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Drivers of Democracy: Lessons from
Tunisia
Prof. Eva Bellin
Thirty-one months since the fall of Zine el Abidine Ben Ali,
how far has Tunisia progressed in the transition to
democracy? For crisis-chasing journalists as well as activists
close to the political process, aberrant acts of violence and the
noise of daily battle may obscure the country’s true political
trajectory and generate discouragement about Tunisia’s
future. But the perspective granted by distance reveals a
different trend line—one that is surprisingly positive and
encouraging. Tunisia’s trajectory has so far been clearly
democratic, and has been driven by a variety of factors. Some
are consequences of deliberate choice and engineering, while
others are the product of chance. This Brief will identify the
various drivers of democratization in Tunisia over the last
two years and will consider some of the key challenges the
country faces as it pursues this process.
Democratic Drivers and Assets
Within the Arab world, Tunisia has long been considered one of
the most
auspicious candidates for democratization. The structural
conditions that
favor democracy in Tunisia are so familiar that enumerating
them is practically
a cliché: Tunisia has a large middle class, its population is
relatively well
educated, its society is ethnically homogeneous, and the country
is closely
linked economically to Europe. But thirty years of research on
democracy have
sensitized us to the structural indeterminacy of democratization.
Countries
August 2013
No. 75
Judith and Sidney Swartz Director
Prof. Shai Feldman
Associate Director
Kristina Cherniahivsky
Charles (Corky) Goodman Professor of
Middle East History and
Associate Director for Research
Naghmeh Sohrabi
Senior Fellows
Abdel Monem Said Aly, PhD
Khalil Shikaki, PhD
Myra and Robert Kraft Professor
of Arab Politics
Eva Bellin
Henry J. Leir Professor of the
Economics of the Middle East
Nader Habibi
Sylvia K. Hassenfeld Professor
of Islamic and Middle Eastern Studies
Kanan Makiya
Brandeis University
Mailstop 010
Waltham, Massachusells
02454-9110
781-736-5320
781-736-5324 Fax
www.hrandeis .edu/crown
Crown Center
for Middle East Studies
Brief
2
Eva Bellin is the Myra and
Robert Kraft Professor
of Arab Politics at the
Crown Center and the
Department of Politics at
Brandeis University.
The opinions and findings expressed in this
Brief belong to the author exclusively and
do not reflect those of the Crown Center or
Brandeis University.
that have seemed structurally inhospitable to democratization
(such as Mongolia)
have successfully pulled off transitions to democracy (even if
they have not always
proven able to sustain their democratic initiatives); by contrast,
other countries
deemed structurally well disposed to democratization (such as
Chile and
Argentina) have sustained authoritarian regimes well past
historical expectation.1
In fact, the truth of democracy’s structural indeterminacy is
nowhere better
demonstrated than in the case of Tunisia itself. When in 1987,
Ben Ali finally
unseated Habib Bourguiba, the country’s autocratic founding
father, many
observers were optimistic that the country would quickly
democratize thanks to
its auspicious structural conditions. But this proved not to be.
Political choices
made and implemented by Ben Ali served as the proverbial
Weberian switchman,
orienting Tunisia down a different track—one of persistent
authoritarianism—for
an additional twenty-three years.
Yet today, Tunisia appears to be going in a more promising
direction, making real
progress toward building the foundations of democracy. Six of
the most salient
factors driving this trajectory—some the product of inspired
political engineering,
others the product of lucky accident—will be discussed in this
Brief.
The Military
First among the factors that have favored democratic progress in
Tunisia involves
the character of the Tunisian military. Authoritarian regimes
around the world
live or die based on their military’s investment in regime
survival, and, more
specifically, the willingness of the military to use its coercive
power to sustain
the regime. In Tunisia, for a variety of historical reasons, the
military developed
into an apolitical and professional entity not invested in the
survival of Ben Ali’s
regime.2 As a result, it did not oppose the fall of the autocrat
and indeed refused
to use lethal force to sustain Ben Ali’s rule when mass protest
erupted in 2010–
11. Instead, the military leadership forthrightly expressed its
support for the
country’s transition to democracy and vocally embraced the
notion of civilian
supremacy. It also eschewed the practice embraced by other
militaries attending
regime change of carving out unaccountable authoritarian
enclaves that survive
the transition. (Think Chile in the 80s and Turkey in the 60s
through the 90s.)
The military’s stance in Tunisia eliminated, in one fell sw oop,
one of the most
serious potential threats to successful democratization.
The Elite
The second factor that has proven key to Tunisia’s progress
towards
democratization concerns the matter of elite commitment. At
critical junctures
when long-standing political institutions have broken down
(such as right
after the overthrow of an authoritarian regime), there is a
moment when human
agency plays a pivotal role in determining a country’s political
trajectory. This
is why established scholars of democratization such as Larry
Diamond insist on
the importance of individual choice, strategy, ingenuity,
courage, and conviction
in shaping the course of democratization in any country.3 First
among these
steering agents is a country’s political elite. Although
democratization is possible
without the elite’s ideological conversion to democratic values
(as Waterbury and
Salamé argued so persuasively in their separate contributions to
the landmark
work Democracy without Democrats4), elite commitment to
democracy is clearly an
asset that increases the odds for successful transition. It has
been responsible for
steering even countries inhospitable to democratization (such as
Mongolia5) in a
democratic direction.
3
In the case of Tunisia’s critical juncture, when Ben Ali’s
regime was suddenly brought down by a surge of popular
protest, the country was blessed with elites committed
to democratization. This was true of the overwhelming
majority of secular-minded elites serving on the High
Commission for the Protection of the Revolution,6 the
popular committee that helped guide Tunisia’s political
course for the first months after the fall of Ben Ali; but it
was also so for Islamist elites, most notably extending
to the Nahda movement, which had long expressed its
commitment to free and fair elections and to the creation of
a civic as opposed to a theocratically driven state.7
This is not to say that all of the political elites in Tunisia
were thoroughly liberal in their ideological convictions.
Significant differences in commitment to gender equality
and freedom of expression, for example, would manifest
themselves in battles fought out between Islamists
and secularists during the first two years of Tunisia’s
transition. (See below.) But there was complete consensus
across the elite spectrum with regard to breaking with
authoritarian rule, eliminating its institutions (most
notably, the ruling RCD party), and embracing free and fair
elections as the way forward politically.
Inclusiveness
The third factor that has favored democratization’s
progress in Tunisia has been the political elite’s
commitment to the principle and practice of inclusiveness.
That commitment has been evident from the start. The
High Commission for the Protection of the Revolution
strived for broad representation from Tunisian society,
beginning with a roster of forty-two national figures of
different political persuasions, along with representatives
of twelve different parties and seventeen civil society and
national organizations. When protest was nonetheless
voiced that the Commission was insufficiently inclusive,
the Commission quickly doubled its membership, paying
special attention to the broadening of participation
by women and youth.8 The newly formed electoral
commission (the ISIE) thereafter committed itself to an
extraordinarily inclusive process preceding the election of
Tunisia’s Constituent Assembly.9 It granted legal status to
well over one hundred new parties—including secularists,
Islamists, and Communists alike—and sought to facilitate
the broadest possible level of participation by means of the
voter registration process it adopted and by establishing
public funding of political campaigns.10
In its subsequent deliberations, the newly elected
Constituent Assembly also embraced the principle of
inclusiveness. Its six constitutional subcommittees, tasked
with crafting the new constitution, were each composed
of twenty-two members—an unwieldy number, but
one designed to ensure representation of all the major
groups that had had members elected to the Assembly.
The subcommittees were instructed to aim for consensus
among their members and were encouraged to take the
process of deliberation to the people by holding meetings,
both with their constituents and with groups in civil
society, to discuss the contents of the articles they were
drafting.11
Overall, the principle of inclusiveness was prioritized,
even if it came at the expense of other objectives, such
as efficiency and clarity. Commitment to inclusiveness
meant that Tunisia’s first free and fair elections were
a bit confusing (so many parties, so many changes in
registration rules),12 and that the process of constitution
writing was painfully slow.13 (The Constitutional
Assembly has produced what appears to be a workable
draft of a constitution only after two years of deliberation.)
It meant that some parties expressly opposed to
democratic principles and institutions were granted
legal status to participate in the electoral process.14 In
this, Tunisia followed in the footsteps of Greece and
Spain, successful democratizers who risked opening the
playing field to formerly banned parties (in their case,
Communist parties) in the hope of “keeping potential
spoilers on board.”15 Presumably, inclusion of even these
risky partners would encourage “buy-in” on the part of all
parties concerned and facilitate confrontation taking the
form of peaceful competition at the ballot box and in the
assembly hall, rather than violence in the streets.
Dialogue
The fourth factor that has bolstered the process of
democratization in Tunisia is the elite’s commitment
to dialogue. Endless discussion, while enervating and
sometimes exasperating, often proves the key to bridge-
building, to keeping people on board, and to cobbling
together working coalitions and compromises.
Commitment to dialogue has been a norm among the
Tunisian elite since well before the fall of Ben Ali,
and it continues today. For over a decade, secular and
Islamist elites met in France to engage in dialogue about
fundamental principles that would guide the country’s
governance; the platform they produced after extensive
negotiations was first published as the “Call from Tunis” in
2003, was reproduced in 2005, and formed the foundation
for elite collaboration after Ben Ali’s fall.16
Commitment to dialogue is also the modus vivendi in the
Constitutional Assembly, where subcommittee members
are encouraged to deliberate until consensus is achieved.
And that commitment is likewise evident in the “national
dialogue conferences” – repeatedly hosted by groups
in civil society in order to work through “contentious
issues that have bogged down Tunisian politics.”17 These
4
conferences typically bring together representatives from
dozens of parties and groups in civil society, and their
deliberations have proven key to settling such issues as
whether Tunisians should be allowed the right to strike
(ultimately, yes), whether the country should embrace
a presidential or a parliamentary system of government
(ultimately, a mix of both), what the final draft of the
constitution ought to look like, and when elections should
be held.
Acknowledging this principle is not to overstate the
degree of comity found in contemporary Tunisian politics.
Politicians in Tunisia call each other names, stomp off in
anger, resign, fail to show up, and neglect to consult their
constituents. There is lots of drama and insult. The press,
in its role as the “second hand” of history, provides daily
accounts of such misbehavior. But by focusing on the noise
of such contentiousness, the daily press misses out on the
larger process taking place: that dialogue is occurring,
that consensus is building, that crucial compromises
are being reached. Tunisian politics is no love fest, and
the compromises negotiated leave no one fully happy or
satisfied. But isn’t that a mark of democratic success?
