Securities market
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This document discusses the primary market for securities. The primary market refers to the initial sale of securities to investors through public offerings or rights issues. It does not have a physical structure. Key participants include regulators, investment bankers, brokers, depositories and investors. Companies can issue new shares via public issues, rights issues, or private placements. Public issues involve issuing shares directly to the public, while rights issues offer shares to existing shareholders. Private placements sell shares to select investors. The document also briefly outlines book building and the regulatory history of the primary market.
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Primary and Secondary Markets
This document summarizes key aspects of primary and secondary markets:
- Primary markets involve newly issued financial claims where issuers work with underwriters to issue securities, which requires registration with the SEC. Secondary markets involve trading of already issued financial assets between investors.
- There are various regulations and processes around issuing securities in primary markets, including prospectus requirements, SEC approval, and exemptions for private placements. Secondary markets provide liquidity and price discovery for issued securities.
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This presentation explains Secondary Markets which is a part of the subject Financial Management. This presentation is allied to basic concepts.
Primary and secondary market
The document discusses the primary and secondary capital markets. The primary market deals with the initial issuing of securities, such as when companies and governments raise funds through bond issues or corporations raise capital through initial public offerings. The secondary market refers to where previously issued securities are traded, mainly on stock exchanges, and provides liquidity to investors. Some of the key differences highlighted are that the primary market issues new securities while the secondary market trades existing ones.
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This document provides an overview of the listing process for securities on the stock exchange. It discusses the introduction and definition of listing, the qualifications needed for listing, and the merits and demerits of listing. It also describes the pre-listing and post-listing procedures that must be followed, including filing various applications, meeting disclosure requirements, and obtaining necessary approvals. The key steps in the listing process include filing a draft red herring prospectus with SEBI and the exchange, setting the price band, filing the final prospectus, carrying out the initial public offering, and obtaining final listing approval to commence trading on the exchange.
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Depository institutions include commercial banks, savings and loan associations, savings banks, and credit unions. They accept deposits and use the funds to make loans and invest in securities. Depository institutions face risks such as credit risk, regulatory risk, and funding risk. They are highly regulated due to their important role in the financial system and are afforded privileges like federal deposit insurance.
Types of Capital Market
Primary capital market scenario in India, primary market intermediaries, primary market activities, methods of raising resources from primary market; secondary market scenario in India, reforms in secondary market, organization and management, trading and settlement, listing of securities, stock market index, steps taken by SEBI to increase liquidity in the stock market.
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Primary market ppt1
The primary market refers to the market for new issues of securities. Companies raise funds directly from investors through primary market mechanisms like initial public offerings, rights issues, and preferential allotments. The primary market allows small and medium businesses to raise money from the public and accelerates capital formation. It consists of new equity capital being issued for the first time. The secondary market refers to the subsequent trading of existing securities between investors. The major difference is that primary market issues are new securities offered by companies, while secondary market involves trading of existing securities between investors.
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This document summarizes key aspects of primary and secondary markets:
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Depository institutions include commercial banks, savings and loan associations, savings banks, and credit unions. They accept deposits and use the funds to make loans and invest in securities. Depository institutions face risks such as credit risk, regulatory risk, and funding risk. They are highly regulated due to their important role in the financial system and are afforded privileges like federal deposit insurance.
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This document discusses various capital market instruments. It defines capital markets as dealing with medium to long term funds and describes primary roles as raising funds for governments, banks and corporations through stocks and bonds. It then discusses types of capital market instruments including equity (common/preferred stocks), debt (bonds, mortgages), hybrids (convertible bonds) and insurance instruments. The document provides details on features and types of these various capital market instruments.
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The primary market refers to the market for new issues of securities. Companies raise funds directly from investors through primary market mechanisms like initial public offerings, rights issues, and preferential allotments. The primary market allows small and medium businesses to raise money from the public and accelerates capital formation. It consists of new equity capital being issued for the first time. The secondary market refers to the subsequent trading of existing securities between investors. The major difference is that primary market issues are new securities offered by companies, while secondary market involves trading of existing securities between investors.
