Yann-Gaël Guéhéneuc
(/jan/, he/il)
Work licensed under Creative Commons
BY-NC-SA 4.0 International
Reviewing
Processes and Tools
yann-gael.gueheneuc@concordia.ca
Version 1.0
2024/09/20
2/75
Peer Review
 Cornerstone of the Scientific Method
 Quality and integrity of the research
 Self-monitoring
3/75
Peer Review
 Discussions are necessary to peer review
4/75
Peer Review
 “[I]t has been said that democracy is the
worst form of Government except for all
those other forms that have been tried from
time to time.…”
—Churchill by Himself, p.574
 Like democracy, like peer review…
5/75
Peer Review
 Three types of “blindness”
– Single
– Double
– Triple
* Not always
6/75
Peer Review
 Three types of “blindness”
– Single
– Double
– Triple
Authors
Reviewers
Editors
↓ Know →
Triple-blind: No
Others: Yes
Always
Always
Editors
Single-blind: Yes
Others: No
Conferences: Yes
Journals: No*
Always
Reviewers
Γνῶθι σεαυτόν
Never
Triple-blind: No*
Others: Yes
Authors
* Not always
7/75
Peer Review
 Three types of “blindness”
– Single
– Double
– Triple
Authors
Reviewers
Editors
↓ Know →
Triple-blind: No
Others: Yes
Always
Always
Editors
Single-blind: Yes
Others: No
Conferences: Yes
Journals: No*
Always
Reviewers
Γνῶθι σεαυτόν
Never
Triple-blind: No*
Others: Yes
Authors
Difficult to build
on one’s work, etc.
* Not always
8/75
Peer Review
 Two main processes
– Journals
– Conferences
• Including workshops
• With some variations
9/75
Peer Review
 Two main processes
– Journals
– Conferences
• Including workshops
• With some variations
10/75
Peer Review
 Two main processes
– Journals
– Conferences
• Including workshops
• With some variations
11/75
Peer Review
 Two main processes
– Journals
– Conferences
• Including workshops
• With some variations
12/75
Peer Review
 Two main processes
– Journals
– Conferences
• Including workshops
• With some variations
13/75
JOURNALS
14/75
Process
15/75
Process
16/75
Process
17/75
Process
18/75
Process
19/75
Tools
 EditorialManager
20/75
Invitation
Re manuscript: JSSOFTWARE-D-24-XXXXX.
Title: XXX
Authors: XXX.
Dear XXX,
The above paper has been submitted to The Journal of Systems & Software. I hope it will be of interest to you and that you will be able to accept this invitation to review it for us.
Regarding the time frame: If you agree to review, if possible, the journal would very much appreciate receiving your report. We usually ask that you complete your review within
30 days of accepting the invitation.
The Abstract is appended below.
Please check the Conflict of Interest Guidelines before agreeing to review: https://www.journals.elsevier.com/journal-of-systems-and-software/policies/conflict-of-interest-
guidelines-for-reviewers
You should treat this invitation, the manuscript and your review (as well as other reviewer comments shared with you) as confidential. You must not share your review or
information about the review process with anyone without the agreement of the editors and authors involved, irrespective of the publication outcome. If the manuscript is rejected
by this journal and the author agrees that the submission be transferred to another Elsevier journal via the Article Transfer Service, we may securely transfer your reviewer
comments and name/contact details to the receiving journal editor for their peer review purposes.
If you are willing to review this manuscript, please click on the link below:
Agree to Review
If you are unable, please click on the link below. We would be grateful if you could suggest alternative reviewers with the relevant expertise:
Decline to Review
Alternatively, you may register your response by accessing the Editorial Manager for The Journal of Systems & Software as a REVIEWER using the login credentials below:
https://www.editorialmanager.com/jssoftware/
Your username is: XXX
If you need to retrieve password details, please go to: click here to reset your password
Refereeing is an important and recognised part of being an active member of the scientific community and is greatly appreciated by the Editorial Board.
To show our deep appreciation to your hard work as a reviewer, your review will be recorded in the Reviewer Recognition platform
(https://www.reviewerrecognition.elsevier.com/). The platform provides participating reviewers with a personalized profile page wherein their peer review history is documented
and acknowledged.
