Manoj Naskar is seeking a position that utilizes his experience in business process management and customer due diligence. He currently works as a Business Process Specialist for an AML/KYC department where he handles a team that performs customer screening and risk assessment. Previously, he worked for 6 years as a Senior Associate for a UK Transfer Agency where he processed fund transactions and maintained regulatory compliance. He aims to maximize organizational effectiveness through efficient operations and productive guidance of employees.

1. Curriculum Vitae
MANOJ KASHINATH NASKAR.
A-303, Vijay Park, Ankur Enclave,
Opp. Gaurav Galaxy Phase 1,
Mira road – East,
Thane- 401 107.
Phone:- +91 9004287775
+91 8691990957
Email – manojnasker@gmail.com
CAREER OBJECTIVE
I offer the unique combination of hands-on administration that maximizes
organizational effectiveness, operations-oriented leadership that ensures
efficiency and people-oriented guidance that yields productivity.
I’ve done all that and much more in senior-level positions in the business-
center sector, where I consistently scrutinized processes with an eye toward
greater efficacy.
EXPERIENCE
 Currently working in Sterling Bad Checks as an Business Process
Specialist (SME) for AML/KYC Department (Since August: 2010)
 Handling a team of 10 FTE which includes Trainee, Analyst & Senior
Analyst.
 Worked with various applications such as: LexisNexis, Accurint,
Accuity etc.
 Check the applicant details in Customer Identification Program (CIP).
 Check whether he is politically exposed (PEP).
 Detail screening of Financial Counterparty KYC check.
 Customer’s Back-ground check with full detail of Anti Money
Laundering details.
 Making sure that all hybrid corporate applications meet the necessary
requirement such as SSN No. and the minimum amount.
 To classify the customer as per the severity/risk level.
 To work as per the county & state specification or rules.
 To apply client rule as per the client security master file.
 To look whether there is any client complain & resolve it through
proper conduct.
 To provide KPI (Key Performance Indicator) Dashboard to the
Management though MS Excel.
 Involved in end-to-end Corporate Action.

2.  Analyzing the final reports to the client.
 Client validation and update SMF (Security Master File) as per the
updated details.
 Completing the task at the given SLA (Serve Line Agreement) by the
client.
 Lessening with Work Flow unit for resolving exceptions raise.
 Give calls to the clients if there is any Discrepancy in the report.
 Managing risk to identify complex issues and implement action plans
 Create Monthly and weekly MIS, KPI and provide to client within
timeframe.
 Maintaining the overtime sheet & updating it weekly.
 Reconciliation of client accounts and allocating files to the Re-
Searcher.
 Preparing volume sheet for to arrive at targets for the day.
 Planning the activities and tasks to be implemented.
 Treasury maintenance and MIS on inflows and outflows to the
trustees.
 Maintaining & protecting high value client’s a/c to avoid any financial
breaches.
 Giving error feedback to the Re-Searcher if required.
 Maintain fair credit reporting act for each client.
 To organize team meetings for resolving recurring issues.
 Forwarding the rush files to the respected queue’s.
 Updating team members about any new update’s given by the client.
 Receive FM decision for voluntary events and instruct same to client.
 Rate the client as per the client rule’s set by the organization.
 Worked with State Street Syntel Sourcing Pvt., Ltd., (KPO) as a
Senior Associates for UK Transfer Agency (From June 2006 to April
2010)
 Handling UK Trade Process operations for a Leading Fund Transfer
Agent – IFDS.
 Worked for clients such as: Prudential, NatWest, Barclays, Virgin
Money, AXA Farmington….etc.
 Calculating of NAV (Net Asset Value) as per the client instruction
daily, weekly or monthly.
 To authorize the Pricing of the funds in the books provided at the end
of the day’s closure.
 We at IFDS Provide Backend Investor Services (From A/c Opening to
Processing of Trades relating to Sale, Repurchase, Switches, Transfer-
in & Transfer out).
 Processing RSF (Regular Saving Facility) Plan for the Investors.

3.  Agent Set-up Transfer of Agencies from one Company to another and
to see whether the commission rate is properly set. (First as well as
Renewal).
 Adhering to Corporate Governance Standards & TCF Rules &
Guidelines.
 Taking care of financial and non-financial work.
 Estimating FTE requirement matching to the available FTE.
 Reviewing queue and posting the updates on volumes to Client.
 Liaising with the Client on volume targets and priorities to meet for
the day and deciding cut-offs.
 Liaise with the quality coach and training team for arranging process
and non-process trainings.
 To set up a new agent code as per the FSA (Financial Service
Authority).
 To set an Agency on the Client Account and look whether the
Brokerage has been given as per the agent specification.
 To see whether the Agency code which has been set-up as per the IFA
(Independent Financial Authority) Guidelines.
 Ensure all security is priced as per the Bloomberg including for new
Corporate action resultant security.
 Reconciliation of client accounts and allocating funds for the
transaction.
 Treasury maintenance and MIS on inflows and outflows of Funds to
Trustees.
 Maintaining & protecting clients money a/c to avoid any Financial
Breaches.
 E-Serve International Ltd as a Process Associate in Register & Transfer
Department (April-2004 to April-2005)
 Processing transaction of Birla Mutual Fund.
 Processing of Gift Certificate Application.
 Processing of Special Product like Systematic Investment Plan (SIP).
 Lessening with Work Flow unit for resolving exceptions raise.
 Investigations of queries raised by vendor after Data entry.
 Making sure that all hybrid corporate applications meet the necessary
requirement such as PAN No. and the minimum amount.
 Taking care of the tax saving plans.
 Was a part of an IPO held by the company.

4. Achievement
 Got a Certified of IRDA form Insurance Regulatory Act.
 Awarded in the Category of Synergy which is one of the five values in
Syntel.
 Awarded with Performer of the 4 quarter in the year 2011.
 Handled a Pivot process known as AISS for 6 months.
 Awarded with the employee of the quarter 2 for Quality (October 2014).
Strength
 Ability to meet deadlines
 Excellent time management skills
 Ability to work smart with reliable promising results
 Strong will to perform the best
ACADEMIC
 Graduated in Commerce from D.T.S.S. College of Commerce in March
2003. (Accounting &Taxation)
 Passed the Higher Secondary Certificate Examinations from D.T.S.S.
College of Commerce in March 1999.
 Passed the Secondary Certificate Examination from St. Francis High
School in March 1997.
Computer Skills
Ms-Office, Visual Basic, Windows, Internet & Dos.
DNIIT Course from NIIT (1 Year)
Personal Profile
 Name : : Manoj Kashinath Naskar.
 Date of Birth : 14th June 1981.
 Martial Status : Married.
 Language Known : English, Hindi, Marathi & Bengali.
 Nationality : Indian.
 Passport Number : F9758030