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Yale 	
  
       School	
  of	
  Forestry	
  &	
  
       Environmental	
  Studies	
  



	
  	
  




                                       Webinar Series
                                    Multilevel Governance
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
1
2      Thebig topics in Wind Energy
       The Idea



       Governance, Environment and Market Initiative
       - from short-term and single-focus approaches to
       embracing multilevel complexity for durable results
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
2
2      Thebig topics in Wind Energy
       The Experts Available



       Interdisciplinary GEM Advisory Board
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
3
2      Thebig topics in Wind Energy
       The Connecting Link



       Multilevel Governance
       - not restricted to one layer of influence

                global
                                                         non-state

                                            domestic

                       market

                                                       local
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
4
2      Topics of the series include
       The big topics in Wind Energy



       - land use and climate change
       - NGO corporate partnerships
       - Global governance in the forest sector
       - Globalization, consumption and environmental
         solutions
       - Climate change as a super-wicked problem
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
5
2      Interactioninas key component
        The big topics Wind Energy




                               Scientific Knowledge




                                            Practice
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
6
2      Two expertsWindeach session
       The big topics in in Energy


       GEM Scholar                          Practitioner




       Dr. Benjamin Cashore                 Rony Soerakoesoemah
       GEM Advisory Board                   ASEAN Secretariat
Yale 	
  School	
  of	
  Forestry	
  &	
  
          Environmental	
  Studies	
  


 	
  	
  
 1
 7
 2       How we structure each session
         The big topics in Wind Energy




introduction                            lecture   practitioner discussion
Yale 	
     School	
  of	
  Forestry	
  &	
  
            Environmental	
  Studies	
  


	
  	
  
1
8
2         Post your questions anytime
          The big topics in Wind Energy




                             lecture                   practitioner discussion


    Your question will be collected and prepared for the discussion
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  
1
9
2      The big topics in Wind Energy
Yale 	
        School	
  of	
  Forestry	
  &	
  
               Environmental	
  Studies	
  


	
  	
  
Session # 1   November 20, 2012



Your scholar today:

                                             Professor    
                                             Environmental  Governance  &  
                                             Political  Science,  Yale  University




Dr. Benjamin Cashore
Yale 	
        School	
  of	
  Forestry	
  &	
  
               Environmental	
  Studies	
  


	
  	
  
Session # 1   November 20, 2012



Your practitioner today:

                                             Head  of  IAI&NDG  Division    
                                             ASEAN  Economic  Community  
                                             Department    
                                             ASEAN  Secretariat,  Indonesia  



Rony Soerakoesoemah
Yale 	
  
       School	
  of	
  Forestry	
  &	
  
       Environmental	
  Studies	
  



	
  	
  




                              Webinar Series Multilevel
                                   Governance
Yale 	
        School	
  of	
  Forestry	
  &	
  
               Environmental	
  Studies	
  


	
  	
   Series: How can multilevel governance foster sustainable
Session # 1   November 20, 2012

Webinar
development? Linking knowledge and learning to practicable solutions.
Your scholar today:                                Professor    
                                                   Environmental  Governance  &  
                                                   Political  Science,  Yale  University

                                     Solving deforestation and degradation
                                     through multi-level learning:
                                     The GEM approach to managing
                                     knowledge for policy in the global area.



Dr. Benjamin Cashore
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 GEM Overview

    Governance, Environment, and Markets (GEM) Initiative
   http://environment.yale.edu/gem
   It aims to reorient environmental governance research and
   practice
    results based problem solving that embraces, rather than
   bypasses, multi-level complexity.
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 Point of Departure
The last quarter century has witnessed well intended efforts to
address environmental and resource challenges
     International Conventions
        Biodiversity
        Climate
     Market mechanisms
        Marine Stewardship Council
        Round Table on Sustainable Palm Oil
     Payments for ecosystems services
        REDD+
     Multitude of development aid projects
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 Despite pockets of success
Most challenges becoming more acute
     Fisheries depletion
     Deforestation and Degradation
     Climate change super wicked problem
     Coral reefs
     Water scarcity
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 Five year attention spans
The result is that we are locked in a vicious cycle
     5-8 year attention spans
     A new instrument emerges
     Lots of excitement, belief this approach will be different
     Then frustration at limited impacts
     New instrument then emerges to create new excitement
     Meanwhile challenges getting more acute
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 GEM Project: Focus on creating durable and
       effective approaches
       Must think more carefully about
       Evolution

