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POST GRADUATE PROGRAMME IN
SECURITIES MARKETS
PGPSM
PLACEMENTS
An Educational Initiative of SEBI
2014
2015
The class of 2014-15 is from a widely divergent
background selected through a very rigorous
process. They have gone through a demanding
curriculum, guided and trained by highly qualified
faculty members from academia and professionals
from the industry. Academic rigour has been
supplemented by strong exposure to securities
markets through simulation exercises and intern-
ship in the workplace.
Graduates of past batches of this programme have
excelled in work places across a variety of organi-
sations in the Financial Sector. I am confident that
in this class of 2014-15 you will find highly motivat-
ed, talented and energetic students who will prove
to be an asset to your organization.
Sandip Ghose
Director, NISM
Welcome to the talent pool of NISM.
The School for Securities Education (SSE) at NISM is entrusted with the task of
providing in-classroom education at the Professional or Master's level in the field of
securities markets. Our Post Graduate Programme in Securities Markets (PGPSM) is
a rigorous and intensive 1-year fulltime programme. Since inception, the design and
delivery processes of this programme have maintained a fine balance of concepts
and practice. Over the past 5 years, we have perfected the design and delivery
mechanisms, as can be seen from the sterling on-the-job performance of our alumni.
Two notable aspects that make PGPSM students unique are worthy of recall:
Process: Students are selected from an all-India pool through an NISM/GMAT/XAT
written test, interview and essay. The curriculum is under constant review to keep
it current and comprehensive. Our faculty members are engaged in research and
conferences, and bring in specialized inputs to the classroom. Students learn from a
wide range of modes, viz. cases, exercises, role-plays, simulations (SMART lab
trading system), databases (Bloomberg, Prowess), seminars and conferences, book
reviews, finance-related film reviews etc. Inputs are spread across three terms,
covering Concepts, Applications, Advanced Applications and Industry-Integration.
Conceptual inputs are blended with practical insights from real life through profes-
sionals from industry and regulatory bodies. Our location at Navi Mumbai provides
proximity to the intellectual capital from Mumbai - the financial capital.
Product: PGPSM students are equipped to be complete securities market profes-
sionals. They are positioned to take up a wide range of responsibilities, such as
Analysts, Investment Managers, Valuers of Asset Classes, Treasury & Risk Manag-
ers, Operational Managers, Compliance Officers, Financial Planners & Wealth
Managers etc. Organizations that will find our students suitable include Analytics
firms, Rating Agencies, Stock-Brokers, Fund Managers, Investment Banks, Regis-
tered Valuers, Banks, Financial Advisors etc.
Students selected by recruiters have an opportunity to familiarize themselves with
their work by April or earlier, if required. A project dissertation is to be submitted
before May 31 each year. This crucial document serves as a link between academ-
ics and practice.
We welcome you once again to our talent pool and look forward to a longstanding
relationship between our organizations.
Sunder Ram Korivi
Dean, School for Securities Education (SSE)
Welcome to
Campus
Recruitment
Dear Recruiter,
Mr. U. K. Sinha
Chairman, SEBI,
(Chairman, Board of Governors)
Mr. Rajeev Kumar Agarwal
Whole Time Member, SEBI
Mr. Prashant Saran
Whole Time Member, SEBI
Mr. Manoj Joshi
Joint Secretary, Ministry of Finance (GOI)
Mr. Uday Kotak
Vice Chairman & Managing Director,
Kotak Mahindra Bank Ltd.
Ms. Chanda Kochhar
Managing Director & Chief Executive Officer, ICICI Bank
Mr. Y. M. Deosthalee
Chairman and Managing Director, L&T Finance Holdings Ltd.
Prof. Ashish Nanda
Director, Indian Institute of Management (IIM), Ahmedabad
Mr. Sanjay Nayar
Chief Executive Officer, KKR India Advisors Pvt. Ltd.
Mr. Sandip Ghose
Director, NISM
BOARD OF GOVERNORS
As on November 10, 2014
Dr. Bimal Jalan
Former Governor, Reserve Bank of India
(Chairman, Academic Council)
Mr. Cyril Shroff
Managing Partner, Amarchand & Mangaldas &
Suresh A. Shroff & Co., Mumbai
Prof. Samir Barua
Former Director,
Indian Institute of Management (IIM), Ahmedabad
Dr. Shekhar Shah
Director-General,
National Council of Applied Economic
Research (NCAER)
Prof. Viral V Acharya
C.V. Starr Professor of Economics,
New York University-Stern School of Business
Prof. Devang V Khakhar
Director, Indian Institute of Technology, Mumbai
Mr. N. R. Prabhala
Chief Mentor and Head of Research, Centre for
Advanced Financial Research and Learning (CAFRAL)
Mr. Sandip Ghose
Director, NISM, Member Secretary
ACADEMIC COUNCIL
As on November 10, 2014
Mr. G. P. Garg
Registrar, NISM
In his budget speech of February 2005, the Honorable
Union Finance Minister announced that the Securities
and Exchange Board of India (SEBI) would establish an
institute to undertake securities markets education and
research. In pursuance of this mandate, SEBI estab-
lished the National Institute of Securities Markets
(NISM) in Mumbai as a public trust under the Bombay
Public Trust Act, 1950. The mission for NISM is to add
to market quality through educational and research
initiatives that would support, enable and expedite an
entire gamut of high quality knowledge services in the
securities industry. A market for securities education
and research is gradually emerging in India and abroad
– partly due to the buoyancy in the securities industry
and partly because of the regulatory efforts to create
minimum competency levels for securities industry
professionals. NISM intends to play a catalytic role in
addressing these needs.
Given the uniqueness of India and other developing
markets, such intervention would follow the twin
approaches of accessing and disseminating the
relevant existing knowledge and creating new knowl-
edge that is more specific and appropriate for develop-
ing markets. With no other institute in the Asian region
that seeks to address as wide a canvas, NISM stands
uniquely poised to become an institution that would
not only serve the securities markets in India but could
also assume a pan-Asian purpose.
About NISM
VISION
To be a hub of knowledge
initiatives for playing a strate-
gic role in quality enhancement
and capacity building for
transforming the securities
markets in India and the
Asian-African region.
INSTITUTE'S PHILOSOPHY
NISM's activities are dedicated towards enhancing the quality of participation in
securities markets. This involves development of knowledge and skill base of all
stakeholders. The Institute's philosophy embodies the spirit of commitment to
these objectives.
The activities at NISM are carried out through its Six Schools.
These include;
• School for Investor Education and Financial Literacy (SIEFL)
• School for Certification of Intermediaries (SCI)
• School for Securities Education (SSE)
• School for Securities Information and Research (SSIR)
• School for Regulatory Studies and Supervision (SRSS)
• School for Corporate Governance (SCG)
MISSION
To engage in capacity building
among stakeholders in the
securities markets through
financial literacy, professional
education, certification,
enhancing governance stand-
ards and fostering policy
research.
School for
Securities Education(SSE)
NISM articulates and implements its mission of improving market
quality through its six schools, each having a specific domain presence
within the securities markets. The role of the School for Securities
Education (SSE) is to provide education for preparing competent
professionals who will serve the securities markets.
The last few years have seen a demand for securities professionals who
are equipped with a wider repertoire of knowledge and skills. This
demand has been spurred by the challenges posed by the growing
Indian economy and the expanding securities market. Though India's
economic growth has slowed in recent years, growing internationalism,
increasing complexity in instruments and sophistication in market
practices, have led to a demand for professionals of high caliber in the
financial markets.
There is expectation of entrance of new players, both domestic and
foreign, in the banking industry in the first quarter of 2014. This has
necessitated a greater need for corporations to access the securities
markets. The overall economic growth has also witnessed many Indian
corporations attracting domestic and foreign investments through
listings in India and overseas.
As the Indian economy grows and as Indian investors seek to participate
increasingly in the capital markets, the Indian stock exchanges, mutual
funds, investment bankers, analysts, registered valuers and stock
brokers would play an even more vital role in meeting the enhanced
expectations of various stakeholders.
With its proximity to policy makers and professionals in the securities
markets community, SSE is uniquely positioned to provide educational
programmes that will create new age securities markets professionals.