Upon submission of your review report to the system, you will get access to your personalized Elsevier reviews profile page as well as the possibility of creating a public page
21/75
EditorialManager
22/75
EditorialManager
23/75
EditorialManager
24/75
EditorialManager
25/75
EditorialManager
26/75
EditorialManager
27/75
EditorialManager
Constructive
comments go here
28/75
EditorialManager
Constructive
comments go here
Honest, rude?
comments go here
29/75
EditorialManager
Constructive
comments go here
Honest, rude?
comments go here
No room for
discussions
30/75
Discussions
 Advantages
– More time
– More discussions
 Limitations
– No discussions among reviewers
– Limited discussions with the authors
Limited discussions with the editors
31/75
CONFERENCES
32/75
Process, e.g., ICPC
33/75
Process, e.g., ICPC
Confidence
and score
34/75
Process, e.g., ICPC
Confidence
and score
Room for
discussions
35/75
Process, e.g., ICSE
36/75
Process, e.g., ICSE
Moderation
of the reviews
37/75
Process, e.g., ICSE
Moderation
of the reviews
Extra
Reviews
38/75
Process, e.g., ICSE
Moderation
of the reviews
Extra
Reviews
Rebuttals
39/75
Process, e.g., ICSE
Moderation
of the reviews
Extra
Reviews
Rebuttals
Area Chairs
40/75
Process, e.g., ICSE
41/75
Process, e.g., ICSOC
42/75
Process, e.g., ICSOC
Early and normal
submissions
43/75
Tools
 EasyChair
 HotCRP
 Primoris
44/75
Invitation
Dear,
We hope this email finds you well. We are pleased to invite you to serve on the Program Committee (PC) of the 33rd edition of the International
Conference on Program Comprehension (ICPC 2025) to be held in Ottawa, Canada, in April 2025 (co-located with ICSE).
If you accept this invitation:
You will be assigned 3-4 papers to review during the reviewing period between November 10, 204 - December 18, 2024.
we expect you to write detailed, balanced, and informative reviews for all the papers assigned to you,
we expect you to contribute to the online discussion of the papers assigned to you in a timely fashion.
We will also assign each PC member as a discussion lead on one or more papers.
Reviewers are expected to fully consider the authors' responses after the rebuttal time and be prepared to adjust their initial review accordingly.
The timeline is as follows:
Abstract deadline: November 06, 2024 AoE
Paper bidding: November 07-09, 2024 AoE
Paper deadline: November 09, 2024 AoE
Meta-review deadline: January 10, 2025 AoE
Final notification sent to authors: January 12, 2025 AoE
Camera-ready deadline: February 05, 2025 AoE
...
Meta-review deadline: January 10, 2025 AoE
Final notification sent to authors: January 12, 2025 AoE
Camera-ready deadline: February 05, 2025 AoE
Please confirm your decision by ***August 16, 2024 AoE*** by completing the form in the link below or by sending us an email in case you cannot
complete the form:
https://forms.gle/MTukfybwjuoWBg1w9
We sincerely hope you will accept this invitation, and look forward to working with you for a successful ICPC 2025. Thank you for considering this
invitation!
Kind regards,
Gema Rodriguez-Perez and Coen de Roover
ICPC 2025 Program Co-chairs
45/75
EasyChair
46/75
EasyChair
47/75
EasyChair
48/75
EasyChair
49/75
EasyChair
Confidence
and score
50/75
EasyChair
Confidence
and score
Discussions
51/75
EasyChair
Confidence
and score
Discussions
Decision
52/75
META-DISCUSSION
53/75
Processes
 Program co-chairs, area chairs, reviewers
are at the core of the processes
– Professors
– Students
– Other colleagues
 Absolutely not paid!
 Conflict of interests
54/75
Publishers
 Journal articles/conference papers are
published in journals/proceedings
– ACM Press
– Elsevier
– IEEE CS Press
– Springer
– Wiley
– And many more…
• https://beallslist.net/
55/75
Publishers
 Journal articles/conference papers are
published in journals/proceedings
– ACM Press
– Elsevier
– IEEE CS Press
– Springer
– Wiley
– And many more…
• https://beallslist.net/
Beware of (truly…)
predatory publishers
56/75
Publishers
 Roles?
