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Strategic Leadership
Lesson 1
Introduction to leadership,
management and leader
1
"To be a leader, you have to make
people want to follow you. No
one wants to follow someone
who doesn't know where they are
going."
2
Management and Leadership
•Management
•A capability to effectively use resources
within to achieve a desired result.
•Managers are "people who do things well
through others."
•Leadership
•An ability to influence the ability of a group
of people to accomplish a vision or goal.
•Leaders are “people who motivate and
lead others”
3
Leader and manager
Managers
•They make things happen and get work done
on time, and participate in daily interactions to
complete planned actions.
Leaders
•They inspire, create opportunities, mentor and
motivate people to get their support.
4
Leadership
• Leadership is a special type of interpersonal
influence that allows individuals or groups to
do what leaders want to do.
Borrowing power from
position or title
5
Forms of Leadership
Formal leadership
• It is the process of exercising influence
from the standpoint of formal authority
Informal leadership
• It is the process of exerting influence
through special skills or resources that
meet the needs of others.
6
Definition of Leadership
1. the ability to influence others can be taught.
•Leadership includes the ability to think
strategically, to communicate effectively, to
design supportive organizations, and to lead
change. It clusters
•strategic thinking or visioning,
•garnering the commitment of others to that
vision or strategy,
•monitoring and measuring progress toward
the vision. 7
Definition of Leadership
2. Willingness to use leadership
•Some with the ability to be leaders choose not
to exert influence because of
•Uncomfortable being center stage
•Fear of rejection
•Leader must
•develop mental toughness and ability to
endure criticism.
•willing to overcome the fear of rejection and
attempt to influence others 8
Definition of Leadership
3. Willingness of the followers to follow
•Superior is not leading if he:
•Threaten, exerting power
•Get people to do but they don’t know the
intention, manipulation
•Leadership is more than about winning the
behavior but minds and hearts.
9
Definition of Leadership
•Don’t not borrow power from your title
•Manipulation and leadership are distinctly
different. If your followers knew but still
follow willingly, you are a leader
10
Who is leader?
11
https://www.youtube.com/watch?v=ytMXSLe
qFMY
World Leaders
12
Business Leaders
13
Famous Leaders
14
Youth Leaders
15
Team Leaders
16
Religious Leaders
17
Military Leader
18
Sports Leaders, who else?
19
Dangerous Leaders
Abu Bakr Al-
Baghdadi
20
Leaders and Leadership
Who is leader? Boss? Subordinate?
Leader
•Use necessary means and practices to actualize
the business duties and responsibilities
•Go beyond own discretion, influence and lead
people and complete the necessary tasks
together with them
•Practice interpersonal procedures
•Automatic personal actions that affect others
•Helps achieve group goals
21
The basic conditions for Leadership
1. Function and effect
2. Necessary conditions
3. The essence of leadership
4. Leadership and crisis management
5. Trust
6. Problem Solving Ability
7. Development capabilities
8. Nurturing subordinate capabilities
9. Interpersonal relations
10. Ability to reform 22
Transactional leadership
•It is a process of mutual exchange.
•Leaders exchange tangible and intangible
conditions with their subordinates to obtain
leadership, because it exerts its influence
through the exchange relationship with its
subordinates.
•Through role clarification and work needs,
exert their influence to lead or motivate
subordinates towards established
organizational goals.
23
Transformational Leadership
•The leader can encourage followers to
continue to surpass themselves, instead of
emphasizing short-term interests, focus on
pursuing a sense of accomplishment and self-
realization
•Transformational leader can:
•have a profound and special influence on
their followers,
•arouse their new values and put the
interests of the organization above
personal self-interest.
24
Personal Leadership
•Personal leadership is the leadership of the
self.
•It is the ability to define a direction for
your leadership and life, and to move in that
direction with consistency and clarity.
•Leading yourself means applying these same
principles of leadership to your role as
a leader and your life.
25
The 7 Personal Leader Traits
•Tough's book outlines seven character traits
that he says are key to success:
•Grit.
•Curiosity.
•Self-control.
•Social intelligence.
•Zest.
•Optimism.
•Gratitude.
26
A Personal Leadership Philosophy
•A personal leadership philosophy is a set of
beliefs and principles leaders use to evaluate
information and respond to people and
situations.
•It allows anyone who hears it to gain an
understanding of your values, priorities,
approach to decision making, and what you
expect from yourself and others
•In lesson 2 we will study this area from the
knowledge of 7 habits of high effective
people 27
28
Strategic management
CEO, Top
Management
Team
External Environment
Opportunities
Threats
Uncertainty
Resource Availability
Internal Situation
Strengths
Weaknesses
Distinctive Competence
Leadership Style
Past Performance
Strategic Direction
Organization
Design
Effectiveness
Outcomes
Define
mission,
official
goals
Select
operational
goals,
competitive
strategies
- Resources
Efficiency
- Goal attainment
- Competing values
1. Structural Form –
learning vs.
efficiency
2. Information and
control systems
3. Production
technology
4. Human resource
policies, incentives
5. Organizational
culture
6. Interorganizational
linkages
Source: Adapted from Arie Y. Lewin and Carroll U. Stephens,
“Individual Properties of the CEO as Determinants of Organization
Design,” unpublished manuscript, Duke University, 1990; and Arie Y. Lewin
and Carroll U. Stephens, “CEO Attributes as Determinants of Organization Design:
An integrated Model,” Organization Studies 15, no. 2 (1994): 183-212
Leader’s role in developing strategy (1)
•It is termed as a linkage which connects the
strategic management process with the aim
and vision of the organization.
•It begins the strategic thought by offering
vision.
•After that, it works as a foundation to
cushion culture where everybody realizes
what are the ways to do, and what are the
prevalent values regarding the firm.
29
Leader’s role in developing strategy (2)
•Fundamentally, values offer the direction.
•The responsibility lies on the leadership to
familiarize the values or a culture
pertinent to corporate.
•The vision of the leader itself proffers base
line strategy formation and the pledge of
the leadership makes sure the enactment
of strategy.
30
Leader’s role in developing strategy (3)
•Formulated strategies can’t be
implemented without the involvement of
every one.
•Everyone should understand the need of
change and should contribute their effort
to efficiently implement the strategies.
•Only leadership can inspire and motivate
the people to bring change because
people always resist change.
31
Leader’s role in developing strategy (4)
•Leadership works to find out the gaps by
carefully scan the environment both
internal and external.
•Leaders develop plans to fill these gaps by
implementation of plans.
32
Lesson 2
Leading self and others-
7 habits of highly effective people
Maturity Continuum
Dependent
Interdependent
Independent
Personal victory
Public victory
Freedom of
choice in life
Maturity continuum orderly guides habits
There is an orderly sequence of growth in our live
 We recognize we are free to choose
 We identify our mission and goals
 We act on priorities
 We look for alternatives that allow everyone to win
 We appreciate attitude and skill of listening deeply
for complete understanding
 We discover creativity that people can experience
when they explore their differences together
 We cultivate others
How leadership skills evolves in our life
 We are first led by parents/ guidiance
 When we grow older, we start to learn how lead
ourselves
 When opportunity arises, we start to lead others
 When grow more mature, some great leaders start to
learn how to share leadership and power with others
 Through our life, we lead and at the same time led
by others
Maturity continuum
 Maturity is a process
 It shows the relationships among the 7
habits in Public Victory and Private Victory
and stages of interdependent progression
 Private Victory. We experience it when we
learn self-mastery and self discipline.
 Public Victory. We reap it when we build
deep, lasting, highly effective relationships
with other people.
Maturity continuum
Dependent
Interdependent
Independent
Personal victory
Proactive
Public victory
Freedom of
choices
1. Proactivity
• The power, freedom, and ability to choose our
own responses to whatever happens to us,
based on our values.
• Proactive choices are guided by values.
• If we are proactive, we accept responsibility for
who we are, what we have, and what we do.
1. Proactivity
Self-fulfilling prophecy
•It can expand proactivity and exercise personal
leadership
•The key to the ability to change have to had a
clear sense of who you are, what you are about
and what you value
1. Proactivity
- It is the creator of Personal Vision
- 2nd and 3rd habits are proactivity’s creation
- Determinism explains that behaviour takes 3
forms: Genetic, Psychic, Environmental
- Proactive person
- See stimuli as influences, not indomitable forces
- Exercise ‘free will’
- Gain control of circumstances
1. Proactivity
-Circle of Concern (COC)
- A person COC comprises all matters about which
he/she concerns but has NO control over
- Central of influence (COI)
- A person’s COI includes things he/she can affect
directly.
COC
COI Our control of
own emotional
level
Things that
affect our
emotions
Honey, I'm sorry, I stepped on his tail...
Proactively control your emotions
1. Proactivity
Reactive people
• Focus on the Circle of Concern (COC)
• Allow COC to press on their Circle of
Influence
(COI)
COC
COI
Reactive
Our control of
own emotional
level
Things that
affect our
emotions
1. Proactivity
1. Proactivity
• Proactive people focus on the Circle of Influence
• They take control of their emotion and thus their
life
COC
COI
Proactive
Our control of own
emotional level
Things that
affect our
emotions
The important of ‘Feeling good’
Coffee and Sugar
Maturity continuum
Dependent
Interdependent
Independent
Personal victory
Public victory
Goal setting
Begin with the
end in mind
2. Begin with the end in mind
Values and Re-scripting
• All things are created twice.
• Mental being the first; physical being the second.
• Define value can help to guide our proactivity and
this can be done by using re-scripting process
• Thus this process can make us our own first
creator
2. Begin with the end in mind
Attending your own funeral
“How much did he leave?”
“He left it all”
There must be a personal direction to guide daily
activities, without which people will accomplish
little toward their own goals.
2. Begin with the end in mind
Discovering Personal Purpose(s)
• When setting an overall purpose for our life,
ask ourselves:
• What do I want from my life?
• What do I value the most?
• What are my talents?
• At the end of my life, what do I want to
have accomplished?
2. Begin with the end in mind
• Setting personal purpose is an act of discovery
which can be done through dividing it into roles
and its goals:
• Clarify roles helps to create balance in life.
• Defining goals helps to determine what to
achieve within each role
• Our life need to be centered on a correct
principles with deep, fundamental truths as a
common denominator
2. Begin with the end in mind
• A principle centered person stands apart from
the emotions of situations and other factors to
evaluates his/her options in life
• Always ask: “What is the center of my life?”
• Family? Spouse? Money? Work?
• Possession? Pleasure?
• Friend/enemy?
• Religion?
• Self?
2. Begin with the end in mind
Climbing a wrong career ladder?
The outcome of it is always very busy but fruitless
2. Begin with the end in mind
Three aspects of business management to begin
with:
•Leadership: what do we want to accomplish?
•Management: how can we best accomplish?
•Productivity: how to produce even more?
Consider ending before beginning!
Maturity continuum
Dependent
Interdependent
Independent
Personal victory
Public victory
Time
management
First thing first
3. First thing first
• 一旦清楚了解自己的优先事项, 价值观,
目标,活动等也将相应地组织和执行。
• 在这里,我们必须管理好自己的工作并将其
付诸实践。
• 问: 我们必须首先做Important和Urgent的事
情先还是做Important但Not Urgent的事情先
呢 ?
时间管理矩阵
Urgent
I
Corrective measure
Crisis
Deadline-driven projects
Divorcing
Not Urgent
II
Preventive measure
Capacity maintenance
Build relationships
Searching for new opportunities
Planning, entertainment, exercise
III
Incoming call ringing
Open mails
Some admin meetings
Seem urgent problem
Popular activities
IV
Not
Important
Important
Trivial work
Time waster
Pleasant activities
Opening junk email
Writing some reports
“Toilet time management”
Dependent
Interdependent
Independent
Personal victory
Public victory
Non zero sum
game
Win-win
Maturity continuum
What will you do if you are bitten by a
cobra?
What is a zero sum game?
 A situation in which each participant's gain or
loss of utilities exactly is balanced by the
losses or gains of the utility of the other
participants.
 If the total gains of the participants are added
up and the total losses are subtracted, they will
sum to zero.
 When cutting a cake, one person eat more will
mean others will eat less correspondently.
4. Win-win
4. Win-win
 Interpersonal leadership
 Essence of abundant maturity:
Empathic and Courageous
Win-lose
Lose-lose
Win-win
Lose-win
Empathic
High
Low
Courageous
Low High
The best way to resolve relationship conflict
 Interpersonal conflict is the experience of an
individual encountering adversity in the process
of achieving a goal.
 Adversity of interpersonal conflict comes from:
 Interest conflict
 Differences in behavior/value/attitude
 Fighting for power/status
 Classic example: “Criminal dilemma"
4. Win-win
Criminal’s choice and ending
Criminal A Criminal B Ending A Ending B
Not confessed Not confessed 3 years Jail 3 years Jail
Confessed Not confessed 1 years Jail 10 years Jail
Not confessed Confessed 10 years Jail 1 years Jail
Confessed Confessed 6 years Jail 6 years Jail
“Criminal dilemma”
4. Win-win
Team Conflict
 The abrasion of members within a team
affects the work efficiency.
 Task allocation and members’ emotion
fluctuations are reasons of conflict.
 Damage arises due to:
• Weakening team cohesiveness or
• Relationship didn’t improve
a period of time after the
occurrence of conflict.
4. Win-win
Dependent
Interdependent
Independent
Personal victory
Public victory
Active
Listening
First seek to understand,
then to be understood
Maturity continuum
Do not prescribe before the
diagnosis
An
unforgettable
road accident
5. First seek to understand,
then to be understood
5. First seek to understand,
then to be understood
• The key to influence is to first be influenced.
• When seeking to understand, we are applying
our empathy.
• This is the most important principle in the field
of interpersonal relations.
• When seeking to understand, we are less
defensive, in order to seek 3rd alternative.
• Empathetic communication with others can
change your own paradigm
• Ever heard of these?
“I really don’t understand him. He just won’t
listen to me at all?”,
“What is the problem with you”?
5. First seek to understand,
then to be understood
• Human nature tendency
• Rush in, fix things up with good advice,
often fail to diagnose, refuse to understand
problem.
• We must understand other to build stepping
stone to synergy.
5. First seek to understand,
then to be understood
Unforgettable neighbour
Dependent
Interdependent
Independent
Personal victory
Public victory
Explore
differences
together
Maturity continuum
Synergy effect
Getting together is the beginning, unity is
progress, and working together is the way to
success.
6. Synergy effect
6. Synergy effect
• Synergy consolidate the achievements of all
habits.
• It will lead to team building, teamwork, unity
and harmony.
• It can deliver 1 + 1 => 2 result, i.e. the whole
is greater than the sum of its parts
• It can improve team’s insight and
provide better solutions than the
original proposal.
Value differences
• The process of synergy brings out a third
alternative.
• Leader is responsible for building necessary
environment for synergy.
• Principle-centric leadership usually
demonstrates good synergetic ability
• This habit catalyses, unifies and releases
different values.
6. Synergy effect
6. Synergy effect
Smoking causes lung
cancer
Inhaling asbestos can
cause lung cancer
Both together can cause the incidence of lung cancer to be higher
than the sum of individual sickness
Synergetic
paradigm
shift
Everyone has a different view of the world
• Just like looking at the ladies above, (old or
young female) both are right
• It is not logic, but psychology.
• The Greek word "Synergia" means joint
work and cooperative action.
• Three important features that promote trust
and create synergy are:
1 Reliability 2 Transparency 3 Accessibility
Dependent
Interdependent
Independent
Personal victory
Public victory
Self renewal
Maturity continuum
Sharpen
you
saw
7. Sharpening your saw
• The only person over whom you have direct and
immediate control is yourself.
• The greatest assets to constantly develop,
preserve, and enhance are your own capabilities.
• The greatest single investment of time and effort
is in ourselves in four dimensions.
• Physical, Mental, Spiritual, Social-emotional
• The key to self-directed change is the true
victory over self.
7. Sharpening your saw
• When cutting down trees, we must take a step
back from the frenzy and take some time to
sharpen our saws.
• That is, take time to update and refresh in order
to be more effective in life.
• Invest in yourself on a regular basis so that you
can continue to outperform
• Planning well before practicing can bring
perfect results
7. Sharpening your saw
• Grow and develop on upward spiral
• Learn, commit, do and unlearn then learn,
commit, do and so on on an increasingly
higher plane
Treat ourselves as what we are and
we will remain as what we are.
Treat ourselves as what we can and
should be and we will become as we
can and should be.
Conclusion
Strategic Leadership
Lesson 3
Leadership Theories
1
Leadership Theories
1. The Great Men Theory
2. Trait Theory
3. Behavioral theory
4. Contingency theory
5. New Charismatic Leadership Theory
2
Great Man Theory(1800s)
•The great man theory of leadership states
that some people are born with the
necessary attributes that set them apart from
others.
•These traits are responsible for their
assuming positions of power and authority.
•A leader is a hero who accomplishes goals
against all odds for his followers.
3
The Great Man Theory (1800s)
•Attributed to the Scottish philosopher
Thomas Carlyle who gave a series of lectures
on heroism in 1840.
•Believe history can be largely explained by the
impact of great men/heroes
•They are highly influential and unique
individuals who, due to their natural
attributes (superior intellect, heroic courage,
or divine inspiration) have a decisive historical
effect. 4
•It flourished from the 1920s to the 1950s.
•It advocated that successful leaders have
distinctive personal traits, and
•It was enthusiastic about what traits a
successful leader should have as a basis for
developing personal leadership.
