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Simplified actor analysis for a case of
developing renewable energy
Silin V.E.
The Ural federal university named after the first President of Russia
B.N. Yeltsin, 620002, Yekaterinburg, Russia
Abstract
Domestic fuels and renewables constitute less than 5% in fuel balance of
Sverdlovsk region. However, the potential of renewables, including biomass, is
higher. Some rural, cottages and cottage villages can be supplied with renewables
placed around them. This article describes the main actors in the field of
developing renewable energy in Sverdlovsk region, gives their classification
(individual micro-scale consumers, joined small and mid-scale consumers, and
other “actors”) and presents their desired behaviour. As a conclusion, the article
offers one of the possible ways to force development of renewable energy by using
“inverse infrastructure” approach.
Keywords: biomass, depressive rural, inverse infrastructure approach, municipal
program, renewables
1 Introduction
Sverdlovsk region is heavily dependent of imported fuels [1]. Almost 50% of fuel
supplies are natural gas but the second part is coal. Both gas pipelines and railways
have limited capacity. In addition, coal is ecologically unfriendly.
Domestic fuels (mainly – forest residues) constitute less than 5% in fuel balance
of region. However, the potential of renewables, including biomass, is higher.
Some rural, cottages and cottage villages can be supplied with renewables placed
around them. It might increase the level of life and sustainability of regional
development.
2 Actors involved
There are two potential groups of renewable energy consumers:
• Individual micro-scale consumers – end users of very low capacity
engines and heat generators on renewables (less than 10 kW(e) or 20 kW(t),
for example individual cottages or little shops with one or two small
refrigerators);
• United small and mid-scale consumers – end users of small and medium
capacity engines and heat generators on renewables (10-200 kW(e) or 20-
500 kW(t), for example cottage villages, farms or apartment houses).
Consumers may be further classified depending on their prosperity level:
• “prosperous” consumers;
• “depressive” remote rural consumers.
Main features of consumers mentioned above are shown in the table 1.
Table 1: Consumers of renewable energy
Parameter “Prosperous” “Depressive” remote rural
Examples of micro-
scale individuals
Cottages, farms, individual
houses or little shops with one
or two small refrigerators.
Remote owners.
Examples of united
small and mid-scale
Cottage villages, apartment
houses
Villages without gas and power
lines.
Public value Sustainable functioning and
development of environment.
More comfortable, safe and
modern life.
Current situation
and the main
bottlenecks
1. Path dependency (tendency
to use gas and power for heat
generation).
2. No legal mechanisms of
establishing of governmental
guarantees.
1. Small amount of end-users of
power and heat in “depressive”
rural (approx. 15% of entire
population of the region).
2. Secondary but not main issue
for state and regional
government.
Developing of energy system on renewables is one of means to reach the goal of
increasing sustainability of regional development. There are some undesirable side
effects on this way.
For example, the absence of municipal and regional programs that must coordinate
activity of different actors of the process may cause a haphazardly disbursement
of local budget funds, discretization of technological approach. To avoid this it is
necessary to develop feasible program and to monitor its realization. This is a
leading role of government. A feasibility of program is determined both technical
and economical possibilities. The first has to be done with the involvement of
science and education for the purpose of development a regional technological
basis and vendors of equipment. Here is important to avoid wrong or (and)
expensive choice of technology or engine, or to avoid a fraud and fakes and widely
use different forms of education [2]. Financing of all enforcements must be done.
Usual government mechanisms of financial support are partial financing and
making the environment attractive to investors and their funds for solving
problems.
Actors mentioned above are summarized at the field “Interest-power” (fig. 1):
• Crowd: “Vendors” – suppliers of technologies and services; now vendors
of renewables in Sverdlovsk region have no sufficient power of influence
and interest for carrying their offers.
• Subjects: “Micro-scale consumers” and “Small and mid-scale
consumers”. They have correspondent interest but in practice they have no
sufficient power to influence on any decisions in the field of renewables.
• Context setters: “Science”, “Investors” can influence on decisions in the
field of renewables but have no sufficient interest in dealing with renewables
because of lack of subsidizing of R&D or big expenses and investments in
renewables.
• Players: “state and regional governments” – players who can decide and
implement if they want.
Figure 1: Actor’s classification.
