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FOLLOW SAFETY AND
SECURITY PROCEDURES
D2.TCC.CL1.04
Slide 1
Follow safety and security
procedures
This Unit comprises four
Elements :
1. Identify safety and security
requirements
2. Follow preventative safety
and security procedures
3. Respond to emergency
situations
4. Provide feedback to
management on safety and
security procedures.
Slide 2
Assessment
Assessment for this unit may
include:
 Oral questions
 Written questions
 Work projects
 Workplace observation of
practical skills
 Practical exercises
 Formal report from
employer/supervisor.
Slide 3
Element 1 – Identify safety and
security requirements
Performance Criteria for this
Element are:
 Describe legislated safety and
security requirements
 Describe host enterprise
safety and security policies
and procedures
 Identify resources available to
support required safety and
security procedures
(Continued)
Slide 4
Element 1 – Identify safety and
security requirements
 Explain consequences of
failing to follow safety and
security procedures
 Clarify individual scope of
authority and responsibility in
relation to safety and security
 Acquire safety and security
information relevant to tour,
trip or event about to be
undertaken.
Slide 5
Describe legislated safety and
security requirements
‘Legislated sources’ refers to:
 Acts
 Regulations
 Compulsory ‘Codes’.
Slide 6
Describe legislated safety and
security requirements
Ways to identify legislated
requirements:
 Contact authorities
 Speak to industry bodies
 Communicate with
management and trainers
 Talk to other operators
 Use legal adviser.
Slide 7
Describe legislated safety and
security requirements
Objectives of legislation:
 Protect workers and members
of the public
 Present advice to optimise
safety and security
 Create confidence
 Provide penalties for
breaches and non-
compliance.
Slide 8
Describe legislated safety and
security requirements
Penalties for non-compliance:
 Fines
 Orders
 Gaol
 Combination of the above.
Slide 9
Describe legislated safety and
security requirements
Where businesses or employees
break the law they may face:
 Criminal action
and/or
 Civil action.
Slide 10
Describe legislated safety and
security requirements
All employees are under
common law ‘Duty of Care’
obligations to:
 Create/maintain safe
workplace
 Avoid causing foreseeable
harm.
Slide 11
Describe legislated safety and
security requirements
Action for breach of Duty of Care:
 Can be for negligence, breach
of contract or defamation
 Can result in payment of
damages and/or issuing of
injunctions.
Slide 12
Describe legislated safety and
security requirements
‘Corporate governance’
requirements require operators to:
 Exercise due diligence
 Ensure compliance with
legislation
 Conduct business in an ethical
manner
 Balance the needs/aims of the
business with those of
others/the law.
Slide 13
Describe host enterprise safety and
security policies and procedures
Polices and procedures are
developed to:
 Comply with legislated
requirements
 Reduce the likelihood of
accidents and injury
 Enable consistent and
standardised dealing
with/handling of common
problems
 Increase efficiency and
effectiveness
(Continued)
Slide 14
Describe host enterprise safety and
security policies and procedures
 Reflect the unique nature of
organisations
 Facilitate staff training
 Demonstrate good corporate
governance.
Slide 15
Describe host enterprise safety and
security policies and procedures
Ways to disseminate safety/security
protocols:
 Informing employees as part of
standard Induction and orientation
 Requiring staff to participate in
mandatory ‘safety and security’ training
 Encouraging employees to raise safety
and security concerns
 Making ‘safety and security’ a regular
agenda item
(Continued)
Slide 16
Describe host enterprise safety and
security policies and procedures
 Encouraging establishment of
workplace-based ‘Safety and
Security’ teams or committees
 Including requirements in
workplace locations
 Using workplace
documentation/plans
 Using managers/supervisors
to explain and demonstrate
requirements.
Slide 17
Describe host enterprise safety and
security policies and procedures
Risk management is increasingly important:
 Businesses seek to protect their assets
 Organisations seek to demonstrate ‘due
diligence’ discharge of ‘Duty of Care’
obligations
 Businesses want to be responsible
corporate citizens
 Insurance companies impose certain risk
management requirements
 The legal system places obligations on
businesses to be responsible and
accountable.
Slide 18
Describe host enterprise safety and
security policies and procedures
Risk = any hazard or source of
danger with the potential to
adversely impact on :
 The operation of the business
and/or
 Outcomes of a business
which prevent it achieving its
identified goals and objectives.
Slide 19
Describe host enterprise safety and
security policies and procedures
Risk management:
 Is a proactive thing for
businesses to do
• Being proactive is opposite
to, and better than, being
reactive
 Is the term used to describe
activities undertaken to
address identified
hazards/sources of
danger/threats.
Slide 20
Describe host enterprise safety and
security policies and procedures
Risk assessment activities:
 Risk identification
 Risk assessment/analysis
 Development of controls
 Monitoring of implementation of
controls
 Monitoring for new/changed risk or
threats
 Reviewing practices and context.
Slide 21
Describe host enterprise safety and
security policies and procedures
Risk evaluation:
 Is always a judgement call
 Calculates priorities for
identified risks
 Must be based on ‘reality’
 Determines risk management
control/s.
Slide 22
Describe host enterprise safety and
security policies and procedures
Risk prioritisation:
 Determines sequence in
which risks are to be
addressed
 Involves calculating cost of
taking action against cost of
not taking action
 Can occur by classification or
number.
Slide 23
Describe host enterprise safety and
security policies and procedures
Risk analysis considerations:
 Exposure to loss or liability
 Causes of loss or liability
 When damage or loss might
occur
 Financial consequences that
could occur
 Potential damage to reputation
 Maximum possible loss.
Slide 24
Describe host enterprise safety and
security policies and procedures
Businesses must prepare for
loss/liability to:
 Demonstrate due diligence
 Be a responsible corporate citizen
 Comply with externally imposed
obligations
 Set aside funds to cope
 Enable prompt response in a loss
event
 Ensure ongoing business viability.
Slide 25
Describe host enterprise safety and
security policies and procedures
A risk may be classified as ‘acceptable’
because:
 Risk level is so low it does not warrant
spending time and money to treat it
 Risk is low and benefits of retaining the
risk outweigh the cost of treating it
 Opportunities presented are much
greater than the threat
 Likelihood of occurrence is low/very low
 Consequence is small/low or otherwise
acceptable.
Slide 26
Describe host enterprise safety and
security policies and procedures
Key risk management points:
 All unacceptable risks must be
addressed
 Controls need to be
determined case-by-case –
there is no one/single method
suitable for all risk
 What was acceptable/suitable
least time may/will not be
acceptable/suitable next time.
Slide 27
Describe host enterprise safety and
security policies and procedures
Risk treatment options:
 Risk avoidance
 Retaining the risk
(Continued)
Slide 28
Describe host enterprise safety and
security policies and procedures
 Transferring the risk
 Deferring the risk
(Continued)
Slide 29
Describe host enterprise safety and
security policies and procedures
 Controlling the risk:
• Reducing likelihood
• Reducing consequences
• Reducing both
 Also called ‘risk reduction’
(Continued)
Slide 30
Describe host enterprise safety and
security policies and procedures
 Loss prevention strategies for
physical products
 Risk financing
 Spreading the risk.
Slide 31
Describe host enterprise safety and
security policies and procedures
PPE = Personal protective
equipment and clothing.
Most businesses have PPE
policies and procedures for:
 Customers/tour group
members
 Staff.
Slide 32
Describe host enterprise safety and
security policies and procedures
Hierarchy of Controls:
1. Elimination
2. Substitution
3. Isolation
4. Engineering controls
5. Administrative controls
6. PPE.
Slide 33
Describe host enterprise safety and
security policies and procedures
Examples of PPE:
 Protective eyewear
 Clothing, hats and helmets
 Protectors and harnesses
 Protective gloves and
footwear
 Hearing and respiratory
protection
 Sunscreen and insect
repellent.
Slide 34
Describe host enterprise safety and
security policies and procedures
Use of PPE policies/procedures will
address:
 Mandatory use/wearing of items
 Identification of those to use/wear items
 Nomination of when items to be
used/worn
 Instructions for use
 Penalties for non-compliance
 Location of items
 Inspection, maintenance/service.
