Robots can assist with various compliance tasks like handling notifications, executing routine checks, finding and storing documents for files, and performing customer and supplier due diligence. This allows compliance officers to focus on more difficult tasks while robots efficiently handle repetitive work like classifying alerts, executing checks, uploading missing documents, and finding information for due diligence investigations. The document discusses how robots can automate portions of the compliance process to make compliance professionals more effective.

1. NOTIFICATIONS & ALERTS
A lot of tasks in compliance start with a
notification or a alert from a core system.
These alerts can be classified and partially
checked by a robot. This enables that
compliance officers to focus own more difficult
tasks.
Robots make people more effective.
Receive alert
Make
documents
complete
Execute
simple alerts
Inform user

2. EXECUTION CHECKS
Routine checks of executed tasks can be time
consuming and boring work. Robots can
execute the majority of these checks.
Robots do this job well.
Choose
random
tasks
Execute
checks
Report
exceptions to
compliance
Inform user

3. DOCUMENTATIONS
For the completeness of the compliance files it
is necessary to add a large wide range of
documents for future reference. Robots can find
and store these documents
Easy work for a robot.
Check file for
completenes
Upload
missing
documents

4. DUE DILLIGENCE
The importance of customer and supplier due
diligence is growing. Most of the work is
repetative and predictable. Better leave this to
a robot.
Robots do due diligence investigations.
Receive due
diligence
request
Find relevant
documents
Update due
diligence
system
Inform user

5. We help you to be successful with
Robotic Process Automation
www.flowrobotics.eu
info@flowrobotics.eu
+31 30 799 1051