2. Follow safety and security
procedures
This Unit comprises four
Elements :
1. Identify safety and security
requirements
2. Follow preventative safety
and security procedures
3. Respond to emergency
situations
4. Provide feedback to
management on safety and
security procedures.
Slide 2
3. Assessment
Assessment for this unit may
include:
Oral questions
Written questions
Work projects
Workplace observation of
practical skills
Practical exercises
Formal report from
employer/supervisor.
Slide 3
4. Element 1 – Identify safety and
security requirements
Performance Criteria for this
Element are:
Describe legislated safety and
security requirements
Describe host enterprise
safety and security policies
and procedures
Identify resources available to
support required safety and
security procedures
(Continued)
Slide 4
5. Element 1 – Identify safety and
security requirements
Explain consequences of
failing to follow safety and
security procedures
Clarify individual scope of
authority and responsibility in
relation to safety and security
Acquire safety and security
information relevant to tour,
trip or event about to be
undertaken.
Slide 5
6. Describe legislated safety and
security requirements
‘Legislated sources’ refers to:
Acts
Regulations
Compulsory ‘Codes’.
Slide 6
7. Describe legislated safety and
security requirements
Ways to identify legislated
requirements:
Contact authorities
Speak to industry bodies
Communicate with
management and trainers
Talk to other operators
Use legal adviser.
Slide 7
8. Describe legislated safety and
security requirements
Objectives of legislation:
Protect workers and members
of the public
Present advice to optimise
safety and security
Create confidence
Provide penalties for
breaches and non-
compliance.
Slide 8
9. Describe legislated safety and
security requirements
Penalties for non-compliance:
Fines
Orders
Gaol
Combination of the above.
Slide 9
10. Describe legislated safety and
security requirements
Where businesses or employees
break the law they may face:
Criminal action
and/or
Civil action.
Slide 10
11. Describe legislated safety and
security requirements
All employees are under
common law ‘Duty of Care’
obligations to:
Create/maintain safe
workplace
Avoid causing foreseeable
harm.
Slide 11
12. Describe legislated safety and
security requirements
Action for breach of Duty of Care:
Can be for negligence, breach
of contract or defamation
Can result in payment of
damages and/or issuing of
injunctions.
Slide 12
13. Describe legislated safety and
security requirements
‘Corporate governance’
requirements require operators to:
Exercise due diligence
Ensure compliance with
legislation
Conduct business in an ethical
manner
Balance the needs/aims of the
business with those of
others/the law.
Slide 13
14. Describe host enterprise safety and
security policies and procedures
Polices and procedures are
developed to:
Comply with legislated
requirements
Reduce the likelihood of
accidents and injury
Enable consistent and
standardised dealing
with/handling of common
problems
Increase efficiency and
effectiveness
(Continued)
Slide 14
15. Describe host enterprise safety and
security policies and procedures
Reflect the unique nature of
organisations
Facilitate staff training
Demonstrate good corporate
governance.
Slide 15
16. Describe host enterprise safety and
security policies and procedures
Ways to disseminate safety/security
protocols:
Informing employees as part of
standard Induction and orientation
Requiring staff to participate in
mandatory ‘safety and security’ training
Encouraging employees to raise safety
and security concerns
Making ‘safety and security’ a regular
agenda item
(Continued)
Slide 16
17. Describe host enterprise safety and
security policies and procedures
Encouraging establishment of
workplace-based ‘Safety and
Security’ teams or committees
Including requirements in
workplace locations
Using workplace
documentation/plans
Using managers/supervisors
to explain and demonstrate
requirements.
Slide 17
18. Describe host enterprise safety and
security policies and procedures
Risk management is increasingly important:
Businesses seek to protect their assets
Organisations seek to demonstrate ‘due
diligence’ discharge of ‘Duty of Care’
obligations
Businesses want to be responsible
corporate citizens
Insurance companies impose certain risk
management requirements
The legal system places obligations on
businesses to be responsible and
accountable.
Slide 18
19. Describe host enterprise safety and
security policies and procedures
Risk = any hazard or source of
danger with the potential to
adversely impact on :
The operation of the business
and/or
Outcomes of a business
which prevent it achieving its
identified goals and objectives.
Slide 19
20. Describe host enterprise safety and
security policies and procedures
Risk management:
Is a proactive thing for
businesses to do
• Being proactive is opposite
to, and better than, being
reactive
Is the term used to describe
activities undertaken to
address identified
hazards/sources of
danger/threats.
Slide 20
21. Describe host enterprise safety and
security policies and procedures
Risk assessment activities:
Risk identification
Risk assessment/analysis
Development of controls
Monitoring of implementation of
controls
Monitoring for new/changed risk or
threats
Reviewing practices and context.