Slide 35
Describe host enterprise safety and
security policies and procedures
Other safety/security-related
policies and procedures can
relate to:
 Safe work techniques
 Customer pre-requisites
(Continued)
Slide 36
Describe host enterprise safety and
security policies and procedures
 Emergency procedures
 Dealing with death on tour
(Continued)
Slide 37
Describe host enterprise safety and
security policies and procedures
 Personal safety and security
• Identifying threats and
issues
• Providing suitable facilities
• Training
• Providing advice and
information
(Continued)
Slide 38
Describe host enterprise safety and
security policies and procedures
 Pre-departure checks
• Identify and understand
the requirements for each
tour/trip
• Prepare requirements and
resources
• Load required equipment
and resources
• Complete required internal
documentation
(Continued)
Slide 39
Describe host enterprise safety and
security policies and procedures
 Pre-activity checks:
• Assessment of customers
• Assessment of vehicle
safety and security
• Equipment and facilities
checks
• Assessment of immediate
and surrounding
environment
(Continued)
Slide 40
Describe host enterprise safety and
security policies and procedures
 Catering for disabled
customers/tour group
members:
• Development of suitable
packages
• Inclusion of suitable
activities/facilities
• Provision of relevant
training
• Provision of relevant
support
(Continued)
Slide 41
Describe host enterprise safety and
security policies and procedures
 Travel insurance:
• Promotion of same to
customers
• Training
(Continued)
Slide 42
Describe host enterprise safety and
security policies and procedures
 Obtaining necessary approvals
from authorities:
• Nomination of ‘persons
responsible’ for doing so
• Specification of application
practices
• Filing and forwarding
approvals received
(Continued)
Slide 43
Describe host enterprise safety and
security policies and procedures
 Communicating with media
after an event/incident:
• Name of nominated person
• Need to never admit liability
• Identification of facts which
can be released
• Internal protocols
• Contact protocols
• Training
(Continued)
Slide 44
Describe host enterprise safety and
security policies and procedures
 Ethical operation of the business:
• Training of staff
• Need for openness, honesty
and transparency
• Details of
advertising/promotion
undertaken
• Handling of issues/problems
and complaints
• Prioritising safety/security of
customers
Slide 45
Identify resources available to
support safety/security procedures
Training – the main resource,
must address:
 Skills
 Attitude
 Knowledge.
Slide 46
Identify resources available to
support safety/security procedures
Training delivery maybe via:
 Demonstration and drill
 Role plays
 Case studies
 Practical exercises
 Explanations
 Discussions.
Slide 47
Identify resources available to
support safety/security procedures
Training may feature:
 On-the-job training
 Workplace coaching
 Buddying-up
 Formal/accredited courses
 Non-accredited training
 Formal and informal
assessment.
Slide 48
Identify resources available to
support safety/security procedures
PPE – support required to:
 Know how to use and instruct
others in use
 Ensure regular inspections,
testing and maintenance
 Make sure all items are
‘suitable’/fit for task
 Guarantee sufficient numbers
 Have them available as/when
needed.
Slide 49
Identify resources available to
support safety/security procedures
Plans are also a
valuable/necessary resource:
 EMPs
 Contingency plans.
Slide 50
Identify resources available to
support safety/security procedures
Contingency plans commonly prepared
for:
 Plant/equipment faults and
malfunctions
 Adverse weather
 Unexpected (but predictable) issues
 Data loss
 Power failure
 Loss of key staff
 Disaster recovery.
Slide 51
Identify resources available to
support safety/security procedures
Businesses also use
equipment/systems to support
safety and security based on:
 Previous experience
 Risk analysis results
 Funds
 Location of risk.
Slide 52
Identify resources available to
support safety/security procedures
‘Documents’ are another
important resource:
 Posters
 Checklists
 General advisory/safety
handouts
 Information sheets
 In-country advice.
Slide 53
Explain consequences of failing to
follow safety/security procedures
It is vital to know consequences of not
adhering to requirements of
safety/security protocols in order to:
 Be able to explain to other
employees
 Be able to describe/demonstrate to
customers
 Motivate people to comply
 Enhance personal job satisfaction
 Avoid negative outcomes.
Slide 54
Explain consequences of failing to
follow safety/security procedures
Possible negative consequences
of failing to comply with safety
and security requirements:
 Need for business to make
insurance claims
 Need to help customers lodge
insurance claims
 Loss or damage to items
(Continued)
Slide 55
Explain consequences of failing to
follow safety/security procedures
 Personal impact:
• Injury, illness or death
 Legal action – criminal and/or
civil
 Damage to business
image/reputation
 Disciplinary action
 Job loss.
Slide 56
Clarify individual scope of authority
and responsibility
‘Scope of authority and
responsibility’:
 Permission given to a
person/position to act on
behalf of the organisation
without reference to anyone
else
 Equivalent to delegated
authority.
Slide 57
Clarify individual scope of authority
and responsibility
Must know personal scope in
order to:
 Work as expected
 Not exceed authority
 Integrate actions taken with
other scopes of other staff
 Have confidence in action
taken
 Know individual limits.
Slide 58
Clarify individual scope of authority
and responsibility
Ways to identify personal scope
of authority:
 As part of Induction and
Orientation
 Through internal training
 Via discussions with
others/management
 Reading relevant workplace
documents.
Slide 59
Clarify individual scope of authority
and responsibility
Generally:
 New staff have less scope
than more experienced staff
 Lower positions have fewer
permissions/responsibilities
 Everyone is expected to use
common sense when using
their scope
 Employers expect ‘intelligent
initiative’ to be exercised.
Slide 60
Clarify individual scope of authority
and responsibility
Possible inclusions in scopes of
authority/responsibility:
 Authority/ability to act in an
emergency
 Levels of legal liability and
responsibility
 Guidelines about
circumstances which trigger
action/permissions
(Continued)
Slide 61
Clarify individual scope of authority
and responsibility
 Examples of actions which
are authorised/approved
 Identification of operational
parameters
 Identification of issues where
referral to management/others
is required.
Slide 62
Acquire safety/security information
relevant to tour to be undertaken
Safety/security information is
required to address two keys:
 Generic information
 Current information.
Slide 63
Acquire safety/security information
relevant to tour to be undertaken
Information for an upcoming
tour/trip required to:
 Discharge ‘Duty of Care’
 Comply with organisational
protocols
 Allow sharing of knowledge
 Determine initiation of trip/tour
(Continued)
Slide 64
Acquire safety/security information
relevant to tour to be undertaken
 Identify information which
needs to be shared with tour
group
 Ensure available PPE
matches identified
requirements based on
knowledge of trip/tour
 Integrate trip/tour knowledge
with other knowledge and/or
organisational plans.
Slide 65
Acquire safety/security information
relevant to tour to be undertaken
Ways to source trip/tour
information:
 Telephoning
attractions/destinations
 Monitoring environment
 Doing online research
 Accessing databases
 Speaking with staff
(Continued)
Slide 66
Acquire safety/security information
relevant to tour to be undertaken
 Chatting with returning tour
groups
 Talking to more senior
employees
 Reading promotional
material/s
 Visiting destinations.
Slide 67
Acquire safety/security information
relevant to tour to be undertaken
Information may encompass:
 Familiarisation with equipment
 Weather details
 Contact details for emergency
services
 Communications systems
(Continued)
Slide 68
Acquire safety/security information
relevant to tour to be undertaken
 ‘Local’ information
 Potential risks:
• Environmental risks
• Physical risks
• Social risks
• Cultural risks
• Travel risks
• Operational risks.
Slide 69
Summary – Element 1
When identifying safety and security
requirements:
 Determine applicable legislation
and internal demands
 Be alert to need to discharge Duty
of Care and corporate governance
requirements
 Ascertain applicable organisational
policies and procedures
 Comply with standard risk
management protocols
(Continued)
Slide 70
Summary – Element 1
 Establish required PPE for
tours, trips, activities and
special needs occasions and
events
 Determine customer pre-
requisites for activities and
inclusions
 Learn organisational protocols
for dealing with emergencies
 Obtain necessary training
(Continued)
Slide 71
Summary – Element 1
 Identify resources to support
implementation of required
procedures
 Undertake mandatory pre-
departure and pre-activity
checks
 Take into account special
needs of customers
 Be alert to
recommending/selling travel
insurance to tour group
members/travellers
(Continued)
Slide 72
Summary – Element 1
 Obtain necessary approval/s
from authorities, agencies,
countries/governments
 Conduct the business in an
ethical manner
 Complete necessary/required
documentation to
support/verify safety and
security protocols
(Continued)
Slide 73
Summary – Element 1
 Advise others about required
safety and security practices
and procedures
 Act within designated scope
of authority but show
common sense and initiative
 Obtain hard copy safety and
security information for
distribution to customers and
for use on tour.
Slide 74
Element 2 – Follow preventative
safety and security procedures
Performance Criteria for this
Element are:
 Provide safety and security
information to customers
 Follow designated safety and
security checks
 Follow required safety and
security control procedures
 Take action to address routine
identified risks and security
breaches
(Continued)
Slide 75
Element 2 – Follow preventative
safety and security procedures
 Investigate suspicious
persons and abnormal
situations
 Seek assistance to address
safety and security needs
from relevant personnel
 Report serious risks, hazards
and security breaches
 Complete documentation to
record safety and security
action undertaken.
Slide 76
Provide safety and security
information to customers
Need to be proactive in relation
to safety and security:
 To demonstrate/discharge
compliance
 To give customers
confidence/assurance
 To advise, assist and educate
customers
(Continued)
Slide 77
Provide safety and security
information to customers
 To show planning and
preparation has been
undertaken
 To help ‘set the scene’ for the
trip/tour
 To underpin claims made
about safety/security
 To prevent problems arising in
the first place.
Slide 78
Provide safety and security
information to customers
Provision of information often
occurs at a pre-departure/on-
departure briefing and may entail:
 Distributing, indicating or
screening safety and security
information
 Discussing terms and
conditions
(Continued)
Slide 79
Provide safety and security
information to customers
 Advising about personal ‘Duty
of Care’ responsibility
 Demonstrating safety and
security practices
 Encouraging questions.
