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Combined Assessment
Year End: 2007
Employee: Kiruthika S. Anbarasu
Direct Manager: Joseph L. McCollough
Printed: December 3, 2007
Part I - Our Shared Responsibilities - How We Do Business
RESPONSIBILITY TO OUR CLIENTS Employee Rating Manager Rating
Builds Client Relationships
Puts clients first; anticipates, understands and exceeds client
expectations and needs.
Gains the trust and respect of clients.
Solicits, listens and responds to client feedback.
2 - Highly Effective 3 - Effective
Delivers Client Solutions
Continuously delivers superior advice, products and services;
leverages internal expertise.
Identifies opportunities to improve products and services.
Recognizes and encourages cross business opportunities to meet
client needs; provides references to other businesses where
appropriate.
2 - Highly Effective 3 - Effective
Leverages Functional and Business Knowledge
Knows how the business works; understands the company s
products, services and policies.
Keeps abreast of industry trends and marketplace strategies.
Keeps current on developments in his/her area of functional
expertise.
Applies functional and business knowledge to maximize
effectiveness.
2 - Highly Effective 2 - Highly Effective
Employee Comments:
Worked diligently with the RSD clients and helped deliver Check replacement application to production.Participated actively in development
handoffs and was proactive in finding/resolving issues in the application. Participated actively via Web meetings,phone calls or emails with John
Morrison to clarifiy issues raised during client testing.
During the initial implementaion of the conversion project, provided solutions to the client on how the .Net application will function compared to
MS-Access application and how the pages will look like in the new application. Similarly , while working for Citigroup reports, provided
solutions/advice to issues during requirements and helped testers with queries to test the reports.
Adapted well to the new technologies(.Net,Sybase,Oracle,SqlServer,perl) and shown expertise in functional/business knowledge in the nextgen
and Mid-Market areas of the company. Have good knowlege on the company procedures and development standards and
can contribute to different business areas(Pension,HW(Nextgen and Midmarket) of the company .
Manager Comments:
Kiruthika works dilligently to ensure that client expectations are met. While working on the Check Replacement RSD project, she worked well
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with State Street to determine their expectations.
Kiruthika is able to leverage her technical knowledge and SDLC experience to deliver solutions with little to no assistance from others. She is
capable of ensuring that deliverables are handed off properly as per the company guidelines and procedures.
RESPONSIBILITY TO EACH OTHER Employee Rating Manager Rating
Manages Performance (People Managers Only)
Sets clear and measurable goals.
Provides ongoing, candid and constructive feedback.
Recognizes and rewards based on merit.
N/A - Not Applicable N/A - Not Applicable
Recruits, Develops and Retains Talent (People Managers Only)
Attracts and hires top tier talent.
Encourages effective development plans are created and
executed.
Coaches and mentors others to improve performance.
Moves individuals into challenging, developmental assignments
and supports cross business mobility.
Builds a diverse talent pipeline at all levels.
Ensures leadership succession.
N/A - Not Applicable N/A - Not Applicable
Builds Partnerships and Values Diversity
Establishes an inclusive and positive team oriented work
environment and treats all employees with dignity and respect.
Values and leverages diverse perspectives.
Collaborates with others to achieve common goals and breaks
down silos.
Shares ideas and best practices across businesses, products and
geographies.
N/A - Not Applicable 3 - Effective
Communicates Effectively
Communicates clearly and concisely, both orally and in writing.
Influences the decisions and opinions of others without having
direct authority.
Keeps others informed by passing on relevant information in a
timely manner.
Remains objective and resolves conflicts when they arise.
2 - Highly Effective 3 - Effective
Employee Comments:
Worked with offshore developers during initial phase of RSD projects ,effectively managing their work and time during the conversion projects.
Provided communication between the client and the offshore developers helping them understand the requirements. Worked with the release
management team in Quincy in debugging and resolving connectivity issues , release issues to UATand database issues on RSD projects.
Manager Comments:
Kiruthika provided guidance to the offshore team for Check Replacement issues throughout the year.
RESPONSIBILITY TO OUR FRANCHISE Employee Rating Manager Rating
Drives Results
Leads by example, demonstrating ethics, judgment and integrity in
decisions and actions.
2 - Highly Effective 4 - Partially Effective
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Strives for best in class practices to be industry and market
leader; demonstrates a desire to win.
Gets things done; overcomes obstacles and minimizes
bureaucracy.
