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Annex B
Domain 1 – Knowledge, Skills and Performance
Numbers following generic standards in this framework refer to paragraph numbers in GMP, except where preceded by MfD which refers to our booklet
Management for Doctors; or Research which refers to Research: the role and responsibilities of doctors

 Attributes             Generic Standards                                                                               Possible sources of
                                                                                                                        evidence
 Maintain your          All doctors                                                                                      Evidence from training or
 professional             Maintain knowledge of the law and other regulation relevant to practice (13)                   assessment of skills;
 performance              Keep knowledge and skills up to date (13)                                                      CPD
                          Participate in professional development and educational activities (12).                       Audit
                          Take part in regular and systematic audit (14 )                                                Validated tools for feedback
                                                                                                                         about doctors’ practice
 Apply knowledge        All doctors                                                                                      Evidence from training or
 and experience to        Recognise and work within the limits of your competence (3a)                                   assessment of skills
 practice               Doctors with management, teaching or research roles
                                                                                                                         CPD
                          Follow appropriate national research governance guidelines (71)
                          Apply the skills, attitudes and practice of a competent teacher/trainer (16)                   Audit
                          Work effectively as a manager (MfD 12, 17)                                                    Validated tools for feedback
                        Doctors with clinical roles                                                                     about doctors’ practice
                          Adequately assess the patient’s conditions (2a)
                          Provide or arrange advice, investigations or treatment where necessary (2b)
                          Prescribe drugs or treatment, including repeat prescriptions, safely and appropriately (3b)
                          Provide effective treatments based on the best available evidence (3c)
                          Take steps to alleviate pain and distress whether or not a cure may be possible (3d)
                          Consult colleagues, or refer patients to colleagues, when this is in the patient’s best
                           interests (2c, 3a, 3i, 54,55)
                          Support patients in caring for themselves (21e)
 Keep clear, accurate   All doctors                                                                                     Anonymised records
 and legible records      Keep clear, accurate and legible records (3f)
                          Make records at the same time as the events you are recording or as soon as possible
                          afterwards ( 3f)
                        Doctors with clinical roles
                          Record clinical findings, decisions, information given to patients, drugs prescribed and
                          other information or treatment (3f)




                                                                                                                                                            B1
Domain 2 – Safety and Quality

Attributes             Generic Standards                                                                             Possible Sources of
                                                                                                                     Evidence
Put into effect        All doctors                                                                                   Information collected for folder
systems to protect       Respond constructively to the outcome of audit, appraisals and performance reviews (14e)
patients and improve     Take part in systems of quality assurance and quality improvement (14)
care                     Comply with risk management and clinical governance procedures                              Validated tools for feedback
                         Co-operate with legitimate requests for information from organisations monitoring public    about doctors’ practice
                         health (14i)
                         Provide information for confidential inquiries, significant event reporting (14g)           CPD – reflective practice
                       Doctors with management roles
                         Make sure that all staff for whose performance you are responsible, including locums and
                         students, are properly supervised. (17)
                         Ensure systems are in place for colleagues to raise concerns about risks to patients (45)
                       Doctors with clinical roles
                         Report suspected adverse drug reactions (14h)
                         Ensure arrangements are made for the continuing care of the patient where necessary
                         (40, 48)
Respond to risks to    All doctors                                                                                   Information collected for folder
safety                   Report risks in the health care environment to your employing or contracting bodies. (6)
                         Safeguard and protect the health and well-being of vulnerable people, including children
                         and the elderly and those with learning disabilities. (26,28)
                         Take action where there is evidence that a colleague’s conduct, performance or health
                         may be putting patients at risk. (43,44)
                       Doctors with clinical roles
                         Respond promptly to risks posed by patients
                         Follow infection control procedures and regulations
Protect patients and   All doctors                                                                                   Statement about registration with
colleagues from any      Make arrangements for accessing independent medical advice when necessary. (77)             GP,
risk posed by your       Be immunised against common serious communicable diseases where vaccines are                appropriate immunisation etc –
health                   available (78)                                                                              verifiable if need arises
                                                                                                                     Validated tools for feedback about
                                                                                                                     doctors’ practice