– For example, “ACM provides independent, nonpartisan,
and technology-neutral research and resources to policy
leaders, stakeholders, and the public…”
– Support conferences
– Organise journals
– Check plagiarisms
– Enforce processes
– Police authors
https://www.acm.org/publications
57/75
Publishers
 Do not pay authors, reviewers, and editors
 Charge authors Article Processing Charges
 Charge universities/public fees to access the
published papers
https://www.theguardian.com/science/2017/jun/27/profitable-business-scientific-publishing-bad-for-science
58/75
Publishers
 Do not pay authors, reviewers, and editors
 Charge authors Article Processing Charges
 Charge universities/public fees to access the
published papers
https://www.theguardian.com/science/2017/jun/27/profitable-business-scientific-publishing-bad-for-science
Paid by the
“public”
59/75
Publishers
 Where does the money go?
60/75
Publishers
https://ieeeannualreport.org/2023/introduction/
61/75
Publishers
https://ieeeannualreport.org/2023/introduction/
Sill ask reviewers to
register to conferences!
62/75
Publishers
https://ieeeannualreport.org/2023/introduction/
Sill ask reviewers to
register to conferences!
Loosing money?
63/75
Publishers
https://ieeeannualreport.org/2023/introduction/
Sill ask reviewers to
register to conferences!
Loosing money?
Who benefits
from this money?
64/75
Unsubscribing
 German Rectors'
Conference Projekt DEAL
– All German academic
institutions
• Universities
• Research institutes
• Libraries
– Timeline with Elsevier
• 2016: Negotiations started
• 2017: No renewals
• 2018: Negotiations stopped
• 2023: Agreement reached
 Results
– Open access agreements
• Elsevier
• Springer Nature
• Wiley
– Cost model based on the
number of published articles
• E.g., €2,750 for publications
in hybrid Wiley journals
https://en.wikipedia.org/wiki/Project_DEAL#Publish_and_read_model
65/75
New Open Access Model
 Before 2024
– “ACM charged production fees to conference
organizers (as described here), but no
publication fees were charged to individual
authors. Papers were not [openly accessible].”
 After 2024
– “[N]o production fees or optional open access
fees will be charged [and all articles will be
openly accessible]. [A]uthors will be required to
pay an article processing charge (APC).”
https://www.acm.org/publications/icps/faq
66/75
New Open Access Model
 True (and only) reason
– “ACM’s response to government mandates requiring
open publication of the results of taxpayer-supported
research.”
 Advantages
– “Tiering is based on the average annual number of
research articles published with ACM over the most
recent three-year period.”
 Disadvantages
– “Direct” to authors, esp. those publishing a lot
https://libraries.acm.org/subscriptions-access/acmopen#model
67/75
New Open Access Model
https://libraries.acm.org/acmopen/open-participants
68/75
New Open Access Model
https://libraries.acm.org/acmopen/open-participants
Communications Security Establishment
National Research Council
York University
69/75
Antitrust Litigation
https://www.lieffcabraser.com/antitrust/academic-journals/
70/75
Antitrust Litigation
1. Price fixing of peer review services at zero
– Coercion by expressly linking unpaid labor with ability to
published in defendants’ journals
2. Non-competition among publishers
– Manuscripts must be submitted to exactly one journal
– No incentives to review promptly and publish meritorious
research quickly
3. Withholding of scientific advancements
– While manuscripts are under peer review
– Appropriation of others’ intellectual property
71/75
Antitrust Litigation
1. Price fixing of peer review services at zero
– Coercion by expressly linking unpaid labor with ability to
published in defendants’ journals
2. Non-competition among publishers
– Manuscripts must be submitted to exactly one journal
– No incentives to review promptly and publish meritorious
research quickly
3. Withholding of scientific advancements
– While manuscripts are under peer review
– Appropriation of others’ intellectual property
I never saw that
72/75
CONCLUSION
73/75
Conclusion
 Roles of publishers?