             How to nurture support among stakeholders
             Impacts on the ground
       Interaction
             How to uncover synergies across
                      Local, national, global
                      Private/market
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 The task: Managing Knowledge for Policy
        Foster policy learning among stakeholders
              On interaction and evolution
              Learning about potential of instruments
                       Unfolding pathway
                       Long term effects
              Turns from often insufficient compromises among
              stakeholders to
              Collective problem solving
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 Approach
       Advisory Board
      Network of scholars and practitioners
      Five programs linking research to strategy
               Forest Policy and Governance
                        Including work with IUFRO Task Force on
                        International Forest Governance & GIZ
               Private Authority
               Climate Policy and Governance
               Law, Rights, Environmental Governance
               Green Markets Lab (with CBEY)
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 The Approach in Practice:
       Deforestation and Degradation
Yale 	
     School	
  of	
  Forestry	
  &	
  
            Environmental	
  Studies	
  


	
  	
  
     1   Deforestation




  51,1%  




                                                11  
Yale 	
     School	
  of	
  Forestry	
  &	
  
            Environmental	
  Studies	
  


	
  	
  
     1   Forest Degradation




  51,1%  




                                                12  
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 Many International Efforts
   International Tropical Timber Organization
        Criticized by NGOs as logging charter
   Global Forest Convention efforts at Rio
        Failed
   Global Forest Certification systems
        Initial firm reluctance
        Now, most industrial forest companies certified in
        Europe and North America
        Trick is to see how might improve support in tropics
Number of hectares under different certification standards




Source: Prepared by Ben Blom, 2009
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 The Curious Case of Legality Verification
    Gaining widespread support to weed out illegal logging from global
    markets
    Coalitions opposed previously now working together
         US, EU forest companies and environmental groups
                 Legislation forbidding importing illegal wood
         Aid agencies and trade agencies
                 Targeting poverty alleviation, trade liberalization
         Developing country government emerging
                 As aim is to reinforce sovereignty, not challenge
                 Capacity building, training
         Private third party auditors (who provide assurances of
         compliance)
Yale 	
  School	
  of	
  Forestry	
  &	
  
         Environmental	
  Studies	
  


	
  	
  1 What to Make of Legality Verification?
   Pessimistic door
        Modest is best we can do
   Optimistic door
        Part of ratcheting up evolution process
        Synergistic interaction with
                Domestic good forest governance initiatives
                Might pave the way for forest certification
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 Opening the Optimistic Door: Strategic Implications
   Must first focus on why support/coalition is so large
         Bootleggers and Baptists coalitions
        Weeding out illegal supply improves legal operations
              Price goes up
        NGOs see weeding out some of worst practices
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 Opening the Optimistic Door: Strategic Implications
   Requirement for cross coalition benefits?
        Supply chain tracking
   Once supply chain tracking in place
        Standards can be increased
        In ways that reward companies, not punish
        May pave the way for broader market based forest
        certification systems
              Since lack of supply chain tracking key stumbling
              block
              Could even trigger consumer consciousness
Yale 	
  
        School	
  of	
  Forestry	
  &	
  
        Environmental	
  Studies	
  


	
  	
  1 Concluding thoughts
   If we are correct
        Need to link practitioner strategies
        Away from short term focus
        To longer term nurturing
               Interaction and evolution
        And this requires expanding time horizons
               Especially so if initial modest standards
               Might kick start evolutionary process in ways that
                 big bang single step approaches are unable

