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Social Ecological Models
Fall 2006
How can we begin to
understand all of the
factors that influence
health?

Ecological
Model
Fall 2006
Community
Population/Policy
Institutions
Interpersonal
Individual
Fall 2006
What is an Ecological
Perspective?
A framework that enables us to consider the
influence of
individual and environmental
factors on health & health-related behaviors
Fall 2006
Why the ecological framework?
 Health & health problems are complex
 Health problems are influenced by multiple
variables
 These variables interact with each other
 Multiple levels are relevant for understanding
& changing:
– Human behavior
– Complex environments
Fall 2006
By focusing on factors beyond the
individual, we are…
 Less likely to ‘blame the victim’
 More likely to address the underlying
determinants of health & health behavior
Fall 2006
By focusing on factors beyond the
individual, we are…
 Better able to see where action is needed
Upstream action
vs.
Downstream approaches
What do we mean by up/down stream
approaches?
Fall 2006
Ecological Framework helps us with…
 Problem analysis
 Intervention design
 Intervention evaluation
Fall 2006
Problem analysis
Public Health Problem Determinants

Population
Community
Organizational
Interpersonal
Individual
Fall 2006
Community
Population/Policy
Institutions
Interpersonal
Individual
Fall 2006
Youth Smoking Determinants

Population/Policy
Lack of law enforcement for selling to minors
Community
Positive attitudes toward smoking
Organizational
Easy availability of cigarettes at stores
Interpersonal
Popular kids smoke/parents smoke
Individual
Lack skills/self-efficacy to ‘just say no’
Fall 2006
Intervention Design
 Prevent or ameliorate existing problems
 Interventions, at their best are…
– Intended to Identify & shape solutions
 Specifying goals, objectives, activities
– Theory-based
– Designed by multi-disciplinary teams
– Targeted at multiple levels
– Able to maintain a broad (ecological) scope
Fall 2006
Individual Level Interventions
 Target of change  Individual Person
 Focus on characteristics of the individual
– E.g., knowledge, attitudes, skills, beliefs…
Fall 2006
Individual Level Interventions
What types of strategies
might we use at this
level?
What type of
individual level
intervention
would be useful in
youth tobacco
prevention?
Fall 2006
Interpersonal Level Interventions
 Target of change  Social influences
– E.g., family, work group, friendship networks…
 Focus on nature of social relationships
– E.g., social norms, access to diverse & supportive
networks/influences
Fall 2006
Interpersonal Level Interventions
What types of strategies
might we use at this
level?
What type of
interpersonal level
intervention would
be useful in youth
tobacco
prevention?
Fall 2006
Organizational Level Interventions
 Target of change  Organization/Institution
– E.g., worksites, schools, agencies, churches…
 Focus on organizational culture
– E.g., norms, rules & regulations, incentives &
benefits, structures
Fall 2006
Organizational Level Interventions
What types of strategies
might we use at this
level?
What type of
organizational
level intervention
would be useful
in youth tobacco
prevention?
Fall 2006
Community Level Interventions
 Target of change  Social environment
 Focus on community norms, values,
attitudes, & power structures
Fall 2006
Community Level Interventions
What types of strategies
might we use at this
level?
What type of
community
level
intervention
would be useful
in youth
tobacco
prevention?
Fall 2006
Population Level Interventions
 Target of change  Local, state, & national
laws & policies
 Focus on government regulations & other
regulatory processes, procedures, or laws to
protect health
Fall 2006
Population Level Interventions
What types of strategies
might we use at this
level?
What type of
population level
intervention would
be useful in youth
tobacco
prevention?
Fall 2006
What types of health issues or health
behaviors lend themselves to using
the social-ecological model?
Are there any issues that don’t?
Fall 2006
Challenges to ecological interventions
 A lot of work – involving several sectors of society
 Difficult to evaluate change at environmental level
 Challenge to translate interest in change into social norms
and public policy
– Powerful norms are hard to change
– Budget cuts – so difficult to undertake wide-range interventions
– Difficult to get certain health issues on public policy agenda
 Still, it’s being done!
E.g., nutrition guidelines, tobacco, fitness, elder transportation
Fall 2006
So…
 The ecological framework emphasizes:
– Relationships among behaviors, socio-political
structures & health
– Applying this framework allows us to:
 Determine & describe public health problems
 Move beyond solely focusing on (& blaming) the
‘individual’
 Assess multi-level determinants of health & how to
address them
 Design, implement, & evaluate interventions