Slide 80
Provide safety and security
information to customers
In addition to the briefing the tour
leader must:
 Advise:
• At start of activities
• On arrival at destinations
 Highlight dangers on an
ongoing basis.
Slide 81
Follow designated safety and
security checks
Usual requirements:
 Checklists are used
 Checklists may need to be
completed and signed
 Tour group members should
see the checks being done
(Continued)
Slide 82
Follow designated safety and
security checks
 May be required multiple
times/day
 Appropriate interpersonal and
communication skills required
 May be undertaken alone or
‘in company’.
Slide 83
Follow designated safety and
security checks
Types/nature of checks will
depend on:
 Type of trip/tour
 Destination/s
 Mode of travel
 Group numbers
 Group profiler/composition
 Contracted
terms/arrangements
 Previous experience.
Slide 84
Follow designated safety and
security checks
Examples of checks to be made:
 Monitoring of customers and
their actions
 Making physical checks
 Doing visual checks
(Continued)
Slide 85
Follow designated safety and
security checks
 Monitoring weather
 Monitoring the
environment
 Patrolling perimeters
(Continued)
Slide 86
Follow designated safety and
security checks
 Inspecting vehicles
 Investigating and responding
to requests, alarms and
suspicious
persons/circumstances.
Slide 87
Follow required safety and security
control procedures
Pre-requisites:
 Written protocols
 Training and practice
 Constant vigilance –
‘situational awareness’
 Taking action when the need
to do so arises.
Slide 88
Follow required safety and security
control procedures
Important points:
 Realise tour group members
are also observing and
monitoring the environment
 What tour guide/leader does
and does not do is always on
public show
 It is always best to take to
take prompt action in
response to an identified
need.
Slide 89
Follow required safety and security
control procedures
Examples of control protocols:
 Know the starting information
 Conduct comprehensive pre-
departure briefing
 Walk the talk
(Continued)
Slide 90
Follow required safety and security
control procedures
 Start ‘on time’
 Keep groups together
(Continued)
Slide 91
Follow required safety and security
control procedures
 Oversee activities and direct
actions
 Provide PPE
(Continued)
Slide 92
Follow required safety and security
control procedures
 Comply with prepared plans
for safety and security control.
Slide 93
Take action to address identified
risks and security breaches
Responses may include:
 Notifying/advising tour group
members of the situation
 Optimising safety and security
of customers and employees
on an ongoing basis
 Limiting actions of customers
(Continued)
Slide 94
Take action to address identified
risks and security breaches
 Changing the itinerary as
appropriate to respond to the
issue
 Liaising with local authorities
to obtain advice and provide
them with revised plans.
Slide 95
Investigate suspicious persons and
abnormal situations
Keys are:
 Prevention is better than cure
 Use common sense
 Maintain situational
awareness at all times
 Factor in previous experience.
Slide 96
Investigate suspicious persons and
abnormal situations
Indicators of suspicious persons:
 People loitering in an area
with no good reason to be
there
 People who look
nervous/anxious when
observed or approached
 People found where they
have no right to be
 People who look ‘out of
place’.
Slide 97
Investigate suspicious persons and
abnormal situations
Examples of abnormal situations:
 Open/unlocked doors, windows,
bags
 Missing or out-of-place items
 Damage
 Altered settings on equipment
 Unexplained or out-of-the-ordinary
circumstances
 Instances reported by customers as
‘concerning’.
Slide 98
Investigate suspicious persons and
abnormal situations
Responses:
 Use common sense
 Act – but do not over-react
 Do not try to be a hero
(Continued)
Slide 99
Investigate suspicious persons and
abnormal situations
 Think before acting – take a
moment to plan what to do
 Take notes/capture evidence
 Notify and involve others –
obtain help.
Slide 100
Seek assistance to address safety and
security needs from relevant personnel
In this context:
 No-one is ever expected to
cope on their own
 Help is always available
 It is expected assistance will
be obtained promptly
 Action must never make things
worse or place anyone in
danger.
Slide 101
Seek assistance to address safety and
security needs from relevant personnel
Recommended planning needs to
involve:
 Reading plans established for
dealing with incidents and
becoming familiar with
required response/s
 Talking to management and
other employees – to learn
from them and their
experience.
Slide 102
Seek assistance to address safety and
security needs from relevant personnel
Assistance may be obtained by
contacting:
 Fire brigade/services
 Ambulance
 Police
 Civil defence authorities
 Nominated local service provider
 Head office of the tour/travel
organisation
 Other tour staff.
Slide 103
Seek assistance to address safety and
security needs from relevant personnel
Help may also be requested from:
 Tour group members
 By-standers/members of the
public.
Slide 104
These people are
under no obligation to
assist but are often
willing to provide help.
Seek assistance to address safety and
security needs from relevant personnel
When seeking assistance:
 Act quickly – get help moving
towards the location as soon as
possible
 Provide relevant information to help
responders
• Name of caller and tour group
• Type of emergency/problem
• Location
• Numbers in group and numbers
affected.
Slide 105
Seek assistance to address safety and
security needs from relevant personnel
When calling for assistance:
 Remain on the line until told to
hang up by the operator
 Be guided by the operator
about what information to
provide
 Stay clam – talk normally.
Slide 106
Report serious risks, hazards and
security breaches
In general:
 It is better to over-report than
under-report
 Report anything of concern
and let others determine if it is
an issues requiring further
attention.
Slide 107
Report serious risks, hazards and
security breaches
Reports need to be made about:
 Unsafe, damaged, broken or
malfunctioning equipment
 Loss while on tour
 Presence of unauthorised
persons
 Signs of unauthorised access
(Continued)
Slide 108
Report serious risks, hazards and
security breaches
 Unsecured facilities
 New tour threats identified since ‘last
time’
 Occasions where protocols have
been breached or could not be
applied ‘as and when intended’
 Situations where there was a need
to involve emergency services
 Any situation raised by tour group
members which relates to serious
risk, threat or security breach of any
kind.
Slide 109
Report serious risks, hazards and
security breaches
Reasons to make reports – to:
 Provide basis for analysis and
response
 Maintain safety/security standards
 Comply with Duty of Care
requirements
 Meet internal reporting
requirements
 Demonstrate attention to detail
 Enhance customer confidence in
the organisation.
Slide 110
Report serious risks, hazards and
security breaches
Reporting options:
 Completing designated
report/form
 Making verbal report
 Submitting electronic report
 Attending end-of-tour de-
briefing.
Slide 111
Report serious risks, hazards and
security breaches
Reports should detail:
 Facts of the matter
 What happened/did not
happen
 Actual and potential
consequences
 Known/believed causal
factors
 Suggestions for
fixing/preventing the problem.
Slide 112
Complete documentation to record
safety and security action taken
Documentation may include:
 Safety and security checklists
 Internal ‘Daily summaries’
 A range of different report
types for various issues
(Continued)
Slide 113
Complete documentation to record
safety and security action taken
 Maintenance forms
 Hazard identification forms
 Tour and travel logs
 Written statements.
Slide 114
Complete documentation to record
safety and security action taken
Reasons to document action taken:
 Provide tangible record for future reference
 Share information with others
 Provide basis for evaluation of action/plans
 Reduce likelihood of repeat
occurrences/incidents
 Improve customer experience
 Determine if more/other action is required
to better/more effectively address the
issue.
Slide 115
Summary – Element 2
When following preventative
safety and security procedures:
 Ensure customers have been
provided with necessary
information and have had all
requirements explained
and/or demonstrated to them
 Undertake prescribed safety
and security checks
 Adhere to
established/required safety
and security control
(Continued)
Slide 116
Summary – Element 2
 Respond positively and
promptly to all safety and
security threats, issues and
breaches
 Investigate suspicious
persons and unusual
circumstances
 Implement approved
organisational responses in
accordance with appropriate
plans
(Continued)
Slide 117
Summary – Element 2
 Use common sense at all
times
 Ensure safety of people
above safety/security of
assets
 Never place anyone in danger
(Continued)
Slide 118
Summary – Element 2
 Obtain assistance as soon as
possible
 Report serious issues in
accordance with internal
protocols
 Complete and forward
relevant paperwork to
record/document safety and
security issues.
Slide 119
Element 3 – Respond to emergency
situations
Performance Criteria for this Element are:
 Identify and assess emergency
situations
 Determine action to take in response to
emergency situations
 Follow emergency response procedures
 Seek assistance to facilitate response to
emergency situations from relevant
personnel
 Complete documentation to record
action undertaken in response to
emergency situations.
Slide 120
Identify and assess emergency
situations
Possible emergencies:
 Bomb threats and terrorist activity
 Deranged persons
 Motor vehicle accidents
 Criminal acts
 Natural calamity
 Personal injury and illness
 Loss of food/water, transport or
communications
 Fire.
Slide 121
Identify and assess emergency
situations
Assessing emergencies must
involve:
 Immediate attention
 Determination of impact
 Identification of extent
 Obtaining up-to-date
information
 Determination of action to
take.