Forging uneasy compromises nonviolently, across deep
and seemingly incompatible divides, is the essence of the
democratic venture.
Planning and Luck: Tunisia’s First Election
Democratization in Tunisia was also helped along by
the providential results of its first election—itself the
product of clever institutional engineering along with a
dash of good luck. Tunisia’s first elections, by all accounts
largely free and fair, denied a majority to any single party.
But they also delivered a large enough share of the vote
to the top four or five parties to prevent debilitating
fragmentation of the political system. Ultimately a
coalition of three parties, a “troika” composed of two
secular parties and the leading Islamist party, was able
to put together a working government. The fact that
no party enjoyed a majority provided an incentive for
coalition building and accommodation. The fact that the
country sidestepped fragmentation meant that Tunisia
avoided political paralysis.
This auspicious result was in part the product of elite
agency: the decision by the electoral commission to
embrace a system of proportional representation rather
than a majoritarian/first-past-the-post/single-member-
district electoral rule.18 But it was also a matter of luck.
Many Tunisians were unfamiliar with the varied political
options before them and confused by the proliferation
of upstart parties. They voted for the most familiar
among the choices before them, often without deep
conviction. The political indifference of the majority
persists to this day, as evidenced by public opinion polls
that reveal the majority of the public undecided about
upcoming elections.19 Luckily for Tunisia, this profound
apathy has delivered electoral outcomes that deny
any party a majority and encourage collaboration and
accommodation across ideological lines.
Civil Society
The sixth factor that has fostered the progress of
democratization in Tunisian resides in the country’s
robust civil society. Civil society has abetted
democratization in two crucial ways: first, by playing
watchdog—keeping track of the regime’s performance
and holding its feet to the fire when it strays too far from
democratic and liberal ideals—and second, by facilitating
dialogue and compromise across political divides when
“normal politics” within Tunisia’s formal political
institutions hits an impasse.
In fulfilling its watchdog function, forces in civil society
have played a crucial role in keeping the post–Ben Ali
governments on the straight and narrow. When the first
government, led by Mohamed Ghannouchi, seemed to
be dilatory in breaking with the remnants of the Ben
Ali regime, protesters (often organized by the national
trade union federation, the Union Generale Tunisiene
du Travail or UGTT) set up camp in downtown
Tunis to force the regime in the right direction. When
religiously conservative groups proposed an article
in the constitution endorsing the principle of gender
“complementarity” rather than equality, liberal and
feminist organizations mobilized thousands to march in
protest and force the assembly to reconsider.20
When the Nahda-led government enacted measures
that veered toward undermining freedom of the press,
appointing political cronies to leadership posts at
the national newspapers and dragging its feet on the
creation of an independent media watchdog authority,21
the journalists union organized strikes that forced the
government to correct its course.22 And when the regime
compromised judicial autonomy, firing judges in violation
of due process and failing to follow through on promised
administrative reforms, the Association of Tunisian
Judges organized protests to nudge the regime in the right
direction.23
In addition to long-established associations, thousands of
new organizations have sprung up in civil society since
the fall of Ben Ali, many focusing on issues of human
rights, especially those of special concern to women
and youth. Together they have created a remarkably
muscular network that not only monitors and blogs about
but increasingly influences the political course of the
country.24
5
Civil society organizations have also played a crucial role
in sustaining a culture of dialogue among Tunisia’s varied
political camps when the normal channels of politics hit
roadblocks. First in this role is the national trade union
federation, the UGTT—the strongest organization in
civil society and certainly the one with the longest and
most august political history. Repeatedly over the past
two years, the UGTT has convened national dialogue
conferences that bring together dozens of political parties
and associations to work through difficult issues. These
conferences, while not always proceeding smoothly, have
worked to bridge divides and have delivered workable
compromises as described above. As such, the UGTT, in
collaboration with other associations in civil society, has
proved to be a critical asset in helping Tunisia find its way
through the difficult shoals of transition to democracy.25
Indicators of Progress
Thanks to these democratic drivers, Tunisia has seen real
progress on the path toward democracy. This is evident in
the achievement of some key institutional milestones. First
among these was the free and fair elections for the National
Constitutional Assembly conducted in October 2011.
Although the elections were not without flaws, according
to the accounts of both local and international observers
they were overall “an outstanding success”: competitive,
inclusive, transparent, and credible.26 With the holding
of these elections, Tunisia officially cleared what is
conventionally considered the minimal bar of democratic
transition.
Among other milestones achieved: Tunisia passed new
press laws in November 2011 that considerably expand
and protect the freedom of the fourth estate;27 leading
parties finally achieved consensus on the country’s political
structure—a mixed presidential/parliamentary system—
in April 2013;28 and the Constitutional Assembly finally
succeeded in cobbling together a new constitution in June
2013—one which, though not perfect with respect to its
protection of liberal ideals, creates a solid foundation,
sufficient for moving forward toward new elections and
further political negotiation.29
But beyond these institutional milestones, and perhaps
even more important for Tunisia’s future trajectory,
the past two years reveal a pattern of compromise,
accommodation, and pragmatism among Tunisia’s
ideologically divided political elite that is auspicious
for the future of democracy. This positive trend may
elude local activists who are enmeshed in the often ugly
contentiousness of day-to-day politics. But in fact some
crucial compromises have been negotiated that are quite
encouraging, not least because they have been so bitterly
contested. For example, from the start the drafters of the
constitution were divided on the role that Sharia (Islamic
law) would be assigned in the document. Would Sharia
be designated as the primary source of legislation, or at
least as one source of legislation (as is the case in almost
every constitution in the Arab world today)? Secularists
and Islamists were deeply divided on this issue. But by
spring 2012, the leader of the Nahda party renounced any
mention of Islamic law in the constitution. In an effort to
reassure the secular camp, Rachid Ghannouchi announced
that the first article of Tunisia’s prior constitution, which
stated that the country’s religion is Islam and its language
is Arabic, was “enough” in terms of asserting Tunisia’s
Islamic character. No mention of Sharia as either “a” or
“the” source of legislation, he advised, was necessary.30
A similar act of conciliation was evident several months
later. An early draft of the constitution disseminated
in August 2012 proposed several articles that severely
challenged the liberal sensibilities of many Tunisians,
especially the more secularly minded. These included
Article 3, which originally made blasphemy a punishable
offense, and Article 28, which embraced the notion
of gender complementarity rather than equality. The
two articles sparked significant protest in the liberal
community, and they triggered equally indignant
resistance by Islamists. But by October 2012 this divide had
been bridged. The Nahda leadership agreed to withdraw
the anti-blasphemy article from the constitution, and the
article on women was rewritten to embrace equality.31
Similar compromises were evident in other areas. For
example, the Nahda party differed from many of the secular
parties in its preferred form of government for Tunisia.
Nahda sought a parliamentary system of government,
believing that such a system would enable it to capitalize
on its broader grassroots base and thereby exercise
greater political influence. Many of the secular parties,
however, preferred a presidential system of government,
convinced that the direct election of a president would
deliver a non-Islamist leader, which would in turn curb
Nahda domination. After months of contention the two
sides came to an agreement in October 2012, settling on a
mixed system of government—a compromise solution that
partially accommodated the preferences of both.32
Overall, these compromises bridging political divides seem
driven less by ideological conversion to the reasonablenes s
of the opponent’s point of view than by pure and simple
pragmatism. Although the Nahda party dominates the
Constitutional Assembly and hence the government, its
control of 41 percent of the seats forces it to recognize
that it cannot rule alone. To corral the votes necessary to
6
achieve its major goals, Nahda must make compromises.
Here again is evidence of the importance of electoral good
fortune (specifically, the fact that the elections denied
a majority to any one party), and the central role that
such electoral luck plays in enabling and encouraging
enduringly important institution-building compromises.
The compromises discussed so far have essentially gone
in one direction, with Nahda conceding on some of its
religious and ideological preferences in order to keep its
coalition partners on board. But there have been notable
compromises on the part of Tunisia’s secular forces as
well. Tunisian secularists are often militantly secular
in a way that seems odd to many Americans but is in
line with France’s venerable tradition of “laïcité” in the
public sphere.33 Tunisian secularists have, for example,
been adamant about reining in certain public displays of
religiosity, notably forbidding women to don the full face
veil (the niqab) on some university campuses. This stance
is in line with French practice—which, as of 2010, has
outlawed the niqab almost everywhere in the public sphere.
But interestingly, in May, President Moncef Marzouki, the
leader of the Congress for the Republic party and someone
long identified with the secular liberal camp in Tunisia’s
political spectrum, spoke in support of Tunisian women’s
right to choose to wear the niqab in school settings. He
condemned “discrimination” on religious grounds and
argued that a person’s choice of garb was a matter of
freedom of conscience, which the Tunisian state was
philosophically committed to uphold.34
To Americans deeply ensconced in the liberal tradition,
Marzouki’s stance sounds like a self-evident upholding
of freedom of expression and belief. But to many
Tunisian secularists this was utter sacrilege, and many
in Marzouki’s camp expressed extreme dismay at his
position. Yet, Marzouki’s conversion to this stance was
no doubt ultimately pragmatic, stemming from the
recognition that some accommodation of his opponents
had to be made in order for the political process to go
forward.
Enduring Concerns
All this suggests that there is much reason to be hopeful
about Tunisia’s political future. But there is also reason for
significant concern. Two issues in particular are routinely
cited as challenging democracy’s progress in the country.
The first is economic. Tunisia is not “out of the woods”
economically. Since the overthrow of Ben Ali, the country
has seen “respectable but not buoyant growth.”35 The
structural problems that helped fuel popular protest
against Ben Ali’s regime continue to bedevil the economy—
most notably, a high level of unemployment. In addition,
the country’s political uncertainty, generated by the still
incomplete constitution-writing process, the sporadic
incidents of ideologically driven violence, and the sense
of compromised security owing to the failure of security
sector reform (see below), has not helped reinvigorate
investment levels, both foreign and domestic, in the
Tunisian economy.
Clearly this is a sub-optimal situation. But the question is
whether anemic growth will necessarily derail democracy.
Presumably the linkage proposed between the two stems
from the belief that economic dissatisfaction will spur
protest and violence, which in turn might legitimize the
government’s embrace of a state of emergency and the
clamping down on essential freedoms. Alternatively, there
might be a belief that economic dissatisfaction will lead
Tunisians to find refuge in Islamist parties and award those
parties majority rule, thereby diminishing their incentive to
accommodate the liberal democratic preferences of others.