5
Trait Theory (1920 ~ 1950)
Trait Theory (1920 ~ 1950)
•Traits: Appearance
•Personality (self-esteem, domination,
authority)
•Ability (intelligence, creativity, sexuality)
•Robert Katz: “Effective managers should have
conceptual skills, interpersonal relationships,
and professional skills”
•Gary Yukl: “should include creativity,
organizational skills, persuasiveness,
communication, integration, knowledge” 6
Trait Theory (1920 ~ 1950)
•Ghiselli research points out that important
leadership traits can be grouped into three
areas
• Leadership Traits
• Personality Traits
• Motivation Traits
7
Character Traits that exceptional
leaders have in common
•Stay clear of drama and attention-seeking
•Possess high levels of self-control
•Emotionally intelligent, patient and calm
under pressure.
•Seekers of truth.
•Place courage over fear.
•Empathy towards self and others.
•Self-aware.
•Maintain and nurture their reputation. 8
Behavioral Leadership Theory
(1940 ~ 1960)
•This theories focus on how leaders behave
•Assume that leaders can be made, rather
than born
•Believe that successful leadership is based on
definable, learnable behavior.
•Behavioral theories of leadership are
classified as such because they focus on the
study of specific behaviors of a leader.
9
Behavioral Leadership Theory
(1940 ~ 1960)
•The Ohio State University: Two active
dimensional are Structure & Compassion
•University of Michigan: Production-oriented &
Employee-oriented
10
Behavioral Leadership Theory
(1940 ~ 1960)
•Management grid (Blake & Mouton): 5
leadership styles are:
•1.1 Extremely poor leaders,
•9.1 Country clubs,
•9.9 Team Leadership,
•5.5 Organizing human leadership,
•1.9 authoritative leadership
11
Blake-Mouton’s Leadership Grids
Figure 11.1
1.1 赤貧型領導
9.1 鄉村型俱樂部 9.9 團隊型領導
5.5 組織人型領導
1.9 權威型領導
12
Behavioral Leadership Theory
(1940 ~ 1960)
•It studies the specific behavior in the
leadership process, and explore the influence
of different leadership behaviors on the
subordinates.
•Theory of Behavior vs. Trait Theory
•Behavior theory suggests that leaders can be
developed through acquired training.
•Trait theory argues that great leaders must
rely on a careful selection process. 13
Criticism of Behavioral Theory
•It is difficult to prove the correctness of
behavior theory, because leaders with the
same behavioral tendency can be successful
or unsuccessful in different situations.
•Therefore, it leads to the emergence of
contingency methods.
•It contains many useful theories. 14
Contingency Theory (1967)
•Fiedler proposes that the performance of the
group depends on the outcome under the
interaction of leadership style and his/her
favourable degree
•Variations in context favorability:
•Relationship between leader and
subordinate (good or bad)
•Degree of task structure (high or low)
•Leadership (strong or weak)
15
Contingency Theory (Fiedler 1967)
•Leadership effectiveness depends on match
between (a) leadership style and the (b)
demands of the situation (leader’s control)
•(a) Leadership style
•Least preferred co-worker (LPC) scale
•The leadership style of the leader is
measured by what he calls the least
preferred co-worker (LPC) scale
16
Contingency Theory (Fiedler 1967)
•LPC scale is an instrument for measuring an
individual’s leadership orientation.
•LPC scale asks a leader to think of all the
people with whom they have ever worked
and then describe the person with whom
they have worked least well, using a series of
bipolar scales of 1 to 8
17
Contingency Theory (Fiedler 1967)
•The bipolar scales of 1 to 8 are as follows:
•Unfriendly 1 2 3 4 5 6 7 8 Friendly
•Uncooperative 1 2 3 4 5 6 7 8 Cooperative
•Hostile 1 2 3 4 5 6 7 8 Docile
•Supportive 1 2 3 4 5 6 7 8 Unsupportive
•Guarded 1 2 3 4 5 6 7 8 Careless
•Open 1 2 3 4 5 6 7 8 Closed
18
LPC Experiment (Leader Motivation Style)
The people who
work the worst with
me are friendly,
cooperative, not
hostile, supportive
and open
The people who work
the worst with me are
unfriendly, not
cooperative, hostile,
unsupportive and closed
I give them bad
comments
because I only get
satisfaction from
successful task
performance
I am a
relationship
person, so I give
them good
comments
19
Contingency Theory (Fiedler 1967)
Contingency Theory (Fiedler 1967)
(b) Situational control is determined by:
• (i) Leader-member relations (good/poor)
• (ii) Task structure (high/low)
• (iii) Position power
(strong/weak)
20
Contingency Theory (Fiedler 1967)
(i) Leader-Member Relations (LMR)
•degree of mutual trust, respect, confidence
between the leader & subordinates.
•When LMR is poor, leader has to shift focus
away from the group task in order to regulate
behavior and conflict in the group.
21
Contingency Theory (Fiedler 1967)
(ii) Task Structure
•the extent to which group tasks are clear
and structured.
•When TS is low, group tasks are ambiguous,
with no clear solution or correct approach
to complete the goal.
•When TS is high, the group goal is clear,
unambiguous and straightforward;
members have a clear idea about how to
approach and reach the goal.
22
23
•Believe that situational factors affecting
leadership performance include: job power,
task structure, and the relationship between
leaders and subordinates
•These can be used to analyze the situation
favorableness of each situation for the leader.
Contingency Theory (Fiedler 1967)
Charismatic Leadership Theory
(1970s)
•Feature
•Leaders successfully lead members of
organizations to complete difficult tasks
•Leaders inspire deployment and gain trust
•Emotional Leadership plus cognitive
orientation
•Emphasize subordinates' sense of self-esteem,
motivation, and emotions
24
Charismatic Leadership
•Conger and Kanungo believe that charismatic
leaders must have four main characteristics
•Presenting and communicating vision
•Using language to convince the followers to
believe a better future goal than the
current situation.
•2. Willing to self-sacrifice and take risks
•In order to achieve the vision, even if the
cost is high, they are willing to sacrifice self-
interest.
25
Charismatic Leadership
•Leaders must have the following four main
characteristics
•3. Sensitive to the needs of followers
•Recognize and respond to others' abilities,
needs, and feelings.
•4. Be unconventional
•Engage in innovative and out-of-standard
behavior.
26
Authenticity Leadership
•It is the individual's affirmation of the self-
state, and will not follow the flow of the
reputation of the outside world.
•The practical world believes that leadership is
sincerity rather than style.
27
Authenticity Leadership
•It has five characteristics as follows
•Understand your leadership purpose,
•Create solid value,
•Dedicated leadership,
•Build good relationships,
•Demonstrate a high degree of self-discipline
28
Leadership substitution theory
•First proposed by Steven Kerr and John M.
Jermier in 1978
•There are many differences in the amount of
variation in the interpretation of the results of
leadership work by subordinates.
•The most common one is shared leadership
and empowerment leadership style
•Some leadership behaviors have little or no
influence on the results of subordinates' work.
29
Lesson 4
Roles of leader in performance
management
Power, politics and influence in
organisations
Ethics in leadership
• This business discipline exists to ensure that
– employee performance is aligned with
organizational goals and
– the employees are delivering on these
goals.
• PM also helps an HR manager to track and
evaluate the gaps in the processes and the
changes or decisions to be made for
corrective action.
Performance Management
• Leaders develop ownership by involving
employees in the decision-making and
planning process.
• They provide resources to facilitate
employee success and empower employees
by devolving authority to get things done
efficiently.
• Effective leaders develop processes that
engage employees in achieving the strategic
vision.
Role leadership play as a manager
• PM is an ongoing process of communication
between a supervisor and an employee that
occurs throughout the year, in support of
accomplishing the strategic objectives of the
organization.
• In 360 degree performance management
system, peers, subordinates, customers,
suppliers, etc. also involve in performance
management
Who is involved in PM
• PM is an ongoing process of communication
between a supervisor and an employee that
occurs throughout the year, in support of
accomplishing the strategic objectives of the
organization.
• Performance Leadership is a systematic,
results oriented approach to management
and leadership for high performing
organisations, teams and individuals
PM vs Leadership
The Performance Appraisal Process
External Environment
Internal Environment
Plan the Performance
Identify Performance Goals
Communicate Goals
Establish Performance Criteria
Determine:
Responsibility for Appraisal
Appraisal Period
Appraisal Method(s)
Computer Software
Examine Work Performed
Appraise the Results
Conduct Appraisal Interview
Discuss Goals for Next Period
Anticipate and Consider
Problems in PA
Effective PA Systems
Management Support
Coaching and T&D
• Effective PM is essential to businesses.
• Through both formal and informal processes,
it helps them align their employees,
resources, and systems to meet their strategic
objectives.
• Yet in too many companies, the PM system is
slow, wobbly, or downright broken.
• However, company can’t throw the baby
away together with the dirty bath water
Implication of PM
Coach.
• to develop others to succeed in their roles
and prepare for future roles.
Facilitator.
• You need to make things easier for others.
• Serve as facilitator to help processes flow
better and boost productivity.
10 roles of leader
Strategist
• Strategize as the highest-level leaders
• Keep the big picture in mind,
• Plot what directions and approaches
Visionary
• Visualizing pictures that are related to
strategy for heading destination.
10 roles of leader
Change agent
• Guide and champion the changes entrusted
by the top management
Decision-maker
• When others to engage and offer their
feedback, leader need to be decisive and
make the hard choices.
10 roles of leader
Influencer
• Constantly influencing others in a positive
way.
Team player
• Always take the lead and be a teammate too
• Sometime let others take the lead.
10 roles of leader
Delegator
• Delegate, train and empower other willingly
and strategically to ensure everything is done
Listener
• Talk less, and ask, listen, and observe more
10 roles of leader
Power is the ability to
• get someone else to do something you want
done, or
• make things happen, or
• get things done in the way you want.
Influence
• is a behavioural response to the exercise of
power
Power and Influence
Power sources
French and Raven
Position power
– Reward
– Coercive
– Legitimate
Personal power
– Expert
– Referent
Model of Power in Organisation
15
Contingencies
of Power
Power
over others
Sources
of power
Legitimate
Reward
Coercive
Expert
Referent
Centrality
Discretion
Substitutability
Visibility
Task relevancy
Position power
Reward power
– Use of both extrinsic and intrinsic rewards
to control others.
– E.g. upward performance appraisal.
Coercive power
– Deny of desired rewards or administration of
punishment to control others.
– Can be from peers.
– E.g. AirAsia removed time clock and still
able to maintain good attendance rate.
Position power
Legitimate power (formal authority)
– Use of the internalised belief that the ‘boss’
has a ‘right of command’ (rather than
capacity to command) to control others.
– E.g. 3M culture of ‘official insubordination’.
Personal power
Expert power
– Arises due to the possession of knowledge,
experience or judgement that others don’t
have but need.
– E.g. Doctor instruction to nurse/patient.
Referent power
– The ability to control other as the individual
wants to identify with the source of the power.
– E.g. Subordinate strive to be with a superior
who is a charismatic leader.
Power, authority and obedience
• Why do some people obey directives while
others do not?
• The Milgram experiments (1961-63)
Discovered a strong tendency amongst
individuals to follow the instructions of authority
figures, even if they are endangering others life.
• The experimenter (E) orders the teacher (T) that is the subject
of the experiment to electric shock what the latter believes are
painful electric shocks to a learner (L). Learner is actually an
actor (confederate).
• (T) believes that for each wrong answer, (L) was receiving
actual electric shocks, though in reality there were no such
punishments.
• Teacher is separated from learner, a tape recorder is integrated
with the electro-shock generator, which played pre-recorded
Power, authority and obedience
• Why organisations drift into chaos if there are
strong tendencies for individuals to follow the
instructions of the boss?
Power, authority and obedience
City Harvest Church Criminal Breach of Trust
• May 31, 2010
• The criminal perfidy case of City Harvest
Church is the largest criminal perfidy case in
Singapore since the 21st century.
• Involving City Harvest Church and other
founders, especially Kang Xi.
• The total amount of misused funds reached 50
million Singapore dollars.
Power, authority and obedience
• Obedience and acceptance of authority
– Subordinates will follow a directive only if 4
conditions are met. He/she must:
1. understanding the directive
2. feel mentally and physically capable
3. believe it consistent with company’s purpose
4. believe it consistent with personal interests
Power, authority and obedience
• Obedience and zone of indifference
– The zone is the range of authoritative a
subordinate is willing to respond without
subjecting the directives to self-critical
evaluation (i.e. indifferent):
• Directives falling within are obeyed
• Requests falling outside are not
considered legitimate under the terms of
the psychological contract
• Murder of Mongolian, met 10/05, killed 4/09,
sentenced 1/15
• 28, Exploded by C-4 in Shah Alam, Malaysia
• Became girlfriend of Abdul Razah Baginda,
defence analyst in Hong Kong in 2005
• Blackmailing… a $US500,000 cut to remain
silent about her knowledge of a US$114m
corruption
Abdul Razak Baginda Bodyguards of Defence Minister
Power, authority and obedience
Acquiring managerial power (1)
Enhancing position power
1. Increase the centrality and criticality
(Securing a critical role in flow)
2. Increase job discretion and flexibility
(remove routine activities, increase
variety)
3. Increase difficulty of evaluating your job
– reduce substitutability
(create ambiguous JD, develop jargon)
Acquiring managerial power (2)
Enhancing position power
4. Increase the visibility of job performance
(expand contact with senior)
5. Increase task relevance to organisation
(becoming internal coordinator/external
rep)
Acquiring managerial power (3)
Enhancing personal power
• Knowledge and information
– By education, training, experience, special
access to data/people
• Personal attractiveness
– Enhance likeability, personal
characteristics, agreeability, attractiveness
Acquiring managerial power (4)
Enhancing personal power
• Effort
– Demonstrate sincere hard works in task
performance, gain respect and perception of
being indispensable
Person B’s
countervailing
power over Person
A Person A’s control
of resource valued
by Person B
Power and Influence
© 2010 The McGraw-Hill Companies, Inc. All rights reserved
29
Resource
desired by
person B
Employee
possesses skills to
keep production
running &
customer happy
Person A Job assignment,
useful info,, other
treat as privilege to
be with you
Person B
Person A’s
power over
Person B
Power exists when others believe that you control resources they want.
Turn power into influence
• Reason – using data and logic (most popular)
• Friendliness – creating favourable impression
• Coalition – using relationships for support
• Bargaining – negotiating exchange of benefits
• Assertiveness – being direct and forceful
• Higher Authority – gaining higher level
support
• Sanctions – using rewards and punishments
Empowerment
• A process by which managers help others to
acquire/use power to make decisions and make
things happen in work.
• They must understand:
– Expanding zone of indifference
(explain benefit)
– Treat power as an expandable ‘pie’
(win-win)
– Empowering others
(alter but not giving up position power)
Ethics for leadership
Ethics
• Ethics is defined as a set of moral principles that
define what is right and wrong.
• These beliefs influence one’s behaviour.
• Business ethics defines the
acceptable behaviour of
employees in a given situation.
34
‘The gambling monster’
• $117 million loan + $53 M embezzlement
(1999 – 2003)
• 2006, the ‘easy preys’ sued
Chia Teck Leng
APB
42 years jail
35
‘The Camouflaged Man’
• Teo Cheng Kiat, a supervisor
for SIA
• Worked 25 years
• Siphoned S$35m in 13 years, ended 2000
• “All told the CAD that they believed Teo…on
the job for many years”
24 years imprisonment
Code of Ethics
• A document that explains the acceptable
behaviour of employees.
• Employees are expected to make use of the
guidelines in making decisions in their
course of work.
• Honesty
• Product safety
• HRM practices
• Financial reporting
• Conflicts of interests
• Using and accessing confidential info.
• Payment to obtain favours/contract/businesses
Managing Ethics in Organisation
• Hire individuals with high ethical standards
(selection).
• Provide a Code of Ethics.
• Leadership by example.
• Ethics training.
• Formal support system.
• Realistic performance goals.
39
Code of Ethics
• A code of ethics is a formal statement of the
company’s values concerning ethics and SR;
• It clarifies to employees what the company
stands for and its expectations for employee
conduct.
• The code of ethics at Lockheed Martin states:
“aims to set the standard for ethical conduct
through adhering to the values of honesty,
integrity, respect, trust, responsibility, and
citizenship”.
40
Disclosure Mechanism
• A confidential hotline is an important
mechanism for employees to voice concerns
about ethical practices.
• Whistle-blowing is employee disclosure of
illegal, immoral, or illegitimate practices on
the part of the organization.
• When there are no protective measures,
whistle-blowers suffer, and the company may
continue its unethical or illegal practices.
41
Disclosure Mechanisms
• Enlightened organizations view whistle-
blowing as a benefit to the company, helping
to prevent the kind of disasters that hit
companies such as Enron, Arthur Anderson,
and WorldCom.
• Many systems supplement a written code of
ethics with employee training programs (only).
42
培训计划
• 一些培训程序(作为催化剂)包括道德
决策框架。
• 领导者应将道德观念整合到组织文化中,
并通过言行举止来支持和更新道德价值
观。
• 当员工确信道德价值观在所有管理决策/
行动中起着关键作用时,他们就会致力
于这种行为。
Lesson 5
Effective vs Efficient leaders
Leadership development
Effectiveness and Efficiency
Efficiency
• Performing or functioning in the best
possible manner with the least waste of time
and effort.
• Use less input to produce more output
Effectiveness
• Adequate to accomplish a purpose;
• Producing the intended goal or expected
result.
2
Effectiveness and Efficiency
• Being effective is about doing the right
things.
• Being efficient is about doing things right.
• A 2×2 grid chart can be used by leaders to
find an optimal balance between
effectiveness and efficiency
3
Effectiveness and Efficiency
4
Effectiveness and Efficiency
• Companies usually seek to increase and improve
the efficiency of their operations and sales
processes.
