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GOOD
LABORATORY PRACTICES
By
Dr. ABHISHEK PANDEY
School of Studies in Pharmaceutical Sciences, Jiwaji
University, Gwalior
BP606T
GLP ( Good laboratory
practices)
07/15/13 2
• or GLP specifically refers to a
Good laboratory practice
quality system of management controls for research
laboratories and organizations to try to
ensure the
uniformity, consistency, reliability, reproducibility, quality,
and integrity of chemical (including pharmaceuticals) non-
clinical safety tests; from physio-chemical properties through
acute to chronic toxicity tests.
•Medicines and Healthcare products Regulatory Agency-UK
which defines GLP as:
“Good Laboratory Practice (GLP) embodies a set of principles
that provides a framework within which laboratory studies
are planned, performed, monitored, recorded, reported and
archived”.
• GOOD LABORATORY
07/15/13 3
PRACTICE
conducted
nonclinical studies
assessment of the safety
applies to
for the
or
effi
cacy of
chemicals (including pharmaceuticals).
•GLP helpsassure regulatory
authoritiesthat the data submitted are a
true
HISTORY
07/15/13 4
• The term GLP was first used in New Zealand in 1972.
• GLP was instituted in US following cases of fraud generated
by toxicology labs in data submitted to the FDA by
pharmaceutical companies. As a result of these findings, FDA
promulgated the Good Laboratory Practice (GLP) Regulations,
21 CFR part 58, on December 22, 1978 (43 FR 59986). The
regulations became effective June 1979. Assure the quality
and integrity of safety Nonclinical laboratory studies
• In 1981 an organization named OECD (organization for
economic co-operation and development ) produced GLP
principles that are international standard.
Reason behind GLP creation
• In the early 70’s FDA became
aware of cases of poor laboratory
•
•
•
practice all over the United
States.
FDA decided to do an in-depth
investigation on 40 toxicology
labs.
They discovered a lot fraudulent
activities and a lot of poor lab
practices.
Examples of some of these poor
lab practices found were
1.Equipment not been calibrated
to standard form , therefore
giving wrong measurements.
2.Incorrect/inaccurate accounts of
the actual lab study
3.Inadequate test systems
07/15/13 5
Reason behind GLP creation
One of the labs that went under
such an investigation made
headline news.
The name of the Lab was Industrial
Bio Test. This was a big lab that ran
tests for big companies such as
Procter and Gamble.
It was discovered that mice that
they had used to test cosmetics
such as lotion and deodorants had
developed cancer and died.
Industrial Bio Test lab threw the
dead mice and covered results
deeming the products good for
human consumption.
Those involved in production,
distribution and sales for the lab
eventually served jail time
07/15/13 6
OBJECTIVES OF GLP
07/15/13 7
➢GLP makes sure that the data submitted are a true
reflection of the results that are obtained during the
study.
➢GLP also makes sure that data is traceable.
➢Promotes international acceptance of tests.
Basic elements in GLP
07/15/13 8
•
Sponsor
Management
Study director
Quality Assurance
• Facility
Laboratory Operation
Animal care
Equipment
Reagents Storage
Personnel • Documents
✓ Standard Operating
✓ Protocols
✓ Reports
✓ Archiving
• Test and Control Articles
✓ Characterization
✓ Handling
✓ Storage
Personnel
07/15/13 9
•
•
•
Qualification of personnel:
The assumptionsis that in order to conduct GLP studies with
right quality a couple of things are important;
1)There should be sufficient .
2)The personnel should be qualified. Sponsor:
Sponsor: person who initiates & supports nonclinical
laboratory study, a person who submits nonclinical study to
FDA or testing facility that initiates & conducts the study.
Facility management:
Responsibilities of facility management is well defined. They
designate a study director, as well as assure quality assurance
unit is available, test and control articles are characterized.
•
07/15/13 10
Study director:
He has overall responsibilities for technical conduct safety
studies, as well as interpretation, analysis, documentation
and reporting of results.