Neither of these hypothetical paths is impossible . But the
fact that there is nearly complete consensus on economic
policy among all major parties in Tunisia, Islamist and
secularist alike, suggests that economic grievances may
play less of a role than expected in Tunisians’ choice of
party.36 Furthermore, economic malaise in the wake of
regime change has historically not necessarily proven fatal
to democratization. Many countries—Spain, Argentina,
and Mongolia among them—have experienced significant
economic hardship after the fall of authoritarianism and
yet this did not derail their transitions to democracy.37
So although Tunisia’s economic difficulties are certainly
of concern, they do not necessarily destroy the country’s
democratic prospects.
More troubling for the future of democracy in Tunisia
is the increasing incidence of violence, and the general
sense of insecurity this creates. Some of this violence
has been sensational if sporadic, such as the murder in
broad daylight of secular leftist activists Chokri Belaid
in February 2013 and Mohamed Brahmi in July 2013.38
Some of it has been dramatic if geographically contained,
such as the confrontations of al-Qaeda-affiliated trainees
with Tunisian soldiers in the Chaambi mountains in the
northwestern portion of the country in June and August
of this year. But some of this violence has been more
endemic and low-grade, such as the repeated physical
harassment directed at activists from the secular left by
Salafi sympathizers. Although the Nahda-led government
has taken a strong stance against the sensational and
dramatic incidents of violence described above, it has been
less vigorous in condemning the low-level harassment
7
carried out by Salafis and Salafi sympathizers. Some of
this threatening behavior has even been institutionalized,
with the creation of neighborhood vigilante committees
loosely coordinated under an umbrella “League for the
Defense of the Revolution”39 and committed to preventing
any attempt by old regime figures to make a comeback and
“divert the revolution from its goals.”40
The fact that these committees have targeted secular
figures and embraced thuggish means only deepens the
divide between the secular and Islamist camps, and the
failure of the regime to supplant these neighborhood
militias with effective local police forces diminishes the
confidence of the citizenry in the state’s effectiveness and
neutrality. In other contexts (notably in contemporary
Egypt), this loss of confidence might provide an excuse
for a politically ambitious military or police apparatus
to suspend the democratic experiment. The absence of a
politically ambitious coercive apparatus eager to exploit
this opportunity clearly buoys the prospects for democracy
in Tunisia.
Going Forward
But in other ways, the weakness of the police is a problem
in terms of the long-term prospects for democracy in
Tunisia, as is the weakness of several other crucial
state institutions. The key to long-term democratic
consolidation lies in the creation of institutions that can
ensure true political accountability as well as the rule of
law. Foremost among these are a capable and accountable
police apparatus, an autonomous and uncorrupted
judiciary, an effective party system, and a free and
vibrant press. In each of these areas, Tunisia faces serious
challenges.
With regard to the police, serious problems remain
evident. Under Ben Ali, the primary charge of the police
was regime protection rather than service to the people.41
To that end, the security forces employed methods
(brutality, torture, forced confessions) that violated basic
human rights. They were unaccountable to the common
citizenry. And they were organized in byzantine fashion,
with the different security branches fragmented and
secretive—all part of the intended coup-proofing strategy
of the Ben Ali regime. The upshot was a police force that
was illegitimate, distrusted, inefficient, and, in some ways,
crucially ineffective. To develop a police force that is
service-oriented, rule-governed, accountable, and effective
requires significant reform in the institution’s culture,
training, and organization. And although the transitional
governments have asserted that such reform is a political
priority, so far only limited reform has been carried out.42
As a result, the persistence of these issues has prolonged
the sense of insecurity in Tunisia and undermined popular
confidence in the government’s capacity to deliver the rule
of law.
Tunisia also suffers from serious problems in connecti on
with its judiciary. Under the Ben Ali regime, the
judiciary was subject to executive domination, and
portions of it were tarred by implication in the regime’s
corruption. Since the fall of Ben Ali, however, the Nahda-
led government has dawdled in the rehabilitation of
the judiciary. Until July 2013 it blocked the reform and
reconstitution of the High Judicial Council (which is
responsible for overseeing and disciplining judges).
Apparently it was unnerved by the prospect of creating a
body that would be entirely independent, financially and
administratively, of the executive branch. In addition, in
2012, the government carried out a purge of judges that
was notable for its arbitrariness and lack of due process.43
More recently the government has begun to take steps to
remedy this situation. But Tunisia has a long way to go in
terms of establishing a truly autonomous judiciary.44
As far as a party system is concerned, Tunisia still faces
very serious weaknesses. Its current party system is
highly fragmented and inchoate: Over one hundred
parties participated in the 2011 elections, and most
were indistinguishable from one another save for the
personalities heading their lists. Few parties, with
the exception of the Nahda party, have any grassroots
presence, and the notion of building a popular base
through door-to-door campaigning seems foreign to most
party leaders. The secular Left seems most debilitated by
these weaknesses, although attempts to create umbrella
coalition parties such as Nidaa Tounes may lessen some
of the fragmentation. Still, the development of parties that
can effectively aggregate and articulate citizens’ interests
remains a long-term ambition rather than an achieved
goal.45
Finally, with respect to the press, Tunisia has seen
substantial, though not unblemished, progress. The
transitional government enacted a new press code in
November 2011 that made a dramatic break with the
repressive environment that had existed under Ben Ali.
The new code explicitly endorsed the principle of freedom
of the press and nullified prior laws that required print
outlets to be licensed by the Ministry of Interior, thus
substantially freeing the press from executive interference.
It guaranteed basic media rights such as confidentiality
of journalists’ sources and the protection of journalists
against physical or economic threats from the state.46
In addition, the transitional government created an
independent authority, the High Independent Authority
8
for Audiovisual Communication (HAICA), vested with the
power to regulate public broadcasting outlets and preserve
the plurality and independence of broadcast media 47
In the wake of these reforms, the Tunisian press has
flourished. Dozens of new outlets have emerged, public
access to information has expanded, debate is lively, and
the independence of the media has grown substantially.
But there are still areas of concern. Until a constitution
is enacted with explicit guarantees of freedom of speech,
the media still lack an uncontestable legal backstop.48
Laws remain on the books that criminalize speech judged
“defamatory” or “offensive to public order and public
morality,” and this creates an opening for the judiciary
to replace the Ministry of Interior as the government’s
apparatus for policing public debate.49 Journalists also
feel threatened by the lax security environment and
the government’s anemic response to violent attacks
they have faced at the hands of both state and non-state
actors.50 And there is enduring concern about a lack of
professionalism and a professional code of conduct within
the journalistic community.51 So although Tunisia has made
incontrovertible progress in revitalizing the press, there
is still work to be done to secure a truly autonomous and
muscular fourth estate.
Conclusion
In contrast to so many of its peers in the Arab world,
then, Tunisia’s political trajectory over the past two years
has been trending firmly democratic. A democratic future
is not carved in stone for Tunisia, and specific incidents
have occurred that test this optimistic assessment—most
recently the reprehensible assassination of Mohamed
Brahmi, which led sixty deputies to withdraw from the
Constitutional Assembly and call for the Nahda-led
government to resign. To keep the country moving in a
democratic direction, Tunisian democrats must remain
vigilant and willing to fight for this end. But this call to
battle need not be discouraging. Contention, after all, is the
essence of democracy, so long as it is institutionalized and
violence-free. So far, and in happy contrast to the country’s
prior experience in the late 1980s, Tunisia appears to be
well on its way.
Endnotes
1 Laurel E. Miller et al., Democratization in the Arab Worl d:
Prospects and Lessons from around the Globe (Santa Monica,
CA:
Rand Corporation, 2012).
2 The reasons for the apolitical nature of the military in
Tunisia are multiple. Historically, the Tunisian military did
not play a major role in the country’s independence struggle
and so was not in a position to claim political hegemony, as
was the case in many other newly independent countries.
Habib Bourguiba relied on his base in the Neo-Destour party
to build his political infrastructure and expressly directed
resources away from the military in order to discourage the
possibility of a coup. The country’s geographic distance from
military challenges, such as the Arab-Israeli conflict, also
denied the military heroic status (as well as ambition), in
contrast to many other Arab countries.
In order to sustain the coercive foundation of his regime,
Bourguiba’s successor, Ben Ali, also kept the military
at a distance politically and directed resources to the
police apparatus rather than the military; the military
was kept small and encouraged to focus on duties such as
peacekeeping missions abroad and maintaining order in
the remoter areas of the country. For more, see Querine
Hanlon, “Dismantling Tunisia’s Security Apparatus:
Security Sector Reform in Post Ben Ali Tunisia,” in Building
Rule of Law in the Arab World, ed. Eva Bellin and Heidi Lane
(forthcoming); Emily Parker, “Tunisia’s Military: Striving to
Sidestep Politics as Challenges Mount,” Tunisia Alive, June
25, 2013;* Eva Bellin, “Reconsidering the Robustness of
Authoritarianism in the Middle East: Lessons from the Arab
Spring,” Journal of Comparative Politics 44:2 (2012), pp. 127–
49.
3 Larry Diamond, The Spirit of Democracy (New York: Holt,
2008).
4 Ghassan Salamé, ed., Democracy without Democrats: The
Renewal
of Politics in the Muslim World (New York: I.B.Tauris, 1994).
5 Miller et al., Democratization in the Arab World, p. xxxi.
6 The full name of the commission was the High Commission
for the Protection of the Objectives of the Revolution,
Political Reform and Democratic Transition. The
Commission began as an ad hoc collective composed
of activists committed to preventing regression to the
authoritarian practices of the previous regime. It was
quickly absorbed into a committee organized by Prime
Minister Mohamed Ghannouchi called the Higher Political
Reform Commission, led by Yadh Ben Achour and tasked
with overseeing political reform in Tunisia. The committee
ultimately grew to 155 members. For more, see Asma
Nouira, “Obstacles on the Path of Tunisia’s Democratic
Transformation,” Arab Reform Bulletin, March 30, 2011.
7 Alfred Stepan, “Tunisia’s Transition and the Twin
Tolerations,” Journal of Democracy 23:2 (April 2012), p. 96.*
8 Bruce Maddy-Weitzman, “Tunisia’s Morning After,” Middle
East Quarterly, Summer 2011, pp. 11–17; Emma Murphy,
“The Tunisian Elections of October 2011: A Democratic
Consensus,” Journal of North African Studies 18:2, pp. 231–47.
9 The Constituent Assembly was tasked with writing a new
constitution for the country as well as governing Tunisia
until the first regular elections were completed.