• After all, when working with limited resources,
they would prefer to maximize the use of each of
these resources, from budget and technology to
time and sales representives
• However, by pursuing efficiency at all costs, these
companies are possibly missing a valuable chance
to take a step back and look at overall effectiveness
from a big picture perspective.
5
Blind spot of Effectiveness and Efficiency
• The Holy Grail for every company is to
always pursue the top right box, i.e.,
pursuing the right goals and being efficient,
by adopting:
• Technological advances,
• Time management, not wasting time,
• Better alignment of employer and
employees’ goals
• collaboration between employees.
6
Effectiveness and Efficiency
• Many companies have their hearts in the
right place – they know what goals they want
to achieve, but are inefficient in achieving
those goals.
• Other companies are tightly run ships, with
all employees working together, humming
along and all singularly focused on the task at
hand…but working on the wrong goal
7
A practical example
•Consider the differences between activity
effectiveness and activity efficiency among
sales reps.
•Every sales representative has his/her daily,
weekly, monthly and quarterly goals that,
when achieved, are considered being
effective in their roles.
•If sales reps are tasked with making 70 calls
each day, and they easily hit their numbers,
they are thus considered as efficient at their
jobs.
8
A practical example
• Some reps might even make more calls over
and beyond 70 e.g. make 80 or 90 calls each
day, but what if those dials are producing
few business connects and even fewer
deals?
• That is why activities pursuing efficiency may
not be the right thing to do
9
A practical example
• For a sales leader, having reports that track
the following information can be an
incredibly powerful indicator of which of
sales reps are not only efficient at their jobs
but effective in performing them.
• how many calls lead to connects
• how many connects lead to sales
demonstration
• how many sales demonstration lead to
deals
10
Measure effectiveness and efficiency
of sales team
• Is it more important for an organization to
pursue effectiveness or efficiency?
• If a company is trying to grow aggressively
and have all resources to burn, optimizing
effectiveness might be the way to go.
• No need to worry about having to use less
resources to produce more
11
Measure effectiveness and efficiency
of sales team
• However, if a smaller company has very
limited resources to work with, they might
be more interested in pursuing efficient
operations in order to maximize their
capabilities and not stretch themselves too
thin.
• Finding the a sweet spot between
effectiveness and efficiency is truly the
ultimate goal for all companies.
12
Leadership development
Leader’s qualities to lead
Using good communication skill to demonstrate
the following qualities
1.Appreciative
2.Confident
3.Compassionate
4.Courageous (take risks)
(share unpopular opinions)
5.Diligent
So as to achieve the result of Decision-making,
talent management, negotiation etc.
6.Fair
7.Flexible
8.Honest
9.Impartial
10.Responsive
Etc.
Communication
• The process of passing information and
meaning to others (Beach, 1970)
• Berlo’s (1960) communication process
model consists of
• Communication source (sender)
• Encoding
• Message
• Decoding
• Communication recipient
• Channel
• Noise 15
Communication process/flow
Source
Encode
Channel
Decode
Recepient
Feedback
16
Noise
Message Message
Messages
(Communicated content)
Communicator’s facts or opinions
• Record, digit, forecast, technical information
Communicator's attitude and external
performance
• Attitude, mood, trust, doubt, objection
17
Coding - Encoding and decoding
• Express communication content in a certain
way or symbol
• Example: text, language, picture, symbol
• Only 7% of communication effectiveness is
depends on verbal communication, the rest
(93%) still comes from nonverbal
communication
• For example clothing, equipment, location,
location, etc. are interpreted based on the
receiver’s perception
18
Communication channel
A communication channel refers either to a
physical transmission medium such as a wire,
or to a logical connection over a multiplexed
medium such as a radio channel in
telecommunications and computer networking
• Expression of language
• Resort to words
• Photo
• Media
20
External environment impact on
communication
• Disturbing factors are all called ‘noise’
• Outside influences can be coming from:
• Phone interruption
• Technical glitch
• Time pressure
• Asymmetric status
• Physical appearance
21
Recipients impact on Communication
1. Decoding process:
Consists of respective ideas that may invalid
communication
2. Question of interest:
Selective perception
3. Attitude issues:
Preconceived understanding/idea
4. Trust degree:
It determines communication effectiveness
5. Stereotypes effect (Walter Lippman 1921)
6. Halo or horn effect
22
Organisation Communication patterns
Formal communication
• Based on formal organisational requirement
• Downwards, upwards, horizontal and outwards
Informal communication
• Motivation and perceived needs are mostly
coming from organizational members
• Can be done in cross-sector units
• Verbal informal communication leaves no
evidence & responsibility behind
23
Nonverbal communication
• Surroundings
• Interpersonal distance
• Posture
• Action
• Facial expression
• Tone
24
Communication style
• Dominant style
• Influential style
• Steady style
• Conscientious style
• Aggressive style
• Decisive style
• Smart style
• Etc.
• Or the opposite of the above styles
25
Improve communication skills
More of
• Talk face to face
• Listening
• Short sentence writing
• Nonverbal communication
Less of
• Social media talking
• Active verbal communication
• Long sentence or essay writing
26
Leader’s decision
•Because of problem leader (people) makes
decision. There are two type of decision
1. Routine problem decision
•Appears regularly and can be resolved
through standard responses
•Programmatic decision
2.Non program decision
• Unique and novel, requiring creative problem
solving
• Make decisions specifically tailored to specific
situations
28
Michael Dell returned in
2007 succeeding Rollins
Leader’s decision
Decision environments
•Certain
•In which info is sufficient to predict outcome
of alternative(s) in advance of action
•Risk (the in-between)
•In which involve a lack of complete certainty
•but aware of probabilities associated with the
possible outcomes and consequences
•Uncertain
•In which managers are unable to assign
probabilities to the possible outcomes of
various course of action
Decision-making methods
1. Classical decision theory
•Views the manager as acting in a world of
complete certainty
•Use as a model for how manager should
make decisions.
•Termed as rational Decision-making model
Classical decision theory
31
Monitor
Decision
Environment
Implement
Chosen
Alternative
Define
Decision
Problem
Specify
Decision
Objectives
Diagnose
Problem
Develop
Alternative
Solutions
Evaluate
Alternatives
Choose
Best
Alternative
1
2
3
4
5
6
7
8
Decision-making methods
Behavioral Decision Theory
• People only act according to their perception
of a particular environment.
• This model was termed by Herbert Simon as a
"satisficing" decision-making style.
• For example, choose the first satisfactory
alternative (not the best).
• It is the ultimate solution of bounded
rationality.
Unit 10
Bounded rational decision
"Satisfactory" decision-making style.
Decision-making methods
Intuitive Decision Theory
• Intuitive behavior is an unconscious
process derived from distilled experience.
• Managers use intuition to make non-
procedural decisions.
• Be able to quickly and easily understand
the possibility of a specific situation.
• Added spontaneity to decision-making.
• (Specially) provides greater creativity and
innovation potential in a risky and
uncertain environment.
35
Intuitive Decision Theory
Decision-making methods
Heuristic decision theory
• Judgment simplifies the formulation of DM
strategies and "rules of thumb."
• Make it easier for managers to deal with
uncertainty and limited information.
• But it can become a trap. E.g.
• Confirmation trap: Seek an event to confirm what
has been considered ‘real’ by (self).
• The hindsight trap: overestimating the (own)
predictable accuracy of events that have occurred.
• May cause systematic errors and affect the quality
of decision-making.
37
Confirmation trap
Ferrari Guy Ma Chi - 2012
"Look, I told you before that letting young foreigners
drive fast will cause this kind of accident."
38
Hindsight trap
Nitcharee Peneakchanasakm - 2011
“I knew this accident would happen a long time ago"
Decision-making methods
Creative decision theory
• It involves the development of unique and
novel responses to problems and
opportunities.
• This is critical to determining the success of
an organization in a complex and dynamic
environment.
• There are four stages of creative Decision-
making
Four stages of creativity in
decision-making:
1) Problem definition: choosing good
problems to solve and then framing them
broadly to consider as many alternatives as
possible.
2) Incubation: looking at problems in diverse
ways that allows for the consideration of
unusual alternatives; avoiding tendencies
towards purely linear and systematic
problem-solving.
Four stages of creativity in
decision-making:
3) Illumination: responding to flashes of
insight and recognising when all pieces to the
puzzle suddenly fit into place
4) Verification: avoiding the tendency to relax
after illumination occurs and, instead,
proceeding with logical analysis to confirm
that good problem-solving decisions have
really been made.
Problem: Groupthink (1)
• Members of a highly cohesive group tend to
lose their critical and evaluative abilities.
• So members began to think similarly.
• As members want to integrate, they tend to
be reluctant to criticize each other's ideas
and suggestions.
• The desire to avoid disagreement leads to
overemphasis on consensus. And agree to
the action plan.
• It limits the potential effectiveness of groups.
Problem: Groupthink (2)
Janis outlined suggestions to combat group
thinking, such as:
• Key evaluator role
• Ensure that the person in charge does not
take an action locally
• Seek opinions from other employees
• Seek advice from outside experts
• Assign members to play the role of ‘devil
advocate' in the meeting
Problem: Escalating commitment
•The problem with it is that the team will
continue its action even if it reports that the
action will fail.
•It occurs to decision makers when they:
•Rationalize negative feedback as ‘temporary
problems’
•Protect ego, do not admit mistake
•Engage in impression management
•View negative results as ‘learning experience’
Improve team decision-making skills (1)
Brainstorming: Group can quickly produce many
alternatives
Delphi technique:
• Used by group members who cannot meet face to
face. It involves a series of questionnaires
distributed to group members and compiled by the
decision-making coordinator.
Human resource practice (example)
• Group managers make independent and
anonymous predictions
• HR analysis and feedback to experts
• Expert revision and revaluation
• Repeat until consensus
Improve team decision-making skills (2)
Nominal group technique
• Use structured rules to minimize interactions to
facilitate group Decision-making on controversial
subjects
• Independent, good quality ideas are produced
• Complex problems resolved with very little domination
Human resource practice (example)
• Ask all members about human resources
• No need to discuss
• Everyone describes their solution
• No criticism or debate, but clarification is allowed
• All members independently rank solutions
• The highest solution becomes the final decision
Negotiate and reach an agreement
Organisation must look into the following
seriously in order to achieve a good agreement:
• Negotiation objectives and types
• Barriers to negotiations
• Effective negotiation process
47
Negotiation objectives and types
Negotiation objective
• Goods or services exchanged at a mutually
agreed terms
Negotiation types
1. Distributive method:
•The two sides compete for a larger
proportion in the fixed pie
2. Integrated method:
•A win-win situation that believe that the pie
could be enlarged
48
Barriers to negotiations
1. Preconception is affected by past
experience
2. The myth of fixed pie
3. Irrational emotion
4. Under the table reason
5. Personality factors of negotiators
49
Effective negotiation process
1. Preparation and planning: discover problem
2. Basic negotiation principles : Screening issues
3. Clarification and defence : Focus on issues,
not person
4. Negotiation and problem solving :
Cooperation/ Collaboration
5. Completion and execution : Textualization
and signing agreement
50
Talent Management
1. Basic idea of employment and talent
management
- Has have the ability to identify
- Understand what types of talents are needed
- Clear about what are the standards for talents
2. Organizational structure of talent
management
- Position design, job requirements, talent
inspection system etc.
- Talent management focus on opportunities, not
problems
Talent Management
3. Leading ideas for talent management
(1) Guiding ideas for talent deployment
(2) Discover and unleash human strengths
(3) Develop human talents through effective
management
4. Subjective cultivation of talent
management
(1) Tolerate individual weaknesses
(2) Less doubt in talent
(3) Harness talent strength
Talent Management
Criteria for assessing an
organization’s strategic effectiveness
from a leadership perspective
Measure organisational effectiveness
• OE is the ability with which an association is
able to meet its objectives.
• The main measure of organizational
effectiveness for a business will generally be
expressed in terms of how well its net
profitability compares with its target
profitability due to the effort of employees.
Criteria to determine organizational
effectiveness
Engagement
• Ensure team members engage and interact
with one another and dissuade member from
working in isolation
Employee growth
• A good leader understands the potential of
each of his/her team members and hones their
skills and abilities to help them achieve the
goals they set for themselves.
Training
• How often do you sit with your employees and
show them how to do something?
• A good leader always finds time to impart
knowledge to team members.
Fairness
• A good leader strives to see all his/her team
members grow, and isn't partial on any count.
Criteria to determine organizational
effectiveness
Respect for others
• A good leader is respected by his/her team
members.
• They look up to and follow him/her not
because they are scared, but because they
believe in the leader’s cause.
Criteria to determine organizational
effectiveness
Lesson 6
Leading group
• Group is a collection of two or more people
who work with one another regularly to
achieve one or more common goals
• Two types of groups in organisations:
– Formal
– Informal
What is a group?
Formal groups
• Formal groups is an ‘Official’ groups
designated by authority to serve a specific
purpose
• Employees are officially assigned group
role and task
• Mangers are responsible for group
performance, and play a ‘linking-pin’
function to connect work groups within an
organisation
Linking pins
Types of formal groups
• Permanent
– Perform a specific function on an
ongoing basis
– Often appear on organisation charts as
departments or divisions
• Temporary
– Created for a specific purpose and
typically disband once that purpose has
been accomplished
Informal groups
• Informal groups are groups that emerge
unofficially and are not formally designated
as parts of the organisation.
• These groups:
– include friendship and interest groups
– help people accomplish their work
– satisfy individual needs.
Purpose of groups
• Groups help to meet organisational needs
– Job skills and knowledge of members is
shared, which can help to solve difficult
problems, and is useful for newcomers.
• Groups can satisfy needs of individual
members
– Groups provide social interaction and
interpersonal fulfilment
– Success of groups depends on matching
organisational and individual needs
Managing group effectiveness
To avoid:
• Social loafing
• Disruptive behavior
• Groupthink
Task
Performance
Group Maintenance
SYNERGY
Columbia´s final mission on 1
Feb 2003, 7 died. Why?
Foam insulation’s problem
Group as an open system
Inputs into group process
Group inputs are the initial ‘givens’ in a
group situation and set the stage for all
group processes
- Organisational setting
- Nature of the task
- General member characteristics
- Group size
Inputs into group process
• Organisational setting
– Clear goals and well-designed rewards
– Adequate resources, facilities,
technologies
– Culture and structures that promote group
interaction and cooperation
• Nature of the task
– Difficulty of achieving effectiveness
increases with degree of task complexity
Inputs into group process
• Membership characteristics
– Interpersonal compatibilities
– Homogeneity/heterogeneity
– Position status (avoiding status
incongruence)
• Size
– Best between 5 and 7 members
– Even number is a not a good idea
Group process and dynamics
Group dynamics are forces operating in
groups that affect group performance and
member satisfaction.
1. Stages of group development
2. Required and emergent behaviours
3. Group norms and roles
4. Emotions
5. Communication and decision-making
Stages of Group Development
Tuckman’s five stages of group development
– Forming
– Storming
– Norming
– Performing
– Adjourning
Required and emergent behaviours
• Required behaviours
– Those contributions formally requested
from group members as basis for
continued affiliation and support
• Emergent behaviours
– Those things that group members do in
addition to, or in place of, what is
formally asked of them
– May be the informal behaviour that
shadow the formal system
Required and emergent behaviours
Emergent behavior (con’t)
• It is a systematic behaviour that does not
depend on the various parts of the system,
but on the relationship between them.
• Thus, it is impossible to predict emergencies
by inspecting various parts of the system.
• Emerging behavior refers to the behavior of
a group of items that cannot be found in any
single item, be it insects, atoms or buildings.
Group norms and roles
• Norms
– Standards of behaviour that group
members are expected to display
– Groups norms usually not written down
• Roles
– Sets of behaviours expected by managers
of organisation and group members for
holders of particular positions
Group emotions
• Emotions in groups
– Are inseparable part of group activity
– Can lead to interpersonal conflict
– Need to be managed rather than ignored
Communication and decision-making
• Group dynamics affect quality of
communication and decision-making
– Groupthink: arises in highly cohesive
groups, can lead to poor (and costly)
decision-making
– Group structure and how groups
work on tasks relates closely to
how group members communicate
Group Outputs
• Group outputs are the results of the
transformation of group inputs through
group processes.
• Outputs include:
– group task performance
– group maintenance
• Distributed leadership: the sharing of
responsibility for fulfilling group task and
maintenance needs
Group task performance
Group Task Performance
Task activities:
• Are the various things members do that
directly contribute to the performance of
important group tasks.
• There are discussed briefly as follows:
Group task performance
Group Task Performance
– Initiating: offering new ideas to solve problem
– Seeking information: clarify suggestions
– Giving information: offer relevant/factual info.
– Clarifying: clarifying relations among
suggestions to coordinate activities
– Summarising: assessing group functioning,
raising question about member suggestions
Group Maintenance
Group Maintenance
• Maintenance of activities that support the
emotional life of the group as an ongoing
social system.
• Include encouraging, harmonising,
compromising, gatekeeping, setting
standards, and following up
• Contribute to the overall cohesiveness of
the group
Intergroup dynamics
• Dynamics that take place between groups as
opposed to within groups (is crucial)
• Ideal organisation operates as a cooperative
system, but competition also occurs.
Dynamics of intergroup competition
Dynamic within each competing group
• Members become closer knit and evidence
of increased group loyalty; group cohesion
increases
• Concern for the accomplishment of the
group’s task grows, members become more
task oriented
• Group members become more willing to
accept a single leader
• Activities become more highly structured
and organized
Dynamic between the competing groups
• Each group view the other as an enemy
• Each group tends to develop very positive
images of itself and very negative images of
the others;
• Own group strengths are overestimated while
those of the other are underestimated
• Hostilities increase and communications
decrease between the groups
• When forced into interaction, group members
listen to only what reinforces their group
Intergroup competition
• The figure of “Dynamics of intergroup
competition” details what happens within
and between groups engaged in competitive
behaviour.
