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Ari Shechter, PhD
Assistant Professor of Medical Sciences
Columbia University Irving Medical Center
email: as4874@cumc.columbia.edu
twitter: @ShechterAri
Sleep Better, Live Healthier!
Public Health Conversation Series, UN
Division of Healthcare Management and
Occupational Safety and Health (DHMOSH)
June 9, 2021
Kryger, Sleep in Art
Kryger, Sleep in Art
3 Pillars
of Health
sleep
exercise
nutrition
“Sleep is the intermediate state between wakefulness and death; wakefulness being
regarded as the active state of all the animal and intellectual functions, and death as
that of their total suspension”
Robert MacNish, member of the faculty of physicians and surgeons, Glasgow, in The Philosophy of Sleep, 1834
Sleep as passive;
inactive state of the
brain
Sleep is a dynamic and actively
produced brain state, with
accompanying changes to physiology.
Sleep is not static or passive!
We do not “turn off” during sleep
Some brain regions are more active during
sleep than wake (although some are lower)
Some hormones (growth hormone,
melatonin) are secreted selectively during
sleep (although some hormones and
systems are reduced)
Sleep
definition:
Neural and physiological
Sleep stages
and cycles
 Stage N1: Very light Sleep
o Transition from Wake to Sleep
o Drift in and out of sleep, awaken easily
o Hypnagogic jerk: Sense of falling followed by sudden
muscle contractions
 Stage N2: Relatively light but maintained sleep
o Brain activity relatively slower
o Breathing and heart rate slowed
o Maintained sleep
 Stage N3: Deep Sleep (Slow wave sleep)
o Lower brain activity
o High awakening threshold
o Restoration of body
 Stage REM: Rapid Eye Movement Sleep
o Very active brain activity
o Dreams
o Paralyzed body
Image: Psychology Today
Image: University of Minnesota Libraries (open.lib.umn.edu )
Sleep
quality
Circadian rhythm (circa= “about”, dian = “day”)
refers to body rhythms that have a roughly 24-
hour cycle.
Circadian
rhythms
Image: Nobelprize.org
The circadian clock anticipates and adapts our physiology to
the different phases of the day. Our biological clock helps to
regulate sleep patterns, feeding behavior, hormone release,
blood pressure, and body temperature.
Circadian
rhythms:
Melatonin
and cortisol
Melatonin: The “hormone of darkness”
Helps you fall and stay asleep
Cortisol: A “stress” hormone
Helps you wake up and start the day
Lack et al. Sleep Medicine Reviews, 2008
Circadian
rhythms:
Body
temperature,
Melatonin, and
Sleep
questions
Why do we spend up to one-third of our lives sleeping?
Cognitive
function
Mood
and
Emotion
Memory
Vigilance
and
Alertness
Obesity and
Diabetes
Cardio-
vascular
Immune
system
Cancer
WHO guidelines for sleep duration in children up to 1 year, 2-3 years, and 3-4 years old
• At least 7 hours of sleep per night is recommended to sustain health and safety in adults
• Too much sleep???
• Beyond duration:
• daily regularity of sleep duration and timing
• sleep quality (e.g., frequent awakenings during the night)
• daytime function: not feeling sleepy even after adequate sleep
• absence of sleep disorders (gasping for air/snoring; movement disorders, etc.)