10 Murphy, “The Tunisian Elections of October 2011,” p. 237.
http://www.tunisia-live.net/2013/06/25/tunisias-military-
striving-to-sidestep-politics-as-challenges-mount/
http://www.tunisia-live.net/2013/06/25/tunisias-military-
striving-to-sidestep-politics-as-challenges-mount/
http://www.tunisia-live.net/2013/06/25/tunisias-military-
striving-to-sidestep-politics-as-challenges-mount/
http://www.journalofdemocracy.org/sites/default/files/Stepan-
23-2.pdf
http://www.journalofdemocracy.org/sites/default/files/Stepan-
23-2.pdf
9
11 Emily Parker, “Tunisia’s Constitution: Revolutionary
Reform
or Roadblock?” Fikra Forum, September 27, 2012.* See also
Amira Masrour, “Tunisian Civil Society to Weigh in on
Constitutional Draft,” Tunisia Live, December 19, 2012.*
12 Murphy, “The Tunisian Elections of October 2011,” pp.236-
7.
13 Parker, “Tunisia’s Constitution.”
14 By the end of 2012, four Salafist parties had been legalized,
including Asalah, Jabhat Al-Islah, Al-Rahma and Hizb Al-
Tahreer. This was the case even though technically Tunisia’s
constitution did not permit the establishment of political
parties based on religious principles. See U.S. Department
of State, Bureau of Democracy, Human Rights and Labor,
International Religious Freedom Report for 2012: Tunisia.*
15 Miller et al., Democratization in the Arab World, p. 131.
16 Stepan, “Tunisia’s Transition and the Twin Tolerations,” p.
97.
17 Amira Masrour, “Long Awaited Consensus Reached on Key
Political Issues,” Tunisia Live, May 17, 2013.*
18 Had the commission opted for the latter, the Islamist party
Nahda would likely have ended up with an overwhelming
majority of seats in Parliament. Alfred Stepan estimates that
Nahda “would have swept almost nine of every ten seats,
instead of the slightly more than four in ten it was able to
win under PR.” Stepan, “Tunisia’s Transition and the Twin
Tolerations.”
19 Marina Ottaway, “Learning Politics in Tunisia,” Woodrow
Wilson International Center for Scholars, Viewpoints, No. 26,
April 2013.*
20 Monica Marks, “Speaking on the Unspeakable: Blasphemy
and the Tunisian Constitution,” Carnegie Endowment for
International Peace, Sada, September 4, 2012.*
21 That independent authority was called HAICA—in
French, Haute autorité indépendante de la communication
audiovisuelle.
22 See Kevin Ivey, “Press Strike across Tunisia Stalls
Headlines,” Tunisia Live, October 17, 2012*; Sana Sbouaï, “Dar
Assabah: The Resignation of Lotfi Touati,” Nawaat, October
31, 2012 [in French].*
23 Amira Masrour, “Judges Strike over Judicial Independence,”
Tunisia Live, April 18, 2013.*
24 Mohamed Bechri, “Islamism without Sharia,” Fikra Forum,
May 21, 2012.*
25 The muscularity of civil society in Tunisia is all the more
remarkable given the extraordinary repression it faced under
the Ben Ali regime. Its resilience is no doubt a consequence
of Tunisia’s structural assets: a large middle class, a relatively
well educated population, and the country’s proximity to
(and hence the modeling effect of) Europe—along with its
high level of Internet connectivity (amounting to 39 percent
of the population).
26 Murphy, “The Tunisian Elections of October 2011,” p. 231.
27 Fatima el-Issawi, Tunisian Media in Transition (Carnegie
Endowment for International Peace: Middle East Program),
July 10, 2012.
28 Amira Masrour, “Ennahda Approves Mixed Political
System,” Tunisa Live, April 29, 2013.*
29 Shukri Hamad, “Despite Flaws, Tunisia’s New Draft
Constitution Promising,” Al-Monitor, July 1, 2013, (trans.
Al-Monitor; first published June 26, 2013, in As-Safir
[Lebanon]).*
30 David Ottaway, “Tunisia’s Islamists Struggle to Rule,”
Woodrow Wilson International Center for Scholars,
Viewpoints No. 1, April 2012.*
31 Marks, “Speaking on the Unspeakable,”; Mohamed Bechri,
“Tunisia’s Islamists Surrender on Blasphemy Law,” Fikra
Forum, October 18, 2012. Bechri reports Ben Jaafar (President
of the Constitutional Assembly) saying that the agreement
was reached because “the sacred is something very, very
difficult to define. Its boundaries are blurred and one could
interpret it in one way or another, in an exaggerated way.”
The new version of the articles concerned with gender is
contained in Article 20 (which asserts equality of both sexes
in rights and duties) and Article 45, which says, “The state
guarantees the protection of women’s rights and supports
their gains. The state guarantees equal opportunity between
men and women to assume responsibilities. The state
guarantees the elimination of all forms of violence against
women.” Hamad, “Despite Flaws, Tunisia’s New Draft
Constitution Promising.” Note that Nahda proved willing
to make other key cultural concessions to the secularists as
well. In particular, it handed over control of the Ministry
of Education to a secular party (the Democratic Forum),
despite its desire to revoke the “de-Islamizing” reform
that had been carried out under former education minister
Mohamad Charfi in 1989. That reform had introduced into
the curriculum, among other things, Darwinian theories of
evolution and the Big Bang theory. See Bechri, “Islamism
without Sharia.”
32 The mixed system of government gave the directly elected
president control over security, foreign policy, and national
defense. He also has the authority to appoint the prime
minister, who is responsible to both the president and
the Chamber of Deputies. In other respects, however, the
president is not empowered to be “the architect of the state’s
public policy.” See Hamad, “Despite Flaws, Tunisia’s New
Draft Constitution Promising.”,
33 The concept of laicite, literally translated as “secularism,”
refers to the French understanding of the principle of
separation of religion and state. In contrast to the American
tradition, the French understanding of “religious neutrality”
goes beyond forbidding state establishment of religion,
insisting as well on the erasure of prominent markers of
religious difference in public places such as schools and
government offices.
34 What Marzouki said was: “The Tunisian people are pluralist
and should accept the other, including modernists, Salafists,
and Islamists, without demonizing them or considering
them as something to get rid of. . . . All Tunisians are equal,
and I do not understand . . . discrimination against people
because of their ways of practicing their religions or their
clothes. In fact, the state recognizes the right of conscience
and costumes.” Marzouki gave the speech during the
opening session of a national dialogue conference. See Amira
Masrour, “President’s Support for Niqab in Schools Angers
Civil Society Groups,” Tunisia Live, May 16, 2013.*
35 David Pollock and Soner Cagaptay, “What Happened to the
Turkish Model?” Fikra Forum, January 7, 2013.*
36 Andrea Brody-Barre, “The Impact of Political Parties and
Coalition Building on Tunisia’s Democratic Future,” Journal
of North African Studies 18:2 (2013), p. 226.
37 Miller et al., Democratization in the Arab World, p. xli.
38 Both were shot by an assassin believed to be linked to al -
Qaeda.
39 Not to be confused with the High Commission for the
http://fikraforum.org/?p=2715
http://fikraforum.org/?p=2715
http://www.tunisia-live.net/2012/12/19/tunisian-civil-society-
to-weigh-in-on-constitutional-draft/
http://www.tunisia-live.net/2012/12/19/tunisian-civil-society-
to-weigh-in-on-constitutional-draft/
http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?ye
ar=2012&dlid=208414#wrapper
http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?ye
ar=2012&dlid=208414#wrapper
http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?ye
ar=2012&dlid=208414#wrapper
http://www.tunisia-live.net/2013/05/17/long-awaited-consensus-
reached-on-key-political-issues/
http://www.tunisia-live.net/2013/05/17/long-awaited-consensus-
reached-on-key-political-issues/
http://www.wilsoncenter.org/sites/default/files/learning_politics
_in_tunisia.pdf
http://www.wilsoncenter.org/sites/defaul t/files/learning_politics
_in_tunisia.pdf
http://www.wilsoncenter.org/sites/default/files/learning_politics
_in_tunisia.pdf
http://carnegieendowment.org/2012/09/04/speaking-on-
unspeakable-blasphemy-tunisian-constitution/drca
http://carnegieendowment.org/2012/09/04/speaking-on-
unspeakable-blasphemy-tunisian-constitution/drca
http://carnegieendowment.org/2012/09/04/speaking-on-
unspeakable-blasphemy-tunisian-constitution/drca
http://www.tunisia-live.net/2012/10/17/press-strike-in-tunisia/
http://www.tunisia-live.net/2012/10/17/press-strike-in-tunisia/
http://nawaat.org/portail/2012/10/31/tunisie-mediasdar-assabah-
la-demission-de-lotfi-touati/
http://nawaat.org/portail/2012/10/31/tunisie-mediasdar-assabah-
la-demission-de-lotfi-touati/
http://nawaat.org/portail/2012/10/31/tunisie-mediasdar-assabah-
la-demission-de-lotfi-touati/
http://nawaat.org/portail/2012/10/
http://nawaat.org/portail/2012/10/
http://fikraforum.org/?p=2260
http://fikraforum.org/?p=2260
http://www.tunisia-live.net/2013/04/29/shura-council-adopts-
the-mixed-political-regime/
http://www.tunisia-live.net/2013/04/29/shura-council-adopts-
the-mixed-political-regime/
http://www.al-monitor.com/pulse/politics/2013/07/new-tunisian-
constitution-promising.html#ixzz2ap8SByHB
http://www.al-monitor.com/pulse/politi cs/2013/07/new-tunisian-
constitution-promising.html#ixzz2ap8SByHB
http://www.al-monitor.com/pulse/politics/2013/07/new-tunisian-
constitution-promising.html#ixzz2ap8SByHB
http://www.al-monitor.com/pulse/politics/2013/07/new-tunisian-
constitution-promising.html#ixzz2ap8SByHB
http://www.wilsoncenter.org/sites/default/files/Tunisia%27s%20
Islamists_Viewpoints.pdf
http://www.wilsoncenter.org/sites/default/files/Tunisia%27s%20
Islamists_Viewpoints.pdf
http://www.wilsoncenter.org/sites/default/files/Tunisia%27s%20
Islamists_Viewpoints.pdf
http://fikraforum.org/?p=2799
http://fikraforum.org/?p=2799
http://fikraforum.org/?p=2799
http://www.tunisia-live.net/2013/05/16/presidents-support-for-
niqab-in-schools-angers-civil-society-groups/
http://www.tunisia-live.net/2013/05/16/presidents-support-for-
niqab-in-schools-angers-civil-society-groups/
http://www.tunisia-live.net/2013/05/16/presidents-support-for-
niqab-in-schools-angers-civil-society-groups/
http://fikraforum.org/?p=2967
http://fikraforum.org/?p=2967
10
Protection of the Revolution mentioned above, an entirely
different entity.
