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The Case for Reasoning


                     A Demo: Nastel AutoPilot and Verdande




Nastel Technologies Confidential
The Story: A Bank at risk
2




ACME Financial
  Services                        The Risk to NASD
                                 Reporting Deadlines
                    Monitoring    must be monitored




    ACME Bond
      Trading
The Story: A Bank at risk
3




                                 Monitoring Bond Trades
                                   FIXML trade representation
ACME Financial
                                   – mandatory fields
  Services
                                   Message flow monitored
                                   Network events
                    Monitoring
                                   Market Volume - spikes
                                   Monitoring IT Infrastructure
                                   Economic events from
                                   Bloomberg
                                   Time
    ACME Bond
                                   ACT Monitoring
      Trading
The Story: A Bank at risk
4




ACME Financial
  Services                       A firm may be fined by the
                                 NASD when these bond
                    Monitoring
                                 trades requirements are
                                 violated
                                      All price, volume and
                                      transactions must be
                                      reported to NASD within 15
    ACME Bond                         minutes
      Trading
AutoPilot Monitors Bank’s Infrastructure
5




                                           Bank Infrastructure   Servers

                                     TIBCO        WMQ



                      J2EE/.NET                                   DB

             Cloud
                                          DataPower
                     Application
                                                                  Solace   System Z
                      Servers
                                 Other tools
                              forwarding events
                                 to AutoPilot        Bloomberg
            CEP
AutoPilot Monitors Bank’s Infrastructure
6




                                     Infrastructure Events
                                                 Alerts sent when
                                                situation is outside
                                                 business-normal


                                     Events from other Tools
             Cloud

                                       Bloomberg Feed
                                               Composite Events/
                                              Situational Analysis
                                               from AutoPilot CEP

            CEP
AutoPilot with CEP - Pattern Analysis
7



    Low-latency pattern analysis with good “signal-to-noise ratio”


    Rapidly find the patterns..

Scales to handle millions of events/second…
                                                                      Noise removed, event
                                                                       data is actionable…

                                                                                   Situations

         Turns Big Data
                                                              Cloud
           into Small
                                                 Big Data             Small Data




        Meaningful Data
                                                            CEP


          Lots of noise in this data…
The Two-step Analysis
8


    1.   AutoPilot with CEP analyzes and predicts IT situations

    2.   Filtered data sent to Verdande to analyze business impact


                            IT Problems Analysis          Business Impact Analysis
                                 Situations



            Cloud     Small Data               Verdande




          CEP
Scenario: ACME Financial Services has a Service Alert
9




                                                    CEP



                                                                   Service Alert

                                                                        FIXML

                                          ACT Status = Online           ACT Monitor

                                          Report Time = 12:34:21        Report Time

                                          Trade ID = 1238624            Trade ID

                                          Volume = 85,000               Volume

    Value=19 Avg.=189 Max=236 Min=24 Last-Update=4/10/2012              Queue Status
Q with problem impacts the Bond Trading App
10




                                          CEP




                              Transaction Detail


     Transaction Service Start Server Application Duration    Status

      Q status   Bonds 502      Prod   BondTrade   5.23s     Missed SLA
Spent too much time in the Q for Bond Trading App
11




                                   CEP




                                                             CICS


                                                          Bond-Queues
                                                          (40% of total
                                                             time)
                              WebSphere   Message   WMQ
                                           Broker
     Traders                     AS

               Bond Trading
                Application                                 WebLogic
MGET Operation took too long
12




                                            CEP




                                      MGET Bond Trading and TradeVerification Applications
                                     2012-04-29 14:06:08 Elapsed Time of 40000 Message
                                                        Age 2540030
     Support         WMQ                                 Missed SLA

               Automatic deep-dive
                    Analysis
Determines progress through the business process
13




                               CEP




                            Verification step in business process has been impacted
AutoPilot’s Municipal Bond - IT Ops Analysis passes to Verdande
14




                                             CEP




                                                   ACT Status = Online

                                                   Report Time = 12:34:21


                                                   Trade ID = 1238624

                                                   Volume = 85,000


            Value=19 Avg.=189 Max=236 Min=24 Last-Update=4/10/2012
Input Data Sources                Unifed Data Structure   Data Analysis Agents          Situational Description