– Historically important
– Now irremovable?
– Now all predatory?
 Publish or perish
 Quality vs. Quantity
 Policies
74/75
75/75
Image Credits
 https://hilstlab.org/
 https://dl.acm.org/doi/proceedings/10.1145/3643916
 https://2019.icse-conferences.org/
 https://icsoc2021.josueonline.com/
 https://dl.acm.org/journal/tops/author-guidelines
 https://sites.cs.ucsb.edu/~ebelding/courses/284/papers/Rev
iewingPapersStudentGuide.html
 https://speakerdeck.com/avandeursen/icse-2021-reviewing-
process?slide=15

Reviewing Processes and Tools, Publishers, Open Access

  • 1.
    Yann-Gaël Guéhéneuc (/jan/, he/il) Worklicensed under Creative Commons BY-NC-SA 4.0 International Reviewing Processes and Tools yann-gael.gueheneuc@concordia.ca Version 1.0 2024/09/20
  • 2.
    2/75 Peer Review  Cornerstoneof the Scientific Method  Quality and integrity of the research  Self-monitoring
  • 3.
    3/75 Peer Review  Discussionsare necessary to peer review
  • 4.
    4/75 Peer Review  “[I]thas been said that democracy is the worst form of Government except for all those other forms that have been tried from time to time.…” —Churchill by Himself, p.574  Like democracy, like peer review…
  • 5.
    5/75 Peer Review  Threetypes of “blindness” – Single – Double – Triple * Not always
  • 6.
    6/75 Peer Review  Threetypes of “blindness” – Single – Double – Triple Authors Reviewers Editors ↓ Know → Triple-blind: No Others: Yes Always Always Editors Single-blind: Yes Others: No Conferences: Yes Journals: No* Always Reviewers Γνῶθι σεαυτόν Never Triple-blind: No* Others: Yes Authors * Not always
  • 7.
    7/75 Peer Review  Threetypes of “blindness” – Single – Double – Triple Authors Reviewers Editors ↓ Know → Triple-blind: No Others: Yes Always Always Editors Single-blind: Yes Others: No Conferences: Yes Journals: No* Always Reviewers Γνῶθι σεαυτόν Never Triple-blind: No* Others: Yes Authors Difficult to build on one’s work, etc. * Not always
  • 8.
    8/75 Peer Review  Twomain processes – Journals – Conferences • Including workshops • With some variations
  • 9.
    9/75 Peer Review  Twomain processes – Journals – Conferences • Including workshops • With some variations
  • 10.
    10/75 Peer Review  Twomain processes – Journals – Conferences • Including workshops • With some variations
  • 11.
    11/75 Peer Review  Twomain processes – Journals – Conferences • Including workshops • With some variations
  • 12.
    12/75 Peer Review  Twomain processes – Journals – Conferences • Including workshops • With some variations
  • 13.
  • 14.
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20.
    20/75 Invitation Re manuscript: JSSOFTWARE-D-24-XXXXX. Title:XXX Authors: XXX. Dear XXX, The above paper has been submitted to The Journal of Systems & Software. I hope it will be of interest to you and that you will be able to accept this invitation to review it for us. Regarding the time frame: If you agree to review, if possible, the journal would very much appreciate receiving your report. We usually ask that you complete your review within 30 days of accepting the invitation. The Abstract is appended below. Please check the Conflict of Interest Guidelines before agreeing to review: https://www.journals.elsevier.com/journal-of-systems-and-software/policies/conflict-of-interest- guidelines-for-reviewers You should treat this invitation, the manuscript and your review (as well as other reviewer comments shared with you) as confidential. You must not share your review or information about the review process with anyone without the agreement of the editors and authors involved, irrespective of the publication outcome. If the manuscript is rejected by this journal and the author agrees that the submission be transferred to another Elsevier journal via the Article Transfer Service, we may securely transfer your reviewer comments and name/contact details to the receiving journal editor for their peer review purposes. If you are willing to review this manuscript, please click on the link below: Agree to Review If you are unable, please click on the link below. We would be grateful if you could suggest alternative reviewers with the relevant expertise: Decline to Review Alternatively, you may register your response by accessing the Editorial Manager for The Journal of Systems & Software as a REVIEWER using the login credentials below: https://www.editorialmanager.com/jssoftware/ Your username is: XXX If you need to retrieve password details, please go to: click here to reset your password Refereeing is an important and recognised part of being an active member of the scientific community and is greatly appreciated by the Editorial Board. To show our deep appreciation to your hard work as a reviewer, your review will be recorded in the Reviewer Recognition platform (https://www.reviewerrecognition.elsevier.com/). The platform provides participating reviewers with a personalized profile page wherein their peer review history is documented and acknowledged. Upon submission of your review report to the system, you will get access to your personalized Elsevier reviews profile page as well as the possibility of creating a public page
  • 21.