Considering the capacity building needs of securities industry, NISM, under its
School for Securities Education (SSE) offers four long-duration programmes as
under:
POST GRADUATE PROGRAMME IN SECURITIES MARKETS (PGPSM)
PGPSM is a one-year full-time post-graduate programme. This flagship programme was
launched in 2010-11 and currently, the fifth batch is under way. Students of the first three
batches are working in the securities industry in various entities including credit rating
agencies, banks, brokerages, intermediaries and analytics firms.
POST GRADUATE CERTIFICATE IN SECURITIES MARKETS (PGCSM)
As per the MOU with ICICI bank, the third batch of 22 students entered into the one year
fulltime Post Graduate Certificate in Securities Markets (PGCSM). The first two batches
are reported to have put in an outstanding performance upon joining the Risk and Treasury
Department of ICICI Bank. The 20 students for Batch IV were selected from an All India
pool of over 3,000 applications
CERTIFICATE IN FINANCIAL ENGINEERING AND RISK MANAGEMENT (CFERM)
CFERM is a ten-month week-end programme for working executives for equipping skills
and nuances of advanced financial engineering aspects. It is a highly quantitative-oriented
programme aimed at grooming risk management professionals. NISM launched this
programme in 2009-10, and the fifth batch of CFERM is currently under way. CFERM is
offered in two formats - weekend as well as on a residential, modular basis.
CERTIFICATE IN SECURITIES LAW (CSL)
CSL is a 2½ months fast-track week-end programme for working executives and students
of other post-graduate and professional programmes in Finance or Law. It equips partici-
pants to understand and apply securities laws and regulations in compliance, investment
banking and other functions in the securities markets.
Bouquet of
Programmes
PGPSM is a one-year full time Post-Graduate Programme
aimed at creating next generation securities markets
professionals.
Value Addition From
PGPSMBy completing the PGPSM, students would be able to:
•Abstract the building blocks of the securities markets,
understand them conceptually, and
•Develop the capability to design solutions that meet
specific requirements
•Upgrade knowledge and skill sets necessary to perform
the key technical activities in the securities markets
•Develop a well-rounded, complete understanding of
securities markets, including REITs, ETFs and currency
and other derivatives
Target AudienceThe target audience includes:
•Graduates and post-graduates aspiring for careers in
securities markets
•Executives seeking careers or career switches related
to securities markets
For students interested in pursuing a career in securities
markets, the PGPSM is an extremely unique opportunity
to obtain first-hand knowledge, both theoretical and
practical, from an institute established by SEBI, the
market regulator. The faculty, consisting of academi-
cians and practitioners, has the capability to deliver a
high-quality programme to the students looking for
knowledge and skill-sets as a solid foundation.
Informal estimates indicate that the securities markets
would require about 32,000 professionals every year.
The required skill-sets could be grouped as follows:
•Fund Management, Analysis, Valuation and Dealings
•Sales, Product Management and Brand Management
•Operations and Services
•Information Technology
•Compliance and
•Financial Advice and Planning
PGPSM thus seeks to prepare students to become Fund
Managers, Analysts, Valuers, Dealers, Institutional
Sales Persons, Product Designers, Operations Manag-
ers, Compliance Officers, Treasury & Risk Management
Officers, Investment Bankers, and Investment Advisors
in the securities markets.
Post Graduate
Programme in Securities
Markets (PGPSM)
About Post Graduate
Programme in Securities
Markets (PGPSM)
B-School Leadership
Award for Excellence in Education,
Leadership and Training,
at the World Education Congress
held at Mumbai on June 29, 2012.
NISM has received the B-School Leadership Award at the World Education Congress in 2012 in recognition of its curriculum design and delivery capabili-
ties. The Director, Dean and Researchers have also been awarded for their excellence in education, teaching and research. All of these aspects are reflected
in the curriculum. The objective is to shape the new age securities markets professional. Divided into four terms, the programme is a balanced blend of
theory and practice. These four terms lay emphasis on the following:
Statistics for
Securities Markets
Financial Accounting &
Reporting
Financial Institutions &
Markets
Corporate Finance
Corporate Law
Organization & Management
Economics
Mathematics for
Securities Markets
Term I
Conceptual Phase
Securities Analysis &
Valuation
Econometrics & Time
Series Analysis
Portfolio Management
Derivatives & Risk
Management
Mutual Funds
Banking
Taxation for Securities Markets
Fixed Income Securities
Term II
Application Phase
Term IV
Industry Interaction Phase
Internship
Project Dissertation
Seminars
Term III
Advanced Application Phase
Global Financial Markets
Regulation - Theory & Practice
Mergers, Acquisitions &
Corporate Restructuring
Financial Modelling & Computing
Corporate Governance
Behavioural Finance
Conceptual Phase Application Phase Advanced Application Phase Industry Interaction Phase
In Term IV, commencing from April 16, students are required to undertake an internship project with an organization where they are placed as executives/
interns in the securities industry. The Project Dissertation which carries 2 credits, it is to be submitted before May 31, the concluding day of Term IV.
Students are free to join their respective organizations on or after April 16 each year.
In addition to the above, students
gain exposure through several
workshops, conferences and
seminars. Assignments are based
on live projects with industry.
During Terms I to III, students are
expected to study a total of 22
courses of 1 full credit each. Each
credit would mean approximately
30 hours of classroom inputs.
Programme
Architecture
Learning Environment
The PGPSM programme is strengthened by sound delivery by expert faculty, together with multiple pedagogy. The faculty-team is comprised
of the following:
NISM also draws upon the cream of academia, industry and SEBI for providing cutting-edge inputs in the securities markets domain.
The learning environment is further stimulated by use of technology such as Databases (Bloomberg, Prowess), Application Software (Matlab, SAS,
R) and SMART (Simulated Market Algorithm Related Trading). Students are provided with internationally benchmarked textbooks. Additionally, the library
is exclusively dedicated towards finance, securities markets and related areas with an up-to-date collection of books and scientific journals.
Prof. Sunder Ram Korivi Fixed Income Securities, Financial Markets, Financial ReportingMA (Econ & Pol Sc), PhD (Mumbai),
FCA, ACMA, FASM, AIII
Prof. Latha Chari MCom, FICWA, PhD (BITS-Pilani)
Securities Analysis, Corporate Finance, Trading & Financial
Lab Analytics
Dr. Poonam Singh Economics, Regulation, Corporate FinanceMSc (Econ), PhD (IGIDR)
Mr. Akhlaque Ahmad Quantitative Finance, Financial Engineering, Financial Modelling
MSc (Math), MPhil (Econ),
pursuing PhD (Derivatives)
Corporate Finance, Behavioral FinanceDr. Kavitha Ranganathan MPhil, PhD (IGNOU)
Mr. Nitesh Bhati
Financial Accounting & Reporting, Taxation, Corporate Laws,
Securities Market Regulations
FCA, CS
Dr. Rachana Baid (Adjunct) MCom, PhD (Osmania) Financial Markets, Portfolio Theory
Mr. Nitin Tike
MBA, pursuing PhD
(Financial Markets)
Financial Markets
In addition, officers from SEBI regularly visit NISM to provide the legal and regulatory perspectives.
Ms. Rajani Agadi SEBIMBA (Finance) Arbitration
Mr. B. Renganathan FCS, LLB, ACMA
Corporate Laws, Regulations,
Corporate Restructuring
Mr. B. Venkatesh
ACA, CMA, CFA (USA),
FRM (GARP)
Founder Director of Navera Consulting Mutual Funds, Behavioral Finance
Mr. Sameer Chinchanikar MBA (IIM Lucknow)
Chief Representative of KBC Bank (Belgian Bank)
Board Member of KBC Union AMC
Senior Vice President, Edelweiss
Banking
Mr. C.D. Shreedharan MA (Econ) Ex AGM-RBI, Adjunct Faculty-IIM-K
Macro-Economics,
Foreign Exchange
Mr. Biharilal Deora FCA, CFA (USA), FRM, CAIA Consultant
Financial Accounting & Reporting,
Securities Analysis
Dr. Shweta Dixit
MSc, PhD (Statistics),
(Agra University)
Faculty, KJ Somaiya Institute of Management Statistics, Econometrics
Ms. Dilshad Dossa
MBA (HR, NMIMS),
MSc (Organizational Change,
Ashridge University, UK)
Consultant- Organizational Development and
Change
Organization & Management
Mr. Sahil Malik MCom, MBA, LLB SEBI Mutual Funds
Ms. Prachi Nadkar FCA SEBI
Financial Accounting & Reporting,
Corporate Laws
Mr. Hruda Ranjan Sahoo MA (Econ), MFM SEBI Fixed Income Securities
Mr. Suneel Sarswat
MSc (Statistics & Informatics
-IIT Bombay), pursuing Ph.D
(Financial Computing)
Bank of America-Merrill Lynch Mathematics, Financial Modelling
Mr. Jeet Shah
MCom, CFP, pursuing PhD
(Financial Planning)
Tax Planner and Advisor
Financial Planning, Wealth
Management
Dr. Surendra Sundararajan
MA (Econ), LLB,
MBA (Wisconsin), Ph.D
Full time faculty at M S University of Baroda Derivatives and Risk Management
Mr. Jitendra Kumar
MA (Econ, JNU), PGDSL,
LLB, CAIIB
SEBI Economics
Visiting
Faculty
Guest Lectures under the
“Leadership Series”
NISM Bhavan’s location on the outskirts of Mumbai enables access to
some of the finest professionals in Mumbai, from various segments of
the financial markets. In order to provide our students with the best blend
of theory and practice, and to build industry-academia partnerships, it is
proposed to invite some of the senior-most executives and finest profes-
sionals to deliver guest lecturers under the title “Leadership Series”.
