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Did Corzine act appropriately? How would you characterize his
behavior legally, ethically, and managerially? What other
choices did he have?
Did Ms. O'Brien behave appropriately? Realistically, what other
choices did she have?
Should the actions of either Corzine or O'Brien (or both or
neither) be considered criminally negligent? Unethical? Bad
judgment? Other?
What role should (or might have) the firm's Ethics and
Compliance Officer played in this drama?
James O'Toole
is senior fellow in business ethics at the Markkula Center for
Applied Ethics.

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