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29.
    29/75 EditorialManager Constructive comments go here Honest,rude? comments go here No room for discussions
  • 30.
    30/75 Discussions  Advantages – Moretime – More discussions  Limitations – No discussions among reviewers – Limited discussions with the authors Limited discussions with the editors
  • 31.
  • 32.
  • 33.
  • 34.
    34/75 Process, e.g., ICPC Confidence andscore Room for discussions
  • 35.
  • 36.
  • 37.
    37/75 Process, e.g., ICSE Moderation ofthe reviews Extra Reviews
  • 38.
    38/75 Process, e.g., ICSE Moderation ofthe reviews Extra Reviews Rebuttals
  • 39.
    39/75 Process, e.g., ICSE Moderation ofthe reviews Extra Reviews Rebuttals Area Chairs
  • 40.
  • 41.
  • 42.
    42/75 Process, e.g., ICSOC Earlyand normal submissions
  • 43.
  • 44.
    44/75 Invitation Dear, We hope thisemail finds you well. We are pleased to invite you to serve on the Program Committee (PC) of the 33rd edition of the International Conference on Program Comprehension (ICPC 2025) to be held in Ottawa, Canada, in April 2025 (co-located with ICSE). If you accept this invitation: You will be assigned 3-4 papers to review during the reviewing period between November 10, 204 - December 18, 2024. we expect you to write detailed, balanced, and informative reviews for all the papers assigned to you, we expect you to contribute to the online discussion of the papers assigned to you in a timely fashion. We will also assign each PC member as a discussion lead on one or more papers. Reviewers are expected to fully consider the authors' responses after the rebuttal time and be prepared to adjust their initial review accordingly. The timeline is as follows: Abstract deadline: November 06, 2024 AoE Paper bidding: November 07-09, 2024 AoE Paper deadline: November 09, 2024 AoE Meta-review deadline: January 10, 2025 AoE Final notification sent to authors: January 12, 2025 AoE Camera-ready deadline: February 05, 2025 AoE ... Meta-review deadline: January 10, 2025 AoE Final notification sent to authors: January 12, 2025 AoE Camera-ready deadline: February 05, 2025 AoE Please confirm your decision by ***August 16, 2024 AoE*** by completing the form in the link below or by sending us an email in case you cannot complete the form: https://forms.gle/MTukfybwjuoWBg1w9 We sincerely hope you will accept this invitation, and look forward to working with you for a successful ICPC 2025. Thank you for considering this invitation! Kind regards, Gema Rodriguez-Perez and Coen de Roover ICPC 2025 Program Co-chairs
  • 45.
  • 46.
  • 47.
  • 48.
  • 49.
  • 50.
  • 51.
  • 52.
  • 53.
    53/75 Processes  Program co-chairs,area chairs, reviewers are at the core of the processes – Professors – Students – Other colleagues  Absolutely not paid!  Conflict of interests
  • 54.
    54/75 Publishers  Journal articles/conferencepapers are published in journals/proceedings – ACM Press – Elsevier – IEEE CS Press – Springer – Wiley – And many more… • https://beallslist.net/
  • 55.
    55/75 Publishers  Journal articles/conferencepapers are published in journals/proceedings – ACM Press – Elsevier – IEEE CS Press – Springer – Wiley – And many more… • https://beallslist.net/ Beware of (truly…) predatory publishers
  • 56.
