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© 2004 Goodrich, Tamassia
Analysis of Algorithms
Algorithm
Input Output
An algorithm is a step-by-step procedure for
solving a problem in a finite amount of time.
© 2004 Goodrich, Tamassia Analysis of Algorithms 2
Running Time (§3.1)
Most algorithms transform
input objects into output
objects.
The running time of an
algorithm typically grows
with the input size.
Average case time is often
difficult to determine.
We focus on the worst case
running time.
 Easier to analyze
 Crucial to applications such as
games, finance and robotics
0
20
40
60
80
100
120
Running
Time
1000 2000 3000 4000
Input Size
best case
average case
worst case
© 2004 Goodrich, Tamassia Analysis of Algorithms 3
Experimental Studies
Write a program
implementing the
algorithm
Run the program with
inputs of varying size and
composition
Use a method like
System.currentTimeMillis() to
get an accurate measure
of the actual running time
Plot the results
0
1000
2000
3000
4000
5000
6000
7000
8000
9000
0 50 100
Input Size
Time
(ms)
© 2004 Goodrich, Tamassia Analysis of Algorithms 4
Limitations of Experiments
It is necessary to implement the
algorithm, which may be difficult
Results may not be indicative of the
running time on other inputs not included
in the experiment.
In order to compare two algorithms, the
same hardware and software
environments must be used
© 2004 Goodrich, Tamassia Analysis of Algorithms 5
Theoretical Analysis
Uses a high-level description of the
algorithm instead of an implementation
Characterizes running time as a function
of the input size, n.
Takes into account all possible inputs
Allows us to evaluate the speed of an
algorithm independent of the
hardware/software environment
© 2004 Goodrich, Tamassia Analysis of Algorithms 6
Pseudocode (§3.2)
High-level description
of an algorithm
More structured than
English prose
Less detailed than a
program
Preferred notation for
describing algorithms
Hides program design
issues
Algorithm arrayMax(A, n)
Input array A of n integers
Output maximum element of A
currentMax  A[0]
for i  1 to n  1 do
if A[i]  currentMax then
currentMax  A[i]
return currentMax
Example: find max
element of an array
© 2004 Goodrich, Tamassia Analysis of Algorithms 7
Pseudocode Details
Control flow
 if … then … [else …]
 while … do …
 repeat … until …
 for … do …
 Indentation replaces braces
Method declaration
Algorithm method (arg [, arg…])
Input …
Output …
Method call
var.method (arg [, arg…])
Return value
return expression
Expressions
Assignment
(like  in Java)
 Equality testing
(like  in Java)
n2 Superscripts and other
mathematical
formatting allowed
© 2004 Goodrich, Tamassia Analysis of Algorithms 8
The Random Access Memory
(RAM) Model
A CPU
An potentially unbounded
bank of memory cells,
each of which can hold an
arbitrary number or
character
0
1
2
Memory cells are numbered and accessing
any cell in memory takes unit time.
© 2004 Goodrich, Tamassia Analysis of Algorithms 9
Primitive Operations
Basic computations
performed by an algorithm
Identifiable in pseudocode
Largely independent from the
programming language
Exact definition not important
(we will see why later)
Assumed to take a constant
amount of time in the RAM
model
Examples:
 Evaluating an
expression
 Assigning a value
to a variable
 Indexing into an
array
 Calling a method
 Returning from a
method
© 2004 Goodrich, Tamassia Analysis of Algorithms 10
Counting Primitive
Operations (§3.4)
By inspecting the pseudocode, we can determine the
maximum number of primitive operations executed by
an algorithm, as a function of the input size
Algorithm arrayMax(A, n) # operations
currentMax  A[0] 2
for i  1 to n  1 do 2n
if A[i]  currentMax then 2(n  1)
currentMax  A[i] 2(n  1)
