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JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
INTRODUCTION TO
RECORDS
MANAGEMENT
1
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
RECORDS
Recorded information (document)
regardless of form or medium created,
received and maintained by an
agency, institution, organization or
individual in pursuance of its legal
obligations or in the transaction of
business.
2
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
RECORDS
INFORMATION OF ANY KIND AND IN ANY
FORMAL MEDIA
•CONVENSIONAL RECORDS.
•ELECTRONIC RECORDS.
3
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
ELECTRONIC RECORDS
• Records communicated and maintained by
means of electronic equipment (Australian
Standard AS 4390)
• Records stored in a form that only a computer
can process (California Dept. of Gen.Services
Procurement)
• Records that is suitable for manipulation,
transmission or processing by a digital computer
(Guide for managing electronic records from an
archival perspective, ICA 1996)
4
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
RECORDS MANAGEMENT
• The application of systematic and
scientific control to recorded
information required in the operation
or activity of an organisation’s
/department’s business.
5
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
WHY RECORDS SHOULD BE
MANAGED EFICIENTLY
• Quick retrieval of information
• Business to run smooth & expend
• Safe cost
• Increase productivity.
• Preservation of records
• Continuance of business
• Maximum service 6
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
• Public will suffer if records are not managed properly which
will affect program delivery, indeed public health, education,
pensions, land and judicial rights all depend upon well kept
and well managed records
7
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
ORDERLY AND EFFICIENT FLOW OF
INFORMATION
• Management problem solving.
• Decision making purposes.
• Effective services.
• Profit.
8
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
CHARACTERISTICS OF RECORDS
• Increase in volume.
• Increase in thickness.
• Consist information.
• Variety of media.
• Two categories.
• Three stages (life cycle concept)
9
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
TWO CATOGERIES
•House keeping records.
•Functional (operational)
records.
10
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
HOUSE KEEPING RECORDS?
• Records created to conduct
administrative work/job.
• General Administration
• Building and land (assets)
• Equipment and supplies
• Finance
• Human Resources (Personnel)
11
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
FUNCTIONAL RECORDS?
• Records created to run organisation main
functions
• Also known as operational records.
• Differ from one department to another.
12
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
LIFE CYCLE CONCEPT OF RECORDS
RECORDS
IN ORGANISATIONS
maintenance
RECORDS
MOVEMENT
CONTROL
createdRECEIVED
USE
DISPOSAL/
DISPOSITION appraisal
KEEP DESTROY 13
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
RECORDS LIFE CYCLE
AGENCY
CREATES
RECEIVES
CONVENSIONAL
& ELECTRONIC RECORDS
USE/MAINTENANCE DISPOSITION
APPRAISAL
DESTROY
ARCHIVES
~ARRANGEMENT
~FINDIND AIDS
~ACCESS
~REPROGRAPHY/CONSERVATION
CLASSIFICATION
ARRANGEMENT
STORAGE
INDEX
MOVEMENT CONTROL
}
}
}
}
}
RETRIEVALRETRIEVAL
( USE )( USE )
STORAGE FACILITIES/SECURITY
14
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
CREATION OF RECORDS
•Variety of media
•Types
• Correspondence
• Forms
• Reports
• Instruction
• Cards
• Others
15
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
AVOID
•Copies (Just in case)
•Records of no use
•Multi pages - forms
16
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
Records created in a variety of
types of documentation/ variety of
media should be distributed to be
used and thence to be maintained.
USE AND MAINTANCES
17
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
USE OF RECORDS
• Evidence
• Reference
• Communication Tool
• Decision Making
• Appraisal
• Planning
• Implementation
• Individual/Organisation rights
• Legal needs
• Memory
• Others 18
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
MAINTANANCE
• Records storage area
• Filing rooms/Registry room
• Records rooms
• Records centers
• Commercial records centers
• Archives
19
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
REQUIREMENT OF RECORDS
STOROGE AREAS
• Finance
• Location
• Building Materials
• Structure and Design
• Equipment
• Cabinets
• Boxes
• Shredder
• Trolley
20
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
OTHER REQUIRMENTS
• Temperature control
• Humidity control
• Light control
• Water protection
• Fire protection
• Pollution free
21
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
PROTECTION FROM ENEMIES OF
RECORDS
• Human
• Insects
• Animals
22
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
RETENTION AND DISPOSAL OF
RECORDS
•Appraisal of records
•To retain records for
reference/historical interest
•To destroy records which have
served their usefulness.
23
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
RECORDS RETENTION AND
DISPOSAL SCHEDULE
• Schedule provides mandatory instructions
for the disposal of records that are no
longer needed by an agency
• Keep permanently/reference
• Destroy
24
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
BENEFITS OF RECORDS SCHEDULE
• Ensure important records maintained and retrieved
easily as evidence of activities
• Conserves office space and equipment by using
filing cabinets to store only active records
• Saves money by moving inactive records to off-site
storage areas until disposal
• Preserves records of historical and research value
• Controls the growth of records in office through
the systematic disposal of unneeded records
25
JEMPUT HADIR!
KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL
INPORTANCE OF RECORDS
MANAGEMENT
• To furnish accurate and complete information when,
where, and to whom it is required in order to manage and
operate the organization efficiently.
• To process and handle recorded information as efficiently
as possible.
• To provide adequate records at the lowest possible cost.
• To render maximum service to the user of the records.
• To provide customers maximum satisfaction.
• To make profits which are essential for an organization to
continue its function.