During the year, NISM has invited speakers to deliver lectures on their
subject of expertise. Some of the speakers NISM include:
• Mr. M S Sahoo, Former WTM, SEBI & Former Secretary, ICSI
• Mr. Sudipto Roy, CEO, Principal Retirement Solutions
• Mr. Arup Mukherjee, Vice President, National Stock Exchange
• Mr. Sundar Sankaran, Ex-Kotak Mahindra Capital
• Mr. Amit Trivedi, ex- Franklin Templeton
• Mr. Pankaj Kapoor, Director, Liases Foras
• Mr. Dhruva Chatterjee, Morningstar India
• Ms. Nehal Shah, Head-Compliance, Deutsche AMC
• Mr. P.C.Singh, Director- General Compliance, Credit Suisse
• Mr. B. Deora, CFA, ex Credit-Suisse
• Mr. V S Sundaresan, CGM, SEBI
• Mrs. Barnali Mukherjee, GM, SEBI
• Mr. Sumit Agarwal, AGM, SEBI
• Mr. Robin Baby, AGM, SEBI
NISM has also invited international speakers' viz. Paul Resnik of Finamet-
rica (Australia) Daniel Muzio of Newcastle University Business School
(UK), Andrei Kirilenko of MIT.
It is hoped that valuable insights will be gained by the students through
the Leadership Series, for blending in with the conceptual inputs.
Student Performance And
Evaluation Criteria
PGPSM is a rigorous programme pegged at the level of post graduation,
leading to the award of PGPSM. The programme is specially designed to
raise the professional standards of students. The PGPSM will be
awarded on the basis of the student's perfor-mance in the following
components:
• Pre-class reading and preparation
• Class participation
• Quizzes
• Term papers/projects/assignments
• Mid-term and end-term examinations
• Any other component of evaluation that the Insti-tute may prescribe
from time to time
• A student is expected to obtain the minimum passing grade of 50% in
each of the courses listed above
Other value added activities consist of conferences i.e. Morningstar,
BSE-SME, workshop on Personal Effectiveness, workshops on Listing
and Documentation, Psychometric Analysis, Organizational Design etc.
Book reviews, financial film reviews, financial news analysis, country
studies form an integral part of the curriculum.
Education Background
Engineering
Graduates (Commerce & Science)
Post Graduate (Commerce, Finance & Others)
Company Secretary & Compliance
Work Experience
Freshers
Experience (0-12 Months)
Experience (13-24 Months)
Experience (25-36 Months)
Experience (More than 36 months)
Batch Profile 2014-2015
Batch at A Glance
Abhinav Rao Nadipally
B.B.A.
Diploma in Planning & Enterprenurship
Aishwarya Ganesh Kulkarni
B.Com (Financial Markets)
Abhishek Anand
MBA (Finance), B.E (Electronics)
One Touch Investment Solutions (13 Months)
Financial Service Consultant
Aditya Kumar Pandey
M.Tech (Hons.) VLSI,
B.E (Electronics & Communication)
• Assistant Professor-24 Months,
• Lecturer-18 Months
Akshay Vijay Dani
B.Com
•Abhyudaya Co-Operative Bank Ltd
(5 Months): Student Clerk
•Genex Financial Services Pvt.Ltd
(4 Months): Trainee
Alok Singh
B.Com
•John Lewis Partnership, London (28 months):
Warehouse Assistant Manager
Amrita Ajay
M.Com (Part-I) Passed,
Company Secretary (Executive Level
Group-II) Passed
Anand Prakash Singh
B.Tech (Mechanical)
Vibrant Technology (36 Months):
SAS Programmer
Anay Kumar Shaw
B.Com (Accounts),
Company Secretary (Professional-
Group-III) Passed
Ankita Bansal
B.Com (Hons.), C.A (PCC Intermediate) Passed
• Y.P. Anand and Associates (3.5 Months):
Audit Manager
• Walker,Chandiok & Co- Grant Thornton
(12 Months): Audit Trainee
Atul Bachhavate
L.L.M (Hons.) Business Law, B.A L.L.B (Hons.)
•Fox Mandal Associates (1 Month): Law Intern
•Virendra Lodha and Associates (7 Month):
Law Intern
•Rajasthan State Human Rights Commission
(1 Month): Law Intern
•Paras Kuhad and Associates(1 Month):
Law Intern
Chandni Mohan Bhatia
B.Tech (Electronics)
FRM-Level-I Candidate
Chitra Mulchand Raghani
B.Tech (Instrumentation)
Debajeet Konwar
B.E. (Electronics & Communication)
Dilly Mary Thomas
B.B.M (e-Banking and Finance)
•Citi Corp (12 Months): Senior Analyst
•Northern Trust (24 Months): Analyst
Divyanshu Sharma
B.A
Cynthia Manimegalai
B.A. (English Literature,
Economics and Public Administration)
Davinder Singh
B.Sc, CFA Level-I Candidate
Educorp Consultancy Services Pvt Ltd
(24 Months): Academic Manager
G. Rajeev Kumar
PGDBO, B.Tech
(Electronics & Communications)
ICICI Bank (10 Months): Officer
Himanshu Varshney
B.Tech (Electronics & Communications)
Ishaan Deshmukh
B.E (Computer Engineering)
Wipro Technologies (32 Months):
Project Engineer
Ishanu Sharma
B.Tech (Mechanical)
Kshipra Lakshman
B.Com (Banking & Insurance)
HDFC Life (5 Months):
Sales Development Manager
Lakkaraju Jayachandra Raju
B.A (Public Admininistration,
Political Science & Economics)
Manipal Singh
B.B.A
•TCS (12 Months): Senior Associate
(Cash Operations)
•Deutsche Bank Group (24 Months):
Analyst (Cash Operations)
Manish Kumar Singh
B.E (Electronics & Tele-communications)
•TCS (9 Months): Assistant System
Engineer
•Hari Om Co-Operative Credit Society
(29 Months): Back Office
Mavin Dcosta
B.E (Mechanical)
Md. Samiullah Ansari
B.Tech (Information Technology)
Benovellient Technologies (12 Months):
Tech Support/Sales Engineer,
Sr. Tech Support/ Sales Engineer (6 Months)
Mohit Bhandari
B.E (Electronics & Telecommunication)
Mayur Hemant Todankar
B.M.S (Marketing & Retail)
•ICICI Bank (20 Months): Equity
Help Desk Broker
•Pressweld Engineers (36 Months):
Office Assistant
Mukul Saigal
B.Tech (Electrical & Electronics)
FRM Level-I Candidate
Nandini Dubey
L.L.M (Corporate Law),
Degree (Mass Media and Advertising)
Jayakars and firms (2 Months):
Assistant Advocate
Nikhil Shahi
B.Tech. (Agriculture)
Nikleshwar D. Waghmare
B.C.A
•Murty Typing (50 Months): Instructor
•Educomp Solutions (10 Months):
Resident Engineer
Nilesh Nivrutti Panaskar
B.Sc
Asha Co-op Credit Society LTD (32 Months):
General Administrator and Tally Accounts
Nishant Gupta
M.B.A (Marketing),
B.B.A
Entrepreneur in Textile Domain (24 Months)
Nishita Kankariya
M.Com (Pursuing), B.Com (Hons.)