Slide 21
22. Describe host enterprise safety and
security policies and procedures
Risk evaluation:
Is always a judgement call
Calculates priorities for
identified risks
Must be based on ‘reality’
Determines risk management
control/s.
Slide 22
23. Describe host enterprise safety and
security policies and procedures
Risk prioritisation:
Determines sequence in
which risks are to be
addressed
Involves calculating cost of
taking action against cost of
not taking action
Can occur by classification or
number.
Slide 23
24. Describe host enterprise safety and
security policies and procedures
Risk analysis considerations:
Exposure to loss or liability
Causes of loss or liability
When damage or loss might
occur
Financial consequences that
could occur
Potential damage to reputation
Maximum possible loss.
Slide 24
25. Describe host enterprise safety and
security policies and procedures
Businesses must prepare for
loss/liability to:
Demonstrate due diligence
Be a responsible corporate citizen
Comply with externally imposed
obligations
Set aside funds to cope
Enable prompt response in a loss
event
Ensure ongoing business viability.
Slide 25
26. Describe host enterprise safety and
security policies and procedures
A risk may be classified as ‘acceptable’
because:
Risk level is so low it does not warrant
spending time and money to treat it
Risk is low and benefits of retaining the
risk outweigh the cost of treating it
Opportunities presented are much
greater than the threat
Likelihood of occurrence is low/very low
Consequence is small/low or otherwise
acceptable.
Slide 26
27. Describe host enterprise safety and
security policies and procedures
Key risk management points:
All unacceptable risks must be
addressed
Controls need to be
determined case-by-case –
there is no one/single method
suitable for all risk
What was acceptable/suitable
least time may/will not be
acceptable/suitable next time.
Slide 27
28. Describe host enterprise safety and
security policies and procedures
Risk treatment options:
Risk avoidance
Retaining the risk
(Continued)
Slide 28
29. Describe host enterprise safety and
security policies and procedures
Transferring the risk
Deferring the risk
(Continued)
Slide 29
30. Describe host enterprise safety and
security policies and procedures
Controlling the risk:
• Reducing likelihood
• Reducing consequences
• Reducing both
Also called ‘risk reduction’
(Continued)
Slide 30
31. Describe host enterprise safety and
security policies and procedures
Loss prevention strategies for
physical products
Risk financing
Spreading the risk.
Slide 31
32. Describe host enterprise safety and
security policies and procedures
PPE = Personal protective
equipment and clothing.
Most businesses have PPE
policies and procedures for:
Customers/tour group
members
Staff.
Slide 32
33. Describe host enterprise safety and
security policies and procedures
Hierarchy of Controls:
1. Elimination
2. Substitution
3. Isolation
4. Engineering controls
5. Administrative controls
6. PPE.
Slide 33
34. Describe host enterprise safety and
security policies and procedures
Examples of PPE:
Protective eyewear
Clothing, hats and helmets
Protectors and harnesses
Protective gloves and
footwear
Hearing and respiratory
protection
Sunscreen and insect
repellent.
Slide 34
35. Describe host enterprise safety and
security policies and procedures
Use of PPE policies/procedures will
address:
Mandatory use/wearing of items
Identification of those to use/wear items
Nomination of when items to be
used/worn
Instructions for use
Penalties for non-compliance
Location of items
Inspection, maintenance/service.
Slide 35
36. Describe host enterprise safety and
security policies and procedures
Other safety/security-related
policies and procedures can
relate to:
Safe work techniques
Customer pre-requisites
(Continued)
Slide 36
37. Describe host enterprise safety and
security policies and procedures
Emergency procedures
Dealing with death on tour
(Continued)
Slide 37
38. Describe host enterprise safety and
security policies and procedures
Personal safety and security
• Identifying threats and
issues
• Providing suitable facilities
• Training
• Providing advice and
information
(Continued)
Slide 38
39. Describe host enterprise safety and
security policies and procedures
Pre-departure checks
• Identify and understand
the requirements for each
tour/trip
• Prepare requirements and
resources
• Load required equipment
and resources
• Complete required internal
documentation
(Continued)
Slide 39
40. Describe host enterprise safety and
security policies and procedures
Pre-activity checks:
• Assessment of customers
• Assessment of vehicle
safety and security
• Equipment and facilities
checks
• Assessment of immediate
and surrounding
environment
(Continued)
Slide 40
41. Describe host enterprise safety and
security policies and procedures
Catering for disabled
customers/tour group
members:
• Development of suitable
packages
• Inclusion of suitable
activities/facilities
• Provision of relevant
training
• Provision of relevant
support
(Continued)
Slide 41
42. Describe host enterprise safety and
security policies and procedures
Travel insurance:
• Promotion of same to
customers
• Training
(Continued)
Slide 42
43. Describe host enterprise safety and
security policies and procedures
Obtaining necessary approvals
from authorities:
• Nomination of ‘persons
responsible’ for doing so
• Specification of application
practices
• Filing and forwarding
approvals received
(Continued)
Slide 43
44. Describe host enterprise safety and
security policies and procedures
Communicating with media
after an event/incident:
• Name of nominated person
• Need to never admit liability
• Identification of facts which
can be released
• Internal protocols
• Contact protocols
• Training
(Continued)
Slide 44
45. Describe host enterprise safety and
security policies and procedures
Ethical operation of the business:
• Training of staff
• Need for openness, honesty
and transparency
• Details of
advertising/promotion
undertaken
• Handling of issues/problems
and complaints
• Prioritising safety/security of
customers
Slide 45
46. Identify resources available to
support safety/security procedures
Training – the main resource,
must address:
Skills
Attitude
Knowledge.