40 Eileen Byrne, “‘Committees to Defend Revolution’ Deny
Using Violence in Tunisia,” Al-Monitor, January 8, 2013.*
41 Querine Hanlon, “Dismantling Tunisia’s Security
Apparatus,” in Bellin and Lane, Building Rule of Law in the
Arab
World. See also Aaron Zelin, “Tunisia’s Post-Revolution
Blues,” Foreign Affairs, March 6, 2013, who discusses the
insecure atmosphere in Tunisia and analyzes the dysfunction
in the county’s security apparatus as attributable in part
to the fact that “the Ministry of Interior which houses the
police and national guard now consists of three factions:
one loyal to Ben Ali, one loyal to Ennahda, and one loyal to
no one. The competing interests have left the ministry in
disarray, and it has failed to enforce security as a result.”
Zelin goes on to say: “[T]he Ministry of Interior has also
been accused of victimizing innocent civilians. Left-of-
center Tunisians told me that when Islamist demonstrations
break out, the police protect the protesters, whereas when
secularists or liberals hold protests, the police attack them
with tear gas. Members of Ansar al-Sharia, for their part,
complained to me that employees of the Ministry of Interior
are breaking into their homes and mosques, destroying
possessions and making arbitrary arrests.”
42 Hanlon, “Dismantling Tunisia’s Security Apparatus.”
Note that civil society has begun to play a novel role in
the policing process. The Tunisian Association for Digital
Liberties (ATLN is its French Acronym) has created a new
platform called Yezzi (“enough” in the Tunisian dialect).
Yezzi seeks to collect violence testimonies sent by cell
phone, web, e-mail, and SMS and then place them on a
Google Map. Yezzi deploys the concept of crowdsourcing
in the service of mobile social mapping and a combination
of social activism, citizen journalism, and geographical
information. “It is “a ‘cop watch map in Tunisia’ which seeks
to document and report police abuse ranging from taking
bribes, physical or sexual abuse to racism and death threats.”
ATLN says it created online platforms like Yezzi as a way to
“help build a democratic, free and open society in Tunisia.”
See “Yezzi.info Cop Watch in Tunisia Transparency
against Violence,” Tunisia.com, July 11, 2013;* and “Yezzi.
info: Copwatch Fi Tounes,” L’Association Tunisienne des
Libertés
Numériques (ATLN) [in French].*
43 Mohamad Salah Ben Aissa, “The Judiciary in Tunisia: What
Independence?” in Bellin and Lane, Building Rule of Law in the
Arab World.
44 Emily Parker, “Two Years after Revolution, Judges Still
Protesting Lack of Autonomy,” Tunisia Live, July 8. 2013.*
45 Brody-Barre, “The Impact of Political Parties and Coalition
Building on Tunisia’s Democratic Future.”
46 el-Issawi, Tunisian Media in Transition.
47 The government procrastinated in actually creating this
authority. Although the law creating it was passed in
November 2011, the government did not get around to
actually naming members of the authority until July 2013.
See Reporters without Borders, “Government finally
appoints Independent Broadcasting Authority” (press
release), May 7, 2013.*
48 Mona Yahia, “Tunisia: Free Speech under Threat in
Tunisia,”
AllAfrica, July 1, 2013.*
49 See el-Issawi, Tunisian Media in Transition. See also Human
Rights Watch, “Tunisia: Hollande Should Raise Rights
Concerns—Worrying Prosecutions over Free Speech” (press
release), AllAfrica, July 2, 2013.* In fact, the regime has used
these laws to prosecute numerous Tunisians, including
bloggers who trumpeted their atheism on the Internet,
a newspaper owner who published semi-nude photos, a
rapper who sang a song about cops being dogs, a TV station
owner who broadcast the film Persepolis (which was deemed
blasphemous), a government critic who accused former
foreign minister Rafik Abdessalem of misuse of public
funds, and a blogger who publicly criticized the staff of a
military hospital over the treatment of its patients. The last
sort of prosecution is especially illustrative of the problem
of squaring anti-defamation laws with the provision of
sufficient freedom for whistleblowers to safeguard the
functioning of the fourth estate. For more, see the Human
Rights Watch press release cited earlier in this note.
50 Journalists covering protests have been assaulted by state
police; others have faced periodic attacks by Salafi -leaning
activists. For more details, see Freedom House, “Tunisia
Must Provide Concrete Protections for Journalists followi ng
Attacks,” n.d.*
51 See Freedom House, “Tunisia: Freedom of the Press 2012,”
n.d.*
* Weblinks are available in the online versions found at
www.brandeis.edu/crown
http://www.al-
monitor.com/pulse/iw/contents/articles/opinion/2013/01/tunisia-
revolution-violence.html#ixzz2aYQVV9Ta
http://www.al-
monitor.com/pulse/iw/contents/articles/opinion/2013/01/tunisia-
revolution-violence.html#ixzz2aYQVV9Ta
http://www.tunisia.com/yezzi-info-cop-watch-in-tunisia-
transparency-against-violence/
http://www.tunisia.com/yezzi-info-cop-watch-in-tunisia-
transparency-against-violence/
http://www.atln.info/yezzi-info-copwatch-fi-tounes/251
http://www.atln.info/yezzi-info-copwatch-fi-tounes/251
http://www.atln.info/yezzi-info-copwatch-fi-tounes/251
http://www.tunisia-live.net/2013/07/08/two-years-after-
revolution-judges-still-protest-lack-of-autonomy/
http://www.tunisia-live.net/2013/07/08/two-years-after-
revolution-judges-still-protest-lack-of-autonomy/
http://en.rsf.org/tunisia-government-finally-appoints-07-05-
2013,44580.html
http://en.rsf.org/tunisia-government-finally-appoints-07-05-
2013,44580.html
http://en.rsf.org/tunisia-government-finally-appoints-07-05-
2013,44580.html
http://allafrica.com/stories/201307020761.html?aa_source=slide
out
http://allafrica.com/stories/2013070 20761.html?aa_source=slide
out
http://allafrica.com/stories/201307021170.html
http://allafrica.com/stories/201307021170.html
http://allafrica.com/stories/201307021170.html
http://allafrica.com/stories/201307021170.html
http://www.freedomhouse.org/article/tu nisia-must-provide-
concrete-protections-journalists-following-attacks
http://www.freedomhouse.org/article/tunisia-must-provide-
concrete-protections-journalists-following-attacks
http://www.freedomhouse.org/article/tunisia-must-provide-
concrete-protections-journalists-following-attacks
http://www.freedomhouse.org/report/freedom-
press/2012/Tunisia
http://www.freedomhouse.org/report/freedom-
press/2012/Tunisia
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AFTER INDEPENDENCE
king or the institution of the state. There were virtually no
stable mechanisms for the expression of interests or the for -
mulation and implementation of policy. Moreover/ the dev-
astating experience of state destruction combined with the
country's continued and growing dependence on external
sources of revenues to create a pattern of persistent hostility
to the notion of the state, to bureaucratic organization, and
the social differentiation associated with local control of a
state apparatus in earlier eras.
The twenty-five years after independence were times of
enormous change in both Tunisia and Libya. However de-
pendent upon the international economy the two countries
were to remain, the rights and responsibilities of political
independence markedly altered the context in which do-
mestic politics and economic activity took place. New op-
portunities were presented to and new demands imposed
upon the Tunisians and Libyans, and the ways in which
they were met illustrated the significance of their earlier ex-
perience of state formation and social structural change.
CHAPTER ELEVEN
The State Consolidated in Tunisia:
Economic Development and Political
Authoritarianism
The consequences of consistent and continuous state for-
mation were evident in the character of Tunisia's dilemmas
after independence. Faced with the prospect of capturing a
stable, bureaucratic state apparatus, the Tunisian national -
ist movement divided, and the divergent interests of its var-
ious constituencies became apparent. The capture of the
state and consolidation of control by the provincial elite
who formed the core of the Neo-Destour, and the extension
of the administration into the furthest reaches of the realm
through the "socialist" programs of the 1960s, marked the
final extinction of tribal politics.
By the end of the 1970s, the state efforts at "moderniza-
tion from above" produced a significant industrial sector
and promoted class-based politics in the cities. In the rural
areas, the government's efforts to guarantee the availability
of resources to fuel their industrialization programs and its
simultaneous concern to maintain the landed elite from
which the governing authorities originated prolonged pa-
tronage-based policy and political organization. It was no
longer state formation as such but government policy in an
established bureaucratic state that was the principal politi -
cal influence on the social structure and political organiza-
tion of the hinterlands.
INDEPENDENCE AND THE CAPTURE OF THE STATE
The prospect of independence precipitated a near-civil
war in Tunisia; the high stakes involved in the imminent
230 231
AFTER INDEPENDENCE
capture of the state led to the dissolution of the consensus
among the nationalist elite and the development of rivalries
among the contenders for power. During World War II and
particularly during the late 1940s, when Bourguiba v,ras in
exile and the party was under the leadership of Salah Ben
Youssef, party membership expanded dramatically. Al-
though Bourguiba considered the Sahil petite bourgeoisie
the "dorsal spine" of the party, the party leaders endeav-
ored to incorporate all sectors of the society into the move-
ment, to strengthen their case against continued French
rule. Clientelist recruitment, in permitting the vertical in-
tegration of numerous segments of society, enabl_ed t~e
party to gather into its fold a wide variety of otherwise dis -
parate groups, from the peasantry and the working class to
the religious authorities and the old bourgeoisie of Tunis.
Such a structure also meant, however, that a breakdown in
elite consensus would pit the interests of the various con-
stituencies against each other. 1
Bourguiba's strength rested in the petit bourgeois land-
owners and merchants of the Sahil, and later the labor
union (Union Generale des Travailleurs Tunisiens), estab-
lished when the French-Tunisian union split after World
War II under nationalist pressure. Ben Youssef, by contrast,
found support among the religious authorities, the tradi -
tional artisans and merchants of Tunis, and the old com-
mercial class of his native Djerba. The underlying differ -
ences in the interests of these constituencies were obscured
by their common desire for independence, a desire well ar -
ticulated in the otherwise vague ideology of the party.
On the eve of independence, Ben Youssef mounted a
challenge to Bourguiba' s control of the party and to his
1 On Ben Youssef and the early years of independence, see Le
Tourneau,
Evolution politique de l'Afrique du Nord musu/man; Clement
Henry Moore,
Tunisia Since Independence: The Dynnmics of One-Party
Government (Berkeley:
University of California Press, 1965); and Elbaki Hermassi,
Leaders~ip a~d
National Development in North Africa (Berkeley: University of
Califorma
Press, 1972).