KPMG Gurgaon (10 Months):
Audit Associate
Parasuramar J
B.E (Electronics & Communication)
Infosys Ltd (43 Months):
Senior Systems Engineer
Peeyush Sahu
PG Diploma (Banking Operations),
B.E. (Computer Science)
•Indusind Bank (7 Months): Asst. Manager
•ICICI Bank (12 Months): Officer
•Febmail Digital Solutions (6 Months):
Website Architect
Pooja Rani
B.Com,
Company Secretary - Professional Passed
CMA Intermediate (Group-II Passed)
NEXGEN Financial Solutions Pvt. Ltd.
(3 Months): Management Trainee
Preyas Patel
PGDM (International Management),
B.E (Chemical)
CFA Level-II Candidate
FRM Level-I Candidate
•Triforce Inc. (17 Months):
Business Associate
•GE Healthcare (6 Months):
Financial Analyst
Rahul Hari Kishore Prasad
B.Com (Financial Markets),
Commercial Pilot
Rahul Katariya
B.Tech (Electrical)
Ravi Ranjan
PGDM (Marketing & Finance),
B.Sc (Maths)
•ICICI Bank (36 Months): Asst. Manager
•RAP Financials (10 Months):
Trainee Technical
Rupal Kantilal Patel
B.Com
Datamatics Financial Services Ltd
(12 Months) : Web Research Analyst
Saurav Kumar
B.Sc (Hospitality & Hotel Administration)
Senthil Manikandan K
B.E (Mechanical)
Excelacom Technologies Pvt. Ltd.
(36 Months): Test Analyst
Shaik Karamathulla
M.B.A (I.T.), B.Tech (I.T.)
•Watsol Organics Ltd. (21 Months): IT Dept.
•Lanco Industries Ltd. (23 Months)
•Broking Firm Franchisee
Shivam B Phulari
Integrated M.S. (Chemistry)
Shochis Natrajan
B.Com (Financial Markets)
Rajmita Corp Services Pvt Ltd. (4 Months):
Bank Syndicating Agent
Shubhendu Gupta
BBA (I.T.), CA level Two attempted
Capstone Securities Analysis Ltd.
(6 Months): Day Trader in NYSE and
NASDAQ market
Soumyajit Ghosh
PG Diploma in Banking,
B.Tech (Mechanical)
ICICI Bank (56 Months):
Deputy Branch Manager
Subir Prasad
B.E. (Electronics)
M/s Soham Surface Coatings Pvt. Ltd.
(24 Months) : Senior Project Executive
Sunita Muduli
B.Tech. (Electrical & Electronics)
•Sapient Consulting Pvt. Ltd (24 Months):
Quality Analyst
•Tech Mahindra (28 Months):
Senior Test Engineer
•IBM India Pvt. Ltd (8 Months):
Technical Analyst
Sushmita Basak
MBA (Finance), B.E. (Biomedical)
HDFC Securities (2 Months): Tele-Broker
Tejas Soman
B.COM, CFA Level-II Candidate
•PwC (20 Months) : Analyst
•Maersk Line, India (4 Months):
Credit Control Analyst
•Prism, Stand up & Act (‘NGO’)
(35 Months): Finance Executive
Vasant Umanath Prabhu
Masters (HRD), Masters (Economics)
•UTI ITSL (63 Months): VP-HR and
Head Sales & Marketing
•HDIL (28 Months) : Deputy GM
•Panoramic Universal Limited (7 Months):
Manager - HR & Administration
•Zenith Global Consultants Ltd. (13 Months):
Manager (HR)
Vibhore Kumar
B.E (Mechanical)
Vijay Kumar
M.B.A (System and Marketing),
B.Sc
Mphasis and H.P. (27 Months):
Transaction Processing Officer
Vishal Vijay Borwankar
B.Sc (Industrial Chemistry)
Infosys BPO Ltd (80 Months):
Team Lead,
BFSI (Ameriprise Financial Inc., USA)
Vivek Kumar Verma
B.Com
FRM Level-I Candidate
ShareKhan Franchisee (18 Months):
Entrepreneur
Yadhnesh Vishwas Shinde
B.E (Mechanical)
•H & R Johnson
(A division ofPrism Cement Ltd.)
(36 Months): Project Executive
•Penta India Cement And Minerals Pvt Ltd.
(9 Months): Graduate Mechanical
Design Engineer
•Reserve Bank of India
•SBI Mutual Fund
•SES Governance
•State Bank of India
•SWIFT
•Syntel
•Tariff Authority for Major Ports
•TCS
•Thomson Reuters
•Universal Sompo Genral Insuarance
•UTI Mutual Fund
•Yes Bank
•Zephyr Financial
Recruiters and Alumni
Our alumni have given a sterling performance in
the following organizations:
•Anand Rathi Securities
•Asit C Mehta Intermediates
•Bank of America (Continuum)
•Canara Bank Securities Ltd.
•Capgemini
•CARE Ratings
•Credit Suisse
•E Clerx
•Hansa Solutions
•HDFC Bank
•ICICI Bank
•ICRA Management Services
•India Nivesh
•Invent Assest Reconstruction Co.
•I-Peritus
•IRIS Business Solutions
•JMN Investment Research
•JP Morgan
•Kotak Securities
•LKP Securities Ltd.
•Markit
•Mata Securities
•Nomura
•Punjab National Bank
•PNB GILTS
Placement Process
•Above placement schedule is indicative only and it can be tailored to suit the requirement of the companies
•Companies are welcome to visit our campus and interact with students for pre-placements throughout the year
•Placement activities and processes are conducted in collaboration between a Student's Placement Committee
and a Council of Faculty Members
Placement Schedule:
Whom to Contact for Placements?
Please contact or write to:
Mr. Rajshekhar Torgal, Deputy Manager, Programme Office, NISM
Phone: 022 66735125 (Direct) | Mobile:+91 9930880194
Email: placement@nism.ac.in
Student Representatives:
Nishita kankariya: +91 98 67 496897
Tejas Soman : +91 98 19 668049
Invitation to recruiters for Pre-placement talks January 1, 2015
Scheduling of Pre-placement interactions January 14, 2015
Campus selection process and interviews January 15, 2015
Offer letters February 2015
Acceptances 15 days from date of offer February 2015 onwards
Activities and Achievements
NISM faculty members have won several awards for their research papers
in International Conferences.
NISM faculty members have written over 25 research papers at several
International Conferences, with most of them published in International
Peer-reviewed Journals.
NISM won the Business Leadership Award at the World Education
Congress, Mumbai in June 2012.
Director Shri Sandip Ghose received the Leadership Excellence Award in
HR at the World Education Congress at Bangalore in 2013.
Dean Prof. SRK received the best faculty award from the higher education
forum in 2013.
Three students from PGPSM 2014-15 presented their paper at the 3rd
National Conference on Legal Scholarship at Symbosis Law School, Pune.
NISM is actively involved in policy research & training for regulatory staff
and central government officers.
NISM is currently ranked fourth among various post graduate institutions
in India in the Bloomberg champions program using Bloomberg data and
analytics .
Testimonials of Alumni
NISM, though a skeptical choice at that time was an experiment. I am
proud to say today has dispelled my initial reservations of not being robust
and course content specific. In retrospection it has helped me as an
individual to push myself harder into understanding, analyzing and
aspiring for greater level in capital market world. I have extremely fond of
memories that has been spent in NISM.
Kudos and a heartfelt thanks to the professors, mentors and nism the
institution.
- Nagesh Nayak
_______________________________________________________
NISM has helped us in building the career in capital markets. Currently I
am working with one of the financial services firm called iris business
services limited as a business analyst.
NISM is having a very good pool of faculties & other facilities. We have
learned a lot of things in one year during our stay at NISM. We have been
taught all subjects related to capital markets in efficient way and we can
say our knowledge of financial sector is as good as any recognized
B-school. This one year course is really worth of money. Many of us got
the placement before april which saved our opportunity cost. I hope it will
continue to do the same in future. NISM gives a huge opportunity in
research oriented jobs, consultancy and it.
Best wishes for the forthcoming batches. I am really proud of calling
myself as an alumni of this prestigious institute.