{ increment counter i } 2(n  1)
return currentMax 1
Total 8n  2
© 2004 Goodrich, Tamassia Analysis of Algorithms 11
Estimating Running Time
Algorithm arrayMax executes 8n  2 primitive
operations in the worst case. Define:
a = Time taken by the fastest primitive operation
b = Time taken by the slowest primitive operation
Let T(n) be worst-case time of arrayMax. Then
a (8n  2)  T(n)  b(8n  2)
Hence, the running time T(n) is bounded by two
linear functions
© 2004 Goodrich, Tamassia Analysis of Algorithms 12
Growth Rate of Running Time
Changing the hardware/ software
environment
 Affects T(n) by a constant factor, but
 Does not alter the growth rate of T(n)
The linear growth rate of the running
time T(n) is an intrinsic property of
algorithm arrayMax
© 2004 Goodrich, Tamassia Analysis of Algorithms 13
Seven Important Functions (§3.3)
Seven functions that
often appear in
algorithm analysis:
 Constant  1
 Logarithmic  log n
 Linear  n
 N-Log-N  n log n
 Quadratic  n2
 Cubic  n3
 Exponential  2n
In a log-log chart, the
slope of the line
corresponds to the
growth rate of the
function
1E+0
1E+2
1E+4
1E+6
1E+8
1E+10
1E+12
1E+14
1E+16
1E+18
1E+20
1E+22
1E+24
1E+26
1E+28
1E+30
1E+0 1E+2 1E+4 1E+6 1E+8 1E+10
n
T
(n
)
Cubic
Quadratic
Linear
© 2004 Goodrich, Tamassia Analysis of Algorithms 14
Constant Factors
The growth rate is
not affected by
 constant factors or
 lower-order terms
Examples
 102n + 105 is a linear
function
 105n2 + 108n is a
quadratic function
1E+0
1E+2
1E+4
1E+6
1E+8
1E+10
1E+12
1E+14
1E+16
1E+18
1E+20
1E+22
1E+24
1E+26
1E+0 1E+2 1E+4 1E+6 1E+8 1E+10
n
T
(n
)
Quadratic
Quadratic
Linear
Linear
© 2004 Goodrich, Tamassia Analysis of Algorithms 15
Big-Oh Notation (§3.4)
Given functions f(n) and
g(n), we say that f(n) is
O(g(n)) if there are
positive constants
c and n0 such that
f(n)  cg(n) for n  n0
Example: 2n + 10 is O(n)
 2n + 10  cn
 (c  2) n  10
 n  10/(c  2)
 Pick c  3 and n0  10
1
10
100
1,000
10,000
1 10 100 1,000
n
3n
2n+10
n
© 2004 Goodrich, Tamassia Analysis of Algorithms 16
Big-Oh Example
Example: the function
n2 is not O(n)
 n2  cn
 n  c
 The above inequality
cannot be satisfied
since c must be a
constant
1
10
100
1,000
10,000
100,000
1,000,000
1 10 100 1,000
n
n^2
100n
10n
n
© 2004 Goodrich, Tamassia Analysis of Algorithms 17
More Big-Oh Examples
7n-2
7n-2 is O(n)
need c > 0 and n0  1 such that 7n-2  c•n for n  n0
this is true for c = 7 and n0 = 1
 3n3 + 20n2 + 5
3n3 + 20n2 + 5 is O(n3)
need c > 0 and n0  1 such that 3n3 + 20n2 + 5  c•n3 for n  n0
this is true for c = 4 and n0 = 21
 3 log n + 5
3 log n + 5 is O(log n)
need c > 0 and n0  1 such that 3 log n + 5  c•log n for n  n0
this is true for c = 8 and n0 = 2
© 2004 Goodrich, Tamassia Analysis of Algorithms 18
Big-Oh and Growth Rate
The big-Oh notation gives an upper bound on the
growth rate of a function
The statement “f(n) is O(g(n))” means that the growth
rate of f(n) is no more than the growth rate of g(n)
We can use the big-Oh notation to rank functions
according to their growth rate
f(n) is O(g(n)) g(n) is O(f(n))
g(n) grows more Yes No
f(n) grows more No Yes
Same growth Yes Yes
© 2004 Goodrich, Tamassia Analysis of Algorithms 19
Big-Oh Rules
If is f(n) a polynomial of degree d, then f(n) is
O(nd), i.e.,
1. Drop lower-order terms
2. Drop constant factors
Use the smallest possible class of functions
 Say “2n is O(n)” instead of “2n is O(n2)”
Use the simplest expression of the class
 Say “3n + 5 is O(n)” instead of “3n + 5 is O(3n)”
© 2004 Goodrich, Tamassia Analysis of Algorithms 20
Asymptotic Algorithm Analysis
The asymptotic analysis of an algorithm determines
the running time in big-Oh notation
To perform the asymptotic analysis
 We find the worst-case number of primitive operations
executed as a function of the input size