• Quality Assurance unit:
The quality assurance unit (QAU) serves an internal control
function. It is responsible for monitoring each study to assure
management that facilities, equipment, personnel, methods,
practices, records, controls, SOPs, final reports (for data
integrity), and archives are in conformance with the
GLP/GALP
Maintenance & Calibration of
Equipment
07/15/13 11
• Equipment shall be adequately inspected, cleaned &
maintained
• Equipment used for assessment of data
shall be tested, calibrated and/or
standardized
• Scales & balances should be
calibrated at regular intervals
(usually ranging from 1-12 months)
Reagent/ Materials
Certification
07/15/13 12
■ This policy is to assure that reagents used are specified in the
standard operating procedure.
■ Purchasing and testing should be handled
by a quality assurance program.
■ Requirements:
■ Reagents and solutions shall be labeled
■ Deteriorated or outdated reagents and solutions shall not be
used
■ Include Date opened
■ Stored under ambient temperature
■ Expiration date
Standard Operating
Procedures (SOP)
07/15/13 13
■ Written procedures for a laboratories program.
■ They define how to carry out protocol-specified activities.
■ Most often written in a chronological listing of action steps.
■ They are written to explain how the procedures are suppose
to work
■ Routine inspection, cleaning, maintenance, testing
and calibration.
■ Actions to be taken in response to equipment failure.
■ Analytical methods
■ Definition of raw data
■ Keeping records, reporting, storage, mixing, and retrieval of
data
Statistical Procedures for
Data Evaluation
07/15/13 14
■ Statisticalprocedures are not simply chosen from a text book
■ Practitioners in a particular field may adopt certain standards
which are deemed acceptable within that field.
■ Regulatory agencies often describe acceptable
statistical procedures.
Test and control articles
07/15/13 15
• Control articles or reference substances as they re-called in
the OECD principles are of utmost importance as they are
commonly used to calibrate the instrument.
•
•
•
Main requirements for control articles are: the identity,
strength, purity, composition and other characteristics should
be determined for each batch and documented.
The stability of each test and articles should also be
determined.
Certified reference standards can be purchased from
appropriate suppliers. If standards are not available , the
recommendation is to take a lot of your own material and
analyze, certify and use it as the standard.
Analyst Certification
07/15/13 16
■ Some acceptable proof of satisfactory training
and/or competence with specific laboratory
procedures must be established for each analyst.
■ Qualification can come from education, experience
or additional trainings, but it should be documented
■ Sufficient people
■ Requirements of certification vary
Laboratory Certification
07/15/13 17
Normally done by an external agency
Evaluation is concerned with issues such as
Adequate space
Ventilation
Storage
Hygiene
Documentation and
Maintenance of Records
07/15/13 18
■ Maintenance of all records provide documentation
which may be required in the event of legal
challenges due to repercussions of decisions based
on the original analytical results.
■ General guidelines followed in regulated laboratories
is to maintain records for at least five years
■ Length of time over which laboratory records should
be maintained will vary with the situation
If work place doesn’t
comply wIth fda Glp
standards
07/15/13 19
Disqualification of a Facility
07/15/13 20
consequences of noncompliance,
Before a workplace can experience the
an
explanation of disqualification is needed
The FDA states the purpose of
disqualification as the exclusion of a testing
facility from completing laboratory studies or
starting any
standards of compliance set by the
new studies due to not following the
Good
Laboratory Practice manual
Possible Violations
07/15/13 21
Falsifying information for permit, registration
or any required records
Falsifying
protocols,
information related to testing~
ingredients, observations, data
equipment, etc.