- Swapnil Maheshwari
Testimonials of Recruiters
Very impressed with the calibre of candidates;
we are quite keen to continue the relationship
Nosheen Khan,
VP Marketing - Markit, London
Ms. Pallavi Jain of 1st Batch of PGPSM joined us. She is fast
learner, intelligent and picking up her job well.
Rajesh Pawar
Director, I-peritus
NATIONAL INSTITUTE OF SECURITIES MARKETS
Plot No. 82, NISM Bhavan, Sector-17 Vashi, Navi Mumbai - 400 703
Phone: Mr. Rajshekhar Torgal, +91-22-66735125 | Mobile:+91 9930880194
Board: +91-22-66735100-05 | Fax: +91-22-66755710
www.nism.ac.in
http://www.linkedin.com/pub/nism-corporate-connect/85/727/4b3
Design by: Jeetendra Solanki, NISM

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PGPSM Placement brochure 2014-15, NISM

  • 1. POST GRADUATE PROGRAMME IN SECURITIES MARKETS PGPSM PLACEMENTS An Educational Initiative of SEBI 2014 2015
  • 2. The class of 2014-15 is from a widely divergent background selected through a very rigorous process. They have gone through a demanding curriculum, guided and trained by highly qualified faculty members from academia and professionals from the industry. Academic rigour has been supplemented by strong exposure to securities markets through simulation exercises and intern- ship in the workplace. Graduates of past batches of this programme have excelled in work places across a variety of organi- sations in the Financial Sector. I am confident that in this class of 2014-15 you will find highly motivat- ed, talented and energetic students who will prove to be an asset to your organization. Sandip Ghose Director, NISM
  • 3. Welcome to the talent pool of NISM. The School for Securities Education (SSE) at NISM is entrusted with the task of providing in-classroom education at the Professional or Master's level in the field of securities markets. Our Post Graduate Programme in Securities Markets (PGPSM) is a rigorous and intensive 1-year fulltime programme. Since inception, the design and delivery processes of this programme have maintained a fine balance of concepts and practice. Over the past 5 years, we have perfected the design and delivery mechanisms, as can be seen from the sterling on-the-job performance of our alumni. Two notable aspects that make PGPSM students unique are worthy of recall: Process: Students are selected from an all-India pool through an NISM/GMAT/XAT written test, interview and essay. The curriculum is under constant review to keep it current and comprehensive. Our faculty members are engaged in research and conferences, and bring in specialized inputs to the classroom. Students learn from a wide range of modes, viz. cases, exercises, role-plays, simulations (SMART lab trading system), databases (Bloomberg, Prowess), seminars and conferences, book reviews, finance-related film reviews etc. Inputs are spread across three terms, covering Concepts, Applications, Advanced Applications and Industry-Integration. Conceptual inputs are blended with practical insights from real life through profes- sionals from industry and regulatory bodies. Our location at Navi Mumbai provides proximity to the intellectual capital from Mumbai - the financial capital. Product: PGPSM students are equipped to be complete securities market profes- sionals. They are positioned to take up a wide range of responsibilities, such as Analysts, Investment Managers, Valuers of Asset Classes, Treasury & Risk Manag- ers, Operational Managers, Compliance Officers, Financial Planners & Wealth Managers etc. Organizations that will find our students suitable include Analytics firms, Rating Agencies, Stock-Brokers, Fund Managers, Investment Banks, Regis- tered Valuers, Banks, Financial Advisors etc. Students selected by recruiters have an opportunity to familiarize themselves with their work by April or earlier, if required. A project dissertation is to be submitted before May 31 each year. This crucial document serves as a link between academ- ics and practice. We welcome you once again to our talent pool and look forward to a longstanding relationship between our organizations. Sunder Ram Korivi Dean, School for Securities Education (SSE) Welcome to Campus Recruitment Dear Recruiter,
  • 4. Mr. U. K. Sinha Chairman, SEBI, (Chairman, Board of Governors) Mr. Rajeev Kumar Agarwal Whole Time Member, SEBI Mr. Prashant Saran Whole Time Member, SEBI Mr. Manoj Joshi Joint Secretary, Ministry of Finance (GOI) Mr. Uday Kotak Vice Chairman & Managing Director, Kotak Mahindra Bank Ltd. Ms. Chanda Kochhar Managing Director & Chief Executive Officer, ICICI Bank Mr. Y. M. Deosthalee Chairman and Managing Director, L&T Finance Holdings Ltd. Prof. Ashish Nanda Director, Indian Institute of Management (IIM), Ahmedabad Mr. Sanjay Nayar Chief Executive Officer, KKR India Advisors Pvt. Ltd. Mr. Sandip Ghose Director, NISM BOARD OF GOVERNORS As on November 10, 2014 Dr. Bimal Jalan Former Governor, Reserve Bank of India (Chairman, Academic Council) Mr. Cyril Shroff Managing Partner, Amarchand & Mangaldas & Suresh A. Shroff & Co., Mumbai Prof. Samir Barua Former Director, Indian Institute of Management (IIM), Ahmedabad Dr. Shekhar Shah Director-General, National Council of Applied Economic Research (NCAER) Prof. Viral V Acharya C.V. Starr Professor of Economics, New York University-Stern School of Business Prof. Devang V Khakhar Director, Indian Institute of Technology, Mumbai Mr. N. R. Prabhala Chief Mentor and Head of Research, Centre for Advanced Financial Research and Learning (CAFRAL) Mr. Sandip Ghose Director, NISM, Member Secretary ACADEMIC COUNCIL As on November 10, 2014 Mr. G. P. Garg Registrar, NISM
  • 5. In his budget speech of February 2005, the Honorable Union Finance Minister announced that the Securities and Exchange Board of India (SEBI) would establish an institute to undertake securities markets education and research. In pursuance of this mandate, SEBI estab- lished the National Institute of Securities Markets (NISM) in Mumbai as a public trust under the Bombay Public Trust Act, 1950. The mission for NISM is to add to market quality through educational and research initiatives that would support, enable and expedite an entire gamut of high quality knowledge services in the securities industry. A market for securities education and research is gradually emerging in India and abroad – partly due to the buoyancy in the securities industry and partly because of the regulatory efforts to create minimum competency levels for securities industry professionals. NISM intends to play a catalytic role in addressing these needs. Given the uniqueness of India and other developing markets, such intervention would follow the twin approaches of accessing and disseminating the relevant existing knowledge and creating new knowl- edge that is more specific and appropriate for develop- ing markets. With no other institute in the Asian region that seeks to address as wide a canvas, NISM stands uniquely poised to become an institution that would not only serve the securities markets in India but could also assume a pan-Asian purpose. About NISM VISION To be a hub of knowledge initiatives for playing a strate- gic role in quality enhancement and capacity building for transforming the securities markets in India and the Asian-African region. INSTITUTE'S PHILOSOPHY NISM's activities are dedicated towards enhancing the quality of participation in securities markets. This involves development of knowledge and skill base of all stakeholders. The Institute's philosophy embodies the spirit of commitment to these objectives. The activities at NISM are carried out through its Six Schools. These include; • School for Investor Education and Financial Literacy (SIEFL) • School for Certification of Intermediaries (SCI) • School for Securities Education (SSE) • School for Securities Information and Research (SSIR) • School for Regulatory Studies and Supervision (SRSS) • School for Corporate Governance (SCG) MISSION To engage in capacity building among stakeholders in the securities markets through financial literacy, professional education, certification, enhancing governance stand- ards and fostering policy research.
  • 6. School for Securities Education(SSE) NISM articulates and implements its mission of improving market quality through its six schools, each having a specific domain presence within the securities markets. The role of the School for Securities Education (SSE) is to provide education for preparing competent professionals who will serve the securities markets. The last few years have seen a demand for securities professionals who are equipped with a wider repertoire of knowledge and skills. This demand has been spurred by the challenges posed by the growing Indian economy and the expanding securities market. Though India's economic growth has slowed in recent years, growing internationalism, increasing complexity in instruments and sophistication in market practices, have led to a demand for professionals of high caliber in the financial markets. There is expectation of entrance of new players, both domestic and foreign, in the banking industry in the first quarter of 2014. This has necessitated a greater need for corporations to access the securities markets. The overall economic growth has also witnessed many Indian corporations attracting domestic and foreign investments through listings in India and overseas. As the Indian economy grows and as Indian investors seek to participate increasingly in the capital markets, the Indian stock exchanges, mutual funds, investment bankers, analysts, registered valuers and stock brokers would play an even more vital role in meeting the enhanced expectations of various stakeholders. With its proximity to policy makers and professionals in the securities markets community, SSE is uniquely positioned to provide educational programmes that will create new age securities markets professionals.