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Ecological_Lecture_2006Web.ppt

  • 2. Fall 2006 How can we begin to understand all of the factors that influence health?  Ecological Model
  • 4. Fall 2006 What is an Ecological Perspective? A framework that enables us to consider the influence of individual and environmental factors on health & health-related behaviors
  • 5. Fall 2006 Why the ecological framework?  Health & health problems are complex  Health problems are influenced by multiple variables  These variables interact with each other  Multiple levels are relevant for understanding & changing: – Human behavior – Complex environments
  • 6. Fall 2006 By focusing on factors beyond the individual, we are…  Less likely to ‘blame the victim’  More likely to address the underlying determinants of health & health behavior
  • 7. Fall 2006 By focusing on factors beyond the individual, we are…  Better able to see where action is needed Upstream action vs. Downstream approaches What do we mean by up/down stream approaches?
  • 8. Fall 2006 Ecological Framework helps us with…  Problem analysis  Intervention design  Intervention evaluation
  • 9. Fall 2006 Problem analysis Public Health Problem Determinants  Population Community Organizational Interpersonal Individual
  • 11. Fall 2006 Youth Smoking Determinants  Population/Policy Lack of law enforcement for selling to minors Community Positive attitudes toward smoking Organizational Easy availability of cigarettes at stores Interpersonal Popular kids smoke/parents smoke Individual Lack skills/self-efficacy to ‘just say no’
  • 12. Fall 2006 Intervention Design  Prevent or ameliorate existing problems  Interventions, at their best are… – Intended to Identify & shape solutions  Specifying goals, objectives, activities – Theory-based – Designed by multi-disciplinary teams – Targeted at multiple levels – Able to maintain a broad (ecological) scope
  • 13. Fall 2006 Individual Level Interventions  Target of change  Individual Person  Focus on characteristics of the individual – E.g., knowledge, attitudes, skills, beliefs…
  • 14. Fall 2006 Individual Level Interventions What types of strategies might we use at this level? What type of individual level intervention would be useful in youth tobacco prevention?
  • 15. Fall 2006 Interpersonal Level Interventions  Target of change  Social influences – E.g., family, work group, friendship networks…  Focus on nature of social relationships – E.g., social norms, access to diverse & supportive networks/influences
  • 16. Fall 2006 Interpersonal Level Interventions What types of strategies might we use at this level? What type of interpersonal level intervention would be useful in youth tobacco prevention?
  • 17. Fall 2006 Organizational Level Interventions  Target of change  Organization/Institution – E.g., worksites, schools, agencies, churches…  Focus on organizational culture – E.g., norms, rules & regulations, incentives & benefits, structures
  • 18. Fall 2006 Organizational Level Interventions What types of strategies might we use at this level? What type of organizational level intervention would be useful in youth tobacco prevention?
  • 19. Fall 2006 Community Level Interventions  Target of change  Social environment  Focus on community norms, values, attitudes, & power structures
  • 20. Fall 2006 Community Level Interventions What types of strategies might we use at this level? What type of community level intervention would be useful in youth tobacco prevention?
  • 21. Fall 2006 Population Level Interventions  Target of change  Local, state, & national laws & policies  Focus on government regulations & other regulatory processes, procedures, or laws to protect health
  • 22. Fall 2006 Population Level Interventions What types of strategies might we use at this level? What type of population level intervention would be useful in youth tobacco prevention?
  • 23. Fall 2006 What types of health issues or health behaviors lend themselves to using the social-ecological model? Are there any issues that don’t?
  • 24. Fall 2006 Challenges to ecological interventions  A lot of work – involving several sectors of society  Difficult to evaluate change at environmental level  Challenge to translate interest in change into social norms and public policy – Powerful norms are hard to change – Budget cuts – so difficult to undertake wide-range interventions – Difficult to get certain health issues on public policy agenda  Still, it’s being done! E.g., nutrition guidelines, tobacco, fitness, elder transportation
  • 25. Fall 2006 So…  The ecological framework emphasizes: – Relationships among behaviors, socio-political structures & health – Applying this framework allows us to:  Determine & describe public health problems  Move beyond solely focusing on (& blaming) the ‘individual’  Assess multi-level determinants of health & how to address them  Design, implement, & evaluate interventions