     Municipal Bond-IT Ops
     Analysis from AutoPilot               Time-Index Data
15

                                                                                                         Current
                                                                                                          Case

                                             Static Data




                           Visualization                         Case Search




                                                                                                         Current
                                                                               Stored Case
                                                                                                          Case
Input Data Sources                Unifed Data Structure              Data Analysis Agents          Situational Description


     Municipal Bond-IT Ops

16
     Analysis from AutoPilot                     Current Case
                                           Time-Index Data


                                                                                                                    Current
                                           Feature                         Value                                     Case

                               Trade Type Data
                                        Static
                                                                 Municiple Bond

                               Trade Detail

                               Trade ID                          1238624
                           Visualization                                    Case Search
                                                               asd
                               ACT Status                        Online

                               Queue Status
                                                                                                                    Current
                                                                                          Stored Case
                                                                                                                     Case
                               Report Time                       12:34:21

                               Service Alert

                               Volume                            85,000

                               Economic Activity
Input Data Sources                Unifed Data Structure   Data Analysis Agents          Situational Description


     Municipal Bond-IT Ops
     Analysis from AutoPilot               Time-Index Data
17

                                                                                                         Current
                                                                                                          Case

                                             Static Data




                           Visualization                         Case Search




                                                                                                         Current
                                                                               Stored Case
                                                                                                          Case
Retrieved Case                                Current Case
     Feature                  Value                Feature                    Value

Trade Type            Corporate Bond   78%    Trade Type            Municple Bond

Trade Detail                           74%    Trade Detail

Trade ID              3762347          n/a    Trade ID              1238624

ACT Status          asdPending         33%    ACT Status          asdOnline

Queue Status                                  Queue Status
                                       75%

Report Time           08:34:21         69%    Report Time           10:44:21

Service Alert                          70%    Service Alert

Volume                1,000            60%    Volume                9,560

Economic Activity                      100%   Economic Activity
             18
Input Data Sources                Unifed Data Structure   Data Analysis Agents          Situational Description


     Municipal Bond-IT Ops
     Analysis from AutoPilot               Time-Index Data
19

                                                                                                         Current
                                                                                                          Case

                                             Static Data




                           Visualization                         Case Search




                                                                                                         Current
                                                                               Stored Case
                                                                                                          Case
The result of the case
     search is displayed as a dot
20   on the case radar in the
     center of the screen.

     The current case had a
     number of close similarities
     with the retrieved case that
     resulted in a weighted
     match of 69%.

     Each dot represents one
     case. The cases that are
     more similar that some
     threshold is put on this
     radar in such a way that
     they are closer to the center
     of the radar the higher the
     similarity between that case
     and the current situation.
AutoPilot and Verdande
21


                              NASD Reporting Analysis


                                                        CEP

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The Case for Reasoning: Monitoring Bank Infrastructure with AutoPilot and Verdande