Failure to prepare, retain, or
submit written records required by law
Consequences of
Noncompliance
■ The FDA states the following consequences of
noncompliance:
➢The commissioner will send a
written proposal of disqualification
to the testing facility
➢A regulatory hearing on the disqualification will be
scheduled
➢If the commissioner finds that after the hearing, the
facility has complied, then a written statement with an
explanation of termination of disqualification will be sent
to the facility
➢Thus, if it can be shown that such disqualifications did
not affect the integrity and outcome of the study itself, or
did not occur at all, then the study may be reinstated at
the
will of the commissioner
07/15/13 22
Upon Disqualification…
07/15/13 23
•
•
•
•
If the commissioner finds that the facility was noncompliant
on any of the grounds after the hearing, then a final order of
noncompliance will be sent to the facility with explanations
If a testing facility has been disqualified, any studies done
before of after the disqualification will need to be
determined as essential to a decision (acceptable or not)
If the study is determined unacceptable, then the facility
itself may need to show that the study was not affected by
the noncompliance that led to the disqualification
Once finally disqualified, the facility may not receive or be
considered for a research or marketing permit and the study
is rejected.
•
07/15/13 24
•
•
•
•
The commissioner may notify the public and all
interested persons, including other federal agencies
the facility may have contacted
The FDA may ask the other agencies to consider
whether to support the facility or not under the
disqualification
The FDA may turn it over to the federal, state or local
law enforcement
The facility’s sponsor may terminate or suspend the
facility from doing any non- clinical study for a permit
The sponsor is required to notify the FDA in writing
within 15 working days that the facility is to be
suspended or terminated and why
Reinstatementof a
Disqualified Facility
07/15/13 25
■ The testing facility may be reinstated as acceptable
non-clinical study to be turned into the FDA if the
commissioner can be certain that future studies will
be conducted in compliance with the Good
Laboratory Practice standards and that any current
studies integrity have not been severely harmed by
the disqualification
■ The disqualified facility will be required to put in
writing to the commissioner reasons why it should
be reinstated and any actions the facility will take or
have taken to assure any disqualification problems
will not happen again
■ The commissioner will inspect the facility and
determine if it shall be reinstated
■ If it is reinstated, the commissioner is required to
notify all persons that were notified of the
disqualification including the facility itself
07/15/13 26

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GLP_1.pdf

  • 1. GOOD LABORATORY PRACTICES By Dr. ABHISHEK PANDEY School of Studies in Pharmaceutical Sciences, Jiwaji University, Gwalior BP606T
  • 2. GLP ( Good laboratory practices) 07/15/13 2 • or GLP specifically refers to a Good laboratory practice quality system of management controls for research laboratories and organizations to try to ensure the uniformity, consistency, reliability, reproducibility, quality, and integrity of chemical (including pharmaceuticals) non- clinical safety tests; from physio-chemical properties through acute to chronic toxicity tests. •Medicines and Healthcare products Regulatory Agency-UK which defines GLP as: “Good Laboratory Practice (GLP) embodies a set of principles that provides a framework within which laboratory studies are planned, performed, monitored, recorded, reported and archived”.
  • 3. • GOOD LABORATORY 07/15/13 3 PRACTICE conducted nonclinical studies assessment of the safety applies to for the or effi cacy of chemicals (including pharmaceuticals). •GLP helpsassure regulatory authoritiesthat the data submitted are a true
  • 4. HISTORY 07/15/13 4 • The term GLP was first used in New Zealand in 1972. • GLP was instituted in US following cases of fraud generated by toxicology labs in data submitted to the FDA by pharmaceutical companies. As a result of these findings, FDA promulgated the Good Laboratory Practice (GLP) Regulations, 21 CFR part 58, on December 22, 1978 (43 FR 59986). The regulations became effective June 1979. Assure the quality and integrity of safety Nonclinical laboratory studies • In 1981 an organization named OECD (organization for economic co-operation and development ) produced GLP principles that are international standard.