 We express this function with big-Oh notation
Example:
 We determine that algorithm arrayMax executes at most
8n  2 primitive operations
 We say that algorithm arrayMax “runs in O(n) time”
Since constant factors and lower-order terms are
eventually dropped anyhow, we can disregard them
when counting primitive operations
© 2004 Goodrich, Tamassia Analysis of Algorithms 21
Computing Prefix Averages
We further illustrate
asymptotic analysis with
two algorithms for prefix
averages
The i-th prefix average of
an array X is average of the
first (i + 1) elements of X:
A[i]  (X[0] + X[1] + … + X[i])/(i+1)
Computing the array A of
prefix averages of another
array X has applications to
financial analysis
0
5
10
15
20
25
30
35
1 2 3 4 5 6 7
X
A
© 2004 Goodrich, Tamassia Analysis of Algorithms 22
Prefix Averages (Quadratic)
The following algorithm computes prefix averages in
quadratic time by applying the definition
Algorithm prefixAverages1(X, n)
Input array X of n integers
Output array A of prefix averages of X #operations
A  new array of n integers n
for i  0 to n  1 do n
s  X[0] n
for j  1 to i do 1 + 2 + …+ (n  1)
s  s + X[j] 1 + 2 + …+ (n  1)
A[i]  s / (i + 1) n
return A 1
© 2004 Goodrich, Tamassia Analysis of Algorithms 23
Arithmetic Progression
The running time of
prefixAverages1 is
O(1 + 2 + …+ n)
The sum of the first n
integers is n(n + 1) / 2
 There is a simple visual
proof of this fact
Thus, algorithm
prefixAverages1 runs in
O(n2) time
0
1
2
3
4
5
6
7
1 2 3 4 5 6
© 2004 Goodrich, Tamassia Analysis of Algorithms 24
Prefix Averages (Linear)
The following algorithm computes prefix averages in
linear time by keeping a running sum
Algorithm prefixAverages2(X, n)
Input array X of n integers
Output array A of prefix averages of X #operations
A  new array of n integers n
s  0 1
for i  0 to n  1 do n
s  s + X[i] n
A[i]  s / (i + 1) n
return A 1
Algorithm prefixAverages2 runs in O(n) time
© 2004 Goodrich, Tamassia Analysis of Algorithms 25
properties of logarithms:
logb(xy) = logbx + logby
logb (x/y) = logbx - logby
logbxa = alogbx
logba = logxa/logxb
properties of exponentials:
a(b+c) = aba c
abc = (ab)c
ab /ac = a(b-c)
b = a log
a
b
bc = a c*log
a
b
Summations
Logarithms and Exponents
Proof techniques
Basic probability
Math you need to Review
© 2004 Goodrich, Tamassia Analysis of Algorithms 26
Relatives of Big-Oh
big-Omega
 f(n) is (g(n)) if there is a constant c > 0
and an integer constant n0  1 such that
f(n)  c•g(n) for n  n0
big-Theta
 f(n) is (g(n)) if there are constants c’ > 0 and c’’
> 0 and an integer constant n0  1 such that
c’•g(n)  f(n)  c’’•g(n) for n  n0
© 2004 Goodrich, Tamassia Analysis of Algorithms 27
Intuition for Asymptotic
Notation
Big-Oh
 f(n) is O(g(n)) if f(n) is asymptotically
less than or equal to g(n)
big-Omega
 f(n) is (g(n)) if f(n) is asymptotically
greater than or equal to g(n)
big-Theta
 f(n) is (g(n)) if f(n) is asymptotically
equal to g(n)
© 2004 Goodrich, Tamassia Analysis of Algorithms 28
Example Uses of the
Relatives of Big-Oh
f(n) is (g(n)) if it is (n2) and O(n2). We have already seen the former,
for the latter recall that f(n) is O(g(n)) if there is a constant c > 0 and an
integer constant n0  1 such that f(n) < c•g(n) for n  n0
Let c = 5 and n0 = 1
 5n2 is (n2)
f(n) is (g(n)) if there is a constant c > 0 and an integer constant n0  1
such that f(n)  c•g(n) for n  n0
let c = 1 and n0 = 1
 5n2 is (n)
f(n) is (g(n)) if there is a constant c > 0 and an integer constant n0  1
such that f(n)  c•g(n) for n  n0
let c = 5 and n0 = 1
 5n2 is (n2)

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Lec7.ppt

  • 1. © 2004 Goodrich, Tamassia Analysis of Algorithms Algorithm Input Output An algorithm is a step-by-step procedure for solving a problem in a finite amount of time.