  • 7. Considering the capacity building needs of securities industry, NISM, under its School for Securities Education (SSE) offers four long-duration programmes as under: POST GRADUATE PROGRAMME IN SECURITIES MARKETS (PGPSM) PGPSM is a one-year full-time post-graduate programme. This flagship programme was launched in 2010-11 and currently, the fifth batch is under way. Students of the first three batches are working in the securities industry in various entities including credit rating agencies, banks, brokerages, intermediaries and analytics firms. POST GRADUATE CERTIFICATE IN SECURITIES MARKETS (PGCSM) As per the MOU with ICICI bank, the third batch of 22 students entered into the one year fulltime Post Graduate Certificate in Securities Markets (PGCSM). The first two batches are reported to have put in an outstanding performance upon joining the Risk and Treasury Department of ICICI Bank. The 20 students for Batch IV were selected from an All India pool of over 3,000 applications CERTIFICATE IN FINANCIAL ENGINEERING AND RISK MANAGEMENT (CFERM) CFERM is a ten-month week-end programme for working executives for equipping skills and nuances of advanced financial engineering aspects. It is a highly quantitative-oriented programme aimed at grooming risk management professionals. NISM launched this programme in 2009-10, and the fifth batch of CFERM is currently under way. CFERM is offered in two formats - weekend as well as on a residential, modular basis. CERTIFICATE IN SECURITIES LAW (CSL) CSL is a 2½ months fast-track week-end programme for working executives and students of other post-graduate and professional programmes in Finance or Law. It equips partici- pants to understand and apply securities laws and regulations in compliance, investment banking and other functions in the securities markets. Bouquet of Programmes
  • 8. PGPSM is a one-year full time Post-Graduate Programme aimed at creating next generation securities markets professionals. Value Addition From PGPSMBy completing the PGPSM, students would be able to: •Abstract the building blocks of the securities markets, understand them conceptually, and •Develop the capability to design solutions that meet specific requirements •Upgrade knowledge and skill sets necessary to perform the key technical activities in the securities markets •Develop a well-rounded, complete understanding of securities markets, including REITs, ETFs and currency and other derivatives Target AudienceThe target audience includes: •Graduates and post-graduates aspiring for careers in securities markets •Executives seeking careers or career switches related to securities markets For students interested in pursuing a career in securities markets, the PGPSM is an extremely unique opportunity to obtain first-hand knowledge, both theoretical and practical, from an institute established by SEBI, the market regulator. The faculty, consisting of academi- cians and practitioners, has the capability to deliver a high-quality programme to the students looking for knowledge and skill-sets as a solid foundation. Informal estimates indicate that the securities markets would require about 32,000 professionals every year. The required skill-sets could be grouped as follows: •Fund Management, Analysis, Valuation and Dealings •Sales, Product Management and Brand Management •Operations and Services •Information Technology •Compliance and •Financial Advice and Planning PGPSM thus seeks to prepare students to become Fund Managers, Analysts, Valuers, Dealers, Institutional Sales Persons, Product Designers, Operations Manag- ers, Compliance Officers, Treasury & Risk Management Officers, Investment Bankers, and Investment Advisors in the securities markets. Post Graduate Programme in Securities Markets (PGPSM) About Post Graduate Programme in Securities Markets (PGPSM) B-School Leadership Award for Excellence in Education, Leadership and Training, at the World Education Congress held at Mumbai on June 29, 2012.
  • 9. NISM has received the B-School Leadership Award at the World Education Congress in 2012 in recognition of its curriculum design and delivery capabili- ties. The Director, Dean and Researchers have also been awarded for their excellence in education, teaching and research. All of these aspects are reflected in the curriculum. The objective is to shape the new age securities markets professional. Divided into four terms, the programme is a balanced blend of theory and practice. These four terms lay emphasis on the following: Statistics for Securities Markets Financial Accounting & Reporting Financial Institutions & Markets Corporate Finance Corporate Law Organization & Management Economics Mathematics for Securities Markets Term I Conceptual Phase Securities Analysis & Valuation Econometrics & Time Series Analysis Portfolio Management Derivatives & Risk Management Mutual Funds Banking Taxation for Securities Markets Fixed Income Securities Term II Application Phase Term IV Industry Interaction Phase Internship Project Dissertation Seminars Term III Advanced Application Phase Global Financial Markets Regulation - Theory & Practice Mergers, Acquisitions & Corporate Restructuring Financial Modelling & Computing Corporate Governance Behavioural Finance Conceptual Phase Application Phase Advanced Application Phase Industry Interaction Phase In Term IV, commencing from April 16, students are required to undertake an internship project with an organization where they are placed as executives/ interns in the securities industry. The Project Dissertation which carries 2 credits, it is to be submitted before May 31, the concluding day of Term IV. Students are free to join their respective organizations on or after April 16 each year. In addition to the above, students gain exposure through several workshops, conferences and seminars. Assignments are based on live projects with industry. During Terms I to III, students are expected to study a total of 22 courses of 1 full credit each. Each credit would mean approximately 30 hours of classroom inputs. Programme Architecture
  • 10. Learning Environment The PGPSM programme is strengthened by sound delivery by expert faculty, together with multiple pedagogy. The faculty-team is comprised of the following: NISM also draws upon the cream of academia, industry and SEBI for providing cutting-edge inputs in the securities markets domain. The learning environment is further stimulated by use of technology such as Databases (Bloomberg, Prowess), Application Software (Matlab, SAS, R) and SMART (Simulated Market Algorithm Related Trading). Students are provided with internationally benchmarked textbooks. Additionally, the library is exclusively dedicated towards finance, securities markets and related areas with an up-to-date collection of books and scientific journals. Prof. Sunder Ram Korivi Fixed Income Securities, Financial Markets, Financial ReportingMA (Econ & Pol Sc), PhD (Mumbai), FCA, ACMA, FASM, AIII Prof. Latha Chari MCom, FICWA, PhD (BITS-Pilani) Securities Analysis, Corporate Finance, Trading & Financial Lab Analytics Dr. Poonam Singh Economics, Regulation, Corporate FinanceMSc (Econ), PhD (IGIDR) Mr. Akhlaque Ahmad Quantitative Finance, Financial Engineering, Financial Modelling MSc (Math), MPhil (Econ), pursuing PhD (Derivatives) Corporate Finance, Behavioral FinanceDr. Kavitha Ranganathan MPhil, PhD (IGNOU) Mr. Nitesh Bhati Financial Accounting & Reporting, Taxation, Corporate Laws, Securities Market Regulations FCA, CS Dr. Rachana Baid (Adjunct) MCom, PhD (Osmania) Financial Markets, Portfolio Theory Mr. Nitin Tike MBA, pursuing PhD (Financial Markets) Financial Markets