At the fig. 2, 3 the “field of players” is shown. This is a triangle of components of
the system of involving renewables in the fuel-energy balance. Three main
components are in the basis (bottom of triangle): available technologies and
services, regional or (and) state programs for developing renewable energy, and,
of course, finance. Next line – quantitative indexes: quantity of successful
introduction of micro-, small and medium scale renewables. In addition, on the top
as the “sum” of them is the share of renewables in the fuel-energy balance. Upper
triangle indicates the possible actors who has interest to the correspondent part of
the system, bottom triangle – possible influenced actors.
Figure 2: Interest in the system of involving renewables in the fuel-energy
balance.
Figure 3: Influence in the system of involving renewables in the fuel-energy
balance.
Players and context setters all in the basis of triangle and all of them are critical
players (table 2).
Table 2: Main features of players and context setters.
Actor Interests Existing
situation and gap
Causes Preferred
solutions
Own means
State and
regional
government
Show care
about
improving
standards of
life of the
population.
Natural gas,
diesel, power
grid and coal
based
technologies are
too expensive
for “depressive”
rural.
Small amount
of end users of
power and
heat in
“depressive”
rural.
Path
dependency.
Order
development
of
economically
viable
technical
solutions and
monitor its
implementa-
tion.
Attract
investors.
Subsidization
and stimulating
of R&D.
Setting
preferences for
users and
producers of
renewable
energy.
Investors Make a
profit.
Get a
“greener”
reputation.
There are no
guarantees, no
preferences, and
no developed
demand.
Secondary but
not main issue
for state and
regional
government.
Path
dependency.
Obtain state
guarantees,
including in
the form of
subsidies,
preferences
and proven
technology.
Finance.
Networks.
Science and
developers
Increase
knowledge.
Obtain
financing.
Development on
a voluntary basis
without the
centralized
order.
Secondary but
not main issue
for state and
regional
government.
Work in the
framework of
long-term
research,
supported by
the state.
Knowledge.
3 Desired behaviour of actors involved
Desired behavior of actors, involved in the realization of potential program of
developing renewable energy, in dynamic is shown at fig. 4.
Upper part of fig. 4 shows a moment of taking a program for developing renewable
energy into operation (and period of operation). It lasts for 15 years, for example.
It is the “impulse”. Below are shown desired responses for two groups of end-
users: a) “prosperous”, b) “depressive” rural.
The first group of responses just starts with the start of the program but not finishes
in the end of the program because of the number of individual cottages and cottage
villages rises. The second group, in contrast to the first one, lasts while the program
is in operation. Goals of the program have to include total equipping of rural by
renewable energy sources. “Total” means the whole number of locations where is
a problem with energy supply and there are available renewables around them.
Figure 4: Desired behavior of actors.
Let's consider in this case that rural territories and their population are good
subjects to test scientific researches on a wide range of issues [3]. So the main role
in this case is dedicated to science and corresponding financial mechanisms
(subsidizing, venture funds, business-angels). For example, from the first moment
government should subsidize scientific researches. Other investors should involve
in the deal from the moment of experimental design and further implementation
of innovative items. When the program is finished and goals are reached, investors
can demand partial or full return of investments and “greener” and “take care about
social goals” reputation.
4 Forcing the system
One of indexes of successfulness of program of developing of renewable energy
is the number of successful implementations of renewable energy in the region.
Clipping of causal loop diagram of this index is shown at fig. 5. Here are viewed
just the most explicit interconnections and influences. “Reinforcing” loop consists
of two loops in accordance with two groups of end-users of renewable energy
(“prosperous” and “depressive”). In the “balancing” loop one can see variable
“Power, gas line affordability”. These are some influential actors, not mentioned
earlier, for example, gas and power suppliers. In case of "prosperous" locations
like cottage villages, these actors have a significant interest and balancing
influence.
Figure 5 : Clipping of causal loop diagram of “number of successful
implementations of renewable energy” index of program of
developing renewable energy
As usual, the role of government in forcing both “R” and “B” loops is leading [4].
However, one more thing to force these loops is to use the approach of "inverse
infrastructure". The “inverse” side of the field of players (fig. 1) in this case is
“Subjects”: micro-, small- and mid-scale consumers and vendors. The real thing
that “Subjects” can do as elements of invers infrastructure is to start initiatively
implement renewable energy. This step can eventually bring system into a new
state by accumulating successful experience of introductions of renewables. It can
influence on other actors, increasing the number of rural or cottages with
renewables. In this case, “Subjects” becomes “Players” and actual “Players” (and
“Context setters”) has to make correspondent response.