  • 2. © 2004 Goodrich, Tamassia Analysis of Algorithms 2 Running Time (§3.1) Most algorithms transform input objects into output objects. The running time of an algorithm typically grows with the input size. Average case time is often difficult to determine. We focus on the worst case running time.  Easier to analyze  Crucial to applications such as games, finance and robotics 0 20 40 60 80 100 120 Running Time 1000 2000 3000 4000 Input Size best case average case worst case
  • 3. © 2004 Goodrich, Tamassia Analysis of Algorithms 3 Experimental Studies Write a program implementing the algorithm Run the program with inputs of varying size and composition Use a method like System.currentTimeMillis() to get an accurate measure of the actual running time Plot the results 0 1000 2000 3000 4000 5000 6000 7000 8000 9000 0 50 100 Input Size Time (ms)
  • 4. © 2004 Goodrich, Tamassia Analysis of Algorithms 4 Limitations of Experiments It is necessary to implement the algorithm, which may be difficult Results may not be indicative of the running time on other inputs not included in the experiment. In order to compare two algorithms, the same hardware and software environments must be used
  • 5. © 2004 Goodrich, Tamassia Analysis of Algorithms 5 Theoretical Analysis Uses a high-level description of the algorithm instead of an implementation Characterizes running time as a function of the input size, n. Takes into account all possible inputs Allows us to evaluate the speed of an algorithm independent of the hardware/software environment
  • 6. © 2004 Goodrich, Tamassia Analysis of Algorithms 6 Pseudocode (§3.2) High-level description of an algorithm More structured than English prose Less detailed than a program Preferred notation for describing algorithms Hides program design issues Algorithm arrayMax(A, n) Input array A of n integers Output maximum element of A currentMax  A[0] for i  1 to n  1 do if A[i]  currentMax then currentMax  A[i] return currentMax Example: find max element of an array
  • 7. © 2004 Goodrich, Tamassia Analysis of Algorithms 7 Pseudocode Details Control flow  if … then … [else …]  while … do …  repeat … until …  for … do …  Indentation replaces braces Method declaration Algorithm method (arg [, arg…]) Input … Output … Method call var.method (arg [, arg…]) Return value return expression Expressions Assignment (like  in Java)  Equality testing (like  in Java) n2 Superscripts and other mathematical formatting allowed
  • 8. © 2004 Goodrich, Tamassia Analysis of Algorithms 8 The Random Access Memory (RAM) Model A CPU An potentially unbounded bank of memory cells, each of which can hold an arbitrary number or character 0 1 2 Memory cells are numbered and accessing any cell in memory takes unit time.