Slide 46
47. Identify resources available to
support safety/security procedures
Training delivery maybe via:
Demonstration and drill
Role plays
Case studies
Practical exercises
Explanations
Discussions.
Slide 47
48. Identify resources available to
support safety/security procedures
Training may feature:
On-the-job training
Workplace coaching
Buddying-up
Formal/accredited courses
Non-accredited training
Formal and informal
assessment.
Slide 48
49. Identify resources available to
support safety/security procedures
PPE – support required to:
Know how to use and instruct
others in use
Ensure regular inspections,
testing and maintenance
Make sure all items are
‘suitable’/fit for task
Guarantee sufficient numbers
Have them available as/when
needed.
Slide 49
50. Identify resources available to
support safety/security procedures
Plans are also a
valuable/necessary resource:
EMPs
Contingency plans.
Slide 50
51. Identify resources available to
support safety/security procedures
Contingency plans commonly prepared
for:
Plant/equipment faults and
malfunctions
Adverse weather
Unexpected (but predictable) issues
Data loss
Power failure
Loss of key staff
Disaster recovery.
Slide 51
52. Identify resources available to
support safety/security procedures
Businesses also use
equipment/systems to support
safety and security based on:
Previous experience
Risk analysis results
Funds
Location of risk.
Slide 52
53. Identify resources available to
support safety/security procedures
‘Documents’ are another
important resource:
Posters
Checklists
General advisory/safety
handouts
Information sheets
In-country advice.
Slide 53
54. Explain consequences of failing to
follow safety/security procedures
It is vital to know consequences of not
adhering to requirements of
safety/security protocols in order to:
Be able to explain to other
employees
Be able to describe/demonstrate to
customers
Motivate people to comply
Enhance personal job satisfaction
Avoid negative outcomes.
Slide 54
55. Explain consequences of failing to
follow safety/security procedures
Possible negative consequences
of failing to comply with safety
and security requirements:
Need for business to make
insurance claims
Need to help customers lodge
insurance claims
Loss or damage to items
(Continued)
Slide 55
56. Explain consequences of failing to
follow safety/security procedures
Personal impact:
• Injury, illness or death
Legal action – criminal and/or
civil
Damage to business
image/reputation
Disciplinary action
Job loss.
Slide 56
57. Clarify individual scope of authority
and responsibility
‘Scope of authority and
responsibility’:
Permission given to a
person/position to act on
behalf of the organisation
without reference to anyone
else
Equivalent to delegated
authority.
Slide 57
58. Clarify individual scope of authority
and responsibility
Must know personal scope in
order to:
Work as expected
Not exceed authority
Integrate actions taken with
other scopes of other staff
Have confidence in action
taken
Know individual limits.
Slide 58
59. Clarify individual scope of authority
and responsibility
Ways to identify personal scope
of authority:
As part of Induction and
Orientation
Through internal training
Via discussions with
others/management
Reading relevant workplace
documents.
Slide 59
60. Clarify individual scope of authority
and responsibility
Generally:
New staff have less scope
than more experienced staff
Lower positions have fewer
permissions/responsibilities
Everyone is expected to use
common sense when using
their scope
Employers expect ‘intelligent
initiative’ to be exercised.
Slide 60
61. Clarify individual scope of authority
and responsibility
Possible inclusions in scopes of
authority/responsibility:
Authority/ability to act in an
emergency
Levels of legal liability and
responsibility
Guidelines about
circumstances which trigger
action/permissions
(Continued)
Slide 61
62. Clarify individual scope of authority
and responsibility
Examples of actions which
are authorised/approved
Identification of operational
parameters
Identification of issues where
referral to management/others
is required.