STATE CONSOLIDATED IN TUNISIA
accession to control of the state. Ben Youssef objected to the
autonomy agreements that preceded independence, saying
they were too much a compromise. For his efforts he was
expelled from the party's Political Bureau. As the French
moved to grant the full independence that would remove
the presumed raison d'etre of the Youssefist opposition, the
battle turned violent. The French, at first refusing to inter-
vene, finally sent their police forces against the Youssefists,
and Ben Youssef himself fled into exile. It was French mili -
tary units that undertook mopping up operations in the
south against Ben Youssef's supporters in mid-June, three
months after Tunisia became formally independent on
March 20, 1956.
Neither a simple personal rivalry nor a pure class conflict,
this struggle had been a clash of constituencies. The in-
creased impersonality and complexity of the state bureau-
cracy of the Protectorate had weakened political organiza-
tion based solely on personal relationships and had led to
the appearance of broad-based groups conscious of their
collective interests. The Protectorate's pervasive discrimi -
nation and its failure to permit open representation of the
various interests of Tunisians, however, had inhibited the
deveiopment of organized interest groups and prolonged
reliance on individual followings as the principal mecha-
nism for aggregating and articulating political demands.
Bourguiba and Ben Youssef had different visions of the fu-
ture of Tunisia-Ben Youssef was the greater admirer of the
Arab nationalists of the Middle East, for example, while
Bourguiba preferred the secular liberalism he had known in
France-and these reflected the differing interests of their
supporters.
With Bourguiba's victory his vision and his supporters
were also victorious. Although class-based policies and pol-
itics were to become increasingly important after independ-
ence, particularistic discrimination was not to disappear en-
tirely, for the Bourguiba government continued to favor the
provincial elite in general and the elite of his home region in
232 233
AFTER INDEPENDENCE
the Sahil in particular. Moreover, the government's desire
to maintain its provincial power base and to ensure contin-
ued access to the surplus production of the agricultural sec-
tor even while it encouraged development of other sectors
of the economy would discourage formal recognition of
competing interest groups at the national level and prolong
the role of patronage, particularly in the rural areas. It was
its control of an established bureaucratic state that permit-
ted the government to pursue such policies in the face of
growing organized dissent.
The first five years after independence were devoted to
consolidating the control of Bourguiba and his followers
over the state. Not only were Youssefist sympathizers
purged from party positions, but the political and economic
. power of the strata that had been Ben Youssef's constitu-
encies was undermined. Bourguiba' s supporters moved,
for example, to weaken the power of the religious establish-
ment and the large absentee landholders of Tunis who had
supported Ben Youssef. Within six months of independ-
ence, public habus lands had been nationalized, the
shari'ah, or religious law, courts integrated into the national
French-based judicial system, and the prestigious religious
school of Zitouna mosque, where Ben Youssef had an-
nounced his break with Bourguiba, placed under control of
the Ministry of Instruction.
The weakening of the legal status of habus properties not
only deprived the religious establishment of its independ-
ent financial base but undermined the old upper class, for
private habus lands had often been endowed to the benefit
of the bourgeoisie of Tunis. Although, unlike the public ha-
bus, the private habus were not absorbed into the public do-
main, many of their beneficiaries, fearful that they would
eventually be confiscated, began selling their properties, a
trend that would continue through the 1960s. The dissolu-
tion of habus tenure marked the decline of the old Tunis
bourgeoisie and the advancement of the provincial elite
from which many of Bourguiba's supporters had issued. In
STATE CONSOLIDATED IN TUNISIA
one northern region, for example, 80 percent of the habus
property was bought, usually on concessionary terms, by
local landowners. The magnitude of this shift in economic
power from Tunis to the regional elite is suggested by the
fact that well over a fifth of the total agricultural land in
Tunisia was held as habus at independence. 2
Bourguiba simultaneously moved to enhance his control
of the political apparatus of the state. Five days after inde-
pendence, a National Constituent Assembly was elected,
charged with writing the Tunisian Constitution, and Bour-
guiba became prime minister. The Assembly electoral law
had been designed to favor election of Bourguiba support-
ers and it proved effective in doing so: by the summer of
1957, the Assembly had deposed the Bey-suspected of
Youssefist sympathies-and named Bourguiba president.
He announced on August 1, 1957, "I have become the fa-
ther not only of Destourians but of all Tunisians."3
By the time the constitution was promulgated, Bourguiba
had the state well in hand, and Hedi Nouira, head of the
newly established national Central Bank-and like Bour-
guiba, a native of the Sahil town of Monastir-was dele-
gated the task of preventing the complete collapse of the
economy in the wake of the French withdrawal. About half
the non-Muslim population left the country between 1956
and 1960; many colons abandoned their lands, which were
taken over by the state, while capital flight reached crisis
proportions before a national currency and related controls
were established in 1958. Private investment dropped pre-
cipitously and agricultural production stagnated. The pub-
lic sector, however, expanded dramatically: between 1955
2 Ahmed Kassab, L' evolution de la vie rurale dans les regions
de la Moyenne
Medjerda et de Beja-Mateur {Tunis: Universite de Tunis, 1979),
pp. 538-40;
Mohsen Chebili, "Evolution of Land Tenure in Tunisia in
Relation to Ag-
ricultural Development Programs," in Land Policy in the Near
East, ed. Mo-
hamed Raid El-Ghonemy (Rome: Food and Agriculture
Organization,
United Nations, 1967), p. 190.
3 Cited in Moore, Tunisia since Independence, p. 89.
234 235
AFTER INDEPENDENCE
and 1960, the number of Muslim public employees rose
from twelve thousand to eighty thousand. This expansion
reflected both replacement of French civil servants and ef-
forts to alleviate unemployment among an urban popula-
tion that increased by 700,000 during the second half of the
decade; most importantly, it also provided the promised
material benefits of independence in the form of employ-
ment for party activists. 4
Assertion of state control over military force in Tunisia
was complicated by the prolonged Algerian war of inde-
pendence. The French had arranged to maintain a military
presence in Tunisia as part of the independence agreement,
and their intransigence when pressed for new discussions
reflected the utility of their installations during the Algerian
war. By 1961 French refusal to discuss evacuation of the mil -
itary base at Bizerte prompted an attack on the facility,
which cost perhaps a thousand Tunisian lives and greatly
embarrassed the Tunisian military establishment. Al-
though the French eventually agreed to withdraw, it was
not before a plot against the Tunisian government was dis-
covered in the army. Youssefists and Communists were im-
plicated, the Communist Party was banned, making the
Neo-Destour the sole party in law as well as fact. 5 The Tu-
nisian regime thereafter kept military spending unusually
low; conscription laws provided a more than adequate pool
of potential draftees for the army-eight thousand troops in
1960, twenty-two thousand in 197&-while high civilian un-
employment rates guaranteed adequate volunteers for the
eighteen-thousand-member domestic national guard and
national security police forces. In part because the civil
administration was well-established, the military was not
used for political purposes like employment or large-scale
domestic intelligence, and civilian control of the state's mo-
• For population figures, see Amin, The Maghreb in the Modern
World, p.
75.
s On the Bizerte incident, see Moore, Tunisia since
Independence, pp. 89 et
seq.
ST ATE CONSOLIDATED IN TUNISIA
nopoly of force was ensured by the low allocations to the
military.
SOCIALISM: THE CONSOLIDATION
OF STATE PENETRATION
The increasing levels of government intervention in the
economy that marked the early years of independence were
made a formal element of the Tunisian political scene with
the adoption of a development plan in 1961. At the Party
Congress in 1964 the new policy was ratified and the party's
name changed to the Parti Socialiste Destourien (PSD). Ah-
mad Ben Salah, a young party and union activist and op-
ponent of Ben Youssef, was given wide responsibility in an
economics "superministry" to outline and implement Tu-
nisia's development plans. 6
The ten-year perspective for 1962 to 1971, which the
plans were to implement, projected an annual growth rate
of 6 percent, which would have allowed the attainment of
minimum income goals without major redistribution of
wealth. Although structural reforms were envisioned in all
sectors, they fell largely within the framework of "tunisifi-
cation" and increasing state control. Redistribution of agri -
cultural property, for example, was limited to nationaliza-
tion of the remaining foreign holdings and establishment of
farming cooperatives with state participation. Bourguiba
explained Tunisian "socialism" in 1964:
[After independence] the exploitation of the people by
colonization was replaced by another form of exploita-
6 On this period, see Amin, The Maghreb in the Modern World;
Hermassi,
Leadership and National Development; Moore, Tunisia since
Independence; Lars
Rudebeck, "Development Pressure and Political Limits: A
Tunisian Ex-
ample," The Journal of Modern African Studies 8, 2 (1970); and
Lilia Ben
Salem, "Centralization and Decentralization of Decision Making
in an Ex-
periment in Agricultural Cooperation in Tunisia," and
Ezzeddine Mak-
louf, "Political and Technical Factors in Agricultural
Collectivization in
Tunisia," in Popular Participation in Social Change, ed. June
Nash, Jorge Dan-
dler, and Nicholas S. Hopkins (Chicago: Ardine, 1976).
236 237
AFTER INDEPENDENCE
tion it would be idle to deny.... Old customs, old eco-
nomic structures, especially agricultural structures, and
archaic modes of production encouraged the circulation
of wealth under conditions that were inadmissible to
one's reason and revolting to one's conscience.... Injus-
tice crept in without anyone realizing that he was still
being exploited as he had formerly been by foreign set-
tlers.... This brought us to adopt socialism, and we de-
cided to solve our problems progressively.7
Under the guise of socialism, the Tunisian state had taken
upon itself this dismantling of "archaic modes of produc-
tion" that "exploited" people without their knowing it. In
fact, Bourguiba envisioned the creation of a modern capi -
talist economy. State intervention to that end could conven-
iently be portrayed as socialism, and the campaign against
the noncapitalist sectors was made all the more attractive to
the Tunisian leader by their earlier support for Ben Youssef,
a support Bourguiba interpreted as indicating their suscep-
tibility to"exploitation."
By 1968, it was clear that the projections of the develop-
ment plans had been overly optimistic. The annual growth .
rate between 1960 and 1967 was 3.3 percent, which, al-
though among the highest in Africa, was little more than
half the hoped-for figure. Agricultural production, bur-
dened by several particularly bad harvests in the late 1960s,
had not increased, and the rate of industrial growth, while
high, did not compensate for the problems in agriculture.
Despite the development of tourism, the balance of pay-
ments deficit grew, and the country remained dependent
on foreign aid for well over half its needs.