  • 9. © 2004 Goodrich, Tamassia Analysis of Algorithms 9 Primitive Operations Basic computations performed by an algorithm Identifiable in pseudocode Largely independent from the programming language Exact definition not important (we will see why later) Assumed to take a constant amount of time in the RAM model Examples:  Evaluating an expression  Assigning a value to a variable  Indexing into an array  Calling a method  Returning from a method
  • 10. © 2004 Goodrich, Tamassia Analysis of Algorithms 10 Counting Primitive Operations (§3.4) By inspecting the pseudocode, we can determine the maximum number of primitive operations executed by an algorithm, as a function of the input size Algorithm arrayMax(A, n) # operations currentMax  A[0] 2 for i  1 to n  1 do 2n if A[i]  currentMax then 2(n  1) currentMax  A[i] 2(n  1) { increment counter i } 2(n  1) return currentMax 1 Total 8n  2
  • 11. © 2004 Goodrich, Tamassia Analysis of Algorithms 11 Estimating Running Time Algorithm arrayMax executes 8n  2 primitive operations in the worst case. Define: a = Time taken by the fastest primitive operation b = Time taken by the slowest primitive operation Let T(n) be worst-case time of arrayMax. Then a (8n  2)  T(n)  b(8n  2) Hence, the running time T(n) is bounded by two linear functions
  • 12. © 2004 Goodrich, Tamassia Analysis of Algorithms 12 Growth Rate of Running Time Changing the hardware/ software environment  Affects T(n) by a constant factor, but  Does not alter the growth rate of T(n) The linear growth rate of the running time T(n) is an intrinsic property of algorithm arrayMax
  • 13. © 2004 Goodrich, Tamassia Analysis of Algorithms 13 Seven Important Functions (§3.3) Seven functions that often appear in algorithm analysis:  Constant  1  Logarithmic  log n  Linear  n  N-Log-N  n log n  Quadratic  n2  Cubic  n3  Exponential  2n In a log-log chart, the slope of the line corresponds to the growth rate of the function 1E+0 1E+2 1E+4 1E+6 1E+8 1E+10 1E+12 1E+14 1E+16 1E+18 1E+20 1E+22 1E+24 1E+26 1E+28 1E+30 1E+0 1E+2 1E+4 1E+6 1E+8 1E+10 n T (n ) Cubic Quadratic Linear
  • 14. © 2004 Goodrich, Tamassia Analysis of Algorithms 14 Constant Factors The growth rate is not affected by  constant factors or  lower-order terms Examples  102n + 105 is a linear function  105n2 + 108n is a quadratic function 1E+0 1E+2 1E+4 1E+6 1E+8 1E+10 1E+12 1E+14 1E+16 1E+18 1E+20 1E+22 1E+24 1E+26 1E+0 1E+2 1E+4 1E+6 1E+8 1E+10 n T (n ) Quadratic Quadratic Linear Linear
  • 15. © 2004 Goodrich, Tamassia Analysis of Algorithms 15 Big-Oh Notation (§3.4) Given functions f(n) and g(n), we say that f(n) is O(g(n)) if there are positive constants c and n0 such that f(n)  cg(n) for n  n0 Example: 2n + 10 is O(n)  2n + 10  cn  (c  2) n  10  n  10/(c  2)  Pick c  3 and n0  10 1 10 100 1,000 10,000 1 10 100 1,000 n 3n 2n+10 n
  • 16. © 2004 Goodrich, Tamassia Analysis of Algorithms 16 Big-Oh Example Example: the function n2 is not O(n)  n2  cn  n  c  The above inequality cannot be satisfied since c must be a constant 1 10 100 1,000 10,000 100,000 1,000,000 1 10 100 1,000 n n^2 100n 10n n
  • 17. © 2004 Goodrich, Tamassia Analysis of Algorithms 17 More Big-Oh Examples 7n-2 7n-2 is O(n) need c > 0 and n0  1 such that 7n-2  c•n for n  n0 this is true for c = 7 and n0 = 1  3n3 + 20n2 + 5 3n3 + 20n2 + 5 is O(n3) need c > 0 and n0  1 such that 3n3 + 20n2 + 5  c•n3 for n  n0 this is true for c = 4 and n0 = 21  3 log n + 5 3 log n + 5 is O(log n) need c > 0 and n0  1 such that 3 log n + 5  c•log n for n  n0 this is true for c = 8 and n0 = 2
  • 18. © 2004 Goodrich, Tamassia Analysis of Algorithms 18 Big-Oh and Growth Rate The big-Oh notation gives an upper bound on the growth rate of a function The statement “f(n) is O(g(n))” means that the growth rate of f(n) is no more than the growth rate of g(n) We can use the big-Oh notation to rank functions according to their growth rate f(n) is O(g(n)) g(n) is O(f(n)) g(n) grows more Yes No f(n) grows more No Yes Same growth Yes Yes