Slide 62
63. Acquire safety/security information
relevant to tour to be undertaken
Safety/security information is
required to address two keys:
Generic information
Current information.
Slide 63
64. Acquire safety/security information
relevant to tour to be undertaken
Information for an upcoming
tour/trip required to:
Discharge ‘Duty of Care’
Comply with organisational
protocols
Allow sharing of knowledge
Determine initiation of trip/tour
(Continued)
Slide 64
65. Acquire safety/security information
relevant to tour to be undertaken
Identify information which
needs to be shared with tour
group
Ensure available PPE
matches identified
requirements based on
knowledge of trip/tour
Integrate trip/tour knowledge
with other knowledge and/or
organisational plans.
Slide 65
66. Acquire safety/security information
relevant to tour to be undertaken
Ways to source trip/tour
information:
Telephoning
attractions/destinations
Monitoring environment
Doing online research
Accessing databases
Speaking with staff
(Continued)
Slide 66
67. Acquire safety/security information
relevant to tour to be undertaken
Chatting with returning tour
groups
Talking to more senior
employees
Reading promotional
material/s
Visiting destinations.
Slide 67
68. Acquire safety/security information
relevant to tour to be undertaken
Information may encompass:
Familiarisation with equipment
Weather details
Contact details for emergency
services
Communications systems
(Continued)
Slide 68
69. Acquire safety/security information
relevant to tour to be undertaken
‘Local’ information
Potential risks:
• Environmental risks
• Physical risks
• Social risks
• Cultural risks
• Travel risks
• Operational risks.
Slide 69
70. Summary – Element 1
When identifying safety and security
requirements:
Determine applicable legislation
and internal demands
Be alert to need to discharge Duty
of Care and corporate governance
requirements
Ascertain applicable organisational
policies and procedures
Comply with standard risk
management protocols
(Continued)
Slide 70
71. Summary – Element 1
Establish required PPE for
tours, trips, activities and
special needs occasions and
events
Determine customer pre-
requisites for activities and
inclusions
Learn organisational protocols
for dealing with emergencies
Obtain necessary training
(Continued)
Slide 71
72. Summary – Element 1
Identify resources to support
implementation of required
procedures
Undertake mandatory pre-
departure and pre-activity
checks
Take into account special
needs of customers
Be alert to
recommending/selling travel
insurance to tour group
members/travellers
(Continued)
Slide 72
73. Summary – Element 1
Obtain necessary approval/s
from authorities, agencies,
countries/governments
Conduct the business in an
ethical manner
Complete necessary/required
documentation to
support/verify safety and
security protocols
(Continued)
Slide 73
74. Summary – Element 1
Advise others about required
safety and security practices
and procedures
Act within designated scope
of authority but show
common sense and initiative
Obtain hard copy safety and
security information for
distribution to customers and
for use on tour.
Slide 74
75. Element 2 – Follow preventative
safety and security procedures
Performance Criteria for this
Element are:
Provide safety and security
information to customers
Follow designated safety and
security checks
Follow required safety and
security control procedures
Take action to address routine
identified risks and security
breaches
(Continued)
Slide 75
76. Element 2 – Follow preventative
safety and security procedures
Investigate suspicious
persons and abnormal
situations
Seek assistance to address
safety and security needs
from relevant personnel
Report serious risks, hazards
and security breaches
Complete documentation to
record safety and security
action undertaken.
Slide 76
77. Provide safety and security
information to customers
Need to be proactive in relation
to safety and security:
To demonstrate/discharge
compliance
To give customers
confidence/assurance
To advise, assist and educate
customers
(Continued)
Slide 77
78. Provide safety and security
information to customers
To show planning and
preparation has been
undertaken
To help ‘set the scene’ for the
trip/tour
To underpin claims made
about safety/security
To prevent problems arising in
the first place.
Slide 78
79. Provide safety and security
information to customers
Provision of information often
occurs at a pre-departure/on-
departure briefing and may entail:
Distributing, indicating or
screening safety and security
information
Discussing terms and
conditions
(Continued)
Slide 79
80. Provide safety and security
information to customers
Advising about personal ‘Duty
of Care’ responsibility
Demonstrating safety and
security practices
Encouraging questions.
Slide 80
81. Provide safety and security
information to customers
In addition to the briefing the tour
leader must:
Advise:
• At start of activities
• On arrival at destinations
Highlight dangers on an
ongoing basis.