  • 5. Reason behind GLP creation • In the early 70’s FDA became aware of cases of poor laboratory • • • practice all over the United States. FDA decided to do an in-depth investigation on 40 toxicology labs. They discovered a lot fraudulent activities and a lot of poor lab practices. Examples of some of these poor lab practices found were 1.Equipment not been calibrated to standard form , therefore giving wrong measurements. 2.Incorrect/inaccurate accounts of the actual lab study 3.Inadequate test systems 07/15/13 5
  • 6. Reason behind GLP creation One of the labs that went under such an investigation made headline news. The name of the Lab was Industrial Bio Test. This was a big lab that ran tests for big companies such as Procter and Gamble. It was discovered that mice that they had used to test cosmetics such as lotion and deodorants had developed cancer and died. Industrial Bio Test lab threw the dead mice and covered results deeming the products good for human consumption. Those involved in production, distribution and sales for the lab eventually served jail time 07/15/13 6
  • 7. OBJECTIVES OF GLP 07/15/13 7 ➢GLP makes sure that the data submitted are a true reflection of the results that are obtained during the study. ➢GLP also makes sure that data is traceable. ➢Promotes international acceptance of tests.
  • 8. Basic elements in GLP 07/15/13 8 • Sponsor Management Study director Quality Assurance • Facility Laboratory Operation Animal care Equipment Reagents Storage Personnel • Documents ✓ Standard Operating ✓ Protocols ✓ Reports ✓ Archiving • Test and Control Articles ✓ Characterization ✓ Handling ✓ Storage
  • 9. Personnel 07/15/13 9 • • • Qualification of personnel: The assumptionsis that in order to conduct GLP studies with right quality a couple of things are important; 1)There should be sufficient . 2)The personnel should be qualified. Sponsor: Sponsor: person who initiates & supports nonclinical laboratory study, a person who submits nonclinical study to FDA or testing facility that initiates & conducts the study. Facility management: Responsibilities of facility management is well defined. They designate a study director, as well as assure quality assurance unit is available, test and control articles are characterized.
  • 10. • 07/15/13 10 Study director: He has overall responsibilities for technical conduct safety studies, as well as interpretation, analysis, documentation and reporting of results. • Quality Assurance unit: The quality assurance unit (QAU) serves an internal control function. It is responsible for monitoring each study to assure management that facilities, equipment, personnel, methods, practices, records, controls, SOPs, final reports (for data integrity), and archives are in conformance with the GLP/GALP
  • 11. Maintenance & Calibration of Equipment 07/15/13 11 • Equipment shall be adequately inspected, cleaned & maintained • Equipment used for assessment of data shall be tested, calibrated and/or standardized • Scales & balances should be calibrated at regular intervals (usually ranging from 1-12 months)
  • 12. Reagent/ Materials Certification 07/15/13 12 ■ This policy is to assure that reagents used are specified in the standard operating procedure. ■ Purchasing and testing should be handled by a quality assurance program. ■ Requirements: ■ Reagents and solutions shall be labeled ■ Deteriorated or outdated reagents and solutions shall not be used ■ Include Date opened ■ Stored under ambient temperature ■ Expiration date
  • 13. Standard Operating Procedures (SOP) 07/15/13 13 ■ Written procedures for a laboratories program. ■ They define how to carry out protocol-specified activities. ■ Most often written in a chronological listing of action steps. ■ They are written to explain how the procedures are suppose to work ■ Routine inspection, cleaning, maintenance, testing and calibration. ■ Actions to be taken in response to equipment failure. ■ Analytical methods ■ Definition of raw data ■ Keeping records, reporting, storage, mixing, and retrieval of data
  • 14. Statistical Procedures for Data Evaluation 07/15/13 14 ■ Statisticalprocedures are not simply chosen from a text book ■ Practitioners in a particular field may adopt certain standards which are deemed acceptable within that field. ■ Regulatory agencies often describe acceptable statistical procedures.