  • 11. In addition, officers from SEBI regularly visit NISM to provide the legal and regulatory perspectives. Ms. Rajani Agadi SEBIMBA (Finance) Arbitration Mr. B. Renganathan FCS, LLB, ACMA Corporate Laws, Regulations, Corporate Restructuring Mr. B. Venkatesh ACA, CMA, CFA (USA), FRM (GARP) Founder Director of Navera Consulting Mutual Funds, Behavioral Finance Mr. Sameer Chinchanikar MBA (IIM Lucknow) Chief Representative of KBC Bank (Belgian Bank) Board Member of KBC Union AMC Senior Vice President, Edelweiss Banking Mr. C.D. Shreedharan MA (Econ) Ex AGM-RBI, Adjunct Faculty-IIM-K Macro-Economics, Foreign Exchange Mr. Biharilal Deora FCA, CFA (USA), FRM, CAIA Consultant Financial Accounting & Reporting, Securities Analysis Dr. Shweta Dixit MSc, PhD (Statistics), (Agra University) Faculty, KJ Somaiya Institute of Management Statistics, Econometrics Ms. Dilshad Dossa MBA (HR, NMIMS), MSc (Organizational Change, Ashridge University, UK) Consultant- Organizational Development and Change Organization & Management Mr. Sahil Malik MCom, MBA, LLB SEBI Mutual Funds Ms. Prachi Nadkar FCA SEBI Financial Accounting & Reporting, Corporate Laws Mr. Hruda Ranjan Sahoo MA (Econ), MFM SEBI Fixed Income Securities Mr. Suneel Sarswat MSc (Statistics & Informatics -IIT Bombay), pursuing Ph.D (Financial Computing) Bank of America-Merrill Lynch Mathematics, Financial Modelling Mr. Jeet Shah MCom, CFP, pursuing PhD (Financial Planning) Tax Planner and Advisor Financial Planning, Wealth Management Dr. Surendra Sundararajan MA (Econ), LLB, MBA (Wisconsin), Ph.D Full time faculty at M S University of Baroda Derivatives and Risk Management Mr. Jitendra Kumar MA (Econ, JNU), PGDSL, LLB, CAIIB SEBI Economics Visiting Faculty
  • 12. Guest Lectures under the “Leadership Series” NISM Bhavan’s location on the outskirts of Mumbai enables access to some of the finest professionals in Mumbai, from various segments of the financial markets. In order to provide our students with the best blend of theory and practice, and to build industry-academia partnerships, it is proposed to invite some of the senior-most executives and finest profes- sionals to deliver guest lecturers under the title “Leadership Series”. During the year, NISM has invited speakers to deliver lectures on their subject of expertise. Some of the speakers NISM include: • Mr. M S Sahoo, Former WTM, SEBI & Former Secretary, ICSI • Mr. Sudipto Roy, CEO, Principal Retirement Solutions • Mr. Arup Mukherjee, Vice President, National Stock Exchange • Mr. Sundar Sankaran, Ex-Kotak Mahindra Capital • Mr. Amit Trivedi, ex- Franklin Templeton • Mr. Pankaj Kapoor, Director, Liases Foras • Mr. Dhruva Chatterjee, Morningstar India • Ms. Nehal Shah, Head-Compliance, Deutsche AMC • Mr. P.C.Singh, Director- General Compliance, Credit Suisse • Mr. B. Deora, CFA, ex Credit-Suisse • Mr. V S Sundaresan, CGM, SEBI • Mrs. Barnali Mukherjee, GM, SEBI • Mr. Sumit Agarwal, AGM, SEBI • Mr. Robin Baby, AGM, SEBI NISM has also invited international speakers' viz. Paul Resnik of Finamet- rica (Australia) Daniel Muzio of Newcastle University Business School (UK), Andrei Kirilenko of MIT. It is hoped that valuable insights will be gained by the students through the Leadership Series, for blending in with the conceptual inputs.
  • 13. Student Performance And Evaluation Criteria PGPSM is a rigorous programme pegged at the level of post graduation, leading to the award of PGPSM. The programme is specially designed to raise the professional standards of students. The PGPSM will be awarded on the basis of the student's perfor-mance in the following components: • Pre-class reading and preparation • Class participation • Quizzes • Term papers/projects/assignments • Mid-term and end-term examinations • Any other component of evaluation that the Insti-tute may prescribe from time to time • A student is expected to obtain the minimum passing grade of 50% in each of the courses listed above Other value added activities consist of conferences i.e. Morningstar, BSE-SME, workshop on Personal Effectiveness, workshops on Listing and Documentation, Psychometric Analysis, Organizational Design etc. Book reviews, financial film reviews, financial news analysis, country studies form an integral part of the curriculum.
  • 14. Education Background Engineering Graduates (Commerce & Science) Post Graduate (Commerce, Finance & Others) Company Secretary & Compliance Work Experience Freshers Experience (0-12 Months) Experience (13-24 Months) Experience (25-36 Months) Experience (More than 36 months) Batch Profile 2014-2015 Batch at A Glance
  • 15. Abhinav Rao Nadipally B.B.A. Diploma in Planning & Enterprenurship Aishwarya Ganesh Kulkarni B.Com (Financial Markets) Abhishek Anand MBA (Finance), B.E (Electronics) One Touch Investment Solutions (13 Months) Financial Service Consultant Aditya Kumar Pandey M.Tech (Hons.) VLSI, B.E (Electronics & Communication) • Assistant Professor-24 Months, • Lecturer-18 Months Akshay Vijay Dani B.Com •Abhyudaya Co-Operative Bank Ltd (5 Months): Student Clerk •Genex Financial Services Pvt.Ltd (4 Months): Trainee Alok Singh B.Com •John Lewis Partnership, London (28 months): Warehouse Assistant Manager
  • 16. Amrita Ajay M.Com (Part-I) Passed, Company Secretary (Executive Level Group-II) Passed Anand Prakash Singh B.Tech (Mechanical) Vibrant Technology (36 Months): SAS Programmer Anay Kumar Shaw B.Com (Accounts), Company Secretary (Professional- Group-III) Passed Ankita Bansal B.Com (Hons.), C.A (PCC Intermediate) Passed • Y.P. Anand and Associates (3.5 Months): Audit Manager • Walker,Chandiok & Co- Grant Thornton (12 Months): Audit Trainee Atul Bachhavate L.L.M (Hons.) Business Law, B.A L.L.B (Hons.) •Fox Mandal Associates (1 Month): Law Intern •Virendra Lodha and Associates (7 Month): Law Intern •Rajasthan State Human Rights Commission (1 Month): Law Intern •Paras Kuhad and Associates(1 Month): Law Intern Chandni Mohan Bhatia B.Tech (Electronics) FRM-Level-I Candidate
  • 17. Chitra Mulchand Raghani B.Tech (Instrumentation) Debajeet Konwar B.E. (Electronics & Communication) Dilly Mary Thomas B.B.M (e-Banking and Finance) •Citi Corp (12 Months): Senior Analyst •Northern Trust (24 Months): Analyst Divyanshu Sharma B.A Cynthia Manimegalai B.A. (English Literature, Economics and Public Administration) Davinder Singh B.Sc, CFA Level-I Candidate Educorp Consultancy Services Pvt Ltd (24 Months): Academic Manager
  • 18. G. Rajeev Kumar PGDBO, B.Tech (Electronics & Communications) ICICI Bank (10 Months): Officer Himanshu Varshney B.Tech (Electronics & Communications) Ishaan Deshmukh B.E (Computer Engineering) Wipro Technologies (32 Months): Project Engineer Ishanu Sharma B.Tech (Mechanical) Kshipra Lakshman B.Com (Banking & Insurance) HDFC Life (5 Months): Sales Development Manager Lakkaraju Jayachandra Raju B.A (Public Admininistration, Political Science & Economics)
  • 19. Manipal Singh B.B.A •TCS (12 Months): Senior Associate (Cash Operations) •Deutsche Bank Group (24 Months): Analyst (Cash Operations) Manish Kumar Singh B.E (Electronics & Tele-communications) •TCS (9 Months): Assistant System Engineer •Hari Om Co-Operative Credit Society (29 Months): Back Office Mavin Dcosta B.E (Mechanical) Md. Samiullah Ansari B.Tech (Information Technology) Benovellient Technologies (12 Months): Tech Support/Sales Engineer, Sr. Tech Support/ Sales Engineer (6 Months) Mohit Bhandari B.E (Electronics & Telecommunication) Mayur Hemant Todankar B.M.S (Marketing & Retail) •ICICI Bank (20 Months): Equity Help Desk Broker •Pressweld Engineers (36 Months): Office Assistant
  • 20. Mukul Saigal B.Tech (Electrical & Electronics) FRM Level-I Candidate Nandini Dubey L.L.M (Corporate Law), Degree (Mass Media and Advertising) Jayakars and firms (2 Months): Assistant Advocate Nikhil Shahi B.Tech. (Agriculture) Nikleshwar D. Waghmare B.C.A •Murty Typing (50 Months): Instructor •Educomp Solutions (10 Months): Resident Engineer Nilesh Nivrutti Panaskar B.Sc Asha Co-op Credit Society LTD (32 Months): General Administrator and Tally Accounts Nishant Gupta M.B.A (Marketing), B.B.A Entrepreneur in Textile Domain (24 Months)