Slide 81
82. Follow designated safety and
security checks
Usual requirements:
Checklists are used
Checklists may need to be
completed and signed
Tour group members should
see the checks being done
(Continued)
Slide 82
83. Follow designated safety and
security checks
May be required multiple
times/day
Appropriate interpersonal and
communication skills required
May be undertaken alone or
‘in company’.
Slide 83
84. Follow designated safety and
security checks
Types/nature of checks will
depend on:
Type of trip/tour
Destination/s
Mode of travel
Group numbers
Group profiler/composition
Contracted
terms/arrangements
Previous experience.
Slide 84
85. Follow designated safety and
security checks
Examples of checks to be made:
Monitoring of customers and
their actions
Making physical checks
Doing visual checks
(Continued)
Slide 85
86. Follow designated safety and
security checks
Monitoring weather
Monitoring the
environment
Patrolling perimeters
(Continued)
Slide 86
87. Follow designated safety and
security checks
Inspecting vehicles
Investigating and responding
to requests, alarms and
suspicious
persons/circumstances.
Slide 87
88. Follow required safety and security
control procedures
Pre-requisites:
Written protocols
Training and practice
Constant vigilance –
‘situational awareness’
Taking action when the need
to do so arises.
Slide 88
89. Follow required safety and security
control procedures
Important points:
Realise tour group members
are also observing and
monitoring the environment
What tour guide/leader does
and does not do is always on
public show
It is always best to take to
take prompt action in
response to an identified
need.
Slide 89
90. Follow required safety and security
control procedures
Examples of control protocols:
Know the starting information
Conduct comprehensive pre-
departure briefing
Walk the talk
(Continued)
Slide 90
91. Follow required safety and security
control procedures
Start ‘on time’
Keep groups together
(Continued)
Slide 91
92. Follow required safety and security
control procedures
Oversee activities and direct
actions
Provide PPE
(Continued)
Slide 92
93. Follow required safety and security
control procedures
Comply with prepared plans
for safety and security control.
Slide 93
94. Take action to address identified
risks and security breaches
Responses may include:
Notifying/advising tour group
members of the situation
Optimising safety and security
of customers and employees
on an ongoing basis
Limiting actions of customers
(Continued)
Slide 94
95. Take action to address identified
risks and security breaches
Changing the itinerary as
appropriate to respond to the
issue
Liaising with local authorities
to obtain advice and provide
them with revised plans.
Slide 95
96. Investigate suspicious persons and
abnormal situations
Keys are:
Prevention is better than cure
Use common sense
Maintain situational
awareness at all times
Factor in previous experience.
Slide 96
97. Investigate suspicious persons and
abnormal situations
Indicators of suspicious persons:
People loitering in an area
with no good reason to be
there
People who look
nervous/anxious when
observed or approached
People found where they
have no right to be
People who look ‘out of
place’.
Slide 97
98. Investigate suspicious persons and
abnormal situations
Examples of abnormal situations:
Open/unlocked doors, windows,
bags
Missing or out-of-place items
Damage
Altered settings on equipment
Unexplained or out-of-the-ordinary
circumstances
Instances reported by customers as
‘concerning’.
Slide 98
99. Investigate suspicious persons and
abnormal situations
Responses:
Use common sense
Act – but do not over-react
Do not try to be a hero
(Continued)
Slide 99
100. Investigate suspicious persons and
abnormal situations
Think before acting – take a
moment to plan what to do
Take notes/capture evidence
Notify and involve others –
obtain help.
Slide 100
101. Seek assistance to address safety and
security needs from relevant personnel
In this context:
No-one is ever expected to
cope on their own
Help is always available
It is expected assistance will
be obtained promptly
Action must never make things
worse or place anyone in
danger.
Slide 101
102. Seek assistance to address safety and
security needs from relevant personnel
Recommended planning needs to
involve:
Reading plans established for
dealing with incidents and
becoming familiar with
required response/s
Talking to management and
other employees – to learn
from them and their
experience.
Slide 102
103. Seek assistance to address safety and
security needs from relevant personnel
Assistance may be obtained by
contacting:
Fire brigade/services
Ambulance
Police
Civil defence authorities
Nominated local service provider
Head office of the tour/travel
organisation
Other tour staff.
Slide 103
104. Seek assistance to address safety and
security needs from relevant personnel
Help may also be requested from:
Tour group members
By-standers/members of the
public.
Slide 104
These people are
under no obligation to
assist but are often
willing to provide help.
105. Seek assistance to address safety and
security needs from relevant personnel
When seeking assistance:
Act quickly – get help moving
towards the location as soon as
possible
Provide relevant information to help
responders
• Name of caller and tour group
• Type of emergency/problem
• Location
• Numbers in group and numbers
affected.