Slide 122
Identify and assess emergency
situations
Factors to consider:
 Circumstances applying:
• Type of emergency;
immediacy of threat;
numbers impacted;
context; action already
being taken
 Resources available to
address the situation
(Continued)
Slide 123
Identify and assess emergency
situations
 Personal experience with
previous emergencies of this
type
 Knowledge of the established
plans which have been
prepared to deal with the type
of emergency being
experienced.
Slide 124
Determine action to take in
response to emergency situations
Action to take should include:
 Contact emergency services
 Initiate alarms
 Communicate with and advise
tour group members of
situation and proposed course
of action
(Continued)
Slide 125
Determine action to take in
response to emergency situations
 Implement protective
measures
 Begin evacuation/s
 Undertake first response/first
attack activities – only if safe
to do so
(Continued)
Slide 126
Determine action to take in
response to emergency situations
 Remove/protect assets and
property – only after assuring
safety of people
 Seek feedback/input from tour
group members
 Follow directions in relevant
plans – adjusting as required
for nature of particular
circumstances at the time.
Slide 127
Follow emergency response
procedures
Basics include:
 Keeping emergency plans
close/ready for use
 Becoming familiar with
requirements of plans
 Factoring in local conditions ‘at the
time’
 Realising even the best-prepared
plans are really only guidelines for
action and will usually need to be
adapted
(Continued)
Slide 128
Follow emergency response
procedures
 Understanding plans vary
between organisations and
between individual trips/tours
 Saving life is the priority
 Never putting anyone in
danger
 Getting help moving towards
the emergency as quickly as
possible.
Slide 129
Follow emergency response
procedures
Bomb threat:
 Ask lots of questions
 ALWAYS take these threats
seriously
 Talk with other staff
 Initiate evacuation
 Avoid causing panic.
Slide 130
Follow emergency response
procedures
Deranged person:
 Consider dealing personally
with situation – if safe to do so
 Involve/notify others for
assistance
 Remove tour group from
threat
 Restrict access to area
 Protect property from
damage.
Slide 131
Follow emergency response
procedures
Motor vehicle accident:
 Summon
assistance/authorities
 Give first aid
 Do not admit liability
 Obtain details of witnesses
 Notify head office
 Make alternative and/or
appropriate arrangements.
Slide 132
Follow emergency response
procedures
Robbery/armed hold-ups:
 Comply with instructions given
by offenders
 Do not be a hero
 Hand over the
money/valuables/items
 Speak only when spoken to
 Do not look/stare at offenders
 Remember details for later
provision to police.
Slide 133
Follow emergency response
procedures
After robbery/armed hold-up:
 Call police
 Do not touch anything
 Take a minute to write down
important details
 Do not discuss details with others
 Obtain witnesses
 Never disclose what was taken.
Slide 134
Follow emergency response
procedures
Natural calamities – EMPs will
contain details on responding to:
 Extreme weather
 Earthquakes
 Tsunamis
 Bushfires/wild fires
 Smog and smoke haze.
Slide 135
Follow emergency response
procedures
Personal injury/illness:
 Render first aid
 Call an ambulance
 Never assume knowledge
about cause/injury/illness
 Do not move patient/casualty –
unless they are in imminent
danger.
Slide 136
Follow emergency response
procedures
Loss of food/water:
 Explain position to tour group
members
 Secure remaining supplies
 Ration food/water
 Ask locals for help
(Continued)
Slide 137
Follow emergency response
procedures
 Seek local options for re-
supply/re-stocking
 Advise head office and
obtain/arrange support
 Adjust itinerary – if necessary
 Control issue/use of
food/water
 Monitor remaining supplies
and adjust rations further if
necessary.
Slide 138
Seek assistance to facilitate
response to emergency situations
Assistance may be obtained by:
 Using cell phone
 Using landline phone
 Using a designated
emergency phone
 Using portable radio
(Continued)
Slide 139
Seek assistance to facilitate
response to emergency situations
 Activating an alarm
 Activating an emergency
beacon
 Asking others to take action
 Going to a relevant website
 Sending an email.
Slide 140
Seek assistance to facilitate
response to emergency situations
There may be a need to
call/contact:
 Fire services/brigade
 Ambulance
 Police
 Civil defence
 Relevant national agencies
(Continued)
Slide 141
Seek assistance to facilitate
response to emergency situations
 Local councils
 Local, regional or national
disaster organisations
 ASEAN Co-ordinating Centre
for Humanitarian Assistance
 Nominated service provider
 Head office.
Slide 142
Complete documentation to record
action taken in response to emergencies
In relation to reports:
 May be written, verbal or both
 Can be required from any
staff on tour
 Must be completed honestly,
fully and to best of personal
knowledge
 Must report facts and different
them from supposition.
Slide 143
Complete documentation to record
action taken in response to emergencies
Details in reports:
 Names and numbers of those
involved
 Description of type of
emergency
 Roles played by staff, tour
group members and others
 Use made of EMPs and their
effectiveness
 Suggestions for
change/improvements.
Slide 144
Complete documentation to record
action taken in response to emergencies
Need for these reports:
 Document details in case there
is legal action
 Support any insurance claims
which have to be made
 Learn from the event.
Slide 145
Complete documentation to record
action taken in response to emergencies
Submission of documentation to
record action taken in response to
emergency:
 Should be forwarded
promptly/as soon as possible
 May require working back to
finalise these
reports/documents
 Must be forwarded to
nominated person/s as
required.
Slide 146
Complete documentation to record
action taken in response to emergencies
A de-briefing may occur which
will seek to:
 Define the emergency
 Identify responses taken
 Evaluate plans and training
 Evaluate actions taken.
Slide 147
Summary – Element 3
When responding to emergency
situations:
 Respond quickly
 Identify and assess the
situation
 Determine a course of action
(Content)
Slide 148
Summary – Element 3
 Inform others as soon as
possible
 Obtain help immediately
 Follow established plans and
training
(Continued)
Slide 149
Summary – Element 3
 Adapt actions to suit/reflect
circumstances
 Make safety of people the
priority
 Document and report what
occurred and the response/s
initiated
 De-brief after incidents.
(Continued)
Slide 150
Element 4 – Provide feedback to
management on procedures
Performance Criteria for this
Element are:
 Identify issues requiring
attention
 Raise issues with
management
 Recommend solutions to
identified issues.
Slide 151
Identify issues requiring attention
There is a need for tour staff to identify
safety and security procedures
requiring attention in order to:
 Meet internal protocols for
Continuous Improvement
 Comply with legislation
 Prevent accident and injury
 Demonstrate to management they
are engaged with the issues
(Continued)
Slide 152
Identify issues requiring attention
 Address identified
problems/issues requiring
attention
 Maintain/grow customer
satisfaction
 Enhance viability of the
business
 Support/extend organisational
image and reputation
 Protect against possible
criminal and/or civil action.
Slide 153
Identify issues requiring attention
Areas/topics for attention:
 Instances where
safety/security was
compromised
 Near misses
 Proven inadequacies in
existing arrangements
 Situations where external
assistance/involvement was
necessary
(Continued)
Slide 154
Identify issues requiring attention
Areas/topics for attention:
 Instances where
safety/security was
compromised
 Near misses
 Proven inadequacies in
existing arrangements
 Situations where external
assistance/involvement was
necessary
(Continued)
Slide 155
Identify issues requiring attention
 Changed circumstances or
operating conditions
 Events which have given rise
to issues/concerns
 Complaints from tour group
members
 Situations where negative
media attention was received.
Slide 156
Identify issues requiring attention
Ways to identify issues for attention:
 Soliciting feedback from tour group
members
 Analysing any insurance claims
lodged
 Examining circumstances where
legal action has been launched
against the business and/or its
employees
 Reviewing documentation
completed by tour staff
(Continued)
Slide 157
Identify issues requiring attention
 Inspecting workplace and
infrastructure/equipment
 Checking implementation
of/adherence to existing
SOPs
 Reading industry and relevant
other reports on
safety/security
 Using an external consultant
to provide insight and advice.
Slide 158
Raise issues with management
Options for raising issue/s:
 Verbal discussion
 Submission of paperwork
 Formal presentation.
Slide 159
Raise issues with management
Formal presentation should
feature:
 Rationale
 Supporting evidence
 Guest speakers
 Discussion of topic/c including
Q and A session.
Slide 160
Raise issues with management
Keys to successfully raising
issues with management:
 Prepare thoroughly
 Practice
 Arrange the venue
(Continued)
Slide 161
Raise issues with management
 Invite all stakeholders
 Send out briefing materials
 Separate fact from
belief/supposition
 Provide hard copies of
important information
(Continued)
Slide 162
Raise issues with management
 Highlight potential of not
addressing the issue
 Stress the up-side of
responding
 Give suggestions for
addressing the problem
 Invite questions
 Follow-up as/if required after a
presentation.
Slide 163
Recommend solutions to identified
issues
When involved in providing
feedback to management it is
important to remember:
 Be part of the solution, not the
problem
 Offering a solution increases
likelihood the issue will be
addressed.