  • 15. Test and control articles 07/15/13 15 • Control articles or reference substances as they re-called in the OECD principles are of utmost importance as they are commonly used to calibrate the instrument. • • • Main requirements for control articles are: the identity, strength, purity, composition and other characteristics should be determined for each batch and documented. The stability of each test and articles should also be determined. Certified reference standards can be purchased from appropriate suppliers. If standards are not available , the recommendation is to take a lot of your own material and analyze, certify and use it as the standard.
  • 16. Analyst Certification 07/15/13 16 ■ Some acceptable proof of satisfactory training and/or competence with specific laboratory procedures must be established for each analyst. ■ Qualification can come from education, experience or additional trainings, but it should be documented ■ Sufficient people ■ Requirements of certification vary
  • 17. Laboratory Certification 07/15/13 17 Normally done by an external agency Evaluation is concerned with issues such as Adequate space Ventilation Storage Hygiene
  • 18. Documentation and Maintenance of Records 07/15/13 18 ■ Maintenance of all records provide documentation which may be required in the event of legal challenges due to repercussions of decisions based on the original analytical results. ■ General guidelines followed in regulated laboratories is to maintain records for at least five years ■ Length of time over which laboratory records should be maintained will vary with the situation
  • 19. If work place doesn’t comply wIth fda Glp standards 07/15/13 19
  • 20. Disqualification of a Facility 07/15/13 20 consequences of noncompliance, Before a workplace can experience the an explanation of disqualification is needed The FDA states the purpose of disqualification as the exclusion of a testing facility from completing laboratory studies or starting any standards of compliance set by the new studies due to not following the Good Laboratory Practice manual
  • 21. Possible Violations 07/15/13 21 Falsifying information for permit, registration or any required records Falsifying protocols, information related to testing~ ingredients, observations, data equipment, etc. Failure to prepare, retain, or submit written records required by law
  • 22. Consequences of Noncompliance ■ The FDA states the following consequences of noncompliance: ➢The commissioner will send a written proposal of disqualification to the testing facility ➢A regulatory hearing on the disqualification will be scheduled ➢If the commissioner finds that after the hearing, the facility has complied, then a written statement with an explanation of termination of disqualification will be sent to the facility ➢Thus, if it can be shown that such disqualifications did not affect the integrity and outcome of the study itself, or did not occur at all, then the study may be reinstated at the will of the commissioner 07/15/13 22
  • 23. Upon Disqualification… 07/15/13 23 • • • • If the commissioner finds that the facility was noncompliant on any of the grounds after the hearing, then a final order of noncompliance will be sent to the facility with explanations If a testing facility has been disqualified, any studies done before of after the disqualification will need to be determined as essential to a decision (acceptable or not) If the study is determined unacceptable, then the facility itself may need to show that the study was not affected by the noncompliance that led to the disqualification Once finally disqualified, the facility may not receive or be considered for a research or marketing permit and the study is rejected.
  • 24. • 07/15/13 24 • • • • The commissioner may notify the public and all interested persons, including other federal agencies the facility may have contacted The FDA may ask the other agencies to consider whether to support the facility or not under the disqualification The FDA may turn it over to the federal, state or local law enforcement The facility’s sponsor may terminate or suspend the facility from doing any non- clinical study for a permit The sponsor is required to notify the FDA in writing within 15 working days that the facility is to be suspended or terminated and why
  • 25. Reinstatementof a Disqualified Facility 07/15/13 25 ■ The testing facility may be reinstated as acceptable non-clinical study to be turned into the FDA if the commissioner can be certain that future studies will be conducted in compliance with the Good Laboratory Practice standards and that any current studies integrity have not been severely harmed by the disqualification ■ The disqualified facility will be required to put in writing to the commissioner reasons why it should be reinstated and any actions the facility will take or have taken to assure any disqualification problems will not happen again
  • 26. ■ The commissioner will inspect the facility and determine if it shall be reinstated ■ If it is reinstated, the commissioner is required to notify all persons that were notified of the disqualification including the facility itself 07/15/13 26