Slide 105
106. Seek assistance to address safety and
security needs from relevant personnel
When calling for assistance:
Remain on the line until told to
hang up by the operator
Be guided by the operator
about what information to
provide
Stay clam – talk normally.
Slide 106
107. Report serious risks, hazards and
security breaches
In general:
It is better to over-report than
under-report
Report anything of concern
and let others determine if it is
an issues requiring further
attention.
Slide 107
108. Report serious risks, hazards and
security breaches
Reports need to be made about:
Unsafe, damaged, broken or
malfunctioning equipment
Loss while on tour
Presence of unauthorised
persons
Signs of unauthorised access
(Continued)
Slide 108
109. Report serious risks, hazards and
security breaches
Unsecured facilities
New tour threats identified since ‘last
time’
Occasions where protocols have
been breached or could not be
applied ‘as and when intended’
Situations where there was a need
to involve emergency services
Any situation raised by tour group
members which relates to serious
risk, threat or security breach of any
kind.
Slide 109
110. Report serious risks, hazards and
security breaches
Reasons to make reports – to:
Provide basis for analysis and
response
Maintain safety/security standards
Comply with Duty of Care
requirements
Meet internal reporting
requirements
Demonstrate attention to detail
Enhance customer confidence in
the organisation.
Slide 110
112. Report serious risks, hazards and
security breaches
Reports should detail:
Facts of the matter
What happened/did not
happen
Actual and potential
consequences
Known/believed causal
factors
Suggestions for
fixing/preventing the problem.
Slide 112
113. Complete documentation to record
safety and security action taken
Documentation may include:
Safety and security checklists
Internal ‘Daily summaries’
A range of different report
types for various issues
(Continued)
Slide 113
114. Complete documentation to record
safety and security action taken
Maintenance forms
Hazard identification forms
Tour and travel logs
Written statements.
Slide 114
115. Complete documentation to record
safety and security action taken
Reasons to document action taken:
Provide tangible record for future reference
Share information with others
Provide basis for evaluation of action/plans
Reduce likelihood of repeat
occurrences/incidents
Improve customer experience
Determine if more/other action is required
to better/more effectively address the
issue.
Slide 115
116. Summary – Element 2
When following preventative
safety and security procedures:
Ensure customers have been
provided with necessary
information and have had all
requirements explained
and/or demonstrated to them
Undertake prescribed safety
and security checks
Adhere to
established/required safety
and security control
(Continued)
Slide 116
117. Summary – Element 2
Respond positively and
promptly to all safety and
security threats, issues and
breaches
Investigate suspicious
persons and unusual
circumstances
Implement approved
organisational responses in
accordance with appropriate
plans
(Continued)
Slide 117
118. Summary – Element 2
Use common sense at all
times
Ensure safety of people
above safety/security of
assets
Never place anyone in danger
(Continued)
Slide 118
119. Summary – Element 2
Obtain assistance as soon as
possible
Report serious issues in
accordance with internal
protocols
Complete and forward
relevant paperwork to
record/document safety and
security issues.
Slide 119
120. Element 3 – Respond to emergency
situations
Performance Criteria for this Element are:
Identify and assess emergency
situations
Determine action to take in response to
emergency situations
Follow emergency response procedures
Seek assistance to facilitate response to
emergency situations from relevant
personnel
Complete documentation to record
action undertaken in response to
emergency situations.
Slide 120
121. Identify and assess emergency
situations
Possible emergencies:
Bomb threats and terrorist activity
Deranged persons
Motor vehicle accidents
Criminal acts
Natural calamity
Personal injury and illness
Loss of food/water, transport or
communications
Fire.
Slide 121
122. Identify and assess emergency
situations
Assessing emergencies must
involve:
Immediate attention
Determination of impact
Identification of extent
Obtaining up-to-date
information
Determination of action to
take.
Slide 122
123. Identify and assess emergency
situations
Factors to consider:
Circumstances applying:
• Type of emergency;
immediacy of threat;
numbers impacted;
context; action already
being taken
Resources available to
address the situation
(Continued)
Slide 123
124. Identify and assess emergency
situations
Personal experience with
previous emergencies of this
type
Knowledge of the established
plans which have been
prepared to deal with the type
of emergency being
experienced.
Slide 124
125. Determine action to take in
response to emergency situations
Action to take should include:
Contact emergency services
Initiate alarms
Communicate with and advise
tour group members of
situation and proposed course
of action
(Continued)
Slide 125
126. Determine action to take in
response to emergency situations
Implement protective
measures
Begin evacuation/s
Undertake first response/first
attack activities – only if safe
to do so
(Continued)
Slide 126
127. Determine action to take in
response to emergency situations
Remove/protect assets and
property – only after assuring
safety of people
Seek feedback/input from tour
group members
Follow directions in relevant
plans – adjusting as required
for nature of particular
circumstances at the time.