Slide 164
Recommend solutions to identified
issues
Keys in recommending solutions:
 Address the cause and the
symptom
 Give more than one
option/alternative
 Do a detailed risk
management exercise
(Continued)
Slide 165
Recommend solutions to identified
issues
 Revise existing/current plans
 Develop additional/different
checks/checklists
 Provide detail of research
which has been done into the
issue.
Slide 166
Summary – Element 4
When providing feedback to
management on safety and
security procedures:
 Seek input from all
stakeholders
 Be proactive in identifying
issues
 Distinguish fact from opinion
(Continued)
Slide 167
Summary – Element 4
 Identify issues requiring
attention
 Make regular contributions
 Participate actively in the
process
 Document issues to provide
evidence of problems
 Raise matters with
management/decisions
makers
 Plan and prepare to present
safety and security issues to
management
(Continued)
Slide 168
Summary – Element 4
 Provide recommendations for
solutions to problems raised
 Research options for
addressing identified issues
 Be part of the solution not just
part of the problem.
 Adjust/adapt existing
protocols to accommodate
and address issues arising.
Slide 169

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PPT_Follow safety security proc_270115.pptx

  • 1. FOLLOW SAFETY AND SECURITY PROCEDURES D2.TCC.CL1.04 Slide 1
  • 2. Follow safety and security procedures This Unit comprises four Elements : 1. Identify safety and security requirements 2. Follow preventative safety and security procedures 3. Respond to emergency situations 4. Provide feedback to management on safety and security procedures. Slide 2
  • 3. Assessment Assessment for this unit may include:  Oral questions  Written questions  Work projects  Workplace observation of practical skills  Practical exercises  Formal report from employer/supervisor. Slide 3
  • 4. Element 1 – Identify safety and security requirements Performance Criteria for this Element are:  Describe legislated safety and security requirements  Describe host enterprise safety and security policies and procedures  Identify resources available to support required safety and security procedures (Continued) Slide 4
  • 5. Element 1 – Identify safety and security requirements  Explain consequences of failing to follow safety and security procedures  Clarify individual scope of authority and responsibility in relation to safety and security  Acquire safety and security information relevant to tour, trip or event about to be undertaken. Slide 5
  • 6. Describe legislated safety and security requirements ‘Legislated sources’ refers to:  Acts  Regulations  Compulsory ‘Codes’. Slide 6
  • 7. Describe legislated safety and security requirements Ways to identify legislated requirements:  Contact authorities  Speak to industry bodies  Communicate with management and trainers  Talk to other operators  Use legal adviser. Slide 7
  • 8. Describe legislated safety and security requirements Objectives of legislation:  Protect workers and members of the public  Present advice to optimise safety and security  Create confidence  Provide penalties for breaches and non- compliance. Slide 8
  • 9. Describe legislated safety and security requirements Penalties for non-compliance:  Fines  Orders  Gaol  Combination of the above. Slide 9
  • 10. Describe legislated safety and security requirements Where businesses or employees break the law they may face:  Criminal action and/or  Civil action. Slide 10
  • 11. Describe legislated safety and security requirements All employees are under common law ‘Duty of Care’ obligations to:  Create/maintain safe workplace  Avoid causing foreseeable harm. Slide 11
  • 12. Describe legislated safety and security requirements Action for breach of Duty of Care:  Can be for negligence, breach of contract or defamation  Can result in payment of damages and/or issuing of injunctions. Slide 12
  • 13. Describe legislated safety and security requirements ‘Corporate governance’ requirements require operators to:  Exercise due diligence  Ensure compliance with legislation  Conduct business in an ethical manner  Balance the needs/aims of the business with those of others/the law. Slide 13
  • 14. Describe host enterprise safety and security policies and procedures Polices and procedures are developed to:  Comply with legislated requirements  Reduce the likelihood of accidents and injury  Enable consistent and standardised dealing with/handling of common problems  Increase efficiency and effectiveness (Continued) Slide 14
  • 15. Describe host enterprise safety and security policies and procedures  Reflect the unique nature of organisations  Facilitate staff training  Demonstrate good corporate governance. Slide 15
  • 16. Describe host enterprise safety and security policies and procedures Ways to disseminate safety/security protocols:  Informing employees as part of standard Induction and orientation  Requiring staff to participate in mandatory ‘safety and security’ training  Encouraging employees to raise safety and security concerns  Making ‘safety and security’ a regular agenda item (Continued) Slide 16
  • 17. Describe host enterprise safety and security policies and procedures  Encouraging establishment of workplace-based ‘Safety and Security’ teams or committees  Including requirements in workplace locations  Using workplace documentation/plans  Using managers/supervisors to explain and demonstrate requirements. Slide 17
  • 18. Describe host enterprise safety and security policies and procedures Risk management is increasingly important:  Businesses seek to protect their assets  Organisations seek to demonstrate ‘due diligence’ discharge of ‘Duty of Care’ obligations  Businesses want to be responsible corporate citizens  Insurance companies impose certain risk management requirements  The legal system places obligations on businesses to be responsible and accountable. Slide 18
  • 19. Describe host enterprise safety and security policies and procedures Risk = any hazard or source of danger with the potential to adversely impact on :  The operation of the business and/or  Outcomes of a business which prevent it achieving its identified goals and objectives. Slide 19
  • 20. Describe host enterprise safety and security policies and procedures Risk management:  Is a proactive thing for businesses to do • Being proactive is opposite to, and better than, being reactive  Is the term used to describe activities undertaken to address identified hazards/sources of danger/threats. Slide 20
  • 21. Describe host enterprise safety and security policies and procedures Risk assessment activities:  Risk identification  Risk assessment/analysis  Development of controls  Monitoring of implementation of controls  Monitoring for new/changed risk or threats  Reviewing practices and context. Slide 21
  • 22. Describe host enterprise safety and security policies and procedures Risk evaluation:  Is always a judgement call  Calculates priorities for identified risks  Must be based on ‘reality’  Determines risk management control/s. Slide 22
  • 23. Describe host enterprise safety and security policies and procedures Risk prioritisation:  Determines sequence in which risks are to be addressed  Involves calculating cost of taking action against cost of not taking action  Can occur by classification or number. Slide 23
  • 24. Describe host enterprise safety and security policies and procedures Risk analysis considerations:  Exposure to loss or liability  Causes of loss or liability  When damage or loss might occur  Financial consequences that could occur  Potential damage to reputation  Maximum possible loss. Slide 24
  • 25. Describe host enterprise safety and security policies and procedures Businesses must prepare for loss/liability to:  Demonstrate due diligence  Be a responsible corporate citizen  Comply with externally imposed obligations  Set aside funds to cope  Enable prompt response in a loss event  Ensure ongoing business viability. Slide 25
  • 26. Describe host enterprise safety and security policies and procedures A risk may be classified as ‘acceptable’ because:  Risk level is so low it does not warrant spending time and money to treat it  Risk is low and benefits of retaining the risk outweigh the cost of treating it  Opportunities presented are much greater than the threat  Likelihood of occurrence is low/very low  Consequence is small/low or otherwise acceptable. Slide 26
  • 27. Describe host enterprise safety and security policies and procedures Key risk management points:  All unacceptable risks must be addressed  Controls need to be determined case-by-case – there is no one/single method suitable for all risk  What was acceptable/suitable least time may/will not be acceptable/suitable next time. Slide 27
  • 28. Describe host enterprise safety and security policies and procedures Risk treatment options:  Risk avoidance  Retaining the risk (Continued) Slide 28
  • 29. Describe host enterprise safety and security policies and procedures  Transferring the risk  Deferring the risk (Continued) Slide 29
  • 30. Describe host enterprise safety and security policies and procedures  Controlling the risk: • Reducing likelihood • Reducing consequences • Reducing both  Also called ‘risk reduction’ (Continued) Slide 30
  • 31. Describe host enterprise safety and security policies and procedures  Loss prevention strategies for physical products  Risk financing  Spreading the risk. Slide 31
  • 32. Describe host enterprise safety and security policies and procedures PPE = Personal protective equipment and clothing. Most businesses have PPE policies and procedures for:  Customers/tour group members  Staff. Slide 32
  • 33. Describe host enterprise safety and security policies and procedures Hierarchy of Controls: 1. Elimination 2. Substitution 3. Isolation 4. Engineering controls 5. Administrative controls 6. PPE. Slide 33
  • 34. Describe host enterprise safety and security policies and procedures Examples of PPE:  Protective eyewear  Clothing, hats and helmets  Protectors and harnesses  Protective gloves and footwear  Hearing and respiratory protection  Sunscreen and insect repellent. Slide 34
  • 35. Describe host enterprise safety and security policies and procedures Use of PPE policies/procedures will address:  Mandatory use/wearing of items  Identification of those to use/wear items  Nomination of when items to be used/worn  Instructions for use  Penalties for non-compliance  Location of items  Inspection, maintenance/service. Slide 35
  • 36. Describe host enterprise safety and security policies and procedures Other safety/security-related policies and procedures can relate to:  Safe work techniques  Customer pre-requisites (Continued) Slide 36
  • 37. Describe host enterprise safety and security policies and procedures  Emergency procedures  Dealing with death on tour (Continued) Slide 37
  • 38. Describe host enterprise safety and security policies and procedures  Personal safety and security • Identifying threats and issues • Providing suitable facilities • Training • Providing advice and information (Continued) Slide 38