One more instrument for increasing the success of this step is a broadly covering
in mass media and by advertising positive experience of implementation
renewables and its benefit. Here appears a new actor – media.
5 Conclusions
1. Consumers of renewable energy may be classified depending on theirs
prosperity level as “prosperous” and consumers from “depressive”
remote rural; program of developing renewable energy must combine
both types of consumers; dynamic of development and financial
mechanisms differ in both cases.
2. Because of small amount of end-users of power and heat in “depressive”
rural the problem of their energy supply is secondary for the government.
It causes the absence of valuable attention, absence of guarantees and
preferences, developed demand and centralized management. Investors
cannot see the perspectives of development of regional renewable energy
because there are no ways to return investments not to mention getting a
profit. Basic preferred solutions for all parts involved are governmental
guarantees, subsidies, setting preferences for users and producers of
renewable energy, scientific researches within the long-term subsidizing
programs.
3. One of possible steps to force the process of developing of renewable
energy in the region in current conditions is to use “invers infrastructure”
approach by stimulating the interest of “prosperous” consumers to
increase number of introduction of renewable sources and to broadly
cover in mass media and by advertising the positive experience of
implementation renewables and its benefit.
References
[1] Smirnov, N. & Menshikova, E., The Sverdlovsk Region: steps towards
sustainable development and energy security, Proceedings of First
International Conference on Energy Production and Management in the
21st Century, WITpress. Vol. 1, pp. 1-8, 2014.
[2] Baldin, V.Yu., Danilov N.I., Khudyakova, G.I., The system of human
resource development in energy saving in the Ural region, Proceedings of
First International Conference On Energy Production and Management
in the 21st Century, WITpress. Vol. 2, pp. 1205-1214, 2014.
[3] Genon, G., Panepinto, D., Viggiano, F., Energy from biomass: the
potentialities, environmental aspects and technology, Proceedings of First
International Conference on Energy Production and Management in the
21st Century, WITpress. Vol. 1, pp. 995-1006, 2014.
[4] Danilov, N.I., Silin, V.E., Dobrodey, V.I., Popov, V.E., Energy problems
of the rational use of the economic potential of the region, Proceedings of
First International Conference On Energy Production and Management
in the 21st Century, WITpress. Vol. 1, pp. 419-424, 2014.

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Simplified actor analysis for a case of developing renewable energy

  • 1. Simplified actor analysis for a case of developing renewable energy Silin V.E. The Ural federal university named after the first President of Russia B.N. Yeltsin, 620002, Yekaterinburg, Russia Abstract Domestic fuels and renewables constitute less than 5% in fuel balance of Sverdlovsk region. However, the potential of renewables, including biomass, is higher. Some rural, cottages and cottage villages can be supplied with renewables placed around them. This article describes the main actors in the field of developing renewable energy in Sverdlovsk region, gives their classification (individual micro-scale consumers, joined small and mid-scale consumers, and other “actors”) and presents their desired behaviour. As a conclusion, the article offers one of the possible ways to force development of renewable energy by using “inverse infrastructure” approach. Keywords: biomass, depressive rural, inverse infrastructure approach, municipal program, renewables 1 Introduction Sverdlovsk region is heavily dependent of imported fuels [1]. Almost 50% of fuel supplies are natural gas but the second part is coal. Both gas pipelines and railways have limited capacity. In addition, coal is ecologically unfriendly. Domestic fuels (mainly – forest residues) constitute less than 5% in fuel balance of region. However, the potential of renewables, including biomass, is higher. Some rural, cottages and cottage villages can be supplied with renewables placed around them. It might increase the level of life and sustainability of regional development.