Slide 127
128. Follow emergency response
procedures
Basics include:
Keeping emergency plans
close/ready for use
Becoming familiar with
requirements of plans
Factoring in local conditions ‘at the
time’
Realising even the best-prepared
plans are really only guidelines for
action and will usually need to be
adapted
(Continued)
Slide 128
129. Follow emergency response
procedures
Understanding plans vary
between organisations and
between individual trips/tours
Saving life is the priority
Never putting anyone in
danger
Getting help moving towards
the emergency as quickly as
possible.
Slide 129
130. Follow emergency response
procedures
Bomb threat:
Ask lots of questions
ALWAYS take these threats
seriously
Talk with other staff
Initiate evacuation
Avoid causing panic.
Slide 130
131. Follow emergency response
procedures
Deranged person:
Consider dealing personally
with situation – if safe to do so
Involve/notify others for
assistance
Remove tour group from
threat
Restrict access to area
Protect property from
damage.
Slide 131
132. Follow emergency response
procedures
Motor vehicle accident:
Summon
assistance/authorities
Give first aid
Do not admit liability
Obtain details of witnesses
Notify head office
Make alternative and/or
appropriate arrangements.
Slide 132
133. Follow emergency response
procedures
Robbery/armed hold-ups:
Comply with instructions given
by offenders
Do not be a hero
Hand over the
money/valuables/items
Speak only when spoken to
Do not look/stare at offenders
Remember details for later
provision to police.
Slide 133
134. Follow emergency response
procedures
After robbery/armed hold-up:
Call police
Do not touch anything
Take a minute to write down
important details
Do not discuss details with others
Obtain witnesses
Never disclose what was taken.
Slide 134
135. Follow emergency response
procedures
Natural calamities – EMPs will
contain details on responding to:
Extreme weather
Earthquakes
Tsunamis
Bushfires/wild fires
Smog and smoke haze.
Slide 135
136. Follow emergency response
procedures
Personal injury/illness:
Render first aid
Call an ambulance
Never assume knowledge
about cause/injury/illness
Do not move patient/casualty –
unless they are in imminent
danger.
Slide 136
137. Follow emergency response
procedures
Loss of food/water:
Explain position to tour group
members
Secure remaining supplies
Ration food/water
Ask locals for help
(Continued)
Slide 137
138. Follow emergency response
procedures
Seek local options for re-
supply/re-stocking
Advise head office and
obtain/arrange support
Adjust itinerary – if necessary
Control issue/use of
food/water
Monitor remaining supplies
and adjust rations further if
necessary.
Slide 138
139. Seek assistance to facilitate
response to emergency situations
Assistance may be obtained by:
Using cell phone
Using landline phone
Using a designated
emergency phone
Using portable radio
(Continued)
Slide 139
140. Seek assistance to facilitate
response to emergency situations
Activating an alarm
Activating an emergency
beacon
Asking others to take action
Going to a relevant website
Sending an email.
Slide 140
141. Seek assistance to facilitate
response to emergency situations
There may be a need to
call/contact:
Fire services/brigade
Ambulance
Police
Civil defence
Relevant national agencies
(Continued)
Slide 141
142. Seek assistance to facilitate
response to emergency situations
Local councils
Local, regional or national
disaster organisations
ASEAN Co-ordinating Centre
for Humanitarian Assistance
Nominated service provider
Head office.
Slide 142
143. Complete documentation to record
action taken in response to emergencies
In relation to reports:
May be written, verbal or both
Can be required from any
staff on tour
Must be completed honestly,
fully and to best of personal
knowledge
Must report facts and different
them from supposition.
Slide 143
144. Complete documentation to record
action taken in response to emergencies
Details in reports:
Names and numbers of those
involved
Description of type of
emergency
Roles played by staff, tour
group members and others
Use made of EMPs and their
effectiveness
Suggestions for
change/improvements.
Slide 144
145. Complete documentation to record
action taken in response to emergencies
Need for these reports:
Document details in case there
is legal action
Support any insurance claims
which have to be made
Learn from the event.
Slide 145
146. Complete documentation to record
action taken in response to emergencies
Submission of documentation to
record action taken in response to
emergency:
Should be forwarded
promptly/as soon as possible
May require working back to
finalise these
reports/documents
Must be forwarded to
nominated person/s as
required.
