The document promotes Private Advisor Group as a solution for independent financial advisors. It summarizes Private Advisor Group as providing world-class services, risk management, and solutions to support independent advisors. Advisors have flexibility to run their business as they choose while gaining access to products, services, and a community of advisors without proprietary requirements or quotas. Private Advisor Group also handles compliance supervision and leverages the largest independent broker-dealer to focus on exceptional service and solutions for advisors. The goal is to help advisors build their independent advisory practice and legacy over the long run.
Houston LEAD organizes peer support programs for entrepreneurs in Houston, TX. In the weekly meetings, members can share their opinions and participate in discussions to generate more leads for their businesses. The programs also help to build strategic business alliance and provide an opportunity for industry growth. For more information about the peer support programs organized in Houston, visit http://houstonlead.com/
When United Advisory Partners, Inc. was launched we were guided by the beliefs of our founder and the associates that joined the firm in the following years. The core values that guided United Advisory Partners, Inc. associates in everyday work and decision-making long ago continue to be practiced today.
Houston LEAD organizes peer support programs for entrepreneurs in Houston, TX. In the weekly meetings, members can share their opinions and participate in discussions to generate more leads for their businesses. The programs also help to build strategic business alliance and provide an opportunity for industry growth. For more information about the peer support programs organized in Houston, visit http://houstonlead.com/
When United Advisory Partners, Inc. was launched we were guided by the beliefs of our founder and the associates that joined the firm in the following years. The core values that guided United Advisory Partners, Inc. associates in everyday work and decision-making long ago continue to be practiced today.
The Lake Superior Community Partnership has evolved over it's 10+ year history. The LSCP moves forward as primarily an economic development agency with clearly defined goals and focus, increased transparency and higher value for our partners.
This document highlights possible mistakes people can make when investing their assets. What seem like sensible approaches or guideline could serve to limit the growth potential of one's portfolio. An unbiased independent advisor can help sift the misconceptions from reality.
Ga strategies new sources for pac fundraisingChip Ahlswede
In 2014, Government Affairs Strategies presented at the American Society of Association Executives Government Affairs Symposium on Finding new ways to get PAC funds.
A PowerPoint presentation discussing and analysing production and distribution companies in the media business. Also including my final decision on which distribution company to use.
The Lake Superior Community Partnership has evolved over it's 10+ year history. The LSCP moves forward as primarily an economic development agency with clearly defined goals and focus, increased transparency and higher value for our partners.
This document highlights possible mistakes people can make when investing their assets. What seem like sensible approaches or guideline could serve to limit the growth potential of one's portfolio. An unbiased independent advisor can help sift the misconceptions from reality.
Ga strategies new sources for pac fundraisingChip Ahlswede
In 2014, Government Affairs Strategies presented at the American Society of Association Executives Government Affairs Symposium on Finding new ways to get PAC funds.
A PowerPoint presentation discussing and analysing production and distribution companies in the media business. Also including my final decision on which distribution company to use.
Forzes collega Sander vervult op dit moment ad-interim de rol van operationeel directeur bij een innovatief IT bedrijf. Sinds een jaar werkt dit bedrijf, geïnitieerd door de oprichter, zelfsturend. De spanning tussen droom en daad is echter nog groot. Er is veel onrust, ziekte en uitval ontstaan en de medewerkers snakken naar structuur. Sander en het MT geven hier op dit moment in co-creatie met de organisatie vorm aan.
In de dialoog op onze Forzes meeting in oktober raken we persoonlijke en professionele dilemma’s. Zijn wij, als ‘fourty something’ adviseurs die groot zijn geworden in sturende organisaties in staat om te adviseren over indigo organisaties (Laloux, Reinventing Organizations)? Geloven wij er eigenlijk wel in? Of zien we onze vooringenomenheid bewaarheid worden?
Our service options are tailored to incorporate both self-directed service alternatives and full advisory solutions, giving you the choice of approach to build an investment and service offering that fits your profile while still achieving your financial goals.
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Gulf Resources is one of the leading Management Consultancy Firms in Dubai and specialize in helping business from different industries in establishing a successful venture anywhere in the UAE.
N R Doshi & Partners, UAE’s renowned public accounting firm, is driving growth through expertise for its clients business for more than 30 years.
Headquartered in Dubai, N R Doshi & Partners has 7 offices in UAE, employing over 100 professionals.
The firm consistently ranks among the top firms in the UAE and continues a dominant presence in the industry, driven by results and set on the bedrock of trust.