  • 39. Describe host enterprise safety and security policies and procedures  Pre-departure checks • Identify and understand the requirements for each tour/trip • Prepare requirements and resources • Load required equipment and resources • Complete required internal documentation (Continued) Slide 39
  • 40. Describe host enterprise safety and security policies and procedures  Pre-activity checks: • Assessment of customers • Assessment of vehicle safety and security • Equipment and facilities checks • Assessment of immediate and surrounding environment (Continued) Slide 40
  • 41. Describe host enterprise safety and security policies and procedures  Catering for disabled customers/tour group members: • Development of suitable packages • Inclusion of suitable activities/facilities • Provision of relevant training • Provision of relevant support (Continued) Slide 41
  • 42. Describe host enterprise safety and security policies and procedures  Travel insurance: • Promotion of same to customers • Training (Continued) Slide 42
  • 43. Describe host enterprise safety and security policies and procedures  Obtaining necessary approvals from authorities: • Nomination of ‘persons responsible’ for doing so • Specification of application practices • Filing and forwarding approvals received (Continued) Slide 43
  • 44. Describe host enterprise safety and security policies and procedures  Communicating with media after an event/incident: • Name of nominated person • Need to never admit liability • Identification of facts which can be released • Internal protocols • Contact protocols • Training (Continued) Slide 44
  • 45. Describe host enterprise safety and security policies and procedures  Ethical operation of the business: • Training of staff • Need for openness, honesty and transparency • Details of advertising/promotion undertaken • Handling of issues/problems and complaints • Prioritising safety/security of customers Slide 45
  • 46. Identify resources available to support safety/security procedures Training – the main resource, must address:  Skills  Attitude  Knowledge. Slide 46
  • 47. Identify resources available to support safety/security procedures Training delivery maybe via:  Demonstration and drill  Role plays  Case studies  Practical exercises  Explanations  Discussions. Slide 47
  • 48. Identify resources available to support safety/security procedures Training may feature:  On-the-job training  Workplace coaching  Buddying-up  Formal/accredited courses  Non-accredited training  Formal and informal assessment. Slide 48
  • 49. Identify resources available to support safety/security procedures PPE – support required to:  Know how to use and instruct others in use  Ensure regular inspections, testing and maintenance  Make sure all items are ‘suitable’/fit for task  Guarantee sufficient numbers  Have them available as/when needed. Slide 49
  • 50. Identify resources available to support safety/security procedures Plans are also a valuable/necessary resource:  EMPs  Contingency plans. Slide 50
  • 51. Identify resources available to support safety/security procedures Contingency plans commonly prepared for:  Plant/equipment faults and malfunctions  Adverse weather  Unexpected (but predictable) issues  Data loss  Power failure  Loss of key staff  Disaster recovery. Slide 51
  • 52. Identify resources available to support safety/security procedures Businesses also use equipment/systems to support safety and security based on:  Previous experience  Risk analysis results  Funds  Location of risk. Slide 52
  • 53. Identify resources available to support safety/security procedures ‘Documents’ are another important resource:  Posters  Checklists  General advisory/safety handouts  Information sheets  In-country advice. Slide 53
  • 54. Explain consequences of failing to follow safety/security procedures It is vital to know consequences of not adhering to requirements of safety/security protocols in order to:  Be able to explain to other employees  Be able to describe/demonstrate to customers  Motivate people to comply  Enhance personal job satisfaction  Avoid negative outcomes. Slide 54
  • 55. Explain consequences of failing to follow safety/security procedures Possible negative consequences of failing to comply with safety and security requirements:  Need for business to make insurance claims  Need to help customers lodge insurance claims  Loss or damage to items (Continued) Slide 55
  • 56. Explain consequences of failing to follow safety/security procedures  Personal impact: • Injury, illness or death  Legal action – criminal and/or civil  Damage to business image/reputation  Disciplinary action  Job loss. Slide 56
  • 57. Clarify individual scope of authority and responsibility ‘Scope of authority and responsibility’:  Permission given to a person/position to act on behalf of the organisation without reference to anyone else  Equivalent to delegated authority. Slide 57
  • 58. Clarify individual scope of authority and responsibility Must know personal scope in order to:  Work as expected  Not exceed authority  Integrate actions taken with other scopes of other staff  Have confidence in action taken  Know individual limits. Slide 58
  • 59. Clarify individual scope of authority and responsibility Ways to identify personal scope of authority:  As part of Induction and Orientation  Through internal training  Via discussions with others/management  Reading relevant workplace documents. Slide 59
  • 60. Clarify individual scope of authority and responsibility Generally:  New staff have less scope than more experienced staff  Lower positions have fewer permissions/responsibilities  Everyone is expected to use common sense when using their scope  Employers expect ‘intelligent initiative’ to be exercised. Slide 60
  • 61. Clarify individual scope of authority and responsibility Possible inclusions in scopes of authority/responsibility:  Authority/ability to act in an emergency  Levels of legal liability and responsibility  Guidelines about circumstances which trigger action/permissions (Continued) Slide 61
  • 62. Clarify individual scope of authority and responsibility  Examples of actions which are authorised/approved  Identification of operational parameters  Identification of issues where referral to management/others is required. Slide 62
  • 63. Acquire safety/security information relevant to tour to be undertaken Safety/security information is required to address two keys:  Generic information  Current information. Slide 63
  • 64. Acquire safety/security information relevant to tour to be undertaken Information for an upcoming tour/trip required to:  Discharge ‘Duty of Care’  Comply with organisational protocols  Allow sharing of knowledge  Determine initiation of trip/tour (Continued) Slide 64
  • 65. Acquire safety/security information relevant to tour to be undertaken  Identify information which needs to be shared with tour group  Ensure available PPE matches identified requirements based on knowledge of trip/tour  Integrate trip/tour knowledge with other knowledge and/or organisational plans. Slide 65
  • 66. Acquire safety/security information relevant to tour to be undertaken Ways to source trip/tour information:  Telephoning attractions/destinations  Monitoring environment  Doing online research  Accessing databases  Speaking with staff (Continued) Slide 66
  • 67. Acquire safety/security information relevant to tour to be undertaken  Chatting with returning tour groups  Talking to more senior employees  Reading promotional material/s  Visiting destinations. Slide 67
  • 68. Acquire safety/security information relevant to tour to be undertaken Information may encompass:  Familiarisation with equipment  Weather details  Contact details for emergency services  Communications systems (Continued) Slide 68
  • 69. Acquire safety/security information relevant to tour to be undertaken  ‘Local’ information  Potential risks: • Environmental risks • Physical risks • Social risks • Cultural risks • Travel risks • Operational risks. Slide 69
  • 70. Summary – Element 1 When identifying safety and security requirements:  Determine applicable legislation and internal demands  Be alert to need to discharge Duty of Care and corporate governance requirements  Ascertain applicable organisational policies and procedures  Comply with standard risk management protocols (Continued) Slide 70
  • 71. Summary – Element 1  Establish required PPE for tours, trips, activities and special needs occasions and events  Determine customer pre- requisites for activities and inclusions  Learn organisational protocols for dealing with emergencies  Obtain necessary training (Continued) Slide 71
  • 72. Summary – Element 1  Identify resources to support implementation of required procedures  Undertake mandatory pre- departure and pre-activity checks  Take into account special needs of customers  Be alert to recommending/selling travel insurance to tour group members/travellers (Continued) Slide 72
  • 73. Summary – Element 1  Obtain necessary approval/s from authorities, agencies, countries/governments  Conduct the business in an ethical manner  Complete necessary/required documentation to support/verify safety and security protocols (Continued) Slide 73
  • 74. Summary – Element 1  Advise others about required safety and security practices and procedures  Act within designated scope of authority but show common sense and initiative  Obtain hard copy safety and security information for distribution to customers and for use on tour. Slide 74
  • 75. Element 2 – Follow preventative safety and security procedures Performance Criteria for this Element are:  Provide safety and security information to customers  Follow designated safety and security checks  Follow required safety and security control procedures  Take action to address routine identified risks and security breaches (Continued) Slide 75
  • 76. Element 2 – Follow preventative safety and security procedures  Investigate suspicious persons and abnormal situations  Seek assistance to address safety and security needs from relevant personnel  Report serious risks, hazards and security breaches  Complete documentation to record safety and security action undertaken. Slide 76
  • 77. Provide safety and security information to customers Need to be proactive in relation to safety and security:  To demonstrate/discharge compliance  To give customers confidence/assurance  To advise, assist and educate customers (Continued) Slide 77
  • 78. Provide safety and security information to customers  To show planning and preparation has been undertaken  To help ‘set the scene’ for the trip/tour  To underpin claims made about safety/security  To prevent problems arising in the first place. Slide 78
  • 79. Provide safety and security information to customers Provision of information often occurs at a pre-departure/on- departure briefing and may entail:  Distributing, indicating or screening safety and security information  Discussing terms and conditions (Continued) Slide 79