Slide 146
147. Complete documentation to record
action taken in response to emergencies
A de-briefing may occur which
will seek to:
Define the emergency
Identify responses taken
Evaluate plans and training
Evaluate actions taken.
Slide 147
148. Summary – Element 3
When responding to emergency
situations:
Respond quickly
Identify and assess the
situation
Determine a course of action
(Content)
Slide 148
149. Summary – Element 3
Inform others as soon as
possible
Obtain help immediately
Follow established plans and
training
(Continued)
Slide 149
150. Summary – Element 3
Adapt actions to suit/reflect
circumstances
Make safety of people the
priority
Document and report what
occurred and the response/s
initiated
De-brief after incidents.
(Continued)
Slide 150
151. Element 4 – Provide feedback to
management on procedures
Performance Criteria for this
Element are:
Identify issues requiring
attention
Raise issues with
management
Recommend solutions to
identified issues.
Slide 151
152. Identify issues requiring attention
There is a need for tour staff to identify
safety and security procedures
requiring attention in order to:
Meet internal protocols for
Continuous Improvement
Comply with legislation
Prevent accident and injury
Demonstrate to management they
are engaged with the issues
(Continued)
Slide 152
153. Identify issues requiring attention
Address identified
problems/issues requiring
attention
Maintain/grow customer
satisfaction
Enhance viability of the
business
Support/extend organisational
image and reputation
Protect against possible
criminal and/or civil action.
Slide 153
154. Identify issues requiring attention
Areas/topics for attention:
Instances where
safety/security was
compromised
Near misses
Proven inadequacies in
existing arrangements
Situations where external
assistance/involvement was
necessary
(Continued)
Slide 154
155. Identify issues requiring attention
Areas/topics for attention:
Instances where
safety/security was
compromised
Near misses
Proven inadequacies in
existing arrangements
Situations where external
assistance/involvement was
necessary
(Continued)
Slide 155
156. Identify issues requiring attention
Changed circumstances or
operating conditions
Events which have given rise
to issues/concerns
Complaints from tour group
members
Situations where negative
media attention was received.
Slide 156
157. Identify issues requiring attention
Ways to identify issues for attention:
Soliciting feedback from tour group
members
Analysing any insurance claims
lodged
Examining circumstances where
legal action has been launched
against the business and/or its
employees
Reviewing documentation
completed by tour staff
(Continued)
Slide 157
158. Identify issues requiring attention
Inspecting workplace and
infrastructure/equipment
Checking implementation
of/adherence to existing
SOPs
Reading industry and relevant
other reports on
safety/security
Using an external consultant
to provide insight and advice.
Slide 158
159. Raise issues with management
Options for raising issue/s:
Verbal discussion
Submission of paperwork
Formal presentation.
Slide 159
160. Raise issues with management
Formal presentation should
feature:
Rationale
Supporting evidence
Guest speakers
Discussion of topic/c including
Q and A session.
Slide 160
161. Raise issues with management
Keys to successfully raising
issues with management:
Prepare thoroughly
Practice
Arrange the venue
(Continued)
Slide 161
162. Raise issues with management
Invite all stakeholders
Send out briefing materials
Separate fact from
belief/supposition
Provide hard copies of
important information
(Continued)
Slide 162
163. Raise issues with management
Highlight potential of not
addressing the issue
Stress the up-side of
responding
Give suggestions for
addressing the problem
Invite questions
Follow-up as/if required after a
presentation.
Slide 163
164. Recommend solutions to identified
issues
When involved in providing
feedback to management it is
important to remember:
Be part of the solution, not the
problem
Offering a solution increases
likelihood the issue will be
addressed.
Slide 164
165. Recommend solutions to identified
issues
Keys in recommending solutions:
Address the cause and the
symptom
Give more than one
option/alternative
Do a detailed risk
management exercise
(Continued)
Slide 165
166. Recommend solutions to identified
issues
Revise existing/current plans
Develop additional/different
checks/checklists
Provide detail of research
which has been done into the
issue.
Slide 166
167. Summary – Element 4
When providing feedback to
management on safety and
security procedures:
Seek input from all
stakeholders
Be proactive in identifying
issues
Distinguish fact from opinion
(Continued)
Slide 167
168. Summary – Element 4
Identify issues requiring
attention
Make regular contributions
Participate actively in the
process
Document issues to provide
evidence of problems
Raise matters with
management/decisions
makers
Plan and prepare to present
safety and security issues to
management
(Continued)
Slide 168
169. Summary – Element 4
Provide recommendations for
solutions to problems raised
Research options for
addressing identified issues
Be part of the solution not just
part of the problem.
Adjust/adapt existing
protocols to accommodate
and address issues arising.
Slide 169