N.R. Doshi offers a plethora wide gamut of services audit assurance, advisory, company incorporations andoutsourcing services.
How to define yourself to your target audience and not let the market to define you. High Net Worth clients want to hear that you understand their needs, goals and aspirations before they allow you over their walls.
INNOVATIVE CONSULTING FIRM FOUNDED IN 2004 BY TOP LEADERS IN THE MANAGEMENT CONSULTING SPACE.
Eight practice leaders; more than twenty-five multi-disciplinary consultants.
Four pillars of expertise: Business Assurance, Finance Optimization, Talent Solutions and Strategy/Communications.
Based in Mexico City and with international capabilities.
Great believers of on-demand talent solutions.
CONSULTING POWER THAT CAN BE AVAILABLE FOR THE TIME REQUIRED BY YOUR PROJECT, WITH NO LONG TERM COMMITMENTS AND WITH HIGH LEVELS OF FLEXIBILITY.
All our practice leaders are senior level executives with experience in multinational corporations and in specific functional roles.
We get the job done at the same time that we become agents of change for our clients, bringing a fresh perspective into problem-solving and sharing past experiences and best practices.
Capable of fully embedding into your operations and creating value since the very first day (Touch & Play).
1. “The resources available
to our firm through
Private Advisor Group
were so appealing.”
Len Valletta, Principal
Albany Financial Group
BECOME A PART
OF TODAY
2. ONE IN TEN ADVISORS WILL LEAVE
THEIR FIRM AND GO INDEPENDENT.
ARE YOU READY TO START
BUILDING YOUR OWN LEGACY?
WE CAN HELP.
PRIVATE ADVISOR GROUP IS TODAY’S HYBRID SOLUTION FOR INDEPENDENT ADVISORS.
CONFIDENCE. COMMUNITY. CONTROL.
Private Advisor Group is a unique provider of world-class service, in-depth risk management, and forward-thinking
solutions for independent advisors. Built to support the distinct needs of advisors, Private Advisor Group provides
our advisors with the oversight and service they need regardless of how they decide to structure their business.
Our mission is simple: to provide the best foundational support for hybrid independent advisors.
By partnering with LPL Financial, the industry’s largest independent broker-dealer,* Private Advisor Group has
the unique ability to deliver exceptional compliance and supervisory oversight, high-touch customer service and
a community of like-minded advisors—all wrapped up in an attractive economic model.
“Private Advisor Group makes it simpler,
smarter, more personal.”
Bruce Risler, CERTIFIED FINANCIAL PLANNER™ Professional
Risler Financial Management * As reported by Financial Planning magazine, June 1996–2013, based on total revenue.
3. PRIVATE ADVISOR GROUP IS TODAY’S HYBRID
SOLUTION FOR INDEPENDENT ADVISORS.
BEING INDEPENDENT MEANS RUNNING YOUR BUSINESS IN THE WAY
THAT IS RIGHT FOR YOU.
SAY GOODBYE TO PROPRIETARY PRODUCTS AND QUOTAS.
Private Advisor Group offers independent advisors unparalleled business structure flexibility. Want to run your own portfolios?
Go ahead. Want to outsource money management? Right on. Want to conduct both brokerage and advisory business? Please
do so. Regardless of how you choose to set up your structure, the way you want to conduct your business or the technology
you choose, independence means options. You make the decisions.
When you partner with Private Advisor Group, you gain access to a wide selection of products and services to offer your
clients, and without strings attached. You are no longer tied to proprietary products, mismatched incentives or quotas.
Going independent with Private Advisor Group means having the freedom to choose how you want to invest for your clients
based on their needs—not ours.
“We don’t have proprietary products
to push on the public. We don’t have
quotas to meet or we’re out.
That gives us the flexibility and freedom to really
focus on where we need to be.”
Alan Levine, President
Diversified Financial Consultants, LLC
4. WHEN YOU JOIN PRIVATE ADVISOR GROUP, YOU JOIN A COMMUNITY OF LIKE-MINDED ADVISORS.
AND WE MAKE THE TRANSITION PAINLESS.
At Private Advisor Group, we offer independent advisors scale wrapped in a strong sense of community. As a member of this community, you have
access to the best of both worlds: the strength and stability of the largest independent broker-dealer in the industry and the personal support of
the Private Advisor Group staff, who know your business intimately and are there to help you find the solutions you need.