  • 80. Provide safety and security information to customers  Advising about personal ‘Duty of Care’ responsibility  Demonstrating safety and security practices  Encouraging questions. Slide 80
  • 81. Provide safety and security information to customers In addition to the briefing the tour leader must:  Advise: • At start of activities • On arrival at destinations  Highlight dangers on an ongoing basis. Slide 81
  • 82. Follow designated safety and security checks Usual requirements:  Checklists are used  Checklists may need to be completed and signed  Tour group members should see the checks being done (Continued) Slide 82
  • 83. Follow designated safety and security checks  May be required multiple times/day  Appropriate interpersonal and communication skills required  May be undertaken alone or ‘in company’. Slide 83
  • 84. Follow designated safety and security checks Types/nature of checks will depend on:  Type of trip/tour  Destination/s  Mode of travel  Group numbers  Group profiler/composition  Contracted terms/arrangements  Previous experience. Slide 84
  • 85. Follow designated safety and security checks Examples of checks to be made:  Monitoring of customers and their actions  Making physical checks  Doing visual checks (Continued) Slide 85
  • 86. Follow designated safety and security checks  Monitoring weather  Monitoring the environment  Patrolling perimeters (Continued) Slide 86
  • 87. Follow designated safety and security checks  Inspecting vehicles  Investigating and responding to requests, alarms and suspicious persons/circumstances. Slide 87
  • 88. Follow required safety and security control procedures Pre-requisites:  Written protocols  Training and practice  Constant vigilance – ‘situational awareness’  Taking action when the need to do so arises. Slide 88
  • 89. Follow required safety and security control procedures Important points:  Realise tour group members are also observing and monitoring the environment  What tour guide/leader does and does not do is always on public show  It is always best to take to take prompt action in response to an identified need. Slide 89
  • 90. Follow required safety and security control procedures Examples of control protocols:  Know the starting information  Conduct comprehensive pre- departure briefing  Walk the talk (Continued) Slide 90
  • 91. Follow required safety and security control procedures  Start ‘on time’  Keep groups together (Continued) Slide 91
  • 92. Follow required safety and security control procedures  Oversee activities and direct actions  Provide PPE (Continued) Slide 92
  • 93. Follow required safety and security control procedures  Comply with prepared plans for safety and security control. Slide 93
  • 94. Take action to address identified risks and security breaches Responses may include:  Notifying/advising tour group members of the situation  Optimising safety and security of customers and employees on an ongoing basis  Limiting actions of customers (Continued) Slide 94
  • 95. Take action to address identified risks and security breaches  Changing the itinerary as appropriate to respond to the issue  Liaising with local authorities to obtain advice and provide them with revised plans. Slide 95
  • 96. Investigate suspicious persons and abnormal situations Keys are:  Prevention is better than cure  Use common sense  Maintain situational awareness at all times  Factor in previous experience. Slide 96
  • 97. Investigate suspicious persons and abnormal situations Indicators of suspicious persons:  People loitering in an area with no good reason to be there  People who look nervous/anxious when observed or approached  People found where they have no right to be  People who look ‘out of place’. Slide 97
  • 98. Investigate suspicious persons and abnormal situations Examples of abnormal situations:  Open/unlocked doors, windows, bags  Missing or out-of-place items  Damage  Altered settings on equipment  Unexplained or out-of-the-ordinary circumstances  Instances reported by customers as ‘concerning’. Slide 98
  • 99. Investigate suspicious persons and abnormal situations Responses:  Use common sense  Act – but do not over-react  Do not try to be a hero (Continued) Slide 99
  • 100. Investigate suspicious persons and abnormal situations  Think before acting – take a moment to plan what to do  Take notes/capture evidence  Notify and involve others – obtain help. Slide 100
  • 101. Seek assistance to address safety and security needs from relevant personnel In this context:  No-one is ever expected to cope on their own  Help is always available  It is expected assistance will be obtained promptly  Action must never make things worse or place anyone in danger. Slide 101
  • 102. Seek assistance to address safety and security needs from relevant personnel Recommended planning needs to involve:  Reading plans established for dealing with incidents and becoming familiar with required response/s  Talking to management and other employees – to learn from them and their experience. Slide 102
  • 103. Seek assistance to address safety and security needs from relevant personnel Assistance may be obtained by contacting:  Fire brigade/services  Ambulance  Police  Civil defence authorities  Nominated local service provider  Head office of the tour/travel organisation  Other tour staff. Slide 103
  • 104. Seek assistance to address safety and security needs from relevant personnel Help may also be requested from:  Tour group members  By-standers/members of the public. Slide 104 These people are under no obligation to assist but are often willing to provide help.
  • 105. Seek assistance to address safety and security needs from relevant personnel When seeking assistance:  Act quickly – get help moving towards the location as soon as possible  Provide relevant information to help responders • Name of caller and tour group • Type of emergency/problem • Location • Numbers in group and numbers affected. Slide 105
  • 106. Seek assistance to address safety and security needs from relevant personnel When calling for assistance:  Remain on the line until told to hang up by the operator  Be guided by the operator about what information to provide  Stay clam – talk normally. Slide 106
  • 107. Report serious risks, hazards and security breaches In general:  It is better to over-report than under-report  Report anything of concern and let others determine if it is an issues requiring further attention. Slide 107
  • 108. Report serious risks, hazards and security breaches Reports need to be made about:  Unsafe, damaged, broken or malfunctioning equipment  Loss while on tour  Presence of unauthorised persons  Signs of unauthorised access (Continued) Slide 108
  • 109. Report serious risks, hazards and security breaches  Unsecured facilities  New tour threats identified since ‘last time’  Occasions where protocols have been breached or could not be applied ‘as and when intended’  Situations where there was a need to involve emergency services  Any situation raised by tour group members which relates to serious risk, threat or security breach of any kind. Slide 109
  • 110. Report serious risks, hazards and security breaches Reasons to make reports – to:  Provide basis for analysis and response  Maintain safety/security standards  Comply with Duty of Care requirements  Meet internal reporting requirements  Demonstrate attention to detail  Enhance customer confidence in the organisation. Slide 110
  • 111. Report serious risks, hazards and security breaches Reporting options:  Completing designated report/form  Making verbal report  Submitting electronic report  Attending end-of-tour de- briefing. Slide 111
  • 112. Report serious risks, hazards and security breaches Reports should detail:  Facts of the matter  What happened/did not happen  Actual and potential consequences  Known/believed causal factors  Suggestions for fixing/preventing the problem. Slide 112
  • 113. Complete documentation to record safety and security action taken Documentation may include:  Safety and security checklists  Internal ‘Daily summaries’  A range of different report types for various issues (Continued) Slide 113
  • 114. Complete documentation to record safety and security action taken  Maintenance forms  Hazard identification forms  Tour and travel logs  Written statements. Slide 114
  • 115. Complete documentation to record safety and security action taken Reasons to document action taken:  Provide tangible record for future reference  Share information with others  Provide basis for evaluation of action/plans  Reduce likelihood of repeat occurrences/incidents  Improve customer experience  Determine if more/other action is required to better/more effectively address the issue. Slide 115
  • 116. Summary – Element 2 When following preventative safety and security procedures:  Ensure customers have been provided with necessary information and have had all requirements explained and/or demonstrated to them  Undertake prescribed safety and security checks  Adhere to established/required safety and security control (Continued) Slide 116
  • 117. Summary – Element 2  Respond positively and promptly to all safety and security threats, issues and breaches  Investigate suspicious persons and unusual circumstances  Implement approved organisational responses in accordance with appropriate plans (Continued) Slide 117
  • 118. Summary – Element 2  Use common sense at all times  Ensure safety of people above safety/security of assets  Never place anyone in danger (Continued) Slide 118
  • 119. Summary – Element 2  Obtain assistance as soon as possible  Report serious issues in accordance with internal protocols  Complete and forward relevant paperwork to record/document safety and security issues. Slide 119
  • 120. Element 3 – Respond to emergency situations Performance Criteria for this Element are:  Identify and assess emergency situations  Determine action to take in response to emergency situations  Follow emergency response procedures  Seek assistance to facilitate response to emergency situations from relevant personnel  Complete documentation to record action undertaken in response to emergency situations. Slide 120
  • 121. Identify and assess emergency situations Possible emergencies:  Bomb threats and terrorist activity  Deranged persons  Motor vehicle accidents  Criminal acts  Natural calamity  Personal injury and illness  Loss of food/water, transport or communications  Fire. Slide 121
  • 122. Identify and assess emergency situations Assessing emergencies must involve:  Immediate attention  Determination of impact  Identification of extent  Obtaining up-to-date information  Determination of action to take. Slide 122
  • 123. Identify and assess emergency situations Factors to consider:  Circumstances applying: • Type of emergency; immediacy of threat; numbers impacted; context; action already being taken  Resources available to address the situation (Continued) Slide 123
  • 124. Identify and assess emergency situations  Personal experience with previous emergencies of this type  Knowledge of the established plans which have been prepared to deal with the type of emergency being experienced. Slide 124