Disorder Short sleep Insomnia SDB
Diabetes + + +
Hypertension + NA NA
CHD + NA X
Stroke + NA +
Total CVD X + +
+: statistically significant positive relationship
X: no statistically significant relationship
NA: no recently reported meta-analyses identified
Associations Between Sleep Duration and Disorders and
Incident CVD: Summary of Recent Meta-Analyses
Short sleep duration
• Increases the risk of diabetes by 30%
• Increases the risk of hypertension by 23%
• Increases the risk of CHD by 48%
• Increases the risk of stroke by 15%
blood pressure
inflammation
dyslipidemia
diet /
obesity
ANS dysfunction
metabolic function
physical activity /
sedentary behavior
psychosocial:
stress/anxiety/depression
Sleep and
diabetes
Short sleep is associated with diabetes
• People with short sleep duration are ~20-30% higher risk of
type 2 diabetes, compared to people who get sufficient sleep
• Long sleepers are also at a risk
Shan et al. 2015, Diabetes Care
Sleep and
diabetes
Short or poor quality sleep leads to reduced insulin
sensitivity (increased insulin resistance)
Reutrakul and Van Cauter, 2018, Metab Clin Exp
Short
sleepers gain
more weight
over time
Patel al. 2006, Am J Epidemiol
Energy
balance
Obesity is the product of
energy imbalance
At energy balance, intake =
expenditure and weight
remains unchanged
At energy imbalance, intake
≠ expenditure and weight
changes
In positive energy
balance, calories IN
exceed calories OUT, and
body weight gain results
In negative energy
balance, calories OUT
exceed calories IN, and
body weight loss results
Sleep and
Obesity
Short sleep can lead to obesity
modified from Reutrakul and Van Cauter, 2018, Metab Clin Exp
Sleep restriction increases hormonal drive for appetite/food intake
Intakes Short Sleep Habitual Sleep P value
All (n = 26)
Energy, kcal 2813.6 ± 116.3 2517.7 ± 116.3 0.02
Fat, g 112.2 ± 6.8 91.5 ± 6.8 0.01
Saturated fat, g 36.8 ± 3.5 28.1 ± 3.5 0.04
Carbohydrates, g 402.1 ± 32.6 344.2 ± 32.6 0.19
Protein, g 98.0 ± 4.1 88.1 ± 4.1 0.08
Spiegel et al. 2004, Annals Int Med
St-Onge et al. 2011, Am J Clin Nutr
Sleep affects
the brain’s
response to
food
St-Onge et al., 2012, Am J Clin Nutr
Food stimuli compared to non-food
stimuli increased regional brain
activity in the orbitofrontal cortex,
insula, and regions of the basal
ganglia and limbic system after
restricted sleep. (regions involved
in reward processing and decision
making)
Restricted sleep induces a
state of greater
responsiveness to food
stimuli and heightened
awareness of the rewarding
properties of food
work sleep
Sleep is normally initiated during the
rising phase of the melatonin curve
and the declining phase of the core-
body temperature curve
SHIFT WORK and
DAYTIME SLEEP
Sleep is normally initiated during the rising
phase of the melatonin curve and the declining
phase of the core-body temperature curve
Shift work and jet lag involve “going against”
the endogenous 24-h circadian clock and its
physiology
Shift workers often attempt to sleep during the
rising phase of the core-body temperature
curve and during a time when melatonin
secretion is minimal
Also, attempt to work during times when
alertness levels are low
SHIFT WORK
work
sleep
Sleep:
Aging related
changes
Ohayon et al. 2004, Sleep
Young adult vs 60 y.o.
WHO
Circadian
rhythms:
Aging related
changes
Circadian rhythms become less robust and
slightly phase advanced with old age.
Hood and Amir, 2017 J Clin Investigtion
Sleep hygiene:
practices and
habits that are
necessary to have
good nighttime
sleep quality and
full daytime
alertness.
Maintain regular sleep schedule
• Go to bed and get up around the same time every day
(even weekends and vacation)
• Limit naps close to bedtime (recall: sleep
homeostasis); early afternoon better
Sleep environment
• Bedroom quiet, dark, relaxing, comfortable, cool
temperature
• Eliminate light from electronic devices, lamps, etc
• Blackout curtains, eye shades, ear plugs, white noise
machines, fans, etc. to make environment relaxing and
sleep conducive
Sleep hygiene:
practices and
habits that are
necessary to have
good nighttime
sleep quality and
full daytime
alertness.
Pre-sleep routine
• Relaxing pre-bedtime routine to help wind down:
• Warm bath/shower (thermophysiological cascade)
• Quiet activities (e.g., reading, music)
• Low lights
• Avoid electronic devices and short-wavelength (“blue”) light
before bed. (change settings, brightness on devices)
• Try to avoid emotionally upsetting conversations and
activities before attempting to sleep (news, social media)
Limit other stimulating activities
• Caffeine/Nicotine: stimulants
• Alcohol: Can help fall asleep but quality disturbed
• Food: Heavy or rich foods, fatty or fried meals, spicy
dishes, citrus fruits, and carbonated drinks can trigger
indigestion/heartburn for some people; limit close to sleep
• Reduce your fluid intake before bedtime.
Sleep hygiene:
practices and
habits that are
necessary to have
good nighttime
sleep quality and
full daytime
alertness.
Adequate daytime light exposure
• Together with limited nighttime light exposure, sufficient
daytime light helps maintains proper expression and
timing of the circadian system and sleep-wake cycle
regulation
Exercise
• Even10 minutes of aerobic exercise (e.g., walking or
cycling) can improve nighttime sleep quality.
Psychological
& behavioral
approaches for
insomnia
Stimulus control
• Set of instructions designed to reinforce the association
between bed/bedroom with sleep, and to re-establish a
consistent sleep-wake schedule
• Tossing/turning/anxiety about sleep can cause bedtime to
become a conditioned stimulus to trigger a negative response
and further exacerbate poor sleep
• Goal is to (re-) establish a positive association of bed with
sleep at night.
• Bed for sleep!
• Limit the practice of other activities such as eating, reading,
watching television, studying, work, hobbies especially
stressful things in bed
• Go to bed only when sleepy (will associated rapid sleep
initiation with bed)
• If you cannot fall asleep, or you wake up in the night and
cannot fall back asleep, get out of bed and go to a dimly lit
area and do a relaxing activity (read a book, but not something
overly rewarding or fun – don’t want to reinforce being awake)
Psychological
& behavioral
approaches for
insomnia
Sleep restriction
• Restrict time in bed (the sleep window) to narrower
range, thereby increasing the homeostatic drive (i.e.,
accumulated sleep debt will fall asleep faster).
• Gradually increase window over days/weeks until
optimal sleep duration is achieved and individual able to
initiate and maintain sufficient sleep
Relaxation training
• Relax both your mind and your body. This helps you to
reduce any anxiety or tension that keeps you awake in
bed.
• Procedures like meditation, progressive muscle
relaxation, etc. to reduce autonomic arousal, intrusive
thoughts, tension interfering with sleep
https://drcraigcanapari.com/harnessing-sleep-drive-for-a-better-bedtime/
• Sleep as a social determinant of health / sleep disparities research
• COVID-19 and sleep
• Sleep and neurodegeneration / Alzheimer’s disease
• Wearable devices and monitoring of sleep outside the laboratory
• Circadian medicine
• Timing of behaviors (time restricted eating, etc)
Insomnia
Symptoms
• Difficulty falling asleep
• Difficulty staying asleep
• Waking up too early
• Feeling that sleep is unrefreshing
• Associated with feelings of daytime
sleepiness, fatigue, difficulty
concentrating, irritable mood
Prevalence
• Affects 30-45% of adults in a given
year.
• 10-15% of adults report chronic
(persistent) insomnia.
• Becomes more common with aging
Genetic vulnerability
Physical and psychological arousal
(being “revved up”)
Psychological factors:
depression, stress, anxiety
Insomnia
There are many different causes of
insomnia
Medical or neurological conditions
Behaviors and environment:
work shifts, screen time, light exposure
Substances: Caffeine, alcohol, medications
Sleep hygiene: practices and habits
that are necessary to have good
nighttime sleep quality and full
daytime alertness.
Psychological
& behavioral
approaches for
insomnia
Stimulus control
• Set of instructions designed to reinforce the association
between bed/bedroom with sleep, and to re-establish a
consistent sleep-wake schedule
• Tossing/turning/anxiety about sleep can cause bedtime to
become a conditioned stimulus to trigger a negative response
and further exacerbate poor sleep
• Goal is to (re-) establish a positive association of bed with
sleep at night.
• Bed for sleep!
• Limit the practice of other activities such as eating, reading,
watching television, studying, work, hobbies especially
stressful things in bed
• Go to bed only when sleepy (will associated rapid sleep
initiation with bed)
• If you cannot fall asleep, or you wake up in the night and
cannot fall back asleep, get out of bed and go to a dimly lit
area and do a relaxing activity (read a book, but not something
overly rewarding or fun – don’t want to reinforce being awake)
Psychological
& behavioral
approaches for
insomnia
Sleep restriction
• Restrict time in bed (the sleep window) to narrower
range, thereby increasing the homeostatic drive (i.e.,
accumulated sleep debt will fall asleep faster).
• Gradually increase window over days/weeks until
optimal sleep duration is achieved and individual able to
initiate and maintain sufficient sleep
Relaxation training
• Relax both your mind and your body. This helps you to
reduce any anxiety or tension that keeps you awake in
bed.
• Procedures like meditation, progressive muscle
relaxation, etc. to reduce autonomic arousal, intrusive
thoughts, tension interfering with sleep

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PHCS 3 Schecter.pptx

  • 1. Ari Shechter, PhD Assistant Professor of Medical Sciences Columbia University Irving Medical Center email: as4874@cumc.columbia.edu twitter: @ShechterAri Sleep Better, Live Healthier! Public Health Conversation Series, UN Division of Healthcare Management and Occupational Safety and Health (DHMOSH) June 9, 2021
  • 5. “Sleep is the intermediate state between wakefulness and death; wakefulness being regarded as the active state of all the animal and intellectual functions, and death as that of their total suspension” Robert MacNish, member of the faculty of physicians and surgeons, Glasgow, in The Philosophy of Sleep, 1834 Sleep as passive; inactive state of the brain
  • 6. Sleep is a dynamic and actively produced brain state, with accompanying changes to physiology. Sleep is not static or passive! We do not “turn off” during sleep Some brain regions are more active during sleep than wake (although some are lower) Some hormones (growth hormone, melatonin) are secreted selectively during sleep (although some hormones and systems are reduced) Sleep definition: Neural and physiological
  • 7. Sleep stages and cycles  Stage N1: Very light Sleep o Transition from Wake to Sleep o Drift in and out of sleep, awaken easily o Hypnagogic jerk: Sense of falling followed by sudden muscle contractions  Stage N2: Relatively light but maintained sleep o Brain activity relatively slower o Breathing and heart rate slowed o Maintained sleep  Stage N3: Deep Sleep (Slow wave sleep) o Lower brain activity o High awakening threshold o Restoration of body  Stage REM: Rapid Eye Movement Sleep o Very active brain activity o Dreams o Paralyzed body Image: Psychology Today
  • 8. Image: University of Minnesota Libraries (open.lib.umn.edu )
  • 10. Circadian rhythm (circa= “about”, dian = “day”) refers to body rhythms that have a roughly 24- hour cycle. Circadian rhythms Image: Nobelprize.org The circadian clock anticipates and adapts our physiology to the different phases of the day. Our biological clock helps to regulate sleep patterns, feeding behavior, hormone release, blood pressure, and body temperature.
  • 11. Circadian rhythms: Melatonin and cortisol Melatonin: The “hormone of darkness” Helps you fall and stay asleep Cortisol: A “stress” hormone Helps you wake up and start the day
  • 12. Lack et al. Sleep Medicine Reviews, 2008 Circadian rhythms: Body temperature, Melatonin, and Sleep
  • 14. Why do we spend up to one-third of our lives sleeping? Cognitive function Mood and Emotion Memory Vigilance and Alertness Obesity and Diabetes Cardio- vascular Immune system Cancer
  • 15. WHO guidelines for sleep duration in children up to 1 year, 2-3 years, and 3-4 years old • At least 7 hours of sleep per night is recommended to sustain health and safety in adults • Too much sleep??? • Beyond duration: • daily regularity of sleep duration and timing • sleep quality (e.g., frequent awakenings during the night) • daytime function: not feeling sleepy even after adequate sleep • absence of sleep disorders (gasping for air/snoring; movement disorders, etc.)
  • 16. Disorder Short sleep Insomnia SDB Diabetes + + + Hypertension + NA NA CHD + NA X Stroke + NA + Total CVD X + + +: statistically significant positive relationship X: no statistically significant relationship NA: no recently reported meta-analyses identified Associations Between Sleep Duration and Disorders and Incident CVD: Summary of Recent Meta-Analyses Short sleep duration • Increases the risk of diabetes by 30% • Increases the risk of hypertension by 23% • Increases the risk of CHD by 48% • Increases the risk of stroke by 15%
  • 17. blood pressure inflammation dyslipidemia diet / obesity ANS dysfunction metabolic function physical activity / sedentary behavior psychosocial: stress/anxiety/depression
  • 18. Sleep and diabetes Short sleep is associated with diabetes • People with short sleep duration are ~20-30% higher risk of type 2 diabetes, compared to people who get sufficient sleep • Long sleepers are also at a risk Shan et al. 2015, Diabetes Care
  • 19. Sleep and diabetes Short or poor quality sleep leads to reduced insulin sensitivity (increased insulin resistance) Reutrakul and Van Cauter, 2018, Metab Clin Exp
  • 20. Short sleepers gain more weight over time Patel al. 2006, Am J Epidemiol
  • 21. Energy balance Obesity is the product of energy imbalance At energy balance, intake = expenditure and weight remains unchanged At energy imbalance, intake ≠ expenditure and weight changes In positive energy balance, calories IN exceed calories OUT, and body weight gain results In negative energy balance, calories OUT exceed calories IN, and body weight loss results
  • 22. Sleep and Obesity Short sleep can lead to obesity modified from Reutrakul and Van Cauter, 2018, Metab Clin Exp
  • 23. Sleep restriction increases hormonal drive for appetite/food intake Intakes Short Sleep Habitual Sleep P value All (n = 26) Energy, kcal 2813.6 ± 116.3 2517.7 ± 116.3 0.02 Fat, g 112.2 ± 6.8 91.5 ± 6.8 0.01 Saturated fat, g 36.8 ± 3.5 28.1 ± 3.5 0.04 Carbohydrates, g 402.1 ± 32.6 344.2 ± 32.6 0.19 Protein, g 98.0 ± 4.1 88.1 ± 4.1 0.08 Spiegel et al. 2004, Annals Int Med St-Onge et al. 2011, Am J Clin Nutr
  • 24. Sleep affects the brain’s response to food St-Onge et al., 2012, Am J Clin Nutr Food stimuli compared to non-food stimuli increased regional brain activity in the orbitofrontal cortex, insula, and regions of the basal ganglia and limbic system after restricted sleep. (regions involved in reward processing and decision making) Restricted sleep induces a state of greater responsiveness to food stimuli and heightened awareness of the rewarding properties of food
  • 25. work sleep Sleep is normally initiated during the rising phase of the melatonin curve and the declining phase of the core- body temperature curve SHIFT WORK and DAYTIME SLEEP
  • 26. Sleep is normally initiated during the rising phase of the melatonin curve and the declining phase of the core-body temperature curve Shift work and jet lag involve “going against” the endogenous 24-h circadian clock and its physiology Shift workers often attempt to sleep during the rising phase of the core-body temperature curve and during a time when melatonin secretion is minimal Also, attempt to work during times when alertness levels are low SHIFT WORK work sleep
  • 28. Young adult vs 60 y.o. WHO
  • 29. Circadian rhythms: Aging related changes Circadian rhythms become less robust and slightly phase advanced with old age. Hood and Amir, 2017 J Clin Investigtion
  • 30. Sleep hygiene: practices and habits that are necessary to have good nighttime sleep quality and full daytime alertness. Maintain regular sleep schedule • Go to bed and get up around the same time every day (even weekends and vacation) • Limit naps close to bedtime (recall: sleep homeostasis); early afternoon better Sleep environment • Bedroom quiet, dark, relaxing, comfortable, cool temperature • Eliminate light from electronic devices, lamps, etc • Blackout curtains, eye shades, ear plugs, white noise machines, fans, etc. to make environment relaxing and sleep conducive
  • 31. Sleep hygiene: practices and habits that are necessary to have good nighttime sleep quality and full daytime alertness. Pre-sleep routine • Relaxing pre-bedtime routine to help wind down: • Warm bath/shower (thermophysiological cascade) • Quiet activities (e.g., reading, music) • Low lights • Avoid electronic devices and short-wavelength (“blue”) light before bed. (change settings, brightness on devices) • Try to avoid emotionally upsetting conversations and activities before attempting to sleep (news, social media) Limit other stimulating activities • Caffeine/Nicotine: stimulants • Alcohol: Can help fall asleep but quality disturbed • Food: Heavy or rich foods, fatty or fried meals, spicy dishes, citrus fruits, and carbonated drinks can trigger indigestion/heartburn for some people; limit close to sleep • Reduce your fluid intake before bedtime.
  • 32. Sleep hygiene: practices and habits that are necessary to have good nighttime sleep quality and full daytime alertness. Adequate daytime light exposure • Together with limited nighttime light exposure, sufficient daytime light helps maintains proper expression and timing of the circadian system and sleep-wake cycle regulation Exercise • Even10 minutes of aerobic exercise (e.g., walking or cycling) can improve nighttime sleep quality.
  • 33. Psychological & behavioral approaches for insomnia Stimulus control • Set of instructions designed to reinforce the association between bed/bedroom with sleep, and to re-establish a consistent sleep-wake schedule • Tossing/turning/anxiety about sleep can cause bedtime to become a conditioned stimulus to trigger a negative response and further exacerbate poor sleep • Goal is to (re-) establish a positive association of bed with sleep at night. • Bed for sleep! • Limit the practice of other activities such as eating, reading, watching television, studying, work, hobbies especially stressful things in bed • Go to bed only when sleepy (will associated rapid sleep initiation with bed) • If you cannot fall asleep, or you wake up in the night and cannot fall back asleep, get out of bed and go to a dimly lit area and do a relaxing activity (read a book, but not something overly rewarding or fun – don’t want to reinforce being awake)
  • 34. Psychological & behavioral approaches for insomnia Sleep restriction • Restrict time in bed (the sleep window) to narrower range, thereby increasing the homeostatic drive (i.e., accumulated sleep debt will fall asleep faster). • Gradually increase window over days/weeks until optimal sleep duration is achieved and individual able to initiate and maintain sufficient sleep Relaxation training • Relax both your mind and your body. This helps you to reduce any anxiety or tension that keeps you awake in bed. • Procedures like meditation, progressive muscle relaxation, etc. to reduce autonomic arousal, intrusive thoughts, tension interfering with sleep
  • 36. • Sleep as a social determinant of health / sleep disparities research • COVID-19 and sleep • Sleep and neurodegeneration / Alzheimer’s disease • Wearable devices and monitoring of sleep outside the laboratory • Circadian medicine • Timing of behaviors (time restricted eating, etc)
  • 37. Insomnia Symptoms • Difficulty falling asleep • Difficulty staying asleep • Waking up too early • Feeling that sleep is unrefreshing • Associated with feelings of daytime sleepiness, fatigue, difficulty concentrating, irritable mood Prevalence • Affects 30-45% of adults in a given year. • 10-15% of adults report chronic (persistent) insomnia. • Becomes more common with aging
  • 38. Genetic vulnerability Physical and psychological arousal (being “revved up”) Psychological factors: depression, stress, anxiety Insomnia There are many different causes of insomnia Medical or neurological conditions Behaviors and environment: work shifts, screen time, light exposure Substances: Caffeine, alcohol, medications
  • 39.
  • 40. Sleep hygiene: practices and habits that are necessary to have good nighttime sleep quality and full daytime alertness.
  • 41. Psychological & behavioral approaches for insomnia Stimulus control • Set of instructions designed to reinforce the association between bed/bedroom with sleep, and to re-establish a consistent sleep-wake schedule • Tossing/turning/anxiety about sleep can cause bedtime to become a conditioned stimulus to trigger a negative response and further exacerbate poor sleep • Goal is to (re-) establish a positive association of bed with sleep at night. • Bed for sleep! • Limit the practice of other activities such as eating, reading, watching television, studying, work, hobbies especially stressful things in bed • Go to bed only when sleepy (will associated rapid sleep initiation with bed) • If you cannot fall asleep, or you wake up in the night and cannot fall back asleep, get out of bed and go to a dimly lit area and do a relaxing activity (read a book, but not something overly rewarding or fun – don’t want to reinforce being awake)
  • 42. Psychological & behavioral approaches for insomnia Sleep restriction • Restrict time in bed (the sleep window) to narrower range, thereby increasing the homeostatic drive (i.e., accumulated sleep debt will fall asleep faster). • Gradually increase window over days/weeks until optimal sleep duration is achieved and individual able to initiate and maintain sufficient sleep Relaxation training • Relax both your mind and your body. This helps you to reduce any anxiety or tension that keeps you awake in bed. • Procedures like meditation, progressive muscle relaxation, etc. to reduce autonomic arousal, intrusive thoughts, tension interfering with sleep