• There are two broad approaches to managing
the dynamics of group competition:
Intergroup competition
The first is to deal with the competition after
it occurs. E.g.
• by appealing to a common goal or
• uniting in the face of a common enemy, or
• direct negotiations between groups, or
• training members to work cohesively
Intergroup competition
The second is to deal with the competition
before it occurs. E.g.
• Rewarding groups for their contribution to
the total organisation by
1. avoiding win-lose competitions between
groups;
2. stimulating frequent interactions between
members of different groups;
3. rewarding inter-group cooperation;
4. rotating members amongst different groups
Workflow of interdependency
• The way work flows in an organisation from
one group to the next affects intergroup
dynamics.
• Pooled, sequential and reciprocal
interdependencies affect inter-group
cooperation in the achievement of
organisational goals.
Workflow of interdependency
Pooled (low)
interdependency
The work of each
group contributes to
the company mission,
but is not directly
related to that of the
other group. The
groups may not
directly interact with
each other, but are
indirectly affected by
each others actions
Sequential
(medium)
interdependency
Outputs of one
group become
inputs of another
group
Reciprocal (high)
interdependency
Each group has
outputs that are also
inputs to the other
group
Lesson 7
Leading team
What is team?
• Teams are small groups with
complementary skills, who work together as
a unit to achieve a common purpose for
which they hold themselves collectively
accountable
• All teams are groups but not all groups are
teams.
Teams and their effectiveness
Teams operate at three levels instead of two:
1. Team task level:
• Teams are organised to carry out a specific
task or goal.
• The other two levels are neglected.
2. Team maintenance level:
• To accomplish tasks, teams need to
recognise and maintain relationships
Teams and their effectiveness
Teams operate at three levels instead of two:
3. Individual needs level:
• Each member’s individual needs impinge
upon the team and its task.
• Team must recognize this influence.
Teams and “things”
Teams that “do things”
• Perform ongoing tasks (e.g. marketing or
manufacturing).
• Members have long-term relationships
• The team require support in maintaining good
relations, systems and external support
Team and ‘things’
Teams that “run things’
•They are usually leaders at the top of an
organisation
•They work on higher level organisational tasks
e.g. identifying organisational purpose, goals
and values and helping others fulfil these.
•These teams require executive and external
support (e.g. consultants and scholars)
Requirement of effective teams
• Require a set of clear organisational direction,
purpose and clarity of task
• Understand the value of working jointly, and
are able to disagree without resentment
• Have a blend of technical, task, leadership
abilities
• Take pride in benefits they have/will deliver.
Barriers to team effectiveness
• Lack of commitment from senior management
• Ambiguous organisational alignment
• Inadequate rewards or compensations systems
• Inadequate skills, resources, information
systems,
• Insfficient team size
• Inadequate HRD and information system
Team building and teamwork
• Team building is a sequence of planned
action steps designed to gather and analyse
data on the functioning of a group, and to
implement changes to increase its
operational effectiveness.
Teambuilding fosters TEAMWORK
Team building’s goals
• The team building process should aim to:
– Clarify core values and direct behaviour
– Transform general to specific performance
objectives
– Develop skill mix to give high
performance results
– Enhance creativity in task performance
Effective team leadership
Skilled team leaders need to:
• build trust and inspire teamwork
• create a team identity
• facilitate and support team decisions
• foresee and influence change.
• expand team capabilities (synergy)
• make the most of team differences (synergy)
Effective team facilitators
• Facilitators’ interventions should aim to:
– gain appreciation of complexity and
dynamics
– identify team needs
– create a safe and open forum
– foster interdependence, creativity and
open communication
– encourage necessary choices.
• Address both ‘light’ and ‘dark’ sides of team
building
Teamwork training
Team building activities can be achieved in
many ways.
• Three popular methods are:
• Experiential activity
• Challenging perspective
• Consensus decision making
Teamwork training
Experiential activities:
• Such as ‘games’ designed to encourage active
(as opposed to passive) processing of
information. Intended to foster cooperation
and trust between team members.
Challenging viewpoints:
• Focus on breaking down team member’s
viewpoints, either collectively or individually,
via a devil’s advocate process.
• Helps overcome resistance to change.
Teamwork training
Consensual decision making:
• Reaching consensus through team
brainstorming processes.
• In addition to determining the nature of team
building activities, it is also important to
consider the timing and location of delivery.
• Common approaches to delivering are seen in
Formal Retreats, Continual Improvement and
Outdoor experiences.
Teamwork training
Formal Retreats:
• Take place during an official retreat that is
organised off-site and typically run by outside
consultants.
Continual Improvement:
• The manager, team leader and/or team
members take responsibility for regularly
engaging in the team-building process (e.g. via
periodic meetings or self-managed retreats)
Teamwork training
Outdoor experiences:
• involves putting group members in a variety of
situations where they must work collectively
to overcome physical tests.
• Seeks to foster both individual character and
team commitment.
Teamwork training
• All approaches have strengths and
shortcomings
• Care is required in providing the appropriate
mix to effectively and efficiently deliver the
required growth in team effectiveness.
Team performance & cohesiveness
• Team performance and cohesiveness are
strongly influenced by team norms and
team roles:
• Norms are rules or standards of
behaviour that group members are
expected to display
• A role is a set of expectations for the
behaviour of a person holding a
particular office or position
Team roles
Two types of problems related to role
expectations:
•Role ambiguity
– Occurs when a member is unsure of what
other members expect of them
•Role conflict
– Occurs when a member is unable to respond
to group expectations due to overload or job
mismatch
Team cohesiveness
• Degree to which members are attracted to and
motivated to remain part of team
• Influenced by shared experiences and
commitment
• High cohesiveness is:
• good for members
• may be good or bad for organisation
• ‘How does cohesiveness influence
performance?’
Influencing team cohesiveness
• Team cohesiveness is influenced by trust
and conflict management
– High trust levels drive high cohesiveness,
satisfaction, and effectiveness
– Conflict is inevitable in teams; successful
conflict management can prevent low
cohesiveness.
Types of workplace teams
• Effective use of teams in organisations is
characterised by empowerment,
participation and involvement.
• Four typical types of teams:
– Employee involvement teams
– Problem-solving teams
– Self-managing teams
– Virtual teams
Employee involvement teams
• Members meet regularly outside of their
normal work units for the purpose of
collectively addressing workplace issues
• The team’s purposes relate to total quality
management concepts or the quest for
continuous improvement.
• Success requires genuine managerial
commitment to employee participation and
empowerment.
Problem-solving teams
• These teams are created for a specific task
• E.g. Quality Circles, Autonomous work teams
and Task Force groups.
Task Forces
• Temporary teams created to fulfil a well
defined task within a fairly short period.
• Once the task is completed, the team is
disbanded.
Problem-solving teams
Quality circles
• Teams of workers who meet periodically to
discuss and develop solutions for problems
relating to quality, productivity or cost.
• For such teams to be successful, members
should received special training in
information-gathering and problem-analysis
techniques.
Problem-solving teams
Autonomous work teams
• Teams given significant authority and
responsibility over their work in contexts of
highly related or interdependent jobs.
• It is a pre-cursors to self-managed work
teams, which we shall discuss next.
Self-managed teams
• Small groups of people empowered to daily
manage themselves and the work they do.
• Distinguished from other types of teams in
that team members are able to:
– make decisions on team tasks and schedule
– Able to perform more than team’s job
– train one another in jobs performed by the
team.
Self-managed teams
Benefits of SM teams
• improved productivity
• faster response to change
• fewer levels of classification and
management
• lower absenteeism and turnover
• improved work attitude
Self-managed teams
Strengths that Self-managed team members
needs to possess
• Technical or functional expertise
• Problem-solving or decision-making skills
• Interpersonal skills.
Apple Pirate Self-managed team
Virtual teams
• Team whose members work interdependently
towards the achievement of a common goal
across time and space.
• Differ from other teams in the following ways:
• Dependence on technology
• Absence of non-verbal cues
• Place (culture) and time of interaction
• Degree of private communication increased
and conflict can be resolved outside group
• Team process recording (‘careful’)
Future challenges for work teams
• Ongoing challenges for leaders/managers in
managing work teams relate closely to:
– Empowerment
– Trust
– Accountability
– Diversity
– Self-leadership
DISC
• Dr. William Marston, a physiological
psychologist, who shared it in his book
Emotions of Normal People, published in
1928.
• He did not create an assessment instrument
from his theory.
• However, based on his model, others have
created DISC assessments.
• That's why you might discover other DISC
tests in the marketplace.
DISC personality test
• Dominant personality
• Influential personality
• Steady personality
• Conscientious personality
DISC Psychometric Analysis
• The DiSC assessment, published by Wiley, is
a non-judgmental tool used for discussion of
people's behavioral differences.
• When a person participates in a DiSC
program, the program will ask him to
complete a series of questions that produce a
detailed report about his personality and
behavior.
• He will also receive tips related to how to
work with people of other styles..
Now lets do the Profile Test
DISC人格
Dominant
主导
Influential
影响
Steady
稳定
Conscientious
精细
DISC PERSONLITY DISTRIBUTION
D I S C
14
13
12
11
10
9
8
7
6
5
4
3
2
1
DOMINANCE INFLUENCING
Goal: Results / Control Goal: Recognition / Approval
Motivation: Challenges Motivation: Recognition
Fears: Loss of Control Fears: Rejection / Disapproval
Under Pressure: Lack of Concern Under Pressure: Disorganized
Talk: Fast and Loud Talk: Fast, Loud with
Look: Serious and Stern animation
Move: Fast and Swift Look: Cheerful and Warm
Eyes: Driect and Cold Eyes: Direct and Warm
A sense of forcefulness A sense of warmth and fun
Tends to be: Directive Tends to be: Interactive
Interaction Focus: Control Focus: Motivation
What! Who!
Why! How!
CONSCIENTIOUSNESS STEADINESS
Goal: Perfection / Order / Goal: Stability / Security
Accuracy Motivation: Cooperation
Motivation: Quality / Correctness Fears: Change / Uncertainty
Fears: Criticism Under Pressure: Overly Willing
Under Pressure: Overly Critical of to give in
Self & Others
Talk: Slow and soft Talk: Slow and Soft
Look: Serious and Thinking Look: Warm and Nice
Move: Slow Move: Slow
Eyes: Less Direct, Objective Eyes: Less Direct, Warm
A Diplomatic Feel A Willingness to give in
Tends to be: Cautious Tends to be: Supportive
Interaction Focus: Plan Interaction Focus: Organize
Slow-Paced / Systematic Analysis / Reserved
OVERVIEW OF DISC
Fast-Paced / Make Quick Decisions / Assertive
Task-Oriented
/
Results
Focused
/
Independent
TELLS
People-Oriented
/
Relationships
Focused
CONTROL
ACCEPT
ASKS
1
Lesson 8
Corporate social responsibility and
leadership role in sustainability
Corporate social responsibility (CSR)
• In today’s business world, growing attention is
being paid on the business concept; “Corporate
Social Responsibility” (hereafter, CSR), mostly
because of regulatory impacts, environmental
concerns, commercial benefits and reputation in
front of the society.
• Increasing number of companies initiates and
implements practices considered as CSR
activities.
3
World Business Council’s
definition of CSR
• “The continuing commitment by business to
behave ethically and contribute to economic
development while improving the quality of
life of the workforce as well as of the local
community and society at large”
History of CSR (1)
• Concept of CSR has been first introduced by
Bowen (1952)
• He states that while implementing strategies
and making their decisions, organizations
should act taking into consideration society’s
values.
• At the end of 1970s, after development and
inclusion of Stakeholder Theory into the
management literature, CSR has been defined
as covering all the relevant stakeholders.
History of CSR (2)
• In this respect, Carroll (1979) defined CSR as
sensitivity of an organization about the
stakeholders’ expectations on the management
of social, environmental, economic, ethic and
legal issues.
Stakeholder
• Any person, organization, social group, or
society at large that has a stake in the business.
• E.g. Creditors, directors, employees,
government, owners, suppliers, unions,
financial analysts and the community from
which the business draws its resources.
• They are internal or external to the business.
• A stake is a vital interest in the business
• Stakeholders can affect or be affected by the
organization's actions, objectives and policies.
History of CSR (3)
• Towards the end of 1980s, concept of
sustainable development has been introduced
and has focused on economic, social and
environmental factors that organizations should
consider.
• Sustainable development emphasizes how
today organizations can fulfil their needs
without jeopardizing the needs of the future
generations.
• The emergent of "short term pain will lead to
long term gain" concept
Sustainability
• Sustainability focuses on meeting the needs of
the present without compromising the ability of
future generations to meet their needs.
• The concept of sustainability is composed of
three pillars: economic, environmental, and
social—also known informally as profits,
planet, and people.
• DBS: “Making a difference beyond banking to
touch real people, real businesses & real lives.”
Environment vs CSR (1)
• CSR practices
– should be integrated to other organizational
strategies or activities.
– are based on the principle of volunteering and
thus should be carried out by participation of
relevant stakeholders.
• Environment protection and applications force
organizations concentrate on CSR. These issues
are important parts of CSR.
Environment vs CSR (2)
• To manage supply chains , it becomes important
to consider whether all suppliers in the chain
implement CSR activities and practices.
• All actors on the SC take responsibility to do no
harm to the environment, reduce waste and
pollution, control gas emissions, comply with
regulations whilst at the same time to reduce
their cost and to increase their profit.
Environment vs CSR (3)
What is supply chain (SC)?
• A supply chain is a network between a company
and its suppliers to produce and distribute a
specific product to the final buyer.
• This network includes different activities,
people, entities, information, and resources.
Environment vs CSR (4)
• Increasing concerns about the environment
stimulates governments/organizations, such as
European Union, European Commission, to
promulgate new laws and regulations.
• All actors in the product life cycle take their
own responsibilities on environmental issues.
• Companies are obliged to meet the standards
and criteria in force to stay competitive in the
market and to keep their sustainable growth.
Social vs CSR (1)
• Though require a high investment, companies
need to integrate CSR to processes for higher
customer satisfaction and loyalty, better
corporate image and reputation, higher
productivity, lower costs and thus higher
business profitability.
• Consumers awareness and sensitivity on social
and environmental issues increase constitute
another reason to implement CSR applications.
Social vs CSR (2)
Research finding
• Consumers prefer the products of companies
that attach more importance to protecting
environment and put emphasis on activities
related to social responsibility.
• Reputation and positive image of companies
that initiate CSR activities and put society in
front can enhance its reputation (competitive
advantage.
15
Two CSR aspects to be answered
Companies need to answer to two aspects of
their operations.
1. The quality of their management - both in
terms of people and processes (the inner
circle).
2. The nature of, and quantity of their impact
on society in the various areas (the outer
circle).
16
Outside stakeholders’ interest
• Outside stakeholders are taking an increasing
interest in the activity of the company.
• Most look to the outer circle of what the
company has actually done, good or bad, in
terms of its
– products and services,
– impact on environment and communities, or
– contribution to workforce development
CSR in community (1)
• CSR is an ethical framework and suggests that
an entity, be it an organization or individual, has
an obligation to act for the benefit of society at
large.
• It is a duty every individual has to perform so as
to maintain a balance between the economy and
the ecosystems.
CSR in community (2)
• Ethical investment is an integral part of
the ethical CSR, in that the organization should
– pay high attention to where it places its
money and
– how it can benefit
• without damaging the environment or
• generating other kinds of problems to the
community where it acts.
Roles of CSR
• CSR is the practice of integrating social and
environmental goals into business operations.
• Common roles of CSR include
– helping control costs,
– improve a company's brand,
– attract top-quality talent and
– facilitate long-term financial success.
Types of CSR
• The four types of CSR:
– Environmental sustainability initiatives,
– Economic responsibility,
– Ethical business practices and
– Direct philanthropic giving
• Ethical responsibility is the ability to recognize,
interpret and act upon multiple principles and
values according to the standards within a given
field and/or context.
CSR benefits community
• CSR is the term used to describe how a
company gives back to or improves
the community.
• Organizations can show CSR in many ways:
– donations to charities,
– employee volunteering,
– environmentally conscious production
processes,
– ethical labor practices, and more.
CSR in business ethic
• CSR refers to the need for businesses to be
good corporate citizens in the community
• CSR goes beyond earning money for
shareholders.
• It's concerned with protecting the interests of all
stakeholders, such as employees, customers,
suppliers, and the communities in which
businesses operate.
Community involvement is
important for business
• Community involvement increases brand
awareness
– It makes a business visible,
– allows people to get to know its brand,
product, or shop better,
– helps a company to create a reliable,
trustworthy, and generous business image.
Mutual benefits of community
involvement
• It is wise for company to look for opportunities
that will mutually benefit itself and its
community by generating publicity, or
improving the neighbourhood around its
premises.
• Community engagement takes many forms.
Some are discussed below:
Forms of community involvement
Include employees in community activities
• Support charities chosen by its staff
• Encourage staff to volunteer for community
activities
• Give staff paid time off for volunteering
• help employees to make tax-free donations to
charity through ‘payroll giving’
• Improving community relations, involving staff
in CSR can help motivate them and encourage
their personal and professional development.
Reasons for Community
involvement
• Community involvement should not be a mere
option for business owners.
• Taking part in community programs is a strong
way to boost exposure and business visibility as
it contributes its services and resources to meet
community needs.
• Below are reasons why your business should be
involved in the local community.
1. Helps the community grow (1)
• By giving back to the community, company
– takes an active role in its development,
– helps community members succeed
– helps foster a deeper sense of unity.