Making the switch to independence does not have to be difficult. Private Advisor Group’s dedicated transitions team has successfully transitioned
hundreds of advisors and will be with you every single step of the way. You’ll benefit from our years of experience, collective knowledge and
established best practices. Simply put, we strive to provide the most efficient transitions services the industry has to offer.
COMPLIANCE CAN BE A SUBSTANTIAL BURDEN ON INDEPENDENT ADVISORY PRACTICES.
LET US DO THE HEAVY LIFTING.
With heightened regulations and increased scrutiny of the financial services industry, compliance supervision is a mandatory component of running your
own advisory practice today. Instead of spending your valuable time trying to self-supervise and paying the expensive fees associated with doing so, let
the experts at Private Advisor Group take care of it so you can focus on your business.
Our full-time FINRA Series 24 licensed staff members are experienced, efficient and friendly—making this the greatest outsourced resource for your firm.
Our advisors told us* that joining Private Advisor Group enabled them to dedicate an additional 10–20 hours a week on average to either servicing their
clients or prospecting for new ones.
“Private Advisor Group underpromised
and overdelivered in terms of the
transition support that they gave us.
We opened up over 800 investment
accounts—representing about 225
households—in less than 60 days.”
“Private Advisor Group has really been paramount in resolving
issues that would otherwise have been difficult or unresolvable.
They advocate on our behalf everyday to ensure we are getting
the solutions we need from the broker-dealer.”
Mark Ziemba II, Financial Advisor
Robert J. Ellis Financial Advisors, LLC
David Crooks, Owner
David M. Crooks & Associates, LLC
* Based on an informal survey of 20 advisors who have recently joined Private Advisor Group.
5. OUR BROKER-DEALER IS THE INDUSTRY’S LARGEST INDEPENDENT,
SERVICING OVER 13,000 FINANCIAL ADVISORS.
THAT’S WHAT WE CALL LEVERAGE.
LPL Financial was founded with a pioneering vision: to help entrepreneurial financial advisors establish successful
businesses through which they could offer truly independent financial guidance and advice. LPL Financial provides
Private Advisor Group advisors with an integrated platform of leading-edge technology, brokerage and investment
advisory services.
Private Advisor Group works closely with LPL Financial to advocate on behalf of our network of advisors.
By leveraging a top-rated broker-dealer, we can focus on our value proposition of providing exceptional service,
impeccable compliance oversight and creative solutions for our advisors. And because we are LPL Financial’s
largest Office of Supervisory Jurisdiction (OSJ)*, our advisors benefit from the access, influence and advocacy
we have within LPL Financial.
“We knew that the oversight was important,
and Private Advisor Group had a serious
team set up that we could leverage.
Outsourcing the compliance has allowed me
as the managing partner to focus on growing
my advisors’ practices, looking to bring on great
new advisors, and adding staff that could really
help them grow their business.”
Joseph B. Elliot, III, Managing Partner
The Philadelphia Group
*Based on number of advisors, as of October 31, 2014.
6. GROWING AN INDEPENDENT ADVISORY PRACTICE IS HARD WORK
AND TAKES YEARS OF DEDICATION.
BUT THE PAYOFF IS GREAT.
Becoming an independent advisor allows you to maximize the equity in your efforts and benefit from a transaction
or a transfer of ownership to the next generation when you are ready to retire. You get to keep a higher percent
of the revenue you generate on your business, and you have complete authority to control your finances, whether
that means saving more or investing back into the growth of your firm.
Private Advisor Group is here to help you start building your legacy, and we are always just a phone call away.
We don’t have a service line, so you have the comfort of knowing you can reach even the highest level of management
directly, and they will know your name and your business needs. We are proud to have cultivated a team of talented
professionals who are passionate about what they do and driven to help you achieve your goals.
Are you looking for a place where your independent advisory business can thrive? Staff who know you by name?
Proven support and exceptional service?
YOU BELONG WITH PRIVATE ADVISOR GROUP. CALL US TODAY TO GET STARTED.
“My advice for anyone
thinking of going
independent is to
absolutely do it!
I don’t think I could ever go back to working
for anyone else again. … At the end of the day,
there’s an asset there that’s mine—my book of
business—that I can pass on to my kids or sell
when I retire.”
Greg Hanson, President
APD Wealth Management, LLC
7. 65 Madison Avenue, Suite 300
Morristown, NJ 07960
Tel (973) 538-7010
www.privateadvisorgroup.com
Securities offered through LPL Financial, member FINRA / SIPC. Investment advice offered through Private Advisor Group, a registered investment advisor.