    56/75 Publishers  Roles? – Forexample, “ACM provides independent, nonpartisan, and technology-neutral research and resources to policy leaders, stakeholders, and the public…” – Support conferences – Organise journals – Check plagiarisms – Enforce processes – Police authors https://www.acm.org/publications
  • 57.
    57/75 Publishers  Do notpay authors, reviewers, and editors  Charge authors Article Processing Charges  Charge universities/public fees to access the published papers https://www.theguardian.com/science/2017/jun/27/profitable-business-scientific-publishing-bad-for-science
  • 58.
    58/75 Publishers  Do notpay authors, reviewers, and editors  Charge authors Article Processing Charges  Charge universities/public fees to access the published papers https://www.theguardian.com/science/2017/jun/27/profitable-business-scientific-publishing-bad-for-science Paid by the “public”
  • 59.
  • 60.
  • 61.
  • 62.
  • 63.
    63/75 Publishers https://ieeeannualreport.org/2023/introduction/ Sill ask reviewersto register to conferences! Loosing money? Who benefits from this money?
  • 64.
    64/75 Unsubscribing  German Rectors' ConferenceProjekt DEAL – All German academic institutions • Universities • Research institutes • Libraries – Timeline with Elsevier • 2016: Negotiations started • 2017: No renewals • 2018: Negotiations stopped • 2023: Agreement reached  Results – Open access agreements • Elsevier • Springer Nature • Wiley – Cost model based on the number of published articles • E.g., €2,750 for publications in hybrid Wiley journals https://en.wikipedia.org/wiki/Project_DEAL#Publish_and_read_model
  • 65.
    65/75 New Open AccessModel  Before 2024 – “ACM charged production fees to conference organizers (as described here), but no publication fees were charged to individual authors. Papers were not [openly accessible].”  After 2024 – “[N]o production fees or optional open access fees will be charged [and all articles will be openly accessible]. [A]uthors will be required to pay an article processing charge (APC).” https://www.acm.org/publications/icps/faq
  • 66.
    66/75 New Open AccessModel  True (and only) reason – “ACM’s response to government mandates requiring open publication of the results of taxpayer-supported research.”  Advantages – “Tiering is based on the average annual number of research articles published with ACM over the most recent three-year period.”  Disadvantages – “Direct” to authors, esp. those publishing a lot https://libraries.acm.org/subscriptions-access/acmopen#model
  • 67.
    67/75 New Open AccessModel https://libraries.acm.org/acmopen/open-participants
  • 68.
    68/75 New Open AccessModel https://libraries.acm.org/acmopen/open-participants Communications Security Establishment National Research Council York University
  • 69.
  • 70.
    70/75 Antitrust Litigation 1. Pricefixing of peer review services at zero – Coercion by expressly linking unpaid labor with ability to published in defendants’ journals 2. Non-competition among publishers – Manuscripts must be submitted to exactly one journal – No incentives to review promptly and publish meritorious research quickly 3. Withholding of scientific advancements – While manuscripts are under peer review – Appropriation of others’ intellectual property
  • 71.
    71/75 Antitrust Litigation 1. Pricefixing of peer review services at zero – Coercion by expressly linking unpaid labor with ability to published in defendants’ journals 2. Non-competition among publishers – Manuscripts must be submitted to exactly one journal – No incentives to review promptly and publish meritorious research quickly 3. Withholding of scientific advancements – While manuscripts are under peer review – Appropriation of others’ intellectual property I never saw that
  • 72.
  • 73.
    73/75 Conclusion  Roles ofpublishers? – Historically important – Now irremovable? – Now all predatory?  Publish or perish  Quality vs. Quantity  Policies
  • 74.
  • 75.
    75/75 Image Credits  https://hilstlab.org/ https://dl.acm.org/doi/proceedings/10.1145/3643916  https://2019.icse-conferences.org/  https://icsoc2021.josueonline.com/  https://dl.acm.org/journal/tops/author-guidelines  https://sites.cs.ucsb.edu/~ebelding/courses/284/papers/Rev iewingPapersStudentGuide.html  https://speakerdeck.com/avandeursen/icse-2021-reviewing- process?slide=15