  • 125. Determine action to take in response to emergency situations Action to take should include:  Contact emergency services  Initiate alarms  Communicate with and advise tour group members of situation and proposed course of action (Continued) Slide 125
  • 126. Determine action to take in response to emergency situations  Implement protective measures  Begin evacuation/s  Undertake first response/first attack activities – only if safe to do so (Continued) Slide 126
  • 127. Determine action to take in response to emergency situations  Remove/protect assets and property – only after assuring safety of people  Seek feedback/input from tour group members  Follow directions in relevant plans – adjusting as required for nature of particular circumstances at the time. Slide 127
  • 128. Follow emergency response procedures Basics include:  Keeping emergency plans close/ready for use  Becoming familiar with requirements of plans  Factoring in local conditions ‘at the time’  Realising even the best-prepared plans are really only guidelines for action and will usually need to be adapted (Continued) Slide 128
  • 129. Follow emergency response procedures  Understanding plans vary between organisations and between individual trips/tours  Saving life is the priority  Never putting anyone in danger  Getting help moving towards the emergency as quickly as possible. Slide 129
  • 130. Follow emergency response procedures Bomb threat:  Ask lots of questions  ALWAYS take these threats seriously  Talk with other staff  Initiate evacuation  Avoid causing panic. Slide 130
  • 131. Follow emergency response procedures Deranged person:  Consider dealing personally with situation – if safe to do so  Involve/notify others for assistance  Remove tour group from threat  Restrict access to area  Protect property from damage. Slide 131
  • 132. Follow emergency response procedures Motor vehicle accident:  Summon assistance/authorities  Give first aid  Do not admit liability  Obtain details of witnesses  Notify head office  Make alternative and/or appropriate arrangements. Slide 132
  • 133. Follow emergency response procedures Robbery/armed hold-ups:  Comply with instructions given by offenders  Do not be a hero  Hand over the money/valuables/items  Speak only when spoken to  Do not look/stare at offenders  Remember details for later provision to police. Slide 133
  • 134. Follow emergency response procedures After robbery/armed hold-up:  Call police  Do not touch anything  Take a minute to write down important details  Do not discuss details with others  Obtain witnesses  Never disclose what was taken. Slide 134
  • 135. Follow emergency response procedures Natural calamities – EMPs will contain details on responding to:  Extreme weather  Earthquakes  Tsunamis  Bushfires/wild fires  Smog and smoke haze. Slide 135
  • 136. Follow emergency response procedures Personal injury/illness:  Render first aid  Call an ambulance  Never assume knowledge about cause/injury/illness  Do not move patient/casualty – unless they are in imminent danger. Slide 136
  • 137. Follow emergency response procedures Loss of food/water:  Explain position to tour group members  Secure remaining supplies  Ration food/water  Ask locals for help (Continued) Slide 137
  • 138. Follow emergency response procedures  Seek local options for re- supply/re-stocking  Advise head office and obtain/arrange support  Adjust itinerary – if necessary  Control issue/use of food/water  Monitor remaining supplies and adjust rations further if necessary. Slide 138
  • 139. Seek assistance to facilitate response to emergency situations Assistance may be obtained by:  Using cell phone  Using landline phone  Using a designated emergency phone  Using portable radio (Continued) Slide 139
  • 140. Seek assistance to facilitate response to emergency situations  Activating an alarm  Activating an emergency beacon  Asking others to take action  Going to a relevant website  Sending an email. Slide 140
  • 141. Seek assistance to facilitate response to emergency situations There may be a need to call/contact:  Fire services/brigade  Ambulance  Police  Civil defence  Relevant national agencies (Continued) Slide 141
  • 142. Seek assistance to facilitate response to emergency situations  Local councils  Local, regional or national disaster organisations  ASEAN Co-ordinating Centre for Humanitarian Assistance  Nominated service provider  Head office. Slide 142
  • 143. Complete documentation to record action taken in response to emergencies In relation to reports:  May be written, verbal or both  Can be required from any staff on tour  Must be completed honestly, fully and to best of personal knowledge  Must report facts and different them from supposition. Slide 143
  • 144. Complete documentation to record action taken in response to emergencies Details in reports:  Names and numbers of those involved  Description of type of emergency  Roles played by staff, tour group members and others  Use made of EMPs and their effectiveness  Suggestions for change/improvements. Slide 144
  • 145. Complete documentation to record action taken in response to emergencies Need for these reports:  Document details in case there is legal action  Support any insurance claims which have to be made  Learn from the event. Slide 145
  • 146. Complete documentation to record action taken in response to emergencies Submission of documentation to record action taken in response to emergency:  Should be forwarded promptly/as soon as possible  May require working back to finalise these reports/documents  Must be forwarded to nominated person/s as required. Slide 146
  • 147. Complete documentation to record action taken in response to emergencies A de-briefing may occur which will seek to:  Define the emergency  Identify responses taken  Evaluate plans and training  Evaluate actions taken. Slide 147
  • 148. Summary – Element 3 When responding to emergency situations:  Respond quickly  Identify and assess the situation  Determine a course of action (Content) Slide 148
  • 149. Summary – Element 3  Inform others as soon as possible  Obtain help immediately  Follow established plans and training (Continued) Slide 149
  • 150. Summary – Element 3  Adapt actions to suit/reflect circumstances  Make safety of people the priority  Document and report what occurred and the response/s initiated  De-brief after incidents. (Continued) Slide 150
  • 151. Element 4 – Provide feedback to management on procedures Performance Criteria for this Element are:  Identify issues requiring attention  Raise issues with management  Recommend solutions to identified issues. Slide 151
  • 152. Identify issues requiring attention There is a need for tour staff to identify safety and security procedures requiring attention in order to:  Meet internal protocols for Continuous Improvement  Comply with legislation  Prevent accident and injury  Demonstrate to management they are engaged with the issues (Continued) Slide 152
  • 153. Identify issues requiring attention  Address identified problems/issues requiring attention  Maintain/grow customer satisfaction  Enhance viability of the business  Support/extend organisational image and reputation  Protect against possible criminal and/or civil action. Slide 153
  • 154. Identify issues requiring attention Areas/topics for attention:  Instances where safety/security was compromised  Near misses  Proven inadequacies in existing arrangements  Situations where external assistance/involvement was necessary (Continued) Slide 154
  • 155. Identify issues requiring attention Areas/topics for attention:  Instances where safety/security was compromised  Near misses  Proven inadequacies in existing arrangements  Situations where external assistance/involvement was necessary (Continued) Slide 155
  • 156. Identify issues requiring attention  Changed circumstances or operating conditions  Events which have given rise to issues/concerns  Complaints from tour group members  Situations where negative media attention was received. Slide 156
  • 157. Identify issues requiring attention Ways to identify issues for attention:  Soliciting feedback from tour group members  Analysing any insurance claims lodged  Examining circumstances where legal action has been launched against the business and/or its employees  Reviewing documentation completed by tour staff (Continued) Slide 157
  • 158. Identify issues requiring attention  Inspecting workplace and infrastructure/equipment  Checking implementation of/adherence to existing SOPs  Reading industry and relevant other reports on safety/security  Using an external consultant to provide insight and advice. Slide 158
  • 159. Raise issues with management Options for raising issue/s:  Verbal discussion  Submission of paperwork  Formal presentation. Slide 159
  • 160. Raise issues with management Formal presentation should feature:  Rationale  Supporting evidence  Guest speakers  Discussion of topic/c including Q and A session. Slide 160
  • 161. Raise issues with management Keys to successfully raising issues with management:  Prepare thoroughly  Practice  Arrange the venue (Continued) Slide 161
  • 162. Raise issues with management  Invite all stakeholders  Send out briefing materials  Separate fact from belief/supposition  Provide hard copies of important information (Continued) Slide 162
  • 163. Raise issues with management  Highlight potential of not addressing the issue  Stress the up-side of responding  Give suggestions for addressing the problem  Invite questions  Follow-up as/if required after a presentation. Slide 163
  • 164. Recommend solutions to identified issues When involved in providing feedback to management it is important to remember:  Be part of the solution, not the problem  Offering a solution increases likelihood the issue will be addressed. Slide 164
  • 165. Recommend solutions to identified issues Keys in recommending solutions:  Address the cause and the symptom  Give more than one option/alternative  Do a detailed risk management exercise (Continued) Slide 165
  • 166. Recommend solutions to identified issues  Revise existing/current plans  Develop additional/different checks/checklists  Provide detail of research which has been done into the issue. Slide 166
  • 167. Summary – Element 4 When providing feedback to management on safety and security procedures:  Seek input from all stakeholders  Be proactive in identifying issues  Distinguish fact from opinion (Continued) Slide 167
  • 168. Summary – Element 4  Identify issues requiring attention  Make regular contributions  Participate actively in the process  Document issues to provide evidence of problems  Raise matters with management/decisions makers  Plan and prepare to present safety and security issues to management (Continued) Slide 168
  • 169. Summary – Element 4  Provide recommendations for solutions to problems raised  Research options for addressing identified issues  Be part of the solution not just part of the problem.  Adjust/adapt existing protocols to accommodate and address issues arising. Slide 169