines should not be based on the extrapolation of the stability data of the individual components alone
  • 33. Labelling  Recommended storage conditions and expiry date  – Sensitivity of vaccines to environmental factors (eg light,freezing) and preventive measures  If VVMs are to be used, adequate stability data should be generated to support selection of appropriate VVM for the vaccine in question : –