  • 19. © 2004 Goodrich, Tamassia Analysis of Algorithms 19 Big-Oh Rules If is f(n) a polynomial of degree d, then f(n) is O(nd), i.e., 1. Drop lower-order terms 2. Drop constant factors Use the smallest possible class of functions  Say “2n is O(n)” instead of “2n is O(n2)” Use the simplest expression of the class  Say “3n + 5 is O(n)” instead of “3n + 5 is O(3n)”
  • 20. © 2004 Goodrich, Tamassia Analysis of Algorithms 20 Asymptotic Algorithm Analysis The asymptotic analysis of an algorithm determines the running time in big-Oh notation To perform the asymptotic analysis  We find the worst-case number of primitive operations executed as a function of the input size  We express this function with big-Oh notation Example:  We determine that algorithm arrayMax executes at most 8n  2 primitive operations  We say that algorithm arrayMax “runs in O(n) time” Since constant factors and lower-order terms are eventually dropped anyhow, we can disregard them when counting primitive operations
  • 21. © 2004 Goodrich, Tamassia Analysis of Algorithms 21 Computing Prefix Averages We further illustrate asymptotic analysis with two algorithms for prefix averages The i-th prefix average of an array X is average of the first (i + 1) elements of X: A[i]  (X[0] + X[1] + … + X[i])/(i+1) Computing the array A of prefix averages of another array X has applications to financial analysis 0 5 10 15 20 25 30 35 1 2 3 4 5 6 7 X A
  • 22. © 2004 Goodrich, Tamassia Analysis of Algorithms 22 Prefix Averages (Quadratic) The following algorithm computes prefix averages in quadratic time by applying the definition Algorithm prefixAverages1(X, n) Input array X of n integers Output array A of prefix averages of X #operations A  new array of n integers n for i  0 to n  1 do n s  X[0] n for j  1 to i do 1 + 2 + …+ (n  1) s  s + X[j] 1 + 2 + …+ (n  1) A[i]  s / (i + 1) n return A 1
  • 23. © 2004 Goodrich, Tamassia Analysis of Algorithms 23 Arithmetic Progression The running time of prefixAverages1 is O(1 + 2 + …+ n) The sum of the first n integers is n(n + 1) / 2  There is a simple visual proof of this fact Thus, algorithm prefixAverages1 runs in O(n2) time 0 1 2 3 4 5 6 7 1 2 3 4 5 6
  • 24. © 2004 Goodrich, Tamassia Analysis of Algorithms 24 Prefix Averages (Linear) The following algorithm computes prefix averages in linear time by keeping a running sum Algorithm prefixAverages2(X, n) Input array X of n integers Output array A of prefix averages of X #operations A  new array of n integers n s  0 1 for i  0 to n  1 do n s  s + X[i] n A[i]  s / (i + 1) n return A 1 Algorithm prefixAverages2 runs in O(n) time
  • 25. © 2004 Goodrich, Tamassia Analysis of Algorithms 25 properties of logarithms: logb(xy) = logbx + logby logb (x/y) = logbx - logby logbxa = alogbx logba = logxa/logxb properties of exponentials: a(b+c) = aba c abc = (ab)c ab /ac = a(b-c) b = a log a b bc = a c*log a b Summations Logarithms and Exponents Proof techniques Basic probability Math you need to Review
  • 26. © 2004 Goodrich, Tamassia Analysis of Algorithms 26 Relatives of Big-Oh big-Omega  f(n) is (g(n)) if there is a constant c > 0 and an integer constant n0  1 such that f(n)  c•g(n) for n  n0 big-Theta  f(n) is (g(n)) if there are constants c’ > 0 and c’’ > 0 and an integer constant n0  1 such that c’•g(n)  f(n)  c’’•g(n) for n  n0
  • 27. © 2004 Goodrich, Tamassia Analysis of Algorithms 27 Intuition for Asymptotic Notation Big-Oh  f(n) is O(g(n)) if f(n) is asymptotically less than or equal to g(n) big-Omega  f(n) is (g(n)) if f(n) is asymptotically greater than or equal to g(n) big-Theta  f(n) is (g(n)) if f(n) is asymptotically equal to g(n)
  • 28. © 2004 Goodrich, Tamassia Analysis of Algorithms 28 Example Uses of the Relatives of Big-Oh f(n) is (g(n)) if it is (n2) and O(n2). We have already seen the former, for the latter recall that f(n) is O(g(n)) if there is a constant c > 0 and an integer constant n0  1 such that f(n) < c•g(n) for n  n0 Let c = 5 and n0 = 1  5n2 is (n2) f(n) is (g(n)) if there is a constant c > 0 and an integer constant n0  1 such that f(n)  c•g(n) for n  n0 let c = 1 and n0 = 1  5n2 is (n) f(n) is (g(n)) if there is a constant c > 0 and an integer constant n0  1 such that f(n)  c•g(n) for n  n0 let c = 5 and n0 = 1  5n2 is (n2)