  • 21. Nishita Kankariya M.Com (Pursuing), B.Com (Hons.) KPMG Gurgaon (10 Months): Audit Associate Parasuramar J B.E (Electronics & Communication) Infosys Ltd (43 Months): Senior Systems Engineer Peeyush Sahu PG Diploma (Banking Operations), B.E. (Computer Science) •Indusind Bank (7 Months): Asst. Manager •ICICI Bank (12 Months): Officer •Febmail Digital Solutions (6 Months): Website Architect Pooja Rani B.Com, Company Secretary - Professional Passed CMA Intermediate (Group-II Passed) NEXGEN Financial Solutions Pvt. Ltd. (3 Months): Management Trainee Preyas Patel PGDM (International Management), B.E (Chemical) CFA Level-II Candidate FRM Level-I Candidate •Triforce Inc. (17 Months): Business Associate •GE Healthcare (6 Months): Financial Analyst Rahul Hari Kishore Prasad B.Com (Financial Markets), Commercial Pilot
  • 22. Rahul Katariya B.Tech (Electrical) Ravi Ranjan PGDM (Marketing & Finance), B.Sc (Maths) •ICICI Bank (36 Months): Asst. Manager •RAP Financials (10 Months): Trainee Technical Rupal Kantilal Patel B.Com Datamatics Financial Services Ltd (12 Months) : Web Research Analyst Saurav Kumar B.Sc (Hospitality & Hotel Administration) Senthil Manikandan K B.E (Mechanical) Excelacom Technologies Pvt. Ltd. (36 Months): Test Analyst Shaik Karamathulla M.B.A (I.T.), B.Tech (I.T.) •Watsol Organics Ltd. (21 Months): IT Dept. •Lanco Industries Ltd. (23 Months) •Broking Firm Franchisee
  • 23. Shivam B Phulari Integrated M.S. (Chemistry) Shochis Natrajan B.Com (Financial Markets) Rajmita Corp Services Pvt Ltd. (4 Months): Bank Syndicating Agent Shubhendu Gupta BBA (I.T.), CA level Two attempted Capstone Securities Analysis Ltd. (6 Months): Day Trader in NYSE and NASDAQ market Soumyajit Ghosh PG Diploma in Banking, B.Tech (Mechanical) ICICI Bank (56 Months): Deputy Branch Manager Subir Prasad B.E. (Electronics) M/s Soham Surface Coatings Pvt. Ltd. (24 Months) : Senior Project Executive Sunita Muduli B.Tech. (Electrical & Electronics) •Sapient Consulting Pvt. Ltd (24 Months): Quality Analyst •Tech Mahindra (28 Months): Senior Test Engineer •IBM India Pvt. Ltd (8 Months): Technical Analyst
  • 24. Sushmita Basak MBA (Finance), B.E. (Biomedical) HDFC Securities (2 Months): Tele-Broker Tejas Soman B.COM, CFA Level-II Candidate •PwC (20 Months) : Analyst •Maersk Line, India (4 Months): Credit Control Analyst •Prism, Stand up & Act (‘NGO’) (35 Months): Finance Executive Vasant Umanath Prabhu Masters (HRD), Masters (Economics) •UTI ITSL (63 Months): VP-HR and Head Sales & Marketing •HDIL (28 Months) : Deputy GM •Panoramic Universal Limited (7 Months): Manager - HR & Administration •Zenith Global Consultants Ltd. (13 Months): Manager (HR) Vibhore Kumar B.E (Mechanical) Vijay Kumar M.B.A (System and Marketing), B.Sc Mphasis and H.P. (27 Months): Transaction Processing Officer Vishal Vijay Borwankar B.Sc (Industrial Chemistry) Infosys BPO Ltd (80 Months): Team Lead, BFSI (Ameriprise Financial Inc., USA)
  • 25. Vivek Kumar Verma B.Com FRM Level-I Candidate ShareKhan Franchisee (18 Months): Entrepreneur Yadhnesh Vishwas Shinde B.E (Mechanical) •H & R Johnson (A division ofPrism Cement Ltd.) (36 Months): Project Executive •Penta India Cement And Minerals Pvt Ltd. (9 Months): Graduate Mechanical Design Engineer
  • 26. •Reserve Bank of India •SBI Mutual Fund •SES Governance •State Bank of India •SWIFT •Syntel •Tariff Authority for Major Ports •TCS •Thomson Reuters •Universal Sompo Genral Insuarance •UTI Mutual Fund •Yes Bank •Zephyr Financial Recruiters and Alumni Our alumni have given a sterling performance in the following organizations: •Anand Rathi Securities •Asit C Mehta Intermediates •Bank of America (Continuum) •Canara Bank Securities Ltd. •Capgemini •CARE Ratings •Credit Suisse •E Clerx •Hansa Solutions •HDFC Bank •ICICI Bank •ICRA Management Services •India Nivesh •Invent Assest Reconstruction Co. •I-Peritus •IRIS Business Solutions •JMN Investment Research •JP Morgan •Kotak Securities •LKP Securities Ltd. •Markit •Mata Securities •Nomura •Punjab National Bank •PNB GILTS
  • 27. Placement Process •Above placement schedule is indicative only and it can be tailored to suit the requirement of the companies •Companies are welcome to visit our campus and interact with students for pre-placements throughout the year •Placement activities and processes are conducted in collaboration between a Student's Placement Committee and a Council of Faculty Members Placement Schedule: Whom to Contact for Placements? Please contact or write to: Mr. Rajshekhar Torgal, Deputy Manager, Programme Office, NISM Phone: 022 66735125 (Direct) | Mobile:+91 9930880194 Email: placement@nism.ac.in Student Representatives: Nishita kankariya: +91 98 67 496897 Tejas Soman : +91 98 19 668049 Invitation to recruiters for Pre-placement talks January 1, 2015 Scheduling of Pre-placement interactions January 14, 2015 Campus selection process and interviews January 15, 2015 Offer letters February 2015 Acceptances 15 days from date of offer February 2015 onwards
  • 28. Activities and Achievements NISM faculty members have won several awards for their research papers in International Conferences. NISM faculty members have written over 25 research papers at several International Conferences, with most of them published in International Peer-reviewed Journals. NISM won the Business Leadership Award at the World Education Congress, Mumbai in June 2012. Director Shri Sandip Ghose received the Leadership Excellence Award in HR at the World Education Congress at Bangalore in 2013. Dean Prof. SRK received the best faculty award from the higher education forum in 2013. Three students from PGPSM 2014-15 presented their paper at the 3rd National Conference on Legal Scholarship at Symbosis Law School, Pune. NISM is actively involved in policy research & training for regulatory staff and central government officers. NISM is currently ranked fourth among various post graduate institutions in India in the Bloomberg champions program using Bloomberg data and analytics .
  • 29. Testimonials of Alumni NISM, though a skeptical choice at that time was an experiment. I am proud to say today has dispelled my initial reservations of not being robust and course content specific. In retrospection it has helped me as an individual to push myself harder into understanding, analyzing and aspiring for greater level in capital market world. I have extremely fond of memories that has been spent in NISM. Kudos and a heartfelt thanks to the professors, mentors and nism the institution. - Nagesh Nayak _______________________________________________________ NISM has helped us in building the career in capital markets. Currently I am working with one of the financial services firm called iris business services limited as a business analyst. NISM is having a very good pool of faculties & other facilities. We have learned a lot of things in one year during our stay at NISM. We have been taught all subjects related to capital markets in efficient way and we can say our knowledge of financial sector is as good as any recognized B-school. This one year course is really worth of money. Many of us got the placement before april which saved our opportunity cost. I hope it will continue to do the same in future. NISM gives a huge opportunity in research oriented jobs, consultancy and it. Best wishes for the forthcoming batches. I am really proud of calling myself as an alumni of this prestigious institute. - Swapnil Maheshwari Testimonials of Recruiters Very impressed with the calibre of candidates; we are quite keen to continue the relationship Nosheen Khan, VP Marketing - Markit, London Ms. Pallavi Jain of 1st Batch of PGPSM joined us. She is fast learner, intelligent and picking up her job well. Rajesh Pawar Director, I-peritus
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  • 31. NATIONAL INSTITUTE OF SECURITIES MARKETS Plot No. 82, NISM Bhavan, Sector-17 Vashi, Navi Mumbai - 400 703 Phone: Mr. Rajshekhar Torgal, +91-22-66735125 | Mobile:+91 9930880194 Board: +91-22-66735100-05 | Fax: +91-22-66755710 www.nism.ac.in http://www.linkedin.com/pub/nism-corporate-connect/85/727/4b3 Design by: Jeetendra Solanki, NISM