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Gem 1

  • 1. Yale   School  of  Forestry  &   Environmental  Studies       Webinar Series Multilevel Governance
  • 2. Yale   School  of  Forestry  &   Environmental  Studies       1 1 2 Thebig topics in Wind Energy The Idea Governance, Environment and Market Initiative - from short-term and single-focus approaches to embracing multilevel complexity for durable results
  • 3. Yale   School  of  Forestry  &   Environmental  Studies       1 2 2 Thebig topics in Wind Energy The Experts Available Interdisciplinary GEM Advisory Board
  • 4. Yale   School  of  Forestry  &   Environmental  Studies       1 3 2 Thebig topics in Wind Energy The Connecting Link Multilevel Governance - not restricted to one layer of influence global non-state domestic market local
  • 5. Yale   School  of  Forestry  &   Environmental  Studies       1 4 2 Topics of the series include The big topics in Wind Energy - land use and climate change - NGO corporate partnerships - Global governance in the forest sector - Globalization, consumption and environmental solutions - Climate change as a super-wicked problem
  • 6. Yale   School  of  Forestry  &   Environmental  Studies       1 5 2 Interactioninas key component The big topics Wind Energy Scientific Knowledge Practice
  • 7. Yale   School  of  Forestry  &   Environmental  Studies       1 6 2 Two expertsWindeach session The big topics in in Energy GEM Scholar Practitioner Dr. Benjamin Cashore Rony Soerakoesoemah GEM Advisory Board ASEAN Secretariat
  • 8. Yale  School  of  Forestry  &   Environmental  Studies       1 7 2 How we structure each session The big topics in Wind Energy introduction lecture practitioner discussion
  • 9. Yale   School  of  Forestry  &   Environmental  Studies       1 8 2 Post your questions anytime The big topics in Wind Energy lecture practitioner discussion Your question will be collected and prepared for the discussion
  • 10. Yale   School  of  Forestry  &   Environmental  Studies       1 9 2 The big topics in Wind Energy
  • 11. Yale   School  of  Forestry  &   Environmental  Studies       Session # 1 November 20, 2012 Your scholar today: Professor     Environmental  Governance  &   Political  Science,  Yale  University Dr. Benjamin Cashore
  • 12. Yale   School  of  Forestry  &   Environmental  Studies       Session # 1 November 20, 2012 Your practitioner today: Head  of  IAI&NDG  Division     ASEAN  Economic  Community   Department     ASEAN  Secretariat,  Indonesia   Rony Soerakoesoemah
  • 13. Yale   School  of  Forestry  &   Environmental  Studies       Webinar Series Multilevel Governance
  • 14. Yale   School  of  Forestry  &   Environmental  Studies       Series: How can multilevel governance foster sustainable Session # 1 November 20, 2012 Webinar development? Linking knowledge and learning to practicable solutions. Your scholar today: Professor     Environmental  Governance  &   Political  Science,  Yale  University Solving deforestation and degradation through multi-level learning: The GEM approach to managing knowledge for policy in the global area. Dr. Benjamin Cashore
  • 15. Yale   School  of  Forestry  &   Environmental  Studies      1 GEM Overview Governance, Environment, and Markets (GEM) Initiative http://environment.yale.edu/gem It aims to reorient environmental governance research and practice results based problem solving that embraces, rather than bypasses, multi-level complexity.
  • 16. Yale  School  of  Forestry  &   Environmental  Studies      1 Point of Departure The last quarter century has witnessed well intended efforts to address environmental and resource challenges International Conventions Biodiversity Climate Market mechanisms Marine Stewardship Council Round Table on Sustainable Palm Oil Payments for ecosystems services REDD+ Multitude of development aid projects
  • 17. Yale   School  of  Forestry  &   Environmental  Studies      1 Despite pockets of success Most challenges becoming more acute Fisheries depletion Deforestation and Degradation Climate change super wicked problem Coral reefs Water scarcity