Holds self and others accountable for results.
Translates vision into clear strategies and specific priorities.
Uses Sound Judgment
Puts long-term interests above short term gains; thinks and acts
like an owner.
Escalates issues when necessary and appropriate.
Probes beyond symptoms to determine the underlying causes of
problems.
Seeks input and advice from others before making decisions.
Makes decisions in a timely manner, balancing a need for action
with a need for analysis.
Develops strategies that contribute to sustainable business growth.
2 - Highly Effective 3 - Effective
Innovates and Manages Change
Inspires creativity and encourages others to continuously improve.
Develops innovative solutions that enhance our products, services
and processes.
Challenges the status quo and traditional thinking.
Works effectively in the face of ambiguity and adapts to change.
Communicates the need for change and inspires action.
2 - Highly Effective 3 - Effective
Manages Risk and Control
Takes responsibility for strong control environment; effectively uses
Risk Control Self Assessment as a reliable framework for managing
control structure.
Proactively manages risk; considers risk and control issues when
developing new products and executing transactions.
Ensures transparency and candor in dealing with risk and control
issues.
Incorporates risk and control perspectives in strategic plans and
budgets.
(For Control Staff Only) Collaborates with business staff to find
solutions to control issues; willing to accept measured and transparent
risk-taking where appropriate.
3 - Effective 3 - Effective
Pursues Learning and Self Development
Recognizes personal strengths and development needs and is
committed to self-improvement.
Learns from and accepts responsibility for mistakes.
Pursues continuous learning by seeking feedback from others.
2 - Highly Effective 2 - Highly Effective
Employee Comments:
Drives result: Provided solutions and advice to MidMarket project/team with the knowledge gained from Nextgen.Pusue issues until it gets
resolved.
sound Judgement: Actively involved in different phases of project , requirements/development /system test . Provide TPEs and made sure the
work was completed within the estimated time.Proactively escalated issues to manager while problems were encountered during the RSD
project.
Innovate and make change: Made positive changes in release process in Midmarket.Previously developers created patches to release the
code to other environment. Initiated the process to involved CM in creating the releases for MidMarket .
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Pursue learning: Adapted well to the new technology and have learnt a lot in the .Net environment . Made sure the experience learnt from the
mistakes in working on various new projects is followed.Completed online learning and participated in the company sponsored .Net classes.
Manager Comments:
Kiruthika effectively communicates during handoff meetings to ensure that release transitions go smoothly. She follows the SDLC and ensures
that each release is in compliance.
To obtain a higher rating in the drives results category, she needs to ensure that the upstream showstopper issues are resolved in the timely
manner so that it does not affect her own deliverable deadline.
Overall Shared Responsibility Rating Employee Rating Manager Rating
2 - Highly Effective 3 - Effective
Part II - Goals - What Business We Do
Goal 1 Published to Directs: No
Responsibility to our Clients - Identify one process improvement for application release and scheduling during the first half of 2007 and start
implementing a solution by the end of 2007.
Employee Rating 3 - Effective
Manager Rating 3 - Effective
Employee Comments:
Identified a process for releasing the Check Replacement (Oracle connection files ) application to other environments. Created a document for
the release process and it is being followed in the application to Systest/UAT/production environments.
For MidMarket clients, initiated the release process through CM for the first time. This will be followed in the project in future.
Manager Comments:
Identifying process improvements is essential in this group. Kiruthika meets expectations for this goal since she identified one process
improvement.
To gain a higher rating for this goal, Kiruthika could have identified more than the expected number of process improvements and, then followed
through on the execution plan to ensure that it's implemented properly.
Goal 2 Published to Directs: No
Responsibility to Each Other - Take up Stress Management class
Employee Rating 3 - Effective
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Manager Rating 3 - Effective
Employee Comments:
Completed Stress Mangement class through online e-learning.
Manager Comments:
Kiruthika completed this training to meet expectations.
Goal 3 Published to Directs: No
Responsibility to our Clients - Take .NET class from the Citistreet or Microsoft s E-Learning library
Employee Rating 3 - Effective
Manager Rating 3 - Effective
Employee Comments:
Completed online class on Basics of C# Programming class.
Manager Comments:
Completed this training to meet expectations.
Goal 4 Published to Directs: No
Responsibility to our Clients - Ensure all code developed is reviewed to follow development standards before delivery.