                                                                                                                                                          B2
Domain 3 – Communication, Partnership and Teamwork

Attributes             Generic Standards                                                                                Possible Sources of
                                                                                                                        Evidence
Communicate            All doctors                                                                                      Validated tools for feedback
effectively              Communicate effectively with colleagues within and outside the team (41b)                      about doctors’ practice
                         Explain to patients when something has gone wrong (30)
                       Doctors with management roles
                         Encourage colleagues to contribute to discussions and to communicate effectively with
                          each other (MfD 50)
                       Doctors with clinical roles
                         Listen to patients and respect their views about their health (22 a 27a).
                         Give patients the information they need in order to make decisions about their care in a
                         way they can understand. (22b, 27)
                         Respond to patients’ questions (22c, 27 b)
                         Keep patients informed about the progress of their care (22c)
                         Treat those close to the patient considerately. (29)
                         Pass on information to colleagues involved in, or taking over, your patients’ care (40, 51-
                         53)
Work constructively    All doctors                                                                                      Information for folder
with colleagues and      Treat colleagues fairly and with respect (46)
delegate effectively     Support colleagues who have problems with their performance, conduct or health (41d)
                         Act as a positive role model for colleagues (41)
                         Ensure colleagues to whom you delegate have appropriate qualifications, experience (54)
                       Doctors with management roles
                         Provide effective leadership ( MfD 50)

Establish and          Doctors with clinical roles                                                                      Information for folder
maintain                 Encourage patients to take an interest in their health and take action to improve and
partnerships with        maintain it (4, 21f)                                                                           Validated tools for feedback
patients                 Be satisfied that you have consent or other valid authority before you undertake any           about doctors’ practice
                         examination or investigation, provide treatment or involve patients in teaching or research.
                         (36)




                                                                                                                                                       B3
Domain 4 – Maintaining Trust

Attributes              Generic Standards                                                                                 Possible Sources of
                                                                                                                          Evidence
Show respect for        All doctors                                                                                       Validated tools for feedback
patients                  Implement and comply with systems to protect patient confidentiality. (37)                      about doctors’ practice
                        Doctors with research roles
                          Respect the rights of patients participating in research. (Research 2, 5)
                        Doctors with clinical roles
                          Be polite, considerate and honest and respect patients’ dignity and privacy (21a, b, d)         Policy/evidence about ending
                          Treat each patient fairly and as an individual (38-39, 21 c)                                    professional relationships with
                                                                                                                          patients
Treat patients and      All doctors                                                                                       Validated tools for feedback
                          Be honest and objective when appraising or assessing colleagues and when writing                about doctors’ practice
colleagues fairly and
                          references (18-19)                                                                              CPD, e.g. completion of equalities
without                                                                                                                   training
                          Respond promptly and fully to complaints. (31)
discrimination          Doctors with clinical roles                                                                       Folder, evidence from complaints
                          Provide care on the basis of the patient’s needs and the likely effect of treatment (7-10)

Act with honesty and    All doctors                                                                                       Validated tools for feedback
                          Ensure you have adequate indemnity or insurance cover for your practice (34)                    about doctors’ practice
integrity
                          Be honest in financial and commercial dealings (73)
                          Ensure any published information about your services is factual and verifiable (60, 61)         Practice leaflets etc
                          Be honest in any formal statement or report, whether written or oral, making clear the limits
                          of you knowledge or competence. (63-65, 67-68)
                        Doctors with research roles
                          Obtain appropriate ethical approval for research projects (Research 5).
                          Be honest in undertaking research and reporting research results (71 b)
                          Ensure that your research is audited regularly. (research 43)
                        Doctors with clinical roles
                          Inform patients about any fees and charges before starting treatment (72a)