  • 18. Yale  School  of  Forestry  &   Environmental  Studies      1 Five year attention spans The result is that we are locked in a vicious cycle 5-8 year attention spans A new instrument emerges Lots of excitement, belief this approach will be different Then frustration at limited impacts New instrument then emerges to create new excitement Meanwhile challenges getting more acute
  • 19. Yale   School  of  Forestry  &   Environmental  Studies      1 GEM Project: Focus on creating durable and effective approaches Must think more carefully about Evolution How to nurture support among stakeholders Impacts on the ground Interaction How to uncover synergies across Local, national, global Private/market
  • 20. Yale   School  of  Forestry  &   Environmental  Studies      1 The task: Managing Knowledge for Policy Foster policy learning among stakeholders On interaction and evolution Learning about potential of instruments Unfolding pathway Long term effects Turns from often insufficient compromises among stakeholders to Collective problem solving
  • 21. Yale  School  of  Forestry  &   Environmental  Studies      1 Approach Advisory Board Network of scholars and practitioners Five programs linking research to strategy Forest Policy and Governance Including work with IUFRO Task Force on International Forest Governance & GIZ Private Authority Climate Policy and Governance Law, Rights, Environmental Governance Green Markets Lab (with CBEY)
  • 22. Yale  School  of  Forestry  &   Environmental  Studies      1 The Approach in Practice: Deforestation and Degradation
  • 23. Yale   School  of  Forestry  &   Environmental  Studies       1 Deforestation 51,1%   11  
  • 24. Yale   School  of  Forestry  &   Environmental  Studies       1 Forest Degradation 51,1%   12  
  • 25. Yale  School  of  Forestry  &   Environmental  Studies      1 Many International Efforts International Tropical Timber Organization Criticized by NGOs as logging charter Global Forest Convention efforts at Rio Failed Global Forest Certification systems Initial firm reluctance Now, most industrial forest companies certified in Europe and North America Trick is to see how might improve support in tropics
  • 26. Number of hectares under different certification standards Source: Prepared by Ben Blom, 2009
  • 27. Yale  School  of  Forestry  &   Environmental  Studies      1 The Curious Case of Legality Verification Gaining widespread support to weed out illegal logging from global markets Coalitions opposed previously now working together US, EU forest companies and environmental groups Legislation forbidding importing illegal wood Aid agencies and trade agencies Targeting poverty alleviation, trade liberalization Developing country government emerging As aim is to reinforce sovereignty, not challenge Capacity building, training Private third party auditors (who provide assurances of compliance)
  • 28. Yale  School  of  Forestry  &   Environmental  Studies      1 What to Make of Legality Verification? Pessimistic door Modest is best we can do Optimistic door Part of ratcheting up evolution process Synergistic interaction with Domestic good forest governance initiatives Might pave the way for forest certification
  • 29. Yale   School  of  Forestry  &   Environmental  Studies      1 Opening the Optimistic Door: Strategic Implications Must first focus on why support/coalition is so large Bootleggers and Baptists coalitions Weeding out illegal supply improves legal operations Price goes up NGOs see weeding out some of worst practices
  • 30. Yale   School  of  Forestry  &   Environmental  Studies      1 Opening the Optimistic Door: Strategic Implications Requirement for cross coalition benefits? Supply chain tracking Once supply chain tracking in place Standards can be increased In ways that reward companies, not punish May pave the way for broader market based forest certification systems Since lack of supply chain tracking key stumbling block Could even trigger consumer consciousness
  • 31. Yale   School  of  Forestry  &   Environmental  Studies      1 Concluding thoughts If we are correct Need to link practitioner strategies Away from short term focus To longer term nurturing Interaction and evolution And this requires expanding time horizons Especially so if initial modest standards Might kick start evolutionary process in ways that big bang single step approaches are unable