Employee Rating 3 - Effective
Manager Rating 3 - Effective
Employee Comments:
Made sure all of my code released from development was reviewed, fixed all the issues which came back from feedback of the code review
process. Followed SDLC development standards for the all releases during the year.
Manager Comments:
Kirtuhika ensured that all of her code was reviewed before handoff was completed. To gain a higher rating in this goal, Kiruthika may ensure
that other team member's code is reviewed properly before being released. She can also provide feedback to junior programmers without them
asking for assistance.
Goal 5 Published to Directs: No
Participate in the establishment of a personal development plan and complete items by the end of the second quarter
Employee Rating 3 - Effective
Manager Rating 3 - Effective
Employee Comments:
Identified goals for PDP and got it approved by the manager by the second quarter.
Manager Comments:
Goal 6 Published to Directs: No
Responsibility to our Franchise - Ensure all scoped work is recorded in TPE s and that all actual effort is accurately captured for each TPE
Employee Rating 3 - Effective
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Manager Rating 3 - Effective
Employee Comments:
Prepared TPEs for Check Replacement and tracked actual hours during development. This TPE was later used for other RSD projects(DIAL
MCR) to estimate time for converting the access modules to .Net code.
Manager Comments:
Met expectations.
Overall Goal Comments
Employee Overall Goal Comments:
Manager Overall Goal Comments:
Overall Goals Rating Employee Rating Manager Rating
3 - Effective 3 - Effective
Part III - Manager Overall Rating and Comments
Manager Overall Rating 3 - Effective
Manager Overall Comments
Kiruthika is an valuable contributor to the team and well respected by her peers. She demonstrates a
strong technical competence and has continued to grow her technical skill sets this past year.
To move to the next level, she should take extra initiative to ensure that showstopper issues are resolved in
a timely manner. She should also become a leader in her team. One way to approach this is to take soft
skill leadership courses that will build these skills then utilize the acquired knowledge by coaching junior
team members. Kiruthika has many years of knowledge and experience that should be shared less
experienced team members.
Employee Signature: Date:
Manager Signature: Date:
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2007 Year End Assessment for Kiruthika S. Anbarasu

  • 1. Combined Assessment Year End: 2007 Employee: Kiruthika S. Anbarasu Direct Manager: Joseph L. McCollough Printed: December 3, 2007 Part I - Our Shared Responsibilities - How We Do Business RESPONSIBILITY TO OUR CLIENTS Employee Rating Manager Rating Builds Client Relationships Puts clients first; anticipates, understands and exceeds client expectations and needs. Gains the trust and respect of clients. Solicits, listens and responds to client feedback. 2 - Highly Effective 3 - Effective Delivers Client Solutions Continuously delivers superior advice, products and services; leverages internal expertise. Identifies opportunities to improve products and services. Recognizes and encourages cross business opportunities to meet client needs; provides references to other businesses where appropriate. 2 - Highly Effective 3 - Effective Leverages Functional and Business Knowledge Knows how the business works; understands the company s products, services and policies. Keeps abreast of industry trends and marketplace strategies. Keeps current on developments in his/her area of functional expertise. Applies functional and business knowledge to maximize effectiveness. 2 - Highly Effective 2 - Highly Effective Employee Comments: Worked diligently with the RSD clients and helped deliver Check replacement application to production.Participated actively in development handoffs and was proactive in finding/resolving issues in the application. Participated actively via Web meetings,phone calls or emails with John Morrison to clarifiy issues raised during client testing. During the initial implementaion of the conversion project, provided solutions to the client on how the .Net application will function compared to MS-Access application and how the pages will look like in the new application. Similarly , while working for Citigroup reports, provided solutions/advice to issues during requirements and helped testers with queries to test the reports. Adapted well to the new technologies(.Net,Sybase,Oracle,SqlServer,perl) and shown expertise in functional/business knowledge in the nextgen and Mid-Market areas of the company. Have good knowlege on the company procedures and development standards and can contribute to different business areas(Pension,HW(Nextgen and Midmarket) of the company . Manager Comments: Kiruthika works dilligently to ensure that client expectations are met. While working on the Check Replacement RSD project, she worked well Page 1 of 6 12/3/2007file://C:DOCUME~1jm22612LOCALS~1Temp8LK8JYGL.htm