         Version 4.1




                                                                                                                                                               B4

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GMC Framework

  • 1. Annex B Domain 1 – Knowledge, Skills and Performance Numbers following generic standards in this framework refer to paragraph numbers in GMP, except where preceded by MfD which refers to our booklet Management for Doctors; or Research which refers to Research: the role and responsibilities of doctors Attributes Generic Standards Possible sources of evidence Maintain your All doctors Evidence from training or professional Maintain knowledge of the law and other regulation relevant to practice (13) assessment of skills; performance Keep knowledge and skills up to date (13) CPD Participate in professional development and educational activities (12). Audit Take part in regular and systematic audit (14 ) Validated tools for feedback about doctors’ practice Apply knowledge All doctors Evidence from training or and experience to Recognise and work within the limits of your competence (3a) assessment of skills practice Doctors with management, teaching or research roles CPD Follow appropriate national research governance guidelines (71) Apply the skills, attitudes and practice of a competent teacher/trainer (16) Audit Work effectively as a manager (MfD 12, 17) Validated tools for feedback Doctors with clinical roles about doctors’ practice Adequately assess the patient’s conditions (2a) Provide or arrange advice, investigations or treatment where necessary (2b) Prescribe drugs or treatment, including repeat prescriptions, safely and appropriately (3b) Provide effective treatments based on the best available evidence (3c) Take steps to alleviate pain and distress whether or not a cure may be possible (3d) Consult colleagues, or refer patients to colleagues, when this is in the patient’s best interests (2c, 3a, 3i, 54,55) Support patients in caring for themselves (21e) Keep clear, accurate All doctors Anonymised records and legible records Keep clear, accurate and legible records (3f) Make records at the same time as the events you are recording or as soon as possible afterwards ( 3f) Doctors with clinical roles Record clinical findings, decisions, information given to patients, drugs prescribed and other information or treatment (3f) B1
  • 2. Domain 2 – Safety and Quality Attributes Generic Standards Possible Sources of Evidence Put into effect All doctors Information collected for folder systems to protect Respond constructively to the outcome of audit, appraisals and performance reviews (14e) patients and improve Take part in systems of quality assurance and quality improvement (14) care Comply with risk management and clinical governance procedures Validated tools for feedback Co-operate with legitimate requests for information from organisations monitoring public about doctors’ practice health (14i) Provide information for confidential inquiries, significant event reporting (14g) CPD – reflective practice Doctors with management roles Make sure that all staff for whose performance you are responsible, including locums and students, are properly supervised. (17) Ensure systems are in place for colleagues to raise concerns about risks to patients (45) Doctors with clinical roles Report suspected adverse drug reactions (14h) Ensure arrangements are made for the continuing care of the patient where necessary (40, 48) Respond to risks to All doctors Information collected for folder safety Report risks in the health care environment to your employing or contracting bodies. (6) Safeguard and protect the health and well-being of vulnerable people, including children and the elderly and those with learning disabilities. (26,28) Take action where there is evidence that a colleague’s conduct, performance or health may be putting patients at risk. (43,44) Doctors with clinical roles Respond promptly to risks posed by patients Follow infection control procedures and regulations Protect patients and All doctors Statement about registration with colleagues from any Make arrangements for accessing independent medical advice when necessary. (77) GP, risk posed by your Be immunised against common serious communicable diseases where vaccines are appropriate immunisation etc – health available (78) verifiable if need arises Validated tools for feedback about doctors’ practice B2
  • 3. Domain 3 – Communication, Partnership and Teamwork Attributes Generic Standards Possible Sources of Evidence Communicate All doctors Validated tools for feedback effectively Communicate effectively with colleagues within and outside the team (41b) about doctors’ practice Explain to patients when something has gone wrong (30) Doctors with management roles Encourage colleagues to contribute to discussions and to communicate effectively with each other (MfD 50) Doctors with clinical roles Listen to patients and respect their views about their health (22 a 27a). Give patients the information they need in order to make decisions about their care in a way they can understand. (22b, 27) Respond to patients’ questions (22c, 27 b) Keep patients informed about the progress of their care (22c) Treat those close to the patient considerately. (29) Pass on information to colleagues involved in, or taking over, your patients’ care (40, 51- 53) Work constructively All doctors Information for folder with colleagues and Treat colleagues fairly and with respect (46) delegate effectively Support colleagues who have problems with their performance, conduct or health (41d) Act as a positive role model for colleagues (41) Ensure colleagues to whom you delegate have appropriate qualifications, experience (54) Doctors with management roles Provide effective leadership ( MfD 50) Establish and Doctors with clinical roles Information for folder maintain Encourage patients to take an interest in their health and take action to improve and partnerships with maintain it (4, 21f) Validated tools for feedback patients Be satisfied that you have consent or other valid authority before you undertake any about doctors’ practice examination or investigation, provide treatment or involve patients in teaching or research. (36) B3
  • 4. Domain 4 – Maintaining Trust Attributes Generic Standards Possible Sources of Evidence Show respect for All doctors Validated tools for feedback patients Implement and comply with systems to protect patient confidentiality. (37) about doctors’ practice Doctors with research roles Respect the rights of patients participating in research. (Research 2, 5) Doctors with clinical roles Be polite, considerate and honest and respect patients’ dignity and privacy (21a, b, d) Policy/evidence about ending Treat each patient fairly and as an individual (38-39, 21 c) professional relationships with patients Treat patients and All doctors Validated tools for feedback Be honest and objective when appraising or assessing colleagues and when writing about doctors’ practice colleagues fairly and references (18-19) CPD, e.g. completion of equalities without training Respond promptly and fully to complaints. (31) discrimination Doctors with clinical roles Folder, evidence from complaints Provide care on the basis of the patient’s needs and the likely effect of treatment (7-10) Act with honesty and All doctors Validated tools for feedback Ensure you have adequate indemnity or insurance cover for your practice (34) about doctors’ practice integrity Be honest in financial and commercial dealings (73) Ensure any published information about your services is factual and verifiable (60, 61) Practice leaflets etc Be honest in any formal statement or report, whether written or oral, making clear the limits of you knowledge or competence. (63-65, 67-68) Doctors with research roles Obtain appropriate ethical approval for research projects (Research 5). Be honest in undertaking research and reporting research results (71 b) Ensure that your research is audited regularly. (research 43) Doctors with clinical roles Inform patients about any fees and charges before starting treatment (72a) Version 4.1 B4