  • 1. The Case for Reasoning A Demo: Nastel AutoPilot and Verdande Nastel Technologies Confidential
  • 2. The Story: A Bank at risk 2 ACME Financial Services The Risk to NASD Reporting Deadlines Monitoring must be monitored ACME Bond Trading
  • 3. The Story: A Bank at risk 3 Monitoring Bond Trades FIXML trade representation ACME Financial – mandatory fields Services Message flow monitored Network events Monitoring Market Volume - spikes Monitoring IT Infrastructure Economic events from Bloomberg Time ACME Bond ACT Monitoring Trading
  • 4. The Story: A Bank at risk 4 ACME Financial Services A firm may be fined by the NASD when these bond Monitoring trades requirements are violated All price, volume and transactions must be reported to NASD within 15 ACME Bond minutes Trading
  • 5. AutoPilot Monitors Bank’s Infrastructure 5 Bank Infrastructure Servers TIBCO WMQ J2EE/.NET DB Cloud DataPower Application Solace System Z Servers Other tools forwarding events to AutoPilot Bloomberg CEP
  • 6. AutoPilot Monitors Bank’s Infrastructure 6 Infrastructure Events Alerts sent when situation is outside business-normal Events from other Tools Cloud Bloomberg Feed Composite Events/ Situational Analysis from AutoPilot CEP CEP
  • 7. AutoPilot with CEP - Pattern Analysis 7 Low-latency pattern analysis with good “signal-to-noise ratio” Rapidly find the patterns.. Scales to handle millions of events/second… Noise removed, event data is actionable… Situations Turns Big Data Cloud into Small Big Data Small Data Meaningful Data CEP Lots of noise in this data…
  • 8. The Two-step Analysis 8 1. AutoPilot with CEP analyzes and predicts IT situations 2. Filtered data sent to Verdande to analyze business impact IT Problems Analysis Business Impact Analysis Situations Cloud Small Data Verdande CEP
  • 9. Scenario: ACME Financial Services has a Service Alert 9 CEP Service Alert FIXML ACT Status = Online ACT Monitor Report Time = 12:34:21 Report Time Trade ID = 1238624 Trade ID Volume = 85,000 Volume Value=19 Avg.=189 Max=236 Min=24 Last-Update=4/10/2012 Queue Status
  • 10. Q with problem impacts the Bond Trading App 10 CEP Transaction Detail Transaction Service Start Server Application Duration Status Q status Bonds 502 Prod BondTrade 5.23s Missed SLA
  • 11. Spent too much time in the Q for Bond Trading App 11 CEP CICS Bond-Queues (40% of total time) WebSphere Message WMQ Broker Traders AS Bond Trading Application WebLogic
  • 12. MGET Operation took too long 12 CEP MGET Bond Trading and TradeVerification Applications 2012-04-29 14:06:08 Elapsed Time of 40000 Message Age 2540030 Support WMQ Missed SLA Automatic deep-dive Analysis
  • 13. Determines progress through the business process 13 CEP Verification step in business process has been impacted
  • 14. AutoPilot’s Municipal Bond - IT Ops Analysis passes to Verdande 14 CEP ACT Status = Online Report Time = 12:34:21 Trade ID = 1238624 Volume = 85,000 Value=19 Avg.=189 Max=236 Min=24 Last-Update=4/10/2012
  • 15. Input Data Sources Unifed Data Structure Data Analysis Agents Situational Description Municipal Bond-IT Ops Analysis from AutoPilot Time-Index Data 15 Current Case Static Data Visualization Case Search Current Stored Case Case
  • 16. Input Data Sources Unifed Data Structure Data Analysis Agents Situational Description Municipal Bond-IT Ops 16 Analysis from AutoPilot Current Case Time-Index Data Current Feature Value Case Trade Type Data Static Municiple Bond Trade Detail Trade ID 1238624 Visualization Case Search asd ACT Status Online Queue Status Current Stored Case Case Report Time 12:34:21 Service Alert Volume 85,000 Economic Activity
  • 17. Input Data Sources Unifed Data Structure Data Analysis Agents Situational Description Municipal Bond-IT Ops Analysis from AutoPilot Time-Index Data 17 Current Case Static Data Visualization Case Search Current Stored Case Case
  • 18. Retrieved Case Current Case Feature Value Feature Value Trade Type Corporate Bond 78% Trade Type Municple Bond Trade Detail 74% Trade Detail Trade ID 3762347 n/a Trade ID 1238624 ACT Status asdPending 33% ACT Status asdOnline Queue Status Queue Status 75% Report Time 08:34:21 69% Report Time 10:44:21 Service Alert 70% Service Alert Volume 1,000 60% Volume 9,560 Economic Activity 100% Economic Activity 18
  • 19. Input Data Sources Unifed Data Structure Data Analysis Agents Situational Description Municipal Bond-IT Ops Analysis from AutoPilot Time-Index Data 19 Current Case Static Data Visualization Case Search Current Stored Case Case
  • 20. The result of the case search is displayed as a dot 20 on the case radar in the center of the screen. The current case had a number of close similarities with the retrieved case that resulted in a weighted match of 69%. Each dot represents one case. The cases that are more similar that some threshold is put on this radar in such a way that they are closer to the center of the radar the higher the similarity between that case and the current situation.
  • 21. AutoPilot and Verdande 21 NASD Reporting Analysis CEP