1. Helps the community grow (2)
• Small businesses can help create a close-knit
community vibe that benefits consumers and
other small businesses.
• Deeper ties with customers and other
businesses foster stronger community ties and
this, in turn, can help build stronger consumer
bases.
• Thus help create a strong base of clients and
customers for local businesses to draw upon.
2. Increases brand awareness
• The most obvious reason to do it
– It makes a business visible,
– Allows people to get to know the company
brand, product, or shop better,
– Helps to create a reliable, trustworthy, and
generous business image.
• Community involvement can give a company a
leg up over the competition
3. Improve competitiveness (1)
• Doing it can give a business a more favorable
impression over a larger, impersonal
competitors because customers like to deal with
people they know and trust.
• By taking an active role in community
development, a company distinguish itself from
other businesses because it take on the
community as part of its identity.
3. Improve competitiveness (2)
• Customers may look at the degree of
community involvement when deciding what
products to buy and where to buy these
products from.
• If a company has a familiar positive in the
community, it establishes the company as the
more trustworthy option.
4. Good for employee morale
• Studies have shown employees are more likely
to display higher satisfaction rates with their
jobs if they know that they are working for a
socially responsible enterprise.
• Higher satisfaction rates are more likely to lead
to higher productivity and increased retention
rates.
5. Leading by Example (1)
• All businesses can do something to contribute
to the community, whether it’s by donating
uniforms for the local softball team or setting
up a scholarship fund for city scholars.
• Dell gives back through different programs that
support education such as Dell YouthConnect
and the Dell Social Innovation Challenge.
• Dell also has an established disaster relief
program that helps communities affected by
calamities all over the world.
5. Leading by Example (2)
• Zappos donates to various organizations and at
the same time pays employees for time off
spent doing volunteer work.
• LinkedIn has InDay, held one Friday each
month where employees volunteer in local
communities.
5. Leading by Example (3)
• Giving back to the community through active
involvement comes with many benefits, not just
for the community but for your business and
employees as well.
• Businesses that give back create scenarios
where everyone benefits, especially if it gives
back in ways that fit its business values, culture
and meet its employees’ needs.

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  • 1. Strategic Leadership Lesson 1 Introduction to leadership, management and leader 1
  • 2. "To be a leader, you have to make people want to follow you. No one wants to follow someone who doesn't know where they are going." 2
  • 3. Management and Leadership •Management •A capability to effectively use resources within to achieve a desired result. •Managers are "people who do things well through others." •Leadership •An ability to influence the ability of a group of people to accomplish a vision or goal. •Leaders are “people who motivate and lead others” 3
  • 4. Leader and manager Managers •They make things happen and get work done on time, and participate in daily interactions to complete planned actions. Leaders •They inspire, create opportunities, mentor and motivate people to get their support. 4
  • 5. Leadership • Leadership is a special type of interpersonal influence that allows individuals or groups to do what leaders want to do. Borrowing power from position or title 5
  • 6. Forms of Leadership Formal leadership • It is the process of exercising influence from the standpoint of formal authority Informal leadership • It is the process of exerting influence through special skills or resources that meet the needs of others. 6
  • 7. Definition of Leadership 1. the ability to influence others can be taught. •Leadership includes the ability to think strategically, to communicate effectively, to design supportive organizations, and to lead change. It clusters •strategic thinking or visioning, •garnering the commitment of others to that vision or strategy, •monitoring and measuring progress toward the vision. 7
  • 8. Definition of Leadership 2. Willingness to use leadership •Some with the ability to be leaders choose not to exert influence because of •Uncomfortable being center stage •Fear of rejection •Leader must •develop mental toughness and ability to endure criticism. •willing to overcome the fear of rejection and attempt to influence others 8
  • 9. Definition of Leadership 3. Willingness of the followers to follow •Superior is not leading if he: •Threaten, exerting power •Get people to do but they don’t know the intention, manipulation •Leadership is more than about winning the behavior but minds and hearts. 9
  • 10. Definition of Leadership •Don’t not borrow power from your title •Manipulation and leadership are distinctly different. If your followers knew but still follow willingly, you are a leader 10
  • 20. Dangerous Leaders Abu Bakr Al- Baghdadi 20
  • 21. Leaders and Leadership Who is leader? Boss? Subordinate? Leader •Use necessary means and practices to actualize the business duties and responsibilities •Go beyond own discretion, influence and lead people and complete the necessary tasks together with them •Practice interpersonal procedures •Automatic personal actions that affect others •Helps achieve group goals 21
  • 22. The basic conditions for Leadership 1. Function and effect 2. Necessary conditions 3. The essence of leadership 4. Leadership and crisis management 5. Trust 6. Problem Solving Ability 7. Development capabilities 8. Nurturing subordinate capabilities 9. Interpersonal relations 10. Ability to reform 22
  • 23. Transactional leadership •It is a process of mutual exchange. •Leaders exchange tangible and intangible conditions with their subordinates to obtain leadership, because it exerts its influence through the exchange relationship with its subordinates. •Through role clarification and work needs, exert their influence to lead or motivate subordinates towards established organizational goals. 23
  • 24. Transformational Leadership •The leader can encourage followers to continue to surpass themselves, instead of emphasizing short-term interests, focus on pursuing a sense of accomplishment and self- realization •Transformational leader can: •have a profound and special influence on their followers, •arouse their new values and put the interests of the organization above personal self-interest. 24
  • 25. Personal Leadership •Personal leadership is the leadership of the self. •It is the ability to define a direction for your leadership and life, and to move in that direction with consistency and clarity. •Leading yourself means applying these same principles of leadership to your role as a leader and your life. 25
  • 26. The 7 Personal Leader Traits •Tough's book outlines seven character traits that he says are key to success: •Grit. •Curiosity. •Self-control. •Social intelligence. •Zest. •Optimism. •Gratitude. 26
  • 27. A Personal Leadership Philosophy •A personal leadership philosophy is a set of beliefs and principles leaders use to evaluate information and respond to people and situations. •It allows anyone who hears it to gain an understanding of your values, priorities, approach to decision making, and what you expect from yourself and others •In lesson 2 we will study this area from the knowledge of 7 habits of high effective people 27
  • 28. 28 Strategic management CEO, Top Management Team External Environment Opportunities Threats Uncertainty Resource Availability Internal Situation Strengths Weaknesses Distinctive Competence Leadership Style Past Performance Strategic Direction Organization Design Effectiveness Outcomes Define mission, official goals Select operational goals, competitive strategies - Resources Efficiency - Goal attainment - Competing values 1. Structural Form – learning vs. efficiency 2. Information and control systems 3. Production technology 4. Human resource policies, incentives 5. Organizational culture 6. Interorganizational linkages Source: Adapted from Arie Y. Lewin and Carroll U. Stephens, “Individual Properties of the CEO as Determinants of Organization Design,” unpublished manuscript, Duke University, 1990; and Arie Y. Lewin and Carroll U. Stephens, “CEO Attributes as Determinants of Organization Design: An integrated Model,” Organization Studies 15, no. 2 (1994): 183-212
  • 29. Leader’s role in developing strategy (1) •It is termed as a linkage which connects the strategic management process with the aim and vision of the organization. •It begins the strategic thought by offering vision. •After that, it works as a foundation to cushion culture where everybody realizes what are the ways to do, and what are the prevalent values regarding the firm. 29
  • 30. Leader’s role in developing strategy (2) •Fundamentally, values offer the direction. •The responsibility lies on the leadership to familiarize the values or a culture pertinent to corporate. •The vision of the leader itself proffers base line strategy formation and the pledge of the leadership makes sure the enactment of strategy. 30
  • 31. Leader’s role in developing strategy (3) •Formulated strategies can’t be implemented without the involvement of every one. •Everyone should understand the need of change and should contribute their effort to efficiently implement the strategies. •Only leadership can inspire and motivate the people to bring change because people always resist change. 31
  • 32. Leader’s role in developing strategy (4) •Leadership works to find out the gaps by carefully scan the environment both internal and external. •Leaders develop plans to fill these gaps by implementation of plans. 32
  • 33. Lesson 2 Leading self and others- 7 habits of highly effective people
  • 35. Maturity continuum orderly guides habits There is an orderly sequence of growth in our live  We recognize we are free to choose  We identify our mission and goals  We act on priorities  We look for alternatives that allow everyone to win  We appreciate attitude and skill of listening deeply for complete understanding  We discover creativity that people can experience when they explore their differences together  We cultivate others
  • 36. How leadership skills evolves in our life  We are first led by parents/ guidiance  When we grow older, we start to learn how lead ourselves  When opportunity arises, we start to lead others  When grow more mature, some great leaders start to learn how to share leadership and power with others  Through our life, we lead and at the same time led by others
  • 37. Maturity continuum  Maturity is a process  It shows the relationships among the 7 habits in Public Victory and Private Victory and stages of interdependent progression  Private Victory. We experience it when we learn self-mastery and self discipline.  Public Victory. We reap it when we build deep, lasting, highly effective relationships with other people.
  • 39. 1. Proactivity • The power, freedom, and ability to choose our own responses to whatever happens to us, based on our values. • Proactive choices are guided by values. • If we are proactive, we accept responsibility for who we are, what we have, and what we do.
  • 40. 1. Proactivity Self-fulfilling prophecy •It can expand proactivity and exercise personal leadership •The key to the ability to change have to had a clear sense of who you are, what you are about and what you value
  • 41. 1. Proactivity - It is the creator of Personal Vision - 2nd and 3rd habits are proactivity’s creation - Determinism explains that behaviour takes 3 forms: Genetic, Psychic, Environmental - Proactive person - See stimuli as influences, not indomitable forces - Exercise ‘free will’ - Gain control of circumstances
  • 42. 1. Proactivity -Circle of Concern (COC) - A person COC comprises all matters about which he/she concerns but has NO control over - Central of influence (COI) - A person’s COI includes things he/she can affect directly. COC COI Our control of own emotional level Things that affect our emotions
  • 43. Honey, I'm sorry, I stepped on his tail... Proactively control your emotions
  • 45. Reactive people • Focus on the Circle of Concern (COC) • Allow COC to press on their Circle of Influence (COI) COC COI Reactive Our control of own emotional level Things that affect our emotions 1. Proactivity
  • 46. 1. Proactivity • Proactive people focus on the Circle of Influence • They take control of their emotion and thus their life COC COI Proactive Our control of own emotional level Things that affect our emotions
  • 47. The important of ‘Feeling good’ Coffee and Sugar
  • 49. 2. Begin with the end in mind Values and Re-scripting • All things are created twice. • Mental being the first; physical being the second. • Define value can help to guide our proactivity and this can be done by using re-scripting process • Thus this process can make us our own first creator
  • 50. 2. Begin with the end in mind Attending your own funeral “How much did he leave?” “He left it all” There must be a personal direction to guide daily activities, without which people will accomplish little toward their own goals.
  • 51. 2. Begin with the end in mind Discovering Personal Purpose(s) • When setting an overall purpose for our life, ask ourselves: • What do I want from my life? • What do I value the most? • What are my talents? • At the end of my life, what do I want to have accomplished?
  • 52. 2. Begin with the end in mind • Setting personal purpose is an act of discovery which can be done through dividing it into roles and its goals: • Clarify roles helps to create balance in life. • Defining goals helps to determine what to achieve within each role • Our life need to be centered on a correct principles with deep, fundamental truths as a common denominator
  • 53. 2. Begin with the end in mind • A principle centered person stands apart from the emotions of situations and other factors to evaluates his/her options in life • Always ask: “What is the center of my life?” • Family? Spouse? Money? Work? • Possession? Pleasure? • Friend/enemy? • Religion? • Self?
  • 54. 2. Begin with the end in mind Climbing a wrong career ladder? The outcome of it is always very busy but fruitless
  • 55. 2. Begin with the end in mind Three aspects of business management to begin with: •Leadership: what do we want to accomplish? •Management: how can we best accomplish? •Productivity: how to produce even more? Consider ending before beginning!
  • 57. 3. First thing first • 一旦清楚了解自己的优先事项, 价值观, 目标,活动等也将相应地组织和执行。 • 在这里,我们必须管理好自己的工作并将其 付诸实践。 • 问: 我们必须首先做Important和Urgent的事 情先还是做Important但Not Urgent的事情先 呢 ?
  • 58. 时间管理矩阵 Urgent I Corrective measure Crisis Deadline-driven projects Divorcing Not Urgent II Preventive measure Capacity maintenance Build relationships Searching for new opportunities Planning, entertainment, exercise III Incoming call ringing Open mails Some admin meetings Seem urgent problem Popular activities IV Not Important Important Trivial work Time waster Pleasant activities Opening junk email Writing some reports
  • 61. What will you do if you are bitten by a cobra?
  • 62.
  • 63. What is a zero sum game?  A situation in which each participant's gain or loss of utilities exactly is balanced by the losses or gains of the utility of the other participants.  If the total gains of the participants are added up and the total losses are subtracted, they will sum to zero.  When cutting a cake, one person eat more will mean others will eat less correspondently. 4. Win-win
  • 64. 4. Win-win  Interpersonal leadership  Essence of abundant maturity: Empathic and Courageous Win-lose Lose-lose Win-win Lose-win Empathic High Low Courageous Low High
  • 65. The best way to resolve relationship conflict  Interpersonal conflict is the experience of an individual encountering adversity in the process of achieving a goal.  Adversity of interpersonal conflict comes from:  Interest conflict  Differences in behavior/value/attitude  Fighting for power/status  Classic example: “Criminal dilemma" 4. Win-win
  • 66. Criminal’s choice and ending Criminal A Criminal B Ending A Ending B Not confessed Not confessed 3 years Jail 3 years Jail Confessed Not confessed 1 years Jail 10 years Jail Not confessed Confessed 10 years Jail 1 years Jail Confessed Confessed 6 years Jail 6 years Jail “Criminal dilemma” 4. Win-win
  • 67. Team Conflict  The abrasion of members within a team affects the work efficiency.  Task allocation and members’ emotion fluctuations are reasons of conflict.  Damage arises due to: • Weakening team cohesiveness or • Relationship didn’t improve a period of time after the occurrence of conflict. 4. Win-win
  • 68. Dependent Interdependent Independent Personal victory Public victory Active Listening First seek to understand, then to be understood Maturity continuum
  • 69. Do not prescribe before the diagnosis An unforgettable road accident 5. First seek to understand, then to be understood
  • 70. 5. First seek to understand, then to be understood • The key to influence is to first be influenced. • When seeking to understand, we are applying our empathy. • This is the most important principle in the field of interpersonal relations. • When seeking to understand, we are less defensive, in order to seek 3rd alternative.
  • 71. • Empathetic communication with others can change your own paradigm • Ever heard of these? “I really don’t understand him. He just won’t listen to me at all?”, “What is the problem with you”? 5. First seek to understand, then to be understood
  • 72. • Human nature tendency • Rush in, fix things up with good advice, often fail to diagnose, refuse to understand problem. • We must understand other to build stepping stone to synergy. 5. First seek to understand, then to be understood
  • 75. Getting together is the beginning, unity is progress, and working together is the way to success. 6. Synergy effect
  • 76. 6. Synergy effect • Synergy consolidate the achievements of all habits. • It will lead to team building, teamwork, unity and harmony. • It can deliver 1 + 1 => 2 result, i.e. the whole is greater than the sum of its parts • It can improve team’s insight and provide better solutions than the original proposal.
  • 77. Value differences • The process of synergy brings out a third alternative. • Leader is responsible for building necessary environment for synergy. • Principle-centric leadership usually demonstrates good synergetic ability • This habit catalyses, unifies and releases different values. 6. Synergy effect
  • 78. 6. Synergy effect Smoking causes lung cancer Inhaling asbestos can cause lung cancer Both together can cause the incidence of lung cancer to be higher than the sum of individual sickness
  • 80. Everyone has a different view of the world • Just like looking at the ladies above, (old or young female) both are right • It is not logic, but psychology. • The Greek word "Synergia" means joint work and cooperative action. • Three important features that promote trust and create synergy are: 1 Reliability 2 Transparency 3 Accessibility
  • 82. 7. Sharpening your saw • The only person over whom you have direct and immediate control is yourself. • The greatest assets to constantly develop, preserve, and enhance are your own capabilities. • The greatest single investment of time and effort is in ourselves in four dimensions. • Physical, Mental, Spiritual, Social-emotional • The key to self-directed change is the true victory over self.
  • 83. 7. Sharpening your saw • When cutting down trees, we must take a step back from the frenzy and take some time to sharpen our saws. • That is, take time to update and refresh in order to be more effective in life. • Invest in yourself on a regular basis so that you can continue to outperform • Planning well before practicing can bring perfect results
  • 84. 7. Sharpening your saw • Grow and develop on upward spiral • Learn, commit, do and unlearn then learn, commit, do and so on on an increasingly higher plane
  • 85. Treat ourselves as what we are and we will remain as what we are. Treat ourselves as what we can and should be and we will become as we can and should be. Conclusion
  • 87. Leadership Theories 1. The Great Men Theory 2. Trait Theory 3. Behavioral theory 4. Contingency theory 5. New Charismatic Leadership Theory 2
  • 88. Great Man Theory(1800s) •The great man theory of leadership states that some people are born with the necessary attributes that set them apart from others. •These traits are responsible for their assuming positions of power and authority. •A leader is a hero who accomplishes goals against all odds for his followers. 3
  • 89. The Great Man Theory (1800s) •Attributed to the Scottish philosopher Thomas Carlyle who gave a series of lectures on heroism in 1840. •Believe history can be largely explained by the impact of great men/heroes •They are highly influential and unique individuals who, due to their natural attributes (superior intellect, heroic courage, or divine inspiration) have a decisive historical effect. 4
  • 90. •It flourished from the 1920s to the 1950s. •It advocated that successful leaders have distinctive personal traits, and •It was enthusiastic about what traits a successful leader should have as a basis for developing personal leadership. 5 Trait Theory (1920 ~ 1950)
  • 91. Trait Theory (1920 ~ 1950) •Traits: Appearance •Personality (self-esteem, domination, authority) •Ability (intelligence, creativity, sexuality) •Robert Katz: “Effective managers should have conceptual skills, interpersonal relationships, and professional skills” •Gary Yukl: “should include creativity, organizational skills, persuasiveness, communication, integration, knowledge” 6
  • 92. Trait Theory (1920 ~ 1950) •Ghiselli research points out that important leadership traits can be grouped into three areas • Leadership Traits • Personality Traits • Motivation Traits 7
  • 93. Character Traits that exceptional leaders have in common •Stay clear of drama and attention-seeking •Possess high levels of self-control •Emotionally intelligent, patient and calm under pressure. •Seekers of truth. •Place courage over fear. •Empathy towards self and others. •Self-aware. •Maintain and nurture their reputation. 8
  • 94. Behavioral Leadership Theory (1940 ~ 1960) •This theories focus on how leaders behave •Assume that leaders can be made, rather than born •Believe that successful leadership is based on definable, learnable behavior. •Behavioral theories of leadership are classified as such because they focus on the study of specific behaviors of a leader. 9
  • 95. Behavioral Leadership Theory (1940 ~ 1960) •The Ohio State University: Two active dimensional are Structure & Compassion •University of Michigan: Production-oriented & Employee-oriented 10
  • 96. Behavioral Leadership Theory (1940 ~ 1960) •Management grid (Blake & Mouton): 5 leadership styles are: •1.1 Extremely poor leaders, •9.1 Country clubs, •9.9 Team Leadership, •5.5 Organizing human leadership, •1.9 authoritative leadership 11
  • 97. Blake-Mouton’s Leadership Grids Figure 11.1 1.1 赤貧型領導 9.1 鄉村型俱樂部 9.9 團隊型領導 5.5 組織人型領導 1.9 權威型領導 12
  • 98. Behavioral Leadership Theory (1940 ~ 1960) •It studies the specific behavior in the leadership process, and explore the influence of different leadership behaviors on the subordinates. •Theory of Behavior vs. Trait Theory •Behavior theory suggests that leaders can be developed through acquired training. •Trait theory argues that great leaders must rely on a careful selection process. 13
  • 99. Criticism of Behavioral Theory •It is difficult to prove the correctness of behavior theory, because leaders with the same behavioral tendency can be successful or unsuccessful in different situations. •Therefore, it leads to the emergence of contingency methods. •It contains many useful theories. 14
  • 100. Contingency Theory (1967) •Fiedler proposes that the performance of the group depends on the outcome under the interaction of leadership style and his/her favourable degree •Variations in context favorability: •Relationship between leader and subordinate (good or bad) •Degree of task structure (high or low) •Leadership (strong or weak) 15
  • 101. Contingency Theory (Fiedler 1967) •Leadership effectiveness depends on match between (a) leadership style and the (b) demands of the situation (leader’s control) •(a) Leadership style •Least preferred co-worker (LPC) scale •The leadership style of the leader is measured by what he calls the least preferred co-worker (LPC) scale 16
  • 102. Contingency Theory (Fiedler 1967) •LPC scale is an instrument for measuring an individual’s leadership orientation. •LPC scale asks a leader to think of all the people with whom they have ever worked and then describe the person with whom they have worked least well, using a series of bipolar scales of 1 to 8 17
  • 103. Contingency Theory (Fiedler 1967) •The bipolar scales of 1 to 8 are as follows: •Unfriendly 1 2 3 4 5 6 7 8 Friendly •Uncooperative 1 2 3 4 5 6 7 8 Cooperative •Hostile 1 2 3 4 5 6 7 8 Docile •Supportive 1 2 3 4 5 6 7 8 Unsupportive •Guarded 1 2 3 4 5 6 7 8 Careless •Open 1 2 3 4 5 6 7 8 Closed 18
  • 104. LPC Experiment (Leader Motivation Style) The people who work the worst with me are friendly, cooperative, not hostile, supportive and open The people who work the worst with me are unfriendly, not cooperative, hostile, unsupportive and closed I give them bad comments because I only get satisfaction from successful task performance I am a relationship person, so I give them good comments 19 Contingency Theory (Fiedler 1967)
  • 105. Contingency Theory (Fiedler 1967) (b) Situational control is determined by: • (i) Leader-member relations (good/poor) • (ii) Task structure (high/low) • (iii) Position power (strong/weak) 20
  • 106. Contingency Theory (Fiedler 1967) (i) Leader-Member Relations (LMR) •degree of mutual trust, respect, confidence between the leader & subordinates. •When LMR is poor, leader has to shift focus away from the group task in order to regulate behavior and conflict in the group. 21
  • 107. Contingency Theory (Fiedler 1967) (ii) Task Structure •the extent to which group tasks are clear and structured. •When TS is low, group tasks are ambiguous, with no clear solution or correct approach to complete the goal. •When TS is high, the group goal is clear, unambiguous and straightforward; members have a clear idea about how to approach and reach the goal. 22
  • 108. 23 •Believe that situational factors affecting leadership performance include: job power, task structure, and the relationship between leaders and subordinates •These can be used to analyze the situation favorableness of each situation for the leader. Contingency Theory (Fiedler 1967)
  • 109. Charismatic Leadership Theory (1970s) •Feature •Leaders successfully lead members of organizations to complete difficult tasks •Leaders inspire deployment and gain trust •Emotional Leadership plus cognitive orientation •Emphasize subordinates' sense of self-esteem, motivation, and emotions 24
  • 110. Charismatic Leadership •Conger and Kanungo believe that charismatic leaders must have four main characteristics •Presenting and communicating vision •Using language to convince the followers to believe a better future goal than the current situation. •2. Willing to self-sacrifice and take risks •In order to achieve the vision, even if the cost is high, they are willing to sacrifice self- interest. 25
  • 111. Charismatic Leadership •Leaders must have the following four main characteristics •3. Sensitive to the needs of followers •Recognize and respond to others' abilities, needs, and feelings. •4. Be unconventional •Engage in innovative and out-of-standard behavior. 26
  • 112. Authenticity Leadership •It is the individual's affirmation of the self- state, and will not follow the flow of the reputation of the outside world. •The practical world believes that leadership is sincerity rather than style. 27
  • 113. Authenticity Leadership •It has five characteristics as follows •Understand your leadership purpose, •Create solid value, •Dedicated leadership, •Build good relationships, •Demonstrate a high degree of self-discipline 28
  • 114. Leadership substitution theory •First proposed by Steven Kerr and John M. Jermier in 1978 •There are many differences in the amount of variation in the interpretation of the results of leadership work by subordinates. •The most common one is shared leadership and empowerment leadership style •Some leadership behaviors have little or no influence on the results of subordinates' work. 29
  • 115. Lesson 4 Roles of leader in performance management Power, politics and influence in organisations Ethics in leadership
  • 116. • This business discipline exists to ensure that – employee performance is aligned with organizational goals and – the employees are delivering on these goals. • PM also helps an HR manager to track and evaluate the gaps in the processes and the changes or decisions to be made for corrective action. Performance Management
  • 117. • Leaders develop ownership by involving employees in the decision-making and planning process. • They provide resources to facilitate employee success and empower employees by devolving authority to get things done efficiently. • Effective leaders develop processes that engage employees in achieving the strategic vision. Role leadership play as a manager
  • 118. • PM is an ongoing process of communication between a supervisor and an employee that occurs throughout the year, in support of accomplishing the strategic objectives of the organization. • In 360 degree performance management system, peers, subordinates, customers, suppliers, etc. also involve in performance management Who is involved in PM
  • 119. • PM is an ongoing process of communication between a supervisor and an employee that occurs throughout the year, in support of accomplishing the strategic objectives of the organization. • Performance Leadership is a systematic, results oriented approach to management and leadership for high performing organisations, teams and individuals PM vs Leadership
  • 120. The Performance Appraisal Process External Environment Internal Environment Plan the Performance Identify Performance Goals Communicate Goals Establish Performance Criteria Determine: Responsibility for Appraisal Appraisal Period Appraisal Method(s) Computer Software Examine Work Performed Appraise the Results Conduct Appraisal Interview Discuss Goals for Next Period Anticipate and Consider Problems in PA Effective PA Systems Management Support Coaching and T&D
  • 121. • Effective PM is essential to businesses. • Through both formal and informal processes, it helps them align their employees, resources, and systems to meet their strategic objectives. • Yet in too many companies, the PM system is slow, wobbly, or downright broken. • However, company can’t throw the baby away together with the dirty bath water Implication of PM
  • 122. Coach. • to develop others to succeed in their roles and prepare for future roles. Facilitator. • You need to make things easier for others. • Serve as facilitator to help processes flow better and boost productivity. 10 roles of leader
  • 123. Strategist • Strategize as the highest-level leaders • Keep the big picture in mind, • Plot what directions and approaches Visionary • Visualizing pictures that are related to strategy for heading destination. 10 roles of leader
  • 124. Change agent • Guide and champion the changes entrusted by the top management Decision-maker • When others to engage and offer their feedback, leader need to be decisive and make the hard choices. 10 roles of leader
  • 125. Influencer • Constantly influencing others in a positive way. Team player • Always take the lead and be a teammate too • Sometime let others take the lead. 10 roles of leader
  • 126. Delegator • Delegate, train and empower other willingly and strategically to ensure everything is done Listener • Talk less, and ask, listen, and observe more 10 roles of leader
  • 127. Power is the ability to • get someone else to do something you want done, or • make things happen, or • get things done in the way you want. Influence • is a behavioural response to the exercise of power Power and Influence
  • 128. Power sources French and Raven Position power – Reward – Coercive – Legitimate Personal power – Expert – Referent
  • 129. Model of Power in Organisation 15 Contingencies of Power Power over others Sources of power Legitimate Reward Coercive Expert Referent Centrality Discretion Substitutability Visibility Task relevancy
  • 130. Position power Reward power – Use of both extrinsic and intrinsic rewards to control others. – E.g. upward performance appraisal. Coercive power – Deny of desired rewards or administration of punishment to control others. – Can be from peers. – E.g. AirAsia removed time clock and still able to maintain good attendance rate.
  • 131. Position power Legitimate power (formal authority) – Use of the internalised belief that the ‘boss’ has a ‘right of command’ (rather than capacity to command) to control others. – E.g. 3M culture of ‘official insubordination’.
  • 132. Personal power Expert power – Arises due to the possession of knowledge, experience or judgement that others don’t have but need. – E.g. Doctor instruction to nurse/patient. Referent power – The ability to control other as the individual wants to identify with the source of the power. – E.g. Subordinate strive to be with a superior who is a charismatic leader.
  • 133. Power, authority and obedience • Why do some people obey directives while others do not? • The Milgram experiments (1961-63) Discovered a strong tendency amongst individuals to follow the instructions of authority figures, even if they are endangering others life. • The experimenter (E) orders the teacher (T) that is the subject of the experiment to electric shock what the latter believes are painful electric shocks to a learner (L). Learner is actually an actor (confederate). • (T) believes that for each wrong answer, (L) was receiving actual electric shocks, though in reality there were no such punishments. • Teacher is separated from learner, a tape recorder is integrated with the electro-shock generator, which played pre-recorded
  • 134. Power, authority and obedience • Why organisations drift into chaos if there are strong tendencies for individuals to follow the instructions of the boss?
  • 135. Power, authority and obedience City Harvest Church Criminal Breach of Trust • May 31, 2010 • The criminal perfidy case of City Harvest Church is the largest criminal perfidy case in Singapore since the 21st century. • Involving City Harvest Church and other founders, especially Kang Xi. • The total amount of misused funds reached 50 million Singapore dollars.
  • 136. Power, authority and obedience • Obedience and acceptance of authority – Subordinates will follow a directive only if 4 conditions are met. He/she must: 1. understanding the directive 2. feel mentally and physically capable 3. believe it consistent with company’s purpose 4. believe it consistent with personal interests
  • 137. Power, authority and obedience • Obedience and zone of indifference – The zone is the range of authoritative a subordinate is willing to respond without subjecting the directives to self-critical evaluation (i.e. indifferent): • Directives falling within are obeyed • Requests falling outside are not considered legitimate under the terms of the psychological contract
  • 138. • Murder of Mongolian, met 10/05, killed 4/09, sentenced 1/15 • 28, Exploded by C-4 in Shah Alam, Malaysia • Became girlfriend of Abdul Razah Baginda, defence analyst in Hong Kong in 2005 • Blackmailing… a $US500,000 cut to remain silent about her knowledge of a US$114m corruption Abdul Razak Baginda Bodyguards of Defence Minister Power, authority and obedience
  • 139. Acquiring managerial power (1) Enhancing position power 1. Increase the centrality and criticality (Securing a critical role in flow) 2. Increase job discretion and flexibility (remove routine activities, increase variety) 3. Increase difficulty of evaluating your job – reduce substitutability (create ambiguous JD, develop jargon)
  • 140. Acquiring managerial power (2) Enhancing position power 4. Increase the visibility of job performance (expand contact with senior) 5. Increase task relevance to organisation (becoming internal coordinator/external rep)
  • 141. Acquiring managerial power (3) Enhancing personal power • Knowledge and information – By education, training, experience, special access to data/people • Personal attractiveness – Enhance likeability, personal characteristics, agreeability, attractiveness
  • 142. Acquiring managerial power (4) Enhancing personal power • Effort – Demonstrate sincere hard works in task performance, gain respect and perception of being indispensable
  • 143. Person B’s countervailing power over Person A Person A’s control of resource valued by Person B Power and Influence © 2010 The McGraw-Hill Companies, Inc. All rights reserved 29 Resource desired by person B Employee possesses skills to keep production running & customer happy Person A Job assignment, useful info,, other treat as privilege to be with you Person B Person A’s power over Person B Power exists when others believe that you control resources they want.
  • 144. Turn power into influence • Reason – using data and logic (most popular) • Friendliness – creating favourable impression • Coalition – using relationships for support • Bargaining – negotiating exchange of benefits • Assertiveness – being direct and forceful • Higher Authority – gaining higher level support • Sanctions – using rewards and punishments
  • 145. Empowerment • A process by which managers help others to acquire/use power to make decisions and make things happen in work. • They must understand: – Expanding zone of indifference (explain benefit) – Treat power as an expandable ‘pie’ (win-win) – Empowering others (alter but not giving up position power)
  • 147. Ethics • Ethics is defined as a set of moral principles that define what is right and wrong. • These beliefs influence one’s behaviour. • Business ethics defines the acceptable behaviour of employees in a given situation.
  • 148. 34 ‘The gambling monster’ • $117 million loan + $53 M embezzlement (1999 – 2003) • 2006, the ‘easy preys’ sued Chia Teck Leng APB 42 years jail
  • 149. 35 ‘The Camouflaged Man’ • Teo Cheng Kiat, a supervisor for SIA • Worked 25 years • Siphoned S$35m in 13 years, ended 2000 • “All told the CAD that they believed Teo…on the job for many years” 24 years imprisonment
  • 150. Code of Ethics • A document that explains the acceptable behaviour of employees. • Employees are expected to make use of the guidelines in making decisions in their course of work. • Honesty • Product safety • HRM practices • Financial reporting • Conflicts of interests • Using and accessing confidential info. • Payment to obtain favours/contract/businesses
  • 151.
  • 152. Managing Ethics in Organisation • Hire individuals with high ethical standards (selection). • Provide a Code of Ethics. • Leadership by example. • Ethics training. • Formal support system. • Realistic performance goals.
  • 153. 39 Code of Ethics • A code of ethics is a formal statement of the company’s values concerning ethics and SR; • It clarifies to employees what the company stands for and its expectations for employee conduct. • The code of ethics at Lockheed Martin states: “aims to set the standard for ethical conduct through adhering to the values of honesty, integrity, respect, trust, responsibility, and citizenship”.
  • 154. 40 Disclosure Mechanism • A confidential hotline is an important mechanism for employees to voice concerns about ethical practices. • Whistle-blowing is employee disclosure of illegal, immoral, or illegitimate practices on the part of the organization. • When there are no protective measures, whistle-blowers suffer, and the company may continue its unethical or illegal practices.
  • 155. 41 Disclosure Mechanisms • Enlightened organizations view whistle- blowing as a benefit to the company, helping to prevent the kind of disasters that hit companies such as Enron, Arthur Anderson, and WorldCom. • Many systems supplement a written code of ethics with employee training programs (only).
  • 157. Lesson 5 Effective vs Efficient leaders Leadership development
  • 158. Effectiveness and Efficiency Efficiency • Performing or functioning in the best possible manner with the least waste of time and effort. • Use less input to produce more output Effectiveness • Adequate to accomplish a purpose; • Producing the intended goal or expected result. 2
  • 159. Effectiveness and Efficiency • Being effective is about doing the right things. • Being efficient is about doing things right. • A 2×2 grid chart can be used by leaders to find an optimal balance between effectiveness and efficiency 3
  • 161. Effectiveness and Efficiency • Companies usually seek to increase and improve the efficiency of their operations and sales processes. • After all, when working with limited resources, they would prefer to maximize the use of each of these resources, from budget and technology to time and sales representives • However, by pursuing efficiency at all costs, these companies are possibly missing a valuable chance to take a step back and look at overall effectiveness from a big picture perspective. 5
  • 162. Blind spot of Effectiveness and Efficiency • The Holy Grail for every company is to always pursue the top right box, i.e., pursuing the right goals and being efficient, by adopting: • Technological advances, • Time management, not wasting time, • Better alignment of employer and employees’ goals • collaboration between employees. 6
  • 163. Effectiveness and Efficiency • Many companies have their hearts in the right place – they know what goals they want to achieve, but are inefficient in achieving those goals. • Other companies are tightly run ships, with all employees working together, humming along and all singularly focused on the task at hand…but working on the wrong goal 7
  • 164. A practical example •Consider the differences between activity effectiveness and activity efficiency among sales reps. •Every sales representative has his/her daily, weekly, monthly and quarterly goals that, when achieved, are considered being effective in their roles. •If sales reps are tasked with making 70 calls each day, and they easily hit their numbers, they are thus considered as efficient at their jobs. 8
  • 165. A practical example • Some reps might even make more calls over and beyond 70 e.g. make 80 or 90 calls each day, but what if those dials are producing few business connects and even fewer deals? • That is why activities pursuing efficiency may not be the right thing to do 9
  • 166. A practical example • For a sales leader, having reports that track the following information can be an incredibly powerful indicator of which of sales reps are not only efficient at their jobs but effective in performing them. • how many calls lead to connects • how many connects lead to sales demonstration • how many sales demonstration lead to deals 10
  • 167. Measure effectiveness and efficiency of sales team • Is it more important for an organization to pursue effectiveness or efficiency? • If a company is trying to grow aggressively and have all resources to burn, optimizing effectiveness might be the way to go. • No need to worry about having to use less resources to produce more 11
  • 168. Measure effectiveness and efficiency of sales team • However, if a smaller company has very limited resources to work with, they might be more interested in pursuing efficient operations in order to maximize their capabilities and not stretch themselves too thin. • Finding the a sweet spot between effectiveness and efficiency is truly the ultimate goal for all companies. 12
  • 170. Leader’s qualities to lead Using good communication skill to demonstrate the following qualities 1.Appreciative 2.Confident 3.Compassionate 4.Courageous (take risks) (share unpopular opinions) 5.Diligent So as to achieve the result of Decision-making, talent management, negotiation etc. 6.Fair 7.Flexible 8.Honest 9.Impartial 10.Responsive Etc.
  • 171. Communication • The process of passing information and meaning to others (Beach, 1970) • Berlo’s (1960) communication process model consists of • Communication source (sender) • Encoding • Message • Decoding • Communication recipient • Channel • Noise 15
  • 173. Messages (Communicated content) Communicator’s facts or opinions • Record, digit, forecast, technical information Communicator's attitude and external performance • Attitude, mood, trust, doubt, objection 17
  • 174. Coding - Encoding and decoding • Express communication content in a certain way or symbol • Example: text, language, picture, symbol • Only 7% of communication effectiveness is depends on verbal communication, the rest (93%) still comes from nonverbal communication • For example clothing, equipment, location, location, etc. are interpreted based on the receiver’s perception 18
  • 175.
  • 176. Communication channel A communication channel refers either to a physical transmission medium such as a wire, or to a logical connection over a multiplexed medium such as a radio channel in telecommunications and computer networking • Expression of language • Resort to words • Photo • Media 20
  • 177. External environment impact on communication • Disturbing factors are all called ‘noise’ • Outside influences can be coming from: • Phone interruption • Technical glitch • Time pressure • Asymmetric status • Physical appearance 21
  • 178. Recipients impact on Communication 1. Decoding process: Consists of respective ideas that may invalid communication 2. Question of interest: Selective perception 3. Attitude issues: Preconceived understanding/idea 4. Trust degree: It determines communication effectiveness 5. Stereotypes effect (Walter Lippman 1921) 6. Halo or horn effect 22
  • 179. Organisation Communication patterns Formal communication • Based on formal organisational requirement • Downwards, upwards, horizontal and outwards Informal communication • Motivation and perceived needs are mostly coming from organizational members • Can be done in cross-sector units • Verbal informal communication leaves no evidence & responsibility behind 23
  • 180. Nonverbal communication • Surroundings • Interpersonal distance • Posture • Action • Facial expression • Tone 24
  • 181. Communication style • Dominant style • Influential style • Steady style • Conscientious style • Aggressive style • Decisive style • Smart style • Etc. • Or the opposite of the above styles 25
  • 182. Improve communication skills More of • Talk face to face • Listening • Short sentence writing • Nonverbal communication Less of • Social media talking • Active verbal communication • Long sentence or essay writing 26
  • 183. Leader’s decision •Because of problem leader (people) makes decision. There are two type of decision 1. Routine problem decision •Appears regularly and can be resolved through standard responses •Programmatic decision
  • 184. 2.Non program decision • Unique and novel, requiring creative problem solving • Make decisions specifically tailored to specific situations 28 Michael Dell returned in 2007 succeeding Rollins Leader’s decision
  • 185. Decision environments •Certain •In which info is sufficient to predict outcome of alternative(s) in advance of action •Risk (the in-between) •In which involve a lack of complete certainty •but aware of probabilities associated with the possible outcomes and consequences •Uncertain •In which managers are unable to assign probabilities to the possible outcomes of various course of action
  • 186. Decision-making methods 1. Classical decision theory •Views the manager as acting in a world of complete certainty •Use as a model for how manager should make decisions. •Termed as rational Decision-making model
  • 188. Decision-making methods Behavioral Decision Theory • People only act according to their perception of a particular environment. • This model was termed by Herbert Simon as a "satisficing" decision-making style. • For example, choose the first satisfactory alternative (not the best). • It is the ultimate solution of bounded rationality.
  • 189. Unit 10 Bounded rational decision "Satisfactory" decision-making style.
  • 190. Decision-making methods Intuitive Decision Theory • Intuitive behavior is an unconscious process derived from distilled experience. • Managers use intuition to make non- procedural decisions. • Be able to quickly and easily understand the possibility of a specific situation. • Added spontaneity to decision-making. • (Specially) provides greater creativity and innovation potential in a risky and uncertain environment.
  • 192. Decision-making methods Heuristic decision theory • Judgment simplifies the formulation of DM strategies and "rules of thumb." • Make it easier for managers to deal with uncertainty and limited information. • But it can become a trap. E.g. • Confirmation trap: Seek an event to confirm what has been considered ‘real’ by (self). • The hindsight trap: overestimating the (own) predictable accuracy of events that have occurred. • May cause systematic errors and affect the quality of decision-making.
  • 193. 37 Confirmation trap Ferrari Guy Ma Chi - 2012 "Look, I told you before that letting young foreigners drive fast will cause this kind of accident."
  • 194. 38 Hindsight trap Nitcharee Peneakchanasakm - 2011 “I knew this accident would happen a long time ago"
  • 195. Decision-making methods Creative decision theory • It involves the development of unique and novel responses to problems and opportunities. • This is critical to determining the success of an organization in a complex and dynamic environment. • There are four stages of creative Decision- making
  • 196. Four stages of creativity in decision-making: 1) Problem definition: choosing good problems to solve and then framing them broadly to consider as many alternatives as possible. 2) Incubation: looking at problems in diverse ways that allows for the consideration of unusual alternatives; avoiding tendencies towards purely linear and systematic problem-solving.
  • 197. Four stages of creativity in decision-making: 3) Illumination: responding to flashes of insight and recognising when all pieces to the puzzle suddenly fit into place 4) Verification: avoiding the tendency to relax after illumination occurs and, instead, proceeding with logical analysis to confirm that good problem-solving decisions have really been made.
  • 198. Problem: Groupthink (1) • Members of a highly cohesive group tend to lose their critical and evaluative abilities. • So members began to think similarly. • As members want to integrate, they tend to be reluctant to criticize each other's ideas and suggestions. • The desire to avoid disagreement leads to overemphasis on consensus. And agree to the action plan. • It limits the potential effectiveness of groups.
  • 199. Problem: Groupthink (2) Janis outlined suggestions to combat group thinking, such as: • Key evaluator role • Ensure that the person in charge does not take an action locally • Seek opinions from other employees • Seek advice from outside experts • Assign members to play the role of ‘devil advocate' in the meeting
  • 200. Problem: Escalating commitment •The problem with it is that the team will continue its action even if it reports that the action will fail. •It occurs to decision makers when they: •Rationalize negative feedback as ‘temporary problems’ •Protect ego, do not admit mistake •Engage in impression management •View negative results as ‘learning experience’
  • 201. Improve team decision-making skills (1) Brainstorming: Group can quickly produce many alternatives Delphi technique: • Used by group members who cannot meet face to face. It involves a series of questionnaires distributed to group members and compiled by the decision-making coordinator. Human resource practice (example) • Group managers make independent and anonymous predictions • HR analysis and feedback to experts • Expert revision and revaluation • Repeat until consensus
  • 202. Improve team decision-making skills (2) Nominal group technique • Use structured rules to minimize interactions to facilitate group Decision-making on controversial subjects • Independent, good quality ideas are produced • Complex problems resolved with very little domination Human resource practice (example) • Ask all members about human resources • No need to discuss • Everyone describes their solution • No criticism or debate, but clarification is allowed • All members independently rank solutions • The highest solution becomes the final decision
  • 203. Negotiate and reach an agreement Organisation must look into the following seriously in order to achieve a good agreement: • Negotiation objectives and types • Barriers to negotiations • Effective negotiation process 47
  • 204. Negotiation objectives and types Negotiation objective • Goods or services exchanged at a mutually agreed terms Negotiation types 1. Distributive method: •The two sides compete for a larger proportion in the fixed pie 2. Integrated method: •A win-win situation that believe that the pie could be enlarged 48
  • 205. Barriers to negotiations 1. Preconception is affected by past experience 2. The myth of fixed pie 3. Irrational emotion 4. Under the table reason 5. Personality factors of negotiators 49
  • 206. Effective negotiation process 1. Preparation and planning: discover problem 2. Basic negotiation principles : Screening issues 3. Clarification and defence : Focus on issues, not person 4. Negotiation and problem solving : Cooperation/ Collaboration 5. Completion and execution : Textualization and signing agreement 50
  • 207. Talent Management 1. Basic idea of employment and talent management - Has have the ability to identify - Understand what types of talents are needed - Clear about what are the standards for talents 2. Organizational structure of talent management - Position design, job requirements, talent inspection system etc. - Talent management focus on opportunities, not problems
  • 208. Talent Management 3. Leading ideas for talent management (1) Guiding ideas for talent deployment (2) Discover and unleash human strengths (3) Develop human talents through effective management 4. Subjective cultivation of talent management (1) Tolerate individual weaknesses (2) Less doubt in talent (3) Harness talent strength
  • 210. Criteria for assessing an organization’s strategic effectiveness from a leadership perspective
  • 211. Measure organisational effectiveness • OE is the ability with which an association is able to meet its objectives. • The main measure of organizational effectiveness for a business will generally be expressed in terms of how well its net profitability compares with its target profitability due to the effort of employees.
  • 212. Criteria to determine organizational effectiveness Engagement • Ensure team members engage and interact with one another and dissuade member from working in isolation Employee growth • A good leader understands the potential of each of his/her team members and hones their skills and abilities to help them achieve the goals they set for themselves.
  • 213. Training • How often do you sit with your employees and show them how to do something? • A good leader always finds time to impart knowledge to team members. Fairness • A good leader strives to see all his/her team members grow, and isn't partial on any count. Criteria to determine organizational effectiveness
  • 214. Respect for others • A good leader is respected by his/her team members. • They look up to and follow him/her not because they are scared, but because they believe in the leader’s cause. Criteria to determine organizational effectiveness
  • 216. • Group is a collection of two or more people who work with one another regularly to achieve one or more common goals • Two types of groups in organisations: – Formal – Informal What is a group?
  • 217. Formal groups • Formal groups is an ‘Official’ groups designated by authority to serve a specific purpose • Employees are officially assigned group role and task • Mangers are responsible for group performance, and play a ‘linking-pin’ function to connect work groups within an organisation
  • 219. Types of formal groups • Permanent – Perform a specific function on an ongoing basis – Often appear on organisation charts as departments or divisions • Temporary – Created for a specific purpose and typically disband once that purpose has been accomplished
  • 220. Informal groups • Informal groups are groups that emerge unofficially and are not formally designated as parts of the organisation. • These groups: – include friendship and interest groups – help people accomplish their work – satisfy individual needs.
  • 221. Purpose of groups • Groups help to meet organisational needs – Job skills and knowledge of members is shared, which can help to solve difficult problems, and is useful for newcomers. • Groups can satisfy needs of individual members – Groups provide social interaction and interpersonal fulfilment – Success of groups depends on matching organisational and individual needs
  • 222. Managing group effectiveness To avoid: • Social loafing • Disruptive behavior • Groupthink Task Performance Group Maintenance SYNERGY Columbia´s final mission on 1 Feb 2003, 7 died. Why? Foam insulation’s problem
  • 223. Group as an open system
  • 224. Inputs into group process Group inputs are the initial ‘givens’ in a group situation and set the stage for all group processes - Organisational setting - Nature of the task - General member characteristics - Group size
  • 225. Inputs into group process • Organisational setting – Clear goals and well-designed rewards – Adequate resources, facilities, technologies – Culture and structures that promote group interaction and cooperation • Nature of the task – Difficulty of achieving effectiveness increases with degree of task complexity
  • 226. Inputs into group process • Membership characteristics – Interpersonal compatibilities – Homogeneity/heterogeneity – Position status (avoiding status incongruence) • Size – Best between 5 and 7 members – Even number is a not a good idea
  • 227. Group process and dynamics Group dynamics are forces operating in groups that affect group performance and member satisfaction. 1. Stages of group development 2. Required and emergent behaviours 3. Group norms and roles 4. Emotions 5. Communication and decision-making
  • 228. Stages of Group Development Tuckman’s five stages of group development – Forming – Storming – Norming – Performing – Adjourning
  • 229. Required and emergent behaviours • Required behaviours – Those contributions formally requested from group members as basis for continued affiliation and support • Emergent behaviours – Those things that group members do in addition to, or in place of, what is formally asked of them – May be the informal behaviour that shadow the formal system
  • 230. Required and emergent behaviours Emergent behavior (con’t) • It is a systematic behaviour that does not depend on the various parts of the system, but on the relationship between them. • Thus, it is impossible to predict emergencies by inspecting various parts of the system. • Emerging behavior refers to the behavior of a group of items that cannot be found in any single item, be it insects, atoms or buildings.
  • 231. Group norms and roles • Norms – Standards of behaviour that group members are expected to display – Groups norms usually not written down • Roles – Sets of behaviours expected by managers of organisation and group members for holders of particular positions
  • 232. Group emotions • Emotions in groups – Are inseparable part of group activity – Can lead to interpersonal conflict – Need to be managed rather than ignored
  • 233. Communication and decision-making • Group dynamics affect quality of communication and decision-making – Groupthink: arises in highly cohesive groups, can lead to poor (and costly) decision-making – Group structure and how groups work on tasks relates closely to how group members communicate
  • 234. Group Outputs • Group outputs are the results of the transformation of group inputs through group processes. • Outputs include: – group task performance – group maintenance • Distributed leadership: the sharing of responsibility for fulfilling group task and maintenance needs
  • 235. Group task performance Group Task Performance Task activities: • Are the various things members do that directly contribute to the performance of important group tasks. • There are discussed briefly as follows:
  • 236. Group task performance Group Task Performance – Initiating: offering new ideas to solve problem – Seeking information: clarify suggestions – Giving information: offer relevant/factual info. – Clarifying: clarifying relations among suggestions to coordinate activities – Summarising: assessing group functioning, raising question about member suggestions
  • 237. Group Maintenance Group Maintenance • Maintenance of activities that support the emotional life of the group as an ongoing social system. • Include encouraging, harmonising, compromising, gatekeeping, setting standards, and following up • Contribute to the overall cohesiveness of the group
  • 238. Intergroup dynamics • Dynamics that take place between groups as opposed to within groups (is crucial) • Ideal organisation operates as a cooperative system, but competition also occurs.
  • 239. Dynamics of intergroup competition
  • 240. Dynamic within each competing group • Members become closer knit and evidence of increased group loyalty; group cohesion increases • Concern for the accomplishment of the group’s task grows, members become more task oriented • Group members become more willing to accept a single leader • Activities become more highly structured and organized
  • 241. Dynamic between the competing groups • Each group view the other as an enemy • Each group tends to develop very positive images of itself and very negative images of the others; • Own group strengths are overestimated while those of the other are underestimated • Hostilities increase and communications decrease between the groups • When forced into interaction, group members listen to only what reinforces their group
  • 242. Intergroup competition • The figure of “Dynamics of intergroup competition” details what happens within and between groups engaged in competitive behaviour. • There are two broad approaches to managing the dynamics of group competition:
  • 243. Intergroup competition The first is to deal with the competition after it occurs. E.g. • by appealing to a common goal or • uniting in the face of a common enemy, or • direct negotiations between groups, or • training members to work cohesively
  • 244. Intergroup competition The second is to deal with the competition before it occurs. E.g. • Rewarding groups for their contribution to the total organisation by 1. avoiding win-lose competitions between groups; 2. stimulating frequent interactions between members of different groups; 3. rewarding inter-group cooperation; 4. rotating members amongst different groups
  • 245. Workflow of interdependency • The way work flows in an organisation from one group to the next affects intergroup dynamics. • Pooled, sequential and reciprocal interdependencies affect inter-group cooperation in the achievement of organisational goals.
  • 246. Workflow of interdependency Pooled (low) interdependency The work of each group contributes to the company mission, but is not directly related to that of the other group. The groups may not directly interact with each other, but are indirectly affected by each others actions Sequential (medium) interdependency Outputs of one group become inputs of another group Reciprocal (high) interdependency Each group has outputs that are also inputs to the other group
  • 248. What is team? • Teams are small groups with complementary skills, who work together as a unit to achieve a common purpose for which they hold themselves collectively accountable • All teams are groups but not all groups are teams.
  • 249. Teams and their effectiveness Teams operate at three levels instead of two: 1. Team task level: • Teams are organised to carry out a specific task or goal. • The other two levels are neglected. 2. Team maintenance level: • To accomplish tasks, teams need to recognise and maintain relationships
  • 250. Teams and their effectiveness Teams operate at three levels instead of two: 3. Individual needs level: • Each member’s individual needs impinge upon the team and its task. • Team must recognize this influence.
  • 251. Teams and “things” Teams that “do things” • Perform ongoing tasks (e.g. marketing or manufacturing). • Members have long-term relationships • The team require support in maintaining good relations, systems and external support
  • 252. Team and ‘things’ Teams that “run things’ •They are usually leaders at the top of an organisation •They work on higher level organisational tasks e.g. identifying organisational purpose, goals and values and helping others fulfil these. •These teams require executive and external support (e.g. consultants and scholars)
  • 253. Requirement of effective teams • Require a set of clear organisational direction, purpose and clarity of task • Understand the value of working jointly, and are able to disagree without resentment • Have a blend of technical, task, leadership abilities • Take pride in benefits they have/will deliver.
  • 254. Barriers to team effectiveness • Lack of commitment from senior management • Ambiguous organisational alignment • Inadequate rewards or compensations systems • Inadequate skills, resources, information systems, • Insfficient team size • Inadequate HRD and information system
  • 255. Team building and teamwork • Team building is a sequence of planned action steps designed to gather and analyse data on the functioning of a group, and to implement changes to increase its operational effectiveness. Teambuilding fosters TEAMWORK
  • 256. Team building’s goals • The team building process should aim to: – Clarify core values and direct behaviour – Transform general to specific performance objectives – Develop skill mix to give high performance results – Enhance creativity in task performance
  • 257. Effective team leadership Skilled team leaders need to: • build trust and inspire teamwork • create a team identity • facilitate and support team decisions • foresee and influence change. • expand team capabilities (synergy) • make the most of team differences (synergy)
  • 258. Effective team facilitators • Facilitators’ interventions should aim to: – gain appreciation of complexity and dynamics – identify team needs – create a safe and open forum – foster interdependence, creativity and open communication – encourage necessary choices. • Address both ‘light’ and ‘dark’ sides of team building
  • 259. Teamwork training Team building activities can be achieved in many ways. • Three popular methods are: • Experiential activity • Challenging perspective • Consensus decision making
  • 260. Teamwork training Experiential activities: • Such as ‘games’ designed to encourage active (as opposed to passive) processing of information. Intended to foster cooperation and trust between team members. Challenging viewpoints: • Focus on breaking down team member’s viewpoints, either collectively or individually, via a devil’s advocate process. • Helps overcome resistance to change.
  • 261. Teamwork training Consensual decision making: • Reaching consensus through team brainstorming processes. • In addition to determining the nature of team building activities, it is also important to consider the timing and location of delivery. • Common approaches to delivering are seen in Formal Retreats, Continual Improvement and Outdoor experiences.
  • 262. Teamwork training Formal Retreats: • Take place during an official retreat that is organised off-site and typically run by outside consultants. Continual Improvement: • The manager, team leader and/or team members take responsibility for regularly engaging in the team-building process (e.g. via periodic meetings or self-managed retreats)
  • 263. Teamwork training Outdoor experiences: • involves putting group members in a variety of situations where they must work collectively to overcome physical tests. • Seeks to foster both individual character and team commitment.
  • 264. Teamwork training • All approaches have strengths and shortcomings • Care is required in providing the appropriate mix to effectively and efficiently deliver the required growth in team effectiveness.
  • 265. Team performance & cohesiveness • Team performance and cohesiveness are strongly influenced by team norms and team roles: • Norms are rules or standards of behaviour that group members are expected to display • A role is a set of expectations for the behaviour of a person holding a particular office or position
  • 266. Team roles Two types of problems related to role expectations: •Role ambiguity – Occurs when a member is unsure of what other members expect of them •Role conflict – Occurs when a member is unable to respond to group expectations due to overload or job mismatch
  • 267. Team cohesiveness • Degree to which members are attracted to and motivated to remain part of team • Influenced by shared experiences and commitment • High cohesiveness is: • good for members • may be good or bad for organisation • ‘How does cohesiveness influence performance?’
  • 268. Influencing team cohesiveness • Team cohesiveness is influenced by trust and conflict management – High trust levels drive high cohesiveness, satisfaction, and effectiveness – Conflict is inevitable in teams; successful conflict management can prevent low cohesiveness.
  • 269. Types of workplace teams • Effective use of teams in organisations is characterised by empowerment, participation and involvement. • Four typical types of teams: – Employee involvement teams – Problem-solving teams – Self-managing teams – Virtual teams
  • 270. Employee involvement teams • Members meet regularly outside of their normal work units for the purpose of collectively addressing workplace issues • The team’s purposes relate to total quality management concepts or the quest for continuous improvement. • Success requires genuine managerial commitment to employee participation and empowerment.
  • 271. Problem-solving teams • These teams are created for a specific task • E.g. Quality Circles, Autonomous work teams and Task Force groups. Task Forces • Temporary teams created to fulfil a well defined task within a fairly short period. • Once the task is completed, the team is disbanded.
  • 272. Problem-solving teams Quality circles • Teams of workers who meet periodically to discuss and develop solutions for problems relating to quality, productivity or cost. • For such teams to be successful, members should received special training in information-gathering and problem-analysis techniques.
  • 273. Problem-solving teams Autonomous work teams • Teams given significant authority and responsibility over their work in contexts of highly related or interdependent jobs. • It is a pre-cursors to self-managed work teams, which we shall discuss next.
  • 274. Self-managed teams • Small groups of people empowered to daily manage themselves and the work they do. • Distinguished from other types of teams in that team members are able to: – make decisions on team tasks and schedule – Able to perform more than team’s job – train one another in jobs performed by the team.
  • 275. Self-managed teams Benefits of SM teams • improved productivity • faster response to change • fewer levels of classification and management • lower absenteeism and turnover • improved work attitude
  • 276. Self-managed teams Strengths that Self-managed team members needs to possess • Technical or functional expertise • Problem-solving or decision-making skills • Interpersonal skills.
  • 278. Virtual teams • Team whose members work interdependently towards the achievement of a common goal across time and space. • Differ from other teams in the following ways: • Dependence on technology • Absence of non-verbal cues • Place (culture) and time of interaction • Degree of private communication increased and conflict can be resolved outside group • Team process recording (‘careful’)
  • 279. Future challenges for work teams • Ongoing challenges for leaders/managers in managing work teams relate closely to: – Empowerment – Trust – Accountability – Diversity – Self-leadership
  • 280. DISC • Dr. William Marston, a physiological psychologist, who shared it in his book Emotions of Normal People, published in 1928. • He did not create an assessment instrument from his theory. • However, based on his model, others have created DISC assessments. • That's why you might discover other DISC tests in the marketplace.
  • 281. DISC personality test • Dominant personality • Influential personality • Steady personality • Conscientious personality
  • 282. DISC Psychometric Analysis • The DiSC assessment, published by Wiley, is a non-judgmental tool used for discussion of people's behavioral differences. • When a person participates in a DiSC program, the program will ask him to complete a series of questions that produce a detailed report about his personality and behavior. • He will also receive tips related to how to work with people of other styles..
  • 283. Now lets do the Profile Test
  • 285. DISC PERSONLITY DISTRIBUTION D I S C 14 13 12 11 10 9 8 7 6 5 4 3 2 1
  • 286. DOMINANCE INFLUENCING Goal: Results / Control Goal: Recognition / Approval Motivation: Challenges Motivation: Recognition Fears: Loss of Control Fears: Rejection / Disapproval Under Pressure: Lack of Concern Under Pressure: Disorganized Talk: Fast and Loud Talk: Fast, Loud with Look: Serious and Stern animation Move: Fast and Swift Look: Cheerful and Warm Eyes: Driect and Cold Eyes: Direct and Warm A sense of forcefulness A sense of warmth and fun Tends to be: Directive Tends to be: Interactive Interaction Focus: Control Focus: Motivation What! Who! Why! How! CONSCIENTIOUSNESS STEADINESS Goal: Perfection / Order / Goal: Stability / Security Accuracy Motivation: Cooperation Motivation: Quality / Correctness Fears: Change / Uncertainty Fears: Criticism Under Pressure: Overly Willing Under Pressure: Overly Critical of to give in Self & Others Talk: Slow and soft Talk: Slow and Soft Look: Serious and Thinking Look: Warm and Nice Move: Slow Move: Slow Eyes: Less Direct, Objective Eyes: Less Direct, Warm A Diplomatic Feel A Willingness to give in Tends to be: Cautious Tends to be: Supportive Interaction Focus: Plan Interaction Focus: Organize Slow-Paced / Systematic Analysis / Reserved OVERVIEW OF DISC Fast-Paced / Make Quick Decisions / Assertive Task-Oriented / Results Focused / Independent TELLS People-Oriented / Relationships Focused CONTROL ACCEPT ASKS
  • 287. 1 Lesson 8 Corporate social responsibility and leadership role in sustainability
  • 288. Corporate social responsibility (CSR) • In today’s business world, growing attention is being paid on the business concept; “Corporate Social Responsibility” (hereafter, CSR), mostly because of regulatory impacts, environmental concerns, commercial benefits and reputation in front of the society. • Increasing number of companies initiates and implements practices considered as CSR activities.
  • 289. 3 World Business Council’s definition of CSR • “The continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce as well as of the local community and society at large”
  • 290. History of CSR (1) • Concept of CSR has been first introduced by Bowen (1952) • He states that while implementing strategies and making their decisions, organizations should act taking into consideration society’s values. • At the end of 1970s, after development and inclusion of Stakeholder Theory into the management literature, CSR has been defined as covering all the relevant stakeholders.
  • 291. History of CSR (2) • In this respect, Carroll (1979) defined CSR as sensitivity of an organization about the stakeholders’ expectations on the management of social, environmental, economic, ethic and legal issues.
  • 292. Stakeholder • Any person, organization, social group, or society at large that has a stake in the business. • E.g. Creditors, directors, employees, government, owners, suppliers, unions, financial analysts and the community from which the business draws its resources. • They are internal or external to the business. • A stake is a vital interest in the business • Stakeholders can affect or be affected by the organization's actions, objectives and policies.
  • 293. History of CSR (3) • Towards the end of 1980s, concept of sustainable development has been introduced and has focused on economic, social and environmental factors that organizations should consider. • Sustainable development emphasizes how today organizations can fulfil their needs without jeopardizing the needs of the future generations. • The emergent of "short term pain will lead to long term gain" concept
  • 294. Sustainability • Sustainability focuses on meeting the needs of the present without compromising the ability of future generations to meet their needs. • The concept of sustainability is composed of three pillars: economic, environmental, and social—also known informally as profits, planet, and people. • DBS: “Making a difference beyond banking to touch real people, real businesses & real lives.”
  • 295. Environment vs CSR (1) • CSR practices – should be integrated to other organizational strategies or activities. – are based on the principle of volunteering and thus should be carried out by participation of relevant stakeholders. • Environment protection and applications force organizations concentrate on CSR. These issues are important parts of CSR.
  • 296. Environment vs CSR (2) • To manage supply chains , it becomes important to consider whether all suppliers in the chain implement CSR activities and practices. • All actors on the SC take responsibility to do no harm to the environment, reduce waste and pollution, control gas emissions, comply with regulations whilst at the same time to reduce their cost and to increase their profit.
  • 297. Environment vs CSR (3) What is supply chain (SC)? • A supply chain is a network between a company and its suppliers to produce and distribute a specific product to the final buyer. • This network includes different activities, people, entities, information, and resources.
  • 298. Environment vs CSR (4) • Increasing concerns about the environment stimulates governments/organizations, such as European Union, European Commission, to promulgate new laws and regulations. • All actors in the product life cycle take their own responsibilities on environmental issues. • Companies are obliged to meet the standards and criteria in force to stay competitive in the market and to keep their sustainable growth.
  • 299. Social vs CSR (1) • Though require a high investment, companies need to integrate CSR to processes for higher customer satisfaction and loyalty, better corporate image and reputation, higher productivity, lower costs and thus higher business profitability. • Consumers awareness and sensitivity on social and environmental issues increase constitute another reason to implement CSR applications.
  • 300. Social vs CSR (2) Research finding • Consumers prefer the products of companies that attach more importance to protecting environment and put emphasis on activities related to social responsibility. • Reputation and positive image of companies that initiate CSR activities and put society in front can enhance its reputation (competitive advantage.
  • 301. 15 Two CSR aspects to be answered Companies need to answer to two aspects of their operations. 1. The quality of their management - both in terms of people and processes (the inner circle). 2. The nature of, and quantity of their impact on society in the various areas (the outer circle).
  • 302. 16 Outside stakeholders’ interest • Outside stakeholders are taking an increasing interest in the activity of the company. • Most look to the outer circle of what the company has actually done, good or bad, in terms of its – products and services, – impact on environment and communities, or – contribution to workforce development
  • 303. CSR in community (1) • CSR is an ethical framework and suggests that an entity, be it an organization or individual, has an obligation to act for the benefit of society at large. • It is a duty every individual has to perform so as to maintain a balance between the economy and the ecosystems.
  • 304. CSR in community (2) • Ethical investment is an integral part of the ethical CSR, in that the organization should – pay high attention to where it places its money and – how it can benefit • without damaging the environment or • generating other kinds of problems to the community where it acts.
  • 305. Roles of CSR • CSR is the practice of integrating social and environmental goals into business operations. • Common roles of CSR include – helping control costs, – improve a company's brand, – attract top-quality talent and – facilitate long-term financial success.
  • 306. Types of CSR • The four types of CSR: – Environmental sustainability initiatives, – Economic responsibility, – Ethical business practices and – Direct philanthropic giving • Ethical responsibility is the ability to recognize, interpret and act upon multiple principles and values according to the standards within a given field and/or context.
  • 307. CSR benefits community • CSR is the term used to describe how a company gives back to or improves the community. • Organizations can show CSR in many ways: – donations to charities, – employee volunteering, – environmentally conscious production processes, – ethical labor practices, and more.
  • 308. CSR in business ethic • CSR refers to the need for businesses to be good corporate citizens in the community • CSR goes beyond earning money for shareholders. • It's concerned with protecting the interests of all stakeholders, such as employees, customers, suppliers, and the communities in which businesses operate.
  • 309. Community involvement is important for business • Community involvement increases brand awareness – It makes a business visible, – allows people to get to know its brand, product, or shop better, – helps a company to create a reliable, trustworthy, and generous business image.
  • 310. Mutual benefits of community involvement • It is wise for company to look for opportunities that will mutually benefit itself and its community by generating publicity, or improving the neighbourhood around its premises. • Community engagement takes many forms. Some are discussed below:
  • 311. Forms of community involvement Include employees in community activities • Support charities chosen by its staff • Encourage staff to volunteer for community activities • Give staff paid time off for volunteering • help employees to make tax-free donations to charity through ‘payroll giving’ • Improving community relations, involving staff in CSR can help motivate them and encourage their personal and professional development.
  • 312. Reasons for Community involvement • Community involvement should not be a mere option for business owners. • Taking part in community programs is a strong way to boost exposure and business visibility as it contributes its services and resources to meet community needs. • Below are reasons why your business should be involved in the local community.
  • 313. 1. Helps the community grow (1) • By giving back to the community, company – takes an active role in its development, – helps community members succeed – helps foster a deeper sense of unity.
  • 314. 1. Helps the community grow (2) • Small businesses can help create a close-knit community vibe that benefits consumers and other small businesses. • Deeper ties with customers and other businesses foster stronger community ties and this, in turn, can help build stronger consumer bases. • Thus help create a strong base of clients and customers for local businesses to draw upon.
  • 315. 2. Increases brand awareness • The most obvious reason to do it – It makes a business visible, – Allows people to get to know the company brand, product, or shop better, – Helps to create a reliable, trustworthy, and generous business image. • Community involvement can give a company a leg up over the competition
  • 316. 3. Improve competitiveness (1) • Doing it can give a business a more favorable impression over a larger, impersonal competitors because customers like to deal with people they know and trust. • By taking an active role in community development, a company distinguish itself from other businesses because it take on the community as part of its identity.
  • 317. 3. Improve competitiveness (2) • Customers may look at the degree of community involvement when deciding what products to buy and where to buy these products from. • If a company has a familiar positive in the community, it establishes the company as the more trustworthy option.
  • 318. 4. Good for employee morale • Studies have shown employees are more likely to display higher satisfaction rates with their jobs if they know that they are working for a socially responsible enterprise. • Higher satisfaction rates are more likely to lead to higher productivity and increased retention rates.
  • 319. 5. Leading by Example (1) • All businesses can do something to contribute to the community, whether it’s by donating uniforms for the local softball team or setting up a scholarship fund for city scholars. • Dell gives back through different programs that support education such as Dell YouthConnect and the Dell Social Innovation Challenge. • Dell also has an established disaster relief program that helps communities affected by calamities all over the world.
  • 320. 5. Leading by Example (2) • Zappos donates to various organizations and at the same time pays employees for time off spent doing volunteer work. • LinkedIn has InDay, held one Friday each month where employees volunteer in local communities.
  • 321. 5. Leading by Example (3) • Giving back to the community through active involvement comes with many benefits, not just for the community but for your business and employees as well. • Businesses that give back create scenarios where everyone benefits, especially if it gives back in ways that fit its business values, culture and meet its employees’ needs.