The agricultural sector had been viewed as the most
promising for development; the planners had hoped to in-
crease both production and employment through modern-
7 Habib Bourguiba, "Destourian Socialism and National Unity:
Speech
of March 1, 1966," in Man, State, and Society in the
Contemporary Maghrib, ed.
Zartman, p. 145.
ST ATE CONSOLIDATED IN TU NI SIA
ization of production techniques. Without, however, ex-
tending public control to private commercial agriculture,
these goals proved contradictory: agricultural moderniza-
tion undermined full employment policies and the private
sector made no effort to meet the nationally planned pro-
duction and employment targets, in spite of the govern-
ment-run service cooperatives at their disposal. A decision
to extend the state-run production cooperatives throughout
the agricultural sector, including the Sahil, led the olive-
growing landholders there to object violently: demonstra-
tions in January 1969 in a Sahil town led to police interven-
tion, and at least one person died in the ensuing riot.
The government was faced with a choice. Had rates of
production increased as dramatically as forecast in the very
optimistic perspective of 1961, the income distribution
goals could have been met without challenging the inter-
ests of the provincial landowners. Without significant ex-
pansion outside agriculture, however, genuine improve-
ments in the income level of the poor could not be made at
no cost to the well-off. The government had to decide
whether to impose by force programs clearly unpopular
with Bourguiba's major constituency or to abandon equita-
ble income distribution as its highest social and economic
priority.
By the fall of 1969 the decision was made. Ahmad Ben Sa-
lah, architect of Tunisian socialism, was dismissed and the
socialist experiment abandoned, as the government re-
turned to policies favoring a mixed economy, recognizing
the existence of three sectors, public, cooperative, and pri -
vate, with emphasis on the last. The "socialist" programs
were ended before they weakened the commercial agricul-
ture of the provincial supporters of the government, but
after a number of other implicit purposes of the interven-
tionist policies had been accomplished. The state's admin-
istrative penetration of the society and economy had been
strengthened through the wide network of service cooper-
atives and agricultural extension activities-most of which
239
i' · I
11.··· 1i
238
AFTER INDEPENDENCE
were retained when the expansion of the unpopular pro-
duction cooperatives was halted-while the continued ru-
ral exodus further eroded the noncapitalist, noncommercial
agricultural sector and made available a supply of cheap la-
bor. As important, however, was the creation of a newly
wealthy bourgeoisie prepared to undertake domestic in-
vestment.
Ben Salah' s policies had favored the growth of a new
commercial bourgeoisie in construction, public works, and
tourism, and they had accumulated capital during the 1960s
while consumer imports were restricted. Not a few of these
new entrepreneurs had been provincial landowners, and
they had accumulated capital in the agricultural sector, buy-
ing habus properties, for example, and increased their pro-
ductivity through mechanization. They also diversified
their investments beyond commercial agriculture to trans-
port, construction, hotel management. Partly _because of
the continued significance of patronage, they enioyed easy,
often preferential, access to government and private credit.
It was they who would profit from economic liberalization,
and Bourguiba was to give them their opportunity during
the 1970s. 8
ECONOMIC LIBERALISM AND POLITICAL
AUTHORITARIANISM
By the standards of classical liberalism, the Tunisian state
remained heavily involved in the economy throughout the
1970s-the government's share in total capital investment
never dropped below 50 percent-but its adoption of the
rhetoric, and to some extent the reality, of private enter -
prise represented a major shift in state policy. As the state
withdrew from its overwhelming involvement in the econ-
s Daniel Karnelgarn, "Tunisie--Developpernent d'un capitalisrne
de-
pendant," Peuples mediterraneens 4 (July-September 1978):
114; see Kassab,
L'evolution, and Hafedh Sethom, Les fellahs de la presqu'fle du
Cap Bon
(Tunis: Universite de Tunis, 1977) for illustrations of such
landowners.
STATE CONSOLIDATED IN TUNISIA
omy, announcing, as the director of the Investment Pro-
motion Agency put it, that "the role of the state is to permit
the private sector to function," 9 it also began to evince a
more explicit capitalist class bias as the urban industrial sec -
tor expanded. Bourguiba nonetheless continued to manip-
ulate the personal and political followings by which many
of the political elite guaranteed their power throughout the
1970s.
The initial reaction of that elite to the fall of Ben Salah and
to the new policies of economic liberalization was positive,
and it was accompanied by hopes of political democratiza-
tion: single-party rule was widely thought to be inappro-
priate to a liberal economic regime. Bourguiba did not,
however, move to give up his considerable powers. By the
end of 1971, he appointed the Monastir-born president of
the Central Bank, Hedi Nouira, prime minister, and at the
Party Congress of 1974 the government opposition to polit-
ical liberalization was unmistakable. Bourguiba, who had
reached the end of his constitutionally allotted three five-
year terms, was elected president for life, a position he had
previously declined, and seven signatories of a declaration
deploring arbitrary decision-making were expelled from
the party, to join a number of former Political Bureau mem-
bers who had left the party since the late 1960s. 10
The promotion of the private sector associated with Hedi
Nouira's tenure as prime minister produced, at least for the
first half of the 1970s, a positive aggregate economic pic-
ture. Between 1970 and 1976 Gross Domestic Product grew
9 percent a year, well over double the rate of the 1960s,
while the government's share in total new investment in
manufacturing dropped to half of the 85 percent it had held
in the 1960s. Foreign private investment was encouraged by
the very liberal investment codes of 1972 and 1974, and be-
9 Quoted in Kamelgarn, "Tunisie," p. 115.
10 On these developments, see Elisabeth Sterner, "Le lX'
Congres du
Parti Socialiste Destourien," Maghreb-Machrek 66 (1974).
240 241
https://1960s.10
AFTER INDEPENDENCE
tween 1969 and 1974 the country ran its first balance-of-pay-
ments surplus, as the trade deficit was offset by services
and capital inflow.11
The picture worsened late in the decade-in 1977 growth
in GDP dropped by half and unemployment doubled-but
even earlier, discontent with the policies of the government
was evident, as student and labor groups backed frequent
demonstrations and strikes. The government refused to
change its position, signaling its attitude in April 1976 when
the constitution's call for freedom, order, and justice was
revised to place order before freedom.
Wildcat strikes by both private and public sector workers
protesting the low wages designed to attract foreign invest-
ment continued throughout 1977. Outbreaks of violence
during a strike in Ksar-Hellal, birthplace of the Neo-Des-
tour, precipitated the first intervention of the Tunisian
Army to quell civil disturbances. Although the strike had
not been sanctioned by the UGTT, the union leader and
PSD Political Bureau member Habib Achour supported the
workers, and the UGTT became the rallying point for op-
position to the regime. In January 1978, as Achour resigned
from the party's Political Bureau, the union's National
Council issued a statement condemning N ouira' s economic
policies as favoring capitalists-Tunisian and foreign-to
the detriment of the national interest.
The country's first general strike was called for January
26, 1978, to protest the government's arrest of several union
militants. The strike turned to rioting as the police, army,
and the little-known PSD militia clashed with students and
workers: The death toll of what became known as Black
Thursday was officially given as forty-seven, although
many unofficial sources put it as high as two hundred.
Over three hundred people were given sentences of up to
six years' imprisonment, and Habib Achour was sentenced
to ten years at hard labor.
11 International Monetary Fund, Surveys of African Economies,
1977.
ST A TE CONSOLIDATED IN TUNIS IA
Prime Minister Nouira remained steadfast in opposing
~aves :award democratic politics. Addressing a group of
Journalists only a month after the January strike, he said:
"Pluralism for us is just the icing on the cake .... England,
the mother of Parliaments, arrived at its own version only
~fter several centuries. Tunisia has had just twenty years of
mdef:~ndence, it i~ still a political baby. I am not advocating
a political apprenticeship of several centuries, but at least
we should have some apprenticeship."12 N ouira' s refusal to
permit the political competition that would legitimize the
regime's economic liberalism satisfied no one.
The widespread support for the union's demand for
worker representation in the policy-making councils of the
go_vemment illustrated the extent to which capitalist enter-
pnse had grown in Tunisia since independence. Although
most of the private industrial investment had come from
overseas as a consequence of the investment laws of the
early 1970s, employment in manufacturing had doubled
between 1966 and 1976, and by the end of the decade, in-
dustry was to account for over a third of GDP. N ouira' s fail -
ure to acknowledge the participation of the working class in
the cap_italist ~evelopment of the country suggested a lack
?f confidence m the local bourgeoisie's ability to maintain
its own domination. His policy soon began, however, to
threaten the interests of that very bourgeoisie as those who
did not benefit from the policies of the government-in-
~eed, we:e not represented in its councils-began to ques-
tion not srmply the policies but the regime as a whole. 13
. During Nouira's tenure as prime minister, the commer-
cial and industrial bourgeoisie born in the 1960s had pros -
pered. Indeed many Tunisians remarked on the appear-
ance of an indigenous grande bourgeoisie, housed in
12 Quoted in Kathleen Bishtawi, "Glowing Embers: Tunisia at
the Cross-
roads," The Middle East 42 (April 1978):27.
_
13 Abou Tarek, "Tunisie: La sate11isation," Les temps
modernes 375 (1977);
Nicholas S. Hopkins, "Tunisia: An Open and Shut Case " Social
Problems
28,4 (1981). ,
242 243
https://whole.13
https://inflow.11
AFTER INDEPENDENCE
ostentatiously expensive villas of the beachfront suburbs of
Tunis and profiting from the ,,government's policies of en-
couraging foreign investment and private lending from
abroad, as well as from its efforts to maintain "labor peace."
The benefits of the development of the 1970s fell dispropor -
tionately to the already wealthy: the rural-urban income
disparities accentuated, and at the end of the decade over
30 percent of the population fell below the poverty line es -
tablished by the World Bank. The unemployment rate dur-
ing the late 1970s was put at 12 percent, but that did not in-
clude the very serious disguised unemployment in the rural
areas and among recent migrants to the cities, many of
whom eked out livings on the margins of the service sector.
It also did not include the 230,000 Tunisians registered as
working abroad-a figure which was equal to the total in-
dustrial work force at home-nor the thousands of unregis-
tered workers abroad, particularly in Libya. Moreover,
many of the highly educated students faced dismal job
prospects at home, since the expansion of managerial and
professional jobs was not proceeding as fast as the educa-
tional system was turning out qualified job seekers. 14
The agricultural sector stagnated during the 1970s, as the
government policies favored the urban population. The
creation of the Caisse Generale de Compensation, which
provided government food subsidies, benefited the urban
working class to the detriment of the rural poor by artifi -
cially depressing the prices of agricultural produce. Agri -
cultural credit policies were designed only to prevent fur-
ther concentration of landownership-4 percent of the
landowners controlled 40 percent of the land-and did not
permit small owners to improve their productive capacity
materially. The government's interest in extracting re-
sources from the agricultural sector to fund industrial ex-
14 See Kamelgarn, "La Tunisie"; Jean Poncet, "Les structures
actuelles
de !'agriculture tunisienne," Annuaire de L'Afrique du Nord 14
(1975); and
Youssef Alouane, L'emigration Maghrebine en France (Tunis:
Ceres Produc-
tions , 1979).