  • 2. 2 Actors involved There are two potential groups of renewable energy consumers: • Individual micro-scale consumers – end users of very low capacity engines and heat generators on renewables (less than 10 kW(e) or 20 kW(t), for example individual cottages or little shops with one or two small refrigerators); • United small and mid-scale consumers – end users of small and medium capacity engines and heat generators on renewables (10-200 kW(e) or 20- 500 kW(t), for example cottage villages, farms or apartment houses). Consumers may be further classified depending on their prosperity level: • “prosperous” consumers; • “depressive” remote rural consumers. Main features of consumers mentioned above are shown in the table 1. Table 1: Consumers of renewable energy Parameter “Prosperous” “Depressive” remote rural Examples of micro- scale individuals Cottages, farms, individual houses or little shops with one or two small refrigerators. Remote owners. Examples of united small and mid-scale Cottage villages, apartment houses Villages without gas and power lines. Public value Sustainable functioning and development of environment. More comfortable, safe and modern life. Current situation and the main bottlenecks 1. Path dependency (tendency to use gas and power for heat generation). 2. No legal mechanisms of establishing of governmental guarantees. 1. Small amount of end-users of power and heat in “depressive” rural (approx. 15% of entire population of the region). 2. Secondary but not main issue for state and regional government. Developing of energy system on renewables is one of means to reach the goal of increasing sustainability of regional development. There are some undesirable side effects on this way. For example, the absence of municipal and regional programs that must coordinate activity of different actors of the process may cause a haphazardly disbursement of local budget funds, discretization of technological approach. To avoid this it is necessary to develop feasible program and to monitor its realization. This is a
  • 3. leading role of government. A feasibility of program is determined both technical and economical possibilities. The first has to be done with the involvement of science and education for the purpose of development a regional technological basis and vendors of equipment. Here is important to avoid wrong or (and) expensive choice of technology or engine, or to avoid a fraud and fakes and widely use different forms of education [2]. Financing of all enforcements must be done. Usual government mechanisms of financial support are partial financing and making the environment attractive to investors and their funds for solving problems. Actors mentioned above are summarized at the field “Interest-power” (fig. 1): • Crowd: “Vendors” – suppliers of technologies and services; now vendors of renewables in Sverdlovsk region have no sufficient power of influence and interest for carrying their offers. • Subjects: “Micro-scale consumers” and “Small and mid-scale consumers”. They have correspondent interest but in practice they have no sufficient power to influence on any decisions in the field of renewables. • Context setters: “Science”, “Investors” can influence on decisions in the field of renewables but have no sufficient interest in dealing with renewables because of lack of subsidizing of R&D or big expenses and investments in renewables. • Players: “state and regional governments” – players who can decide and implement if they want. Figure 1: Actor’s classification. At the fig. 2, 3 the “field of players” is shown. This is a triangle of components of the system of involving renewables in the fuel-energy balance. Three main components are in the basis (bottom of triangle): available technologies and services, regional or (and) state programs for developing renewable energy, and, of course, finance. Next line – quantitative indexes: quantity of successful
  • 4. introduction of micro-, small and medium scale renewables. In addition, on the top as the “sum” of them is the share of renewables in the fuel-energy balance. Upper triangle indicates the possible actors who has interest to the correspondent part of the system, bottom triangle – possible influenced actors. Figure 2: Interest in the system of involving renewables in the fuel-energy balance. Figure 3: Influence in the system of involving renewables in the fuel-energy balance.
  • 5. Players and context setters all in the basis of triangle and all of them are critical players (table 2). Table 2: Main features of players and context setters. Actor Interests Existing situation and gap Causes Preferred solutions Own means State and regional government Show care about improving standards of life of the population. Natural gas, diesel, power grid and coal based technologies are too expensive for “depressive” rural. Small amount of end users of power and heat in “depressive” rural. Path dependency. Order development of economically viable technical solutions and monitor its implementa- tion. Attract investors. Subsidization and stimulating of R&D. Setting preferences for users and producers of renewable energy. Investors Make a profit. Get a “greener” reputation. There are no guarantees, no preferences, and no developed demand. Secondary but not main issue for state and regional government. Path dependency. Obtain state guarantees, including in the form of subsidies, preferences and proven technology. Finance. Networks. Science and developers Increase knowledge. Obtain financing. Development on a voluntary basis without the centralized order. Secondary but not main issue for state and regional government. Work in the framework of long-term research, supported by the state. Knowledge. 3 Desired behaviour of actors involved Desired behavior of actors, involved in the realization of potential program of developing renewable energy, in dynamic is shown at fig. 4. Upper part of fig. 4 shows a moment of taking a program for developing renewable energy into operation (and period of operation). It lasts for 15 years, for example. It is the “impulse”. Below are shown desired responses for two groups of end- users: a) “prosperous”, b) “depressive” rural. The first group of responses just starts with the start of the program but not finishes in the end of the program because of the number of individual cottages and cottage villages rises. The second group, in contrast to the first one, lasts while the program is in operation. Goals of the program have to include total equipping of rural by