  • 2. with State Street to determine their expectations. Kiruthika is able to leverage her technical knowledge and SDLC experience to deliver solutions with little to no assistance from others. She is capable of ensuring that deliverables are handed off properly as per the company guidelines and procedures. RESPONSIBILITY TO EACH OTHER Employee Rating Manager Rating Manages Performance (People Managers Only) Sets clear and measurable goals. Provides ongoing, candid and constructive feedback. Recognizes and rewards based on merit. N/A - Not Applicable N/A - Not Applicable Recruits, Develops and Retains Talent (People Managers Only) Attracts and hires top tier talent. Encourages effective development plans are created and executed. Coaches and mentors others to improve performance. Moves individuals into challenging, developmental assignments and supports cross business mobility. Builds a diverse talent pipeline at all levels. Ensures leadership succession. N/A - Not Applicable N/A - Not Applicable Builds Partnerships and Values Diversity Establishes an inclusive and positive team oriented work environment and treats all employees with dignity and respect. Values and leverages diverse perspectives. Collaborates with others to achieve common goals and breaks down silos. Shares ideas and best practices across businesses, products and geographies. N/A - Not Applicable 3 - Effective Communicates Effectively Communicates clearly and concisely, both orally and in writing. Influences the decisions and opinions of others without having direct authority. Keeps others informed by passing on relevant information in a timely manner. Remains objective and resolves conflicts when they arise. 2 - Highly Effective 3 - Effective Employee Comments: Worked with offshore developers during initial phase of RSD projects ,effectively managing their work and time during the conversion projects. Provided communication between the client and the offshore developers helping them understand the requirements. Worked with the release management team in Quincy in debugging and resolving connectivity issues , release issues to UATand database issues on RSD projects. Manager Comments: Kiruthika provided guidance to the offshore team for Check Replacement issues throughout the year. RESPONSIBILITY TO OUR FRANCHISE Employee Rating Manager Rating Drives Results Leads by example, demonstrating ethics, judgment and integrity in decisions and actions. 2 - Highly Effective 4 - Partially Effective Page 2 of 6 12/3/2007file://C:DOCUME~1jm22612LOCALS~1Temp8LK8JYGL.htm
  • 3. Strives for best in class practices to be industry and market leader; demonstrates a desire to win. Gets things done; overcomes obstacles and minimizes bureaucracy. Holds self and others accountable for results. Translates vision into clear strategies and specific priorities. Uses Sound Judgment Puts long-term interests above short term gains; thinks and acts like an owner. Escalates issues when necessary and appropriate. Probes beyond symptoms to determine the underlying causes of problems. Seeks input and advice from others before making decisions. Makes decisions in a timely manner, balancing a need for action with a need for analysis. Develops strategies that contribute to sustainable business growth. 2 - Highly Effective 3 - Effective Innovates and Manages Change Inspires creativity and encourages others to continuously improve. Develops innovative solutions that enhance our products, services and processes. Challenges the status quo and traditional thinking. Works effectively in the face of ambiguity and adapts to change. Communicates the need for change and inspires action. 2 - Highly Effective 3 - Effective Manages Risk and Control Takes responsibility for strong control environment; effectively uses Risk Control Self Assessment as a reliable framework for managing control structure. Proactively manages risk; considers risk and control issues when developing new products and executing transactions. Ensures transparency and candor in dealing with risk and control issues. Incorporates risk and control perspectives in strategic plans and budgets. (For Control Staff Only) Collaborates with business staff to find solutions to control issues; willing to accept measured and transparent risk-taking where appropriate. 3 - Effective 3 - Effective Pursues Learning and Self Development Recognizes personal strengths and development needs and is committed to self-improvement. Learns from and accepts responsibility for mistakes. Pursues continuous learning by seeking feedback from others. 2 - Highly Effective 2 - Highly Effective Employee Comments: Drives result: Provided solutions and advice to MidMarket project/team with the knowledge gained from Nextgen.Pusue issues until it gets resolved. sound Judgement: Actively involved in different phases of project , requirements/development /system test . Provide TPEs and made sure the work was completed within the estimated time.Proactively escalated issues to manager while problems were encountered during the RSD project. Innovate and make change: Made positive changes in release process in Midmarket.Previously developers created patches to release the code to other environment. Initiated the process to involved CM in creating the releases for MidMarket . Page 3 of 6 12/3/2007file://C:DOCUME~1jm22612LOCALS~1Temp8LK8JYGL.htm
  • 4. Pursue learning: Adapted well to the new technology and have learnt a lot in the .Net environment . Made sure the experience learnt from the mistakes in working on various new projects is followed.Completed online learning and participated in the company sponsored .Net classes. Manager Comments: Kiruthika effectively communicates during handoff meetings to ensure that release transitions go smoothly. She follows the SDLC and ensures that each release is in compliance. To obtain a higher rating in the drives results category, she needs to ensure that the upstream showstopper issues are resolved in the timely manner so that it does not affect her own deliverable deadline. Overall Shared Responsibility Rating Employee Rating Manager Rating 2 - Highly Effective 3 - Effective Part II - Goals - What Business We Do Goal 1 Published to Directs: No Responsibility to our Clients - Identify one process improvement for application release and scheduling during the first half of 2007 and start implementing a solution by the end of 2007. Employee Rating 3 - Effective Manager Rating 3 - Effective Employee Comments: Identified a process for releasing the Check Replacement (Oracle connection files ) application to other environments. Created a document for the release process and it is being followed in the application to Systest/UAT/production environments. For MidMarket clients, initiated the release process through CM for the first time. This will be followed in the project in future. Manager Comments: Identifying process improvements is essential in this group. Kiruthika meets expectations for this goal since she identified one process improvement. To gain a higher rating for this goal, Kiruthika could have identified more than the expected number of process improvements and, then followed through on the execution plan to ensure that it's implemented properly. Goal 2 Published to Directs: No Responsibility to Each Other - Take up Stress Management class Employee Rating 3 - Effective Page 4 of 6 12/3/2007file://C:DOCUME~1jm22612LOCALS~1Temp8LK8JYGL.htm
  • 5. Manager Rating 3 - Effective Employee Comments: Completed Stress Mangement class through online e-learning. Manager Comments: Kiruthika completed this training to meet expectations. Goal 3 Published to Directs: No Responsibility to our Clients - Take .NET class from the Citistreet or Microsoft s E-Learning library Employee Rating 3 - Effective Manager Rating 3 - Effective Employee Comments: Completed online class on Basics of C# Programming class. Manager Comments: Completed this training to meet expectations. Goal 4 Published to Directs: No Responsibility to our Clients - Ensure all code developed is reviewed to follow development standards before delivery. Employee Rating 3 - Effective Manager Rating 3 - Effective Employee Comments: Made sure all of my code released from development was reviewed, fixed all the issues which came back from feedback of the code review process. Followed SDLC development standards for the all releases during the year. Manager Comments: Kirtuhika ensured that all of her code was reviewed before handoff was completed. To gain a higher rating in this goal, Kiruthika may ensure that other team member's code is reviewed properly before being released. She can also provide feedback to junior programmers without them asking for assistance. Goal 5 Published to Directs: No Participate in the establishment of a personal development plan and complete items by the end of the second quarter Employee Rating 3 - Effective Manager Rating 3 - Effective Employee Comments: Identified goals for PDP and got it approved by the manager by the second quarter. Manager Comments: Goal 6 Published to Directs: No Responsibility to our Franchise - Ensure all scoped work is recorded in TPE s and that all actual effort is accurately captured for each TPE Employee Rating 3 - Effective Page 5 of 6 12/3/2007file://C:DOCUME~1jm22612LOCALS~1Temp8LK8JYGL.htm
  • 6. Manager Rating 3 - Effective Employee Comments: Prepared TPEs for Check Replacement and tracked actual hours during development. This TPE was later used for other RSD projects(DIAL MCR) to estimate time for converting the access modules to .Net code. Manager Comments: Met expectations. Overall Goal Comments Employee Overall Goal Comments: Manager Overall Goal Comments: Overall Goals Rating Employee Rating Manager Rating 3 - Effective 3 - Effective Part III - Manager Overall Rating and Comments Manager Overall Rating 3 - Effective Manager Overall Comments Kiruthika is an valuable contributor to the team and well respected by her peers. She demonstrates a strong technical competence and has continued to grow her technical skill sets this past year. To move to the next level, she should take extra initiative to ensure that showstopper issues are resolved in a timely manner. She should also become a leader in her team. One way to approach this is to take soft skill leadership courses that will build these skills then utilize the acquired knowledge by coaching junior team members. Kiruthika has many years of knowledge and experience that should be shared less experienced team members. Employee Signature: Date: Manager Signature: Date: Page 6 of 6 12/3/2007file://C:DOCUME~1jm22612LOCALS~1Temp8LK8JYGL.htm