STATE ·co1'150LIDATED IN TUNISIA
pansion ensured that the landowning elite maintained its
position as it diversified; and it contributed to the perpetu-
ation of patronage in the rural areas. Access to the food-
stuffs donated by international aid programs among the ru-
ral poor was limited, for example, to PSD members, a policy
designed to guarantee the party's dominance among those
rural dwellers whose larger interests were not served by the
government. 15
In part because it perpetuated the organizational struc-
tures of patronage in the countryside, the failure of the gov-
ernment to respond to the demands of the rural poor pro-
duced protest couched not in terms of the economic
grievances of a class but in the idiom of social justice char-
acteristic of a neglected constituency or an abandoned
clientele. The failure of the regime to permit the political
participation of the working class represented in the UGTT
created an alliance of convenience between the disadvan-
taged in the agricultural sector and the disenfranchised
workers. As the neglected in Tunisia looked for a political
voice, they turned to an Islamic indictment of the govern-
ment's integrity and a call for social equity.
The Islamic fundamentalist or renewal movement had
taken shape in Tunisia in the early 1970s. 16 Although many
observers suggested that the government had tacitly en-
couraged its activities as a counterweight to left-wing critics
of the private enterprise policy, the Muslim revivalists
could not long serve the purposes of the new bourgeoisie.
They opposed the continued foreign influence in the econ-
omy and society, decried the reliance on tourism-the
country's major earner of foreign exchange-and objected
to the secularization policies associated with Bourguiba
since his early battles with Ben Youssef. There was little
15 Khalil Zamiti, "Exploitation du travail paysan en situation de
depend-
ance et mutation d'un parti de masses en parti de cadres." Les
temps mo-
dernes, 375 (1977).
16 Souhayr Belhassan, "1:Islam contestataire en Tunisie," Jeune
Afrique
949--51, 14--28 March 1979.
244 245
https://1970s.16
https://seekers.14
AFTER INDEPENDENCE
common ground between the rising bourgeoisie and the
renewal movement; once Nouira's opposition to working-
class participation in Tunisian politics was abandoned, gov-
ernment tolerance of Muslim political activity quickly van-
ished as well.
In February 1980 Prime Minister Nouira suffered a stroke,
and in April Bourguiba replaced him with Muhammad
Mzali, a former minister of education and, like his prede-
cessor, a native of Bourguiba' s Sahil hometown, Monastir.
His cabinet included several of Nouira's liberal opponents,
who rejoined the PSD, and his appointment was widely in-
terpreted as signaling a relaxation of the political authori -
tarianism associated with Nouira. 17 He moved quickly to
defuse some of the major sources of discontent: the 1982
budget and the Five-Year Development Plan issued the
same year both gave evidence that the government was
moderating its promotion of private capital, as direct gov-
ernment investment was to increase by 30 percent over the
previous year, and a chastened Habib Achour was permit-
ted to rejoin the leadership of the UGTT.
In contrast to the 1960s, however, the partial reentry of
the government into the growth sectors of the econo~y
was not accompanied by a return to socialism as a legiti-
mating ideology. The capitalist sector of the economy was
much stronger, thanks in part to significant foreign involve-
ment, and the government neither needed nor wanted to
incur its displeasure. Instead, Mzali advocated taking the
political risk Nouira had never countenanced, urging that
the state's commitment to capitalist development be
matched with political democratization.
Bourguiba, apparently concerned that the criticisms of
the Muslim groups threatened the stability of his regime,
acquiesced in the experiment. The National Assembly elec-
tions of November 1981 were to be openly contested. The
1? Middle East Economic Digest, 18 December 1981; Abdelaziz
Barouhi,
"Un nouveau dauphin," Jeune Afrique 1008, 30 April 1980.
STATE CONSOLIDATED IN TUNISIA
UGTT and the Neo-Destour ran joint lists in a "National
Front," and three other groups were permitted to present
candidates. The announcement of the elections, made in
April 1981, suggested that any group winning over 5 per-
cent of the vote would be permitted to form a legal political
party. As Bourguiba reportedly remarked before the elec-
tion: "I gave them pluralism.... They will not be able to
say that they had to wait for the death of that fascist Bour -
guiba."18
Even at the outset, pluralism was not for everyone. It was
designed to weaken opposition to the government by re-
moving one of the major political grievances against the re-
gime. Indeed, it apparently permitted the regime to move
against its most immediate, and perhaps most dangerous,
opponents well before the elections. In May, several lead-
ers of the Muslim renewal groups established the Mouve-
ment de Tendance Islamique, with an eye to contesting the
November elections. In September, after anti-Bourguiba
speeches were reportedly given in mosques, the regime
cracked down on the fundamentalists: sixty-eight were ar-
rested, tried, and convicted of defaming the president, and
sentenced to up to twelve years in prison.
Even before the Muslim movement was disbanded, there
had been no doubt that the National Front coalition would
win the overwhelming majority of the Assembly seats. The
UGTT, in internal elections widely acknowledged to have
been fair, had returned a governing council solidly pro-Des-
tour, and most of its local and regional representatives wer e
party loyalists. Nonetheless, the campaign was hotly con-
tested and the opposition leaders were permitted to give
publicity to their views in newspapers and radio and tele-
vision appearances.
The election itself proved to be a disappointment. The
National Front and its independent allies swept the Assem-
1" Quoted in Fran~ois Poli, "L'engrenage democratique," Jeune
Afrique
1088, 11 November 1981.
246
247
https://Nouira.17
AFTER INDEPENDENCE
bly seats; not a single opposition candidate was elected.
The opposition groups alleged widespread irregularities,
and Mzali himself acknowledged that there may have been
occasional instances of coercion, saying, however, that they
had not substantially influenced the outcome. It appeared
that elements of the PSD had had second thoughts about
the experiment on the eve of the elections and had arranged
for no group to receive the 5 percent required to establish a
recognized political party.
Apart from the small Communist Party, all the individu-
als and groups who participated in the elections had begun
their political careers as prominent members and factions of
the Neo-Destour. The supporters of the deposed and exiled
Ahmad Ben Salah ran lists as an offshoot, known as MUP
II, of the party he founded in exile, the Mouvement de
l'Unite Populaire; the liberals who left the party in the late
sixties and early seventies, led by former Defense Minister
Ahmed Mestiri, had organized as Social Democrats and
they presented lists throughout the country. During
Nouira's tenure, the party leadership had attempted to por-
tray these movements as defections from the PSD that re-
flected only the personal ambitions and followings of dis-
appointed power seekers. This claim, that the division
within the elite was merely a consequence of personalistic
clientelism, was an effort to justify authoritarian policies by
discrediting the regime's opponents and suggesting the
"political immaturity" of the elite. 19 In fact, the organiza-
tion of Tunisian interest groups as factions within the party
had been as much a consequence of prolonged single-party
rule as its cause. By the 1980s, the government had appar-
ently decided that these factions better served its purposes
outside the party rather than, as had been the case in the
past, to make any effort to reintegrate them into the fold.
w Clement Henry Moore, "Clientelist Ideology and Political
Change:
Fictitious Networks in Egypt and Tunisia," in Patrons and
Clients in Medi-
terranean Societies, ed. Ernest Gellner and John Waterbury
(London: Duck-
worth, 1977).
STATE CONSOLIDATED IN TUNISIA
Although the mixed results of the experiment in democ-
racy left a number of issues in Tunisian political life ume-
solved, the government appeared to be willing to continue,
if hesitantly, the move toward pluralism: it was neither pos-
sible nor necessary any longer to equate "all Tunisians"
with "all Destourians." As ex-party members, the MUP II
and the Social Democrats were, like the party itself, com-
mitted to the path of secular modernization-if somewhat
less enthusiastic about unbridled private sector capital -
ism-and the appearance of pluralism could defuse much
of the articulate dissatisfaction with the regime.
Most importantly, although the defections had drained
the ruling party of many of its urban petit bourgeois and in-
tellectual supporters, the elections-and the election irreg-
ularitie&-had demonstrated that the PSD remained un-
challenged in the rural areas. The party's strength in the
counhyside was not due to its explicit policies, which had
long before proved to favor the urban sector, but rather to
the continued bias in regional development toward the
Sahil and to the exclusive access of local party functionaries
to state patronage. The electoral strength of the PSD in
freely contested elections would rest on its ability to use the
advantages of incumbency to maintain control of the coun-
tryside. As a consequence, patronage could be expected to
remain a primary vehicle for political organization in the ru-
ral areas.
The capture of the state by an elite linked by common
economic interests had led to the creation of a genuine rul -
ing class and in turn to the development of articulate class
and interest group identities as the industrial sector grew.
The links of the ruling class with the rural elite, however,
fostered politics of "modernization from above," which
took the country quite far in industrialization but inhibited
the thoroughgoing reorganization of the agricultural sector
and perpetuated patronage-based authoritarian control of
the countryside. This was no longer a reflection of the proc-
248 249
https://elite.19
AFTERINDEPENDENCE j
I
ess of state formation; the establishment, extension, and ra-
tionalization of the state apparatus had been effectively ac-
complished. Political and social organization reflected
instead the policies through which the state elite structured
its relations with its allies and opponents in society.
CHAPTER TWEL_VE
The State Avoided in Libya:
From Rentier Monarchy to
Distributive Jamahiriyyah
Unlike Tunisia, Libya came to independence without a sta-
ble state apparatus. The succeeding quarter century dem-
onstrated both the social structural consequences of the ab-
sence of a stable state bureaucracy and the influence of
substantial external revenues in postponing the develop-
ment of such an administration. In stark contrast to the Tu-
nisian experience, Libya's history of independence wit-
nessed little stable political activity on the basis of class or
dientelism, despite the country's high level of integration
into the world capitalist economy, and exhibited a consis-
tent avoidance of bureaucratic state structures.
INDEPENDENCE AND THE RE-CREATION
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Decision Making Reflection FormName _____________________

  • 1. Decision Making Reflection Form Name: _____________________________________________________ ____ Directions: Select a high-stakes situation in which you must make a decision, or a situation in the past that required you to make a decision. Examples could include the decision to attend college, selecting your major, pursuing a graduate degree, playing collegiate sports, or a workