My PhD Thesis: In this work we present our contributions to business processes modeling. Namely, we have undertaken a thorough analysis of the OMG standard BPMN, along with other related technologies like WS-BPEL and XPDL. Such analysis has pointed out several weaknesses that motivate our contributions. We propose a new conceptual model of BPMN called BPeX as a clear and principled way to represent and reason about business processes. We provide a three-phase design methodology to model business processes focusing on BPMN and we introduce the notion of business process normal form. We introduce also the concept of business process views and apply them to business processes access control. Finally, we provide an extension to BPMN with privacy policies. Relevant parts of BPMN conceptual model will be included as part of the forthcoming BPMN 2.0 standard.
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Representing Business Processes: Conceptual Model and Design Methodology
1. Representing Business Processes
Conceptual Model and Design Methodology
Ph.D. Thesis of
Michele Chinosi
Universit` degli Studi dell’Insubria (Varese – Italy)
a
Dipartimento di Informatica e Comunicazione
michele.chinosi@uninsubria.it
Dottorato di Ricerca in Informatica – XXI Ciclo
Advisor: Dr. Alberto Trombetta
3. Introduction
• Business Process Management has been identified as one of the
most important business priorities.
• Most of the currently used IT tools are inadequate to provide
efficient support to final users
• We have undertaken a thorough analysis of the OMG new standard
for BP modeling (BPMN), along with other akin technologies like
WS-BPEL and XPDL, but also with other languages and formats
• Such analysis has displayed several weaknesses of other formats,
mainly because no one of them was natively conceived as
BPMN-related
• With this work we aim to provide a concrete contribution to business
process modeling, in general, and in particular to the most emerging
BP-related tool: the Business Process Modeling Notation (BPMN).
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9. Motivations
The OMG published in 2007 a Request For Proposals (RFP) for a new
version of BPMN (BPMN 2.0).
Why should we propose a new model for BPMN?
• We start analysing BPMN before the OMG RFP was published
• BPMN 1.x has some weak points
• BPMN 1.x does not have a robust metamodel nor a conceptual
model
• There are not methodologies provided
• There is not a complete XML serialization
• There is the need of useful features to support users on modeling
• To test our assumptions and to implement the improvements
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10. Contributions
• Conceptual model for BPMN
• Comparison with Other Standards
• Business Process Design Methodology
• Practical Applications
• Business Process Diagrams Views
• Business Process Security Aspects
• Privacy Policies Integration
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11. Outline
Introduction
Conceptual Model for BPMN
Comparison with Other Standards
Business Process Design Methodology
Practical Applications
Summary & Conclusions
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12. The Need for a New BPMN Model
Main BPMN Weak Points
• It does not exist a conceptual model which reflects the strong
hierarchical structure of diagrams
• Most elements are connected only through attribute values
• The BPMN 1.1 UML metamodel uses only generalization
relationships among classes
• There are redundant definitions
• There is no referential integrity
• BPMN lacks a native and complete interchange format
12/58
14. BPMN 1.1 BPeX Model
We refer to BPeX as
• metamodel to address the description of the BPeX underlying model
• conceptual model to underline some BPeX general characteristics
• model in all the other cases
in an interchangable way depending on the context we are dealing with.
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15. BPeX Model Main Advantages
• Top-down methodology for the structure and bottom-up for the
details
• Differences between Elements and Types are explicited
• Connections-by-Types replaced with Connections-by-Semantics
• Connecting Flow Objects are defined inside the model
• Full hierarchical model which map the strong hierarchical positioning
of elements in a diagram
• Complete and native XML serialization
• Native referential integrity
• Possibility to perform queries
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16. BPeX XML Serialization
BPeX
BPMN 1.1
• Complete serialization
• Strong hierarchical relationships between elements (dashed lines
represent weak connections)
• Only few necessary adjustements due to BPMN issues
• Better and more correct attributes and elements definitions
• Use of W3C XML-Schema standard
• xs:assert and xs:alternative
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17. Outline
Introduction
Conceptual Model for BPMN
Comparison with Other Standards
Business Process Design Methodology
Practical Applications
Summary & Conclusions
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18. 3 Different Formats for 3 Different Purposes
BPMN (OMG) is a graphical notation for structuring BP. It is a
standard to represent the structure of one or more
processes
BPEL (OASIS) is an ‘execution language’ independent from
BPMN for the definition of Web-services orchestration
XPDL (WfMC) is a language for storing and exchanging
workflows and business diagrams
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19. BPEL Inadequacy Analysis
• BPEL is less expressive than BPMN
• BPMN is not executable
• BPEL and BPMN elements definitions are different
• The structures of BPMN and BPEL models are different
• BPEL does not save graphical information
• It is very hard to perform queries
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20. XPDL Weaknesses Analysis
• XPDL was not originally conceived to represent BPMN diagrams
• Some elements definitions differ
• The structures of BPMN and XPDL models are different
• There is not official support for BPMN to XPDL mapping
• XPDL does not have referential integrity
• XPDL discards all the execution information
• It is very hard to perform queries
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21. Queries Execution Comparison
Example
Which Lane does the Task with Id=10 belong to?
XPDL
for $ x in {// Activity [ @Id =10]} , 1
$ y in {// Pool [ @Process = ← 2
//$ x / a n c e s t o r : : W o r k f l o w P r o c e s s [1]/ @Id ]// Lane / @Name } 3
return $ y 4
5
Result: / Package [1]/ Pools [1]/ Pool [2]/ Lanes [1]/ Lane [1]/ @Name: Lane -0 6
BPeX
// Lane [// Task / @Id =10]/ @Name 1
2
Result: / BPD [1]/ Pool [2]/ Lane [1]/ @Name: Lane -0 3
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22. A Brief Summary
BPEL XPDL BPeX
Expressive power Less expressive More expressive Bijective correspon-
dence
Naming convention Names are different Some names differ- No differences
ent
Structure of the Completely different Some relevant differ- Few adjustments due
model ences
Native Referential Partially Missing Strong
Integrity
Execution capabili- Full support No execution allowed Not yet but planned
ties
Graphical informa- Not at all Full support With extensions
tion
Analysis Very hard if they Many queries re- Few simple queries
concerns BPMN quired
models
Extensions to BPMN Hard to implement Very difficult to ex- Successful experi-
tend the model ments done
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23. A Critique of BPMN 2.0 Proposals
• The provided metamodel is too complex
• multiple concentric layers, type-centric, attributes oveloading
• BPMN methodologies are still missing
• User management has been improved, but it is still framed to the
description of the user interactions as part of the processes
• Human Interactions, People Group, People Assignment
• Choreographies are ‘good’, their definition are ‘bad’
• Gateways and related ‘dominator’ and ‘post-dominator’ concepts
• Events definition: the Escalation Event, some implicit declarations
• Other minor issues
• Is the Null Task really useful?
• ‘Mandatory-but-empty’ attribute is better than ’optional’ ?
• Redundant connections
• Data Management is still lean
All these issues (along with other suggestions) have been discussed with
other (B)IOS submitters and they have been considered for the next
stage of the BPMN 2.0 submission.
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24. Collaboration with the (B)IOS BPMN 2.0 Proposal
• April 2008: invited speaker @ ‘Architecture & Process 2008’
Conference organized by WfMC
• To present BPeX as a different modeling approach to overcome
XPDL shortcomings
• First discussions with Nathaniel Palmer (WfMC), Keith Swenson
(Fujitsu), Michael zur Muehlen (Stevens Institute of Technology)
and Jim Lange (Oracle) about BPeX
• June 2008: Jim Lange proposed us to join the (B)IOS submission
group and put us in touch with Oracle and IBM
• June 2008: we gain access to the submissions documents
• September 2008: we meet Oracle in Milan during BPM 2008 to
discuss about our solutions for the forthcoming BPMN 2.0
• October 2008: DICOM becomes OMG Academic member
• Since November 2008: our suggestions are considered to become
part of the (B)IOS BPMN 2.0 proposal
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25. Outline
Introduction
Conceptual Model for BPMN
Comparison with Other Standards
Business Process Design Methodology
Practical Applications
Summary & Conclusions
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26. Business Process Design Methodology
- BPR is a (often manual) time-consuming activity
- There is no mention about BP Design and Modeling methodologies
inside the specifications
- There are no tools supporting users in graphical modeling
+ Methodologies will be claimed in the next 5 years as one of the main
priorities
+ A design methodology reduces the need for future redesign phases
+ To ease the task of estabilishing when (and how) a business process
can be considered ‘good’
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28. Phase 1: Conceptual Modeling
• Input: Natural text specifications
• Output: A complete, correct and compliant graphical representation
of the process
Rules (top-down)
• Participants identification
• Activities identification
• Events identification
• Choices identification
• Adding Relationships
• Documentation of the processes
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29. Example Process
Everytime someone wants to buy a new MP3 player he has to go to the
nearest open store. The customer waits to be served. If his waiting
exceeds a reasonable time (e.g., 10 minutes) he leaves the store without
buying anything. On the contrary, he asks the sale assistant for an MP3
player. The sale assistant takes the order and forwards it to the store
warehouse clerk who looks for the requested object. Meanwhile, the sale
assistant proceeds with the payment procedure. The customer pays for
the MP3 player he requested. If a problem with the payment process
occurs, the sale assistant stops immediately the warehouseman
who discards the order and finishes his task. Otherwise, the cashier
sends a message to the warehouseman to confirm the order. Finally, the
customer withdraws his MP3 player from the warehouse.
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37. Phase 3: Physical Modeling
• Input: Phase 2 output
• Output: A valid and trustworthy serialization of the process
Rules
This phase changes with respect to the technology used to physically
represent the process. This phase rules are guidance for the order to be
followed to serialize the process.
1. BPD, Swimlanes and Processes
2. Activities
3. Events
4. Gateways
5. Flows
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38. The Example Process at the End of the Phase 3
1
< BPD bpex:Id = BPD_001 bpex:Name = Customer / Store Example >
2
< Pool b p e x : P a r t i c i p a n t R e f = Part_01 bpex:Name = Store bpex:Id = Pool_001 >
3
< Process bpex:Name = Store Process bpex:Id = Proc_01 / >
4
< Participant bpex:Id = Part_01 / >
5
< Lane bpex:Name = Warehouseman bpex:Id = Lane_001 >
6
< I n t e r m e d i a t e E v e n t bpex: EventTy pe = Intermediate bpex:Name = Payment is OK
7
bpex:Id = IE_001 >
8
< Trigger b p e x : E v e n t D e t a i l T y p e = Message bpex:Id = Tr_001 / >
9
</ I n t e r m e d i a t e E v e n t >
10
...
11
< Task b p e x : A c t i v i t y T y p e = Task bpex:Name = Look for the requested Object
12
bpex:Id = T_006 / >
13
...
14
</ Lane >
15
< Lane bpex:Name = Sale Assistant bpex:Id = Lane_002 >
16
...
17
< Gateway bpex:Name = bpex:Id = GW_001 b p e x : G at e w a y T y p e = Parallel >
18
< Gates b p e x : O u t g o i n g S e q u e n c e F l o w R e f = SF_001 / >
19
< Gates b p e x : O u t g o i n g S e q u e n c e F l o w R e f = SF_002 / >
20
</ Gateway >
21
...
22
</ Lane >
23
< SequenceFlow bpex:Name = bpex: SourceR ef = GW_001 b pex:Tar getRef = T_006
24
bpex:Id = SF_001 / >
25
...
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39. Business Process Normal Form
Business Process Normal Form Definition
The business processes modeled following the three-phases sets of rules
will have some characteristics which guarantee some basic properties. We
define Business Process Normal Form as the desired form a business
process model should have.
Correct
Complete
Compliant Relevant Economical Valid Trustworthy
•
Phase 1
• • •
Phase 2
• • • • •
Phase 3
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40. Outline
Introduction
Conceptual Model for BPMN
Comparison with Other Standards
Business Process Design Methodology
Practical Applications
Summary & Conclusions
40/58
41. Business Process Diagrams Views
• Diagrams browsing
• Graphical tool aiding users to deal with complex diagrams
• Easing the processes reorganization
• Enhanced support for different perspectives of a model
• Differentiating how processes have to appear to different users
• Users management support
• Implementing security aspects and users access permissions
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42. Definition of BPDV
A view is. . .
. . . a diagram that results from a query. It is a logical window on the data
and the structure of the base diagram. It stores definitions that must be
interpreted each time a view is generated.
A view is not. . .
. . . a snapshot of the data nor of the process state at the time a view is
created.
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43. BPDV Classification
Specification-based Classification
• Intensional: result of ‘queries’ application
• Extensional: single elements selection
Level-based Classification
• Model Level: graphical selection
• Physical Level: queries execution
Direction-based Classification
• Interprocess: elements are taken from different processes
• Intraprocess: the elements belong to one single process
Content-based Classification
• Executable: the view contains an executable process
• Not-executable: a set of scattered elements
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46. Updating Views
To be considered updatable, one view must guarantee the base process to
preserve both:
Syntactic correctness (or disambiguity matter)
One update operation on a view is possible if and only if it produces a
syntactic valid base diagram
Semantic soundness (BPMN specifications compliance)
One update operation on a view is possible if and only if it produces a
semantic valid base diagram
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47. Business Process Security Aspects
BP Access Control Policies
• it is not possible to use BPMN to describe users accessing a business
process diagram
• a mechanism to express how a reader could access one diagram is
not explicitely foreseen
We aim to fill this gap providing a tool which can be used to estabilish
A. the user who is accessing the diagram
B. which view the user is accessing to
C. what action the user is performing with the view he is accessing
D. whether the user can access to that view to perform that action
47/58
49. Integrating Privacy Policies into Business Processes
The Platform for Privacy Preferences
• P3P enables Websites to express their privacy practices in a standard
format that can be automatically retrieved and easily interpreted by
user agents
• defines the XML syntax and semantics of P3P privacy policies
• users are informed of site practices without the need to read the
privacy policies
• P3P policies consist on a sequence of STATEMENT elements
PURPOSE, RECIPIENT, RETENTION, DATA-GROUP, DATATYPE,
CONSEQUENCE, NON-IDENTIFIABLE
• We successfully extended BPeX with P3P support to be able to
represent privacy practices inside business processes
49/58
50. Motivating Example
The excerpt of the Google Privacy Policy for a web search requires:
• to collect #dynamic.[clickstream|http|searchtext|cookies]
to meet the stated purpose: performing searches, web site
administration, research and development; collected data will not be
shared
• to collect #dynamic.[http|searchtext] to perform
pseudo-analysis (to understand the interests of a visitor without
keeping any personal information), sharing data with other parties
not related with Google
50/58
51. Checking Compliance
• Each BPMN POOL represents a
P3P Entity
• First tests are between POOL
attributes and POLICY/ENTITY
and POLICY/ACCESS attributes
• All other tests are performed
for each P3P STATEMENT
• what kind of data the
process works on
• how the process uses
collected data
• with whom an entity shares
collected data
51/58
52. Policies Enforcement
ENTITY verification
foreach ( Pool / Name PN ∈ BPD ) do { 1
if ( PN / P3PExtension / ENTITY == ∅) 2
then ‘‘ Error ’ ’ 3
elseif ( PN / P3PExtension / ENTITY = P3P : POLICY / ENTITY ) 4
then ‘‘ Error ’ ’; 5
else ‘‘OK ’ ’; } 6
• This check applies on every Pool (row 1)
• The first condition verifies the existence of the
P3PExtension/ENTITY nodes (row 2)
• The core of the algorithm compares the P3PExtension/ENTITY
subtree with the P3P:POLICY/ENTITY one (row 4)
if (// Pool / Names / P3PExtension / ENTITY ) 1
then fn : deep - equal (// Pool / Names / P3PExtension / ENTITY , 2
p3p : POLICIES / p3p : POLICY / p3p : ENTITY ) 3
52/58
54. Outline
Introduction
Conceptual Model for BPMN
Comparison with Other Standards
Business Process Design Methodology
Practical Applications
Summary & Conclusions
54/58
55. Conclusions
• Conceptual Model for BPMN
• Analysis of existing BPMN models and related weak points
• BPeX as an alternative BPMN modeling approach
• A complete XML serialization of such model
• Comparison with Other Standards
• BPEL and XPDL analysis and comparison with BPeX
• A critique of BPMN 2.0 submission proposals
• Our direct contribution to (B)IOS proposal
• Business Process Design Methodology
• Three-phases methodology
• Business Process Normal Form
• Practical Applications
• Business Process Diagram Views
• Views for BP Access Control Policies
• Integrating Privacy Policies into Business Processes
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56. Main Outcomes
• Part of this work will be inserted (with the necessary adjustments) in
the forthcoming BPMN 2.0 submission proposal by IBM, Oracle,
SAP.
• The comparison between BPeX and both BPEL and XPDL has been
the topic of the invited talk at ‘Architecture & Processes’
Conference organized by WfMC.
• The privacy policies implementation into business processes was
selected by WOSIS 2008 workshop commitee to be published in an
extended version in the JRPIT journal (Journal of Research and
Practice in Information Technology).
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57. Some Future Directions
• Execution capabilities
• Metrics applications
• Modeling and validation support tools
• Implementation of companies business rules and their automatic
checking
• XML-based query language for business processes
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