  • 6. renewable energy sources. “Total” means the whole number of locations where is a problem with energy supply and there are available renewables around them. Figure 4: Desired behavior of actors. Let's consider in this case that rural territories and their population are good
  • 7. subjects to test scientific researches on a wide range of issues [3]. So the main role in this case is dedicated to science and corresponding financial mechanisms (subsidizing, venture funds, business-angels). For example, from the first moment government should subsidize scientific researches. Other investors should involve in the deal from the moment of experimental design and further implementation of innovative items. When the program is finished and goals are reached, investors can demand partial or full return of investments and “greener” and “take care about social goals” reputation. 4 Forcing the system One of indexes of successfulness of program of developing of renewable energy is the number of successful implementations of renewable energy in the region. Clipping of causal loop diagram of this index is shown at fig. 5. Here are viewed just the most explicit interconnections and influences. “Reinforcing” loop consists of two loops in accordance with two groups of end-users of renewable energy (“prosperous” and “depressive”). In the “balancing” loop one can see variable “Power, gas line affordability”. These are some influential actors, not mentioned earlier, for example, gas and power suppliers. In case of "prosperous" locations like cottage villages, these actors have a significant interest and balancing influence. Figure 5 : Clipping of causal loop diagram of “number of successful implementations of renewable energy” index of program of developing renewable energy As usual, the role of government in forcing both “R” and “B” loops is leading [4]. However, one more thing to force these loops is to use the approach of "inverse infrastructure". The “inverse” side of the field of players (fig. 1) in this case is “Subjects”: micro-, small- and mid-scale consumers and vendors. The real thing that “Subjects” can do as elements of invers infrastructure is to start initiatively
  • 8. implement renewable energy. This step can eventually bring system into a new state by accumulating successful experience of introductions of renewables. It can influence on other actors, increasing the number of rural or cottages with renewables. In this case, “Subjects” becomes “Players” and actual “Players” (and “Context setters”) has to make correspondent response. One more instrument for increasing the success of this step is a broadly covering in mass media and by advertising positive experience of implementation renewables and its benefit. Here appears a new actor – media. 5 Conclusions 1. Consumers of renewable energy may be classified depending on theirs prosperity level as “prosperous” and consumers from “depressive” remote rural; program of developing renewable energy must combine both types of consumers; dynamic of development and financial mechanisms differ in both cases. 2. Because of small amount of end-users of power and heat in “depressive” rural the problem of their energy supply is secondary for the government. It causes the absence of valuable attention, absence of guarantees and preferences, developed demand and centralized management. Investors cannot see the perspectives of development of regional renewable energy because there are no ways to return investments not to mention getting a profit. Basic preferred solutions for all parts involved are governmental guarantees, subsidies, setting preferences for users and producers of renewable energy, scientific researches within the long-term subsidizing programs. 3. One of possible steps to force the process of developing of renewable energy in the region in current conditions is to use “invers infrastructure” approach by stimulating the interest of “prosperous” consumers to increase number of introduction of renewable sources and to broadly cover in mass media and by advertising the positive experience of implementation renewables and its benefit. References [1] Smirnov, N. & Menshikova, E., The Sverdlovsk Region: steps towards sustainable development and energy security, Proceedings of First International Conference on Energy Production and Management in the 21st Century, WITpress. Vol. 1, pp. 1-8, 2014. [2] Baldin, V.Yu., Danilov N.I., Khudyakova, G.I., The system of human resource development in energy saving in the Ural region, Proceedings of First International Conference On Energy Production and Management in the 21st Century, WITpress. Vol. 2, pp. 1205-1214, 2014.
  • 9. [3] Genon, G., Panepinto, D., Viggiano, F., Energy from biomass: the potentialities, environmental aspects and technology, Proceedings of First International Conference on Energy Production and Management in the 21st Century, WITpress. Vol. 1, pp. 995-1006, 2014. [4] Danilov, N.I., Silin, V.E., Dobrodey, V.I., Popov, V.E., Energy problems of the rational use of the economic potential of the region, Proceedings of First International Conference On Energy Production and Management in the 21st Century, WITpress. Vol. 1, pp. 419-424, 2014.