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- They are regulated in India by entities like the Ministry of Finance, Securities and Exchange Board of India (SEBI), and Reserve Bank of India (RBI).
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The primary market deals with new security issues and helps transfer resources from savers to users. It involves various intermediaries like merchant bankers, underwriters, and registrars. The main functions of the primary market are origination, underwriting, and distribution of new securities. Origination involves evaluating project viability. Underwriting guarantees minimum subscription. Distribution involves selling securities to investors through brokers and agents. The primary market facilitates capital formation by bringing together investors and those seeking capital.
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The capital market deals in long-term financing through instruments like stocks, bonds, and debentures. It connects suppliers of capital like investors to users of capital such as businesses and governments. The capital market has two components - the primary market where new securities are issued, and the secondary market where existing securities are traded. Some key functions of the capital market include facilitating investment, encouraging savings, and promoting economic growth.
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The secondary market for private equity investments is growing rapidly. As public market values decline, some investors are forced to sell alternative assets like private equity interests to rebalance their portfolios. This creates opportunities for secondary buyers to purchase portfolio interests at discounts of 40-50% of net asset value. While most secondary transactions involve the sale of limited partnership interests, direct sales of portfolio companies are also occurring. The transaction process requires fund manager consent and involves issues like legal reviews, tax implications, and expense allocations. With many sellers unwilling to accept steep discounts currently, the secondary market is expected to see increased deal volume in the second half of 2009 as pricing gaps narrow.
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The document discusses primary and secondary capital markets. The primary market issues new securities, allowing companies to raise funds. The secondary market allows investors to buy and sell existing securities from other investors. It also discusses the roles of investment banks in originating, underwriting, and distributing new securities issues through public offerings. The public offering process involves investment bank tasks like due diligence, negotiating the offering price, and distributing securities to investors.
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9
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Securities market
- 1. P R E P A R E D B Y M R . R A H U L B E R R Y SECURITIES MARKET
- 2. FINANCIAL MARKET The mechanism or system through which financial assets are created or transferred. Lender of funds is the buyer of the asset. Borrower of funds is the seller of the asset.
- 3. SECURITY MARKET Platform or mechanism to transfer: a) corporate and b) government securities.
- 5. PRIMARY MARKET The market mechanism for the buying and selling of new issue of securities is known as primary market. Also known as new issue market. Market for IPO & FPO. Does not have a physical structure. Price is determined by the issuer
- 6. PARTICIPANTS IN PRIMARY MARKET Regulators Depositories Brokers FIIs Merchant Bankers or Investment Bankers Custodians Registrars Underwriters Bankers to an issue Debenture trustees Venture capital funds. Credit rating agencies Investors
- 7. METHODS TO FLOAT NEW ISSUE PUBLIC ISSUE RIGHT ISSUE PRIVATE PLACEMENT
- 8. PUBLIC ISSUE Issuing company make offer to the public directly. Issue of prospectus by the company (Legal Document). Invitation to the public to subscribe to the securities. Mostly underwritten.
- 9. RIGHT ISSUE Selling securities to existing shareholders. In proportion to current shareholdings. Section 81 of the companies act 1956.
- 10. PRIVATE PLACEMENT Issue shares to selected group of investors. Institutional Investors, Mutual Funds or Financial Institutions. Useful for small companies. Company does not require to issue prospectus and underwriting.
- 11. BOOK BUILDING October 1995 Issue price is not fixed in advance. Price is determined through a bidding process. Weighted average price of security. Price is determined through demand and supply.
- 12. Regulation of PRIMARY MARKET Controlled by Controller of Capital Issue (CCI) till 1992. CCI was appointed under Capital Issues Control Act 1947. In 1992 SEBI came in to existence and start regulating primary market.