26

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Introduction to Records Management

  • 1. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL INTRODUCTION TO RECORDS MANAGEMENT 1
  • 2. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL RECORDS Recorded information (document) regardless of form or medium created, received and maintained by an agency, institution, organization or individual in pursuance of its legal obligations or in the transaction of business. 2
  • 3. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL RECORDS INFORMATION OF ANY KIND AND IN ANY FORMAL MEDIA •CONVENSIONAL RECORDS. •ELECTRONIC RECORDS. 3
  • 4. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL ELECTRONIC RECORDS • Records communicated and maintained by means of electronic equipment (Australian Standard AS 4390) • Records stored in a form that only a computer can process (California Dept. of Gen.Services Procurement) • Records that is suitable for manipulation, transmission or processing by a digital computer (Guide for managing electronic records from an archival perspective, ICA 1996) 4
  • 5. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL RECORDS MANAGEMENT • The application of systematic and scientific control to recorded information required in the operation or activity of an organisation’s /department’s business. 5
  • 6. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL WHY RECORDS SHOULD BE MANAGED EFICIENTLY • Quick retrieval of information • Business to run smooth & expend • Safe cost • Increase productivity. • Preservation of records • Continuance of business • Maximum service 6
  • 7. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL • Public will suffer if records are not managed properly which will affect program delivery, indeed public health, education, pensions, land and judicial rights all depend upon well kept and well managed records 7
  • 8. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL ORDERLY AND EFFICIENT FLOW OF INFORMATION • Management problem solving. • Decision making purposes. • Effective services. • Profit. 8
  • 9. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL CHARACTERISTICS OF RECORDS • Increase in volume. • Increase in thickness. • Consist information. • Variety of media. • Two categories. • Three stages (life cycle concept) 9
  • 10. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL TWO CATOGERIES •House keeping records. •Functional (operational) records. 10
  • 11. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL HOUSE KEEPING RECORDS? • Records created to conduct administrative work/job. • General Administration • Building and land (assets) • Equipment and supplies • Finance • Human Resources (Personnel) 11
  • 12. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL FUNCTIONAL RECORDS? • Records created to run organisation main functions • Also known as operational records. • Differ from one department to another. 12
  • 13. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL LIFE CYCLE CONCEPT OF RECORDS RECORDS IN ORGANISATIONS maintenance RECORDS MOVEMENT CONTROL createdRECEIVED USE DISPOSAL/ DISPOSITION appraisal KEEP DESTROY 13
  • 14. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL RECORDS LIFE CYCLE AGENCY CREATES RECEIVES CONVENSIONAL & ELECTRONIC RECORDS USE/MAINTENANCE DISPOSITION APPRAISAL DESTROY ARCHIVES ~ARRANGEMENT ~FINDIND AIDS ~ACCESS ~REPROGRAPHY/CONSERVATION CLASSIFICATION ARRANGEMENT STORAGE INDEX MOVEMENT CONTROL } } } } } RETRIEVALRETRIEVAL ( USE )( USE ) STORAGE FACILITIES/SECURITY 14
  • 15. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL CREATION OF RECORDS •Variety of media •Types • Correspondence • Forms • Reports • Instruction • Cards • Others 15
  • 16. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL AVOID •Copies (Just in case) •Records of no use •Multi pages - forms 16
  • 17. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL Records created in a variety of types of documentation/ variety of media should be distributed to be used and thence to be maintained. USE AND MAINTANCES 17
  • 18. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL USE OF RECORDS • Evidence • Reference • Communication Tool • Decision Making • Appraisal • Planning • Implementation • Individual/Organisation rights • Legal needs • Memory • Others 18
  • 19. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL MAINTANANCE • Records storage area • Filing rooms/Registry room • Records rooms • Records centers • Commercial records centers • Archives 19
  • 20. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL REQUIREMENT OF RECORDS STOROGE AREAS • Finance • Location • Building Materials • Structure and Design • Equipment • Cabinets • Boxes • Shredder • Trolley 20
  • 21. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL OTHER REQUIRMENTS • Temperature control • Humidity control • Light control • Water protection • Fire protection • Pollution free 21
  • 22. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL PROTECTION FROM ENEMIES OF RECORDS • Human • Insects • Animals 22
  • 23. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL RETENTION AND DISPOSAL OF RECORDS •Appraisal of records •To retain records for reference/historical interest •To destroy records which have served their usefulness. 23
  • 24. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL RECORDS RETENTION AND DISPOSAL SCHEDULE • Schedule provides mandatory instructions for the disposal of records that are no longer needed by an agency • Keep permanently/reference • Destroy 24
  • 25. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL BENEFITS OF RECORDS SCHEDULE • Ensure important records maintained and retrieved easily as evidence of activities • Conserves office space and equipment by using filing cabinets to store only active records • Saves money by moving inactive records to off-site storage areas until disposal • Preserves records of historical and research value • Controls the growth of records in office through the systematic disposal of unneeded records 25
  • 26. JEMPUT HADIR! KURSUS PENGURUSAN DOKUMEN DAN REKOD – 30 MEI 2015 - UTMKL INPORTANCE OF RECORDS MANAGEMENT • To furnish accurate and complete information when, where, and to whom it is required in order to manage and operate the organization efficiently. • To process and handle recorded information as efficiently as possible. • To provide adequate records at the lowest possible cost. • To render maximum service to the user of the records. • To provide customers maximum satisfaction. • To make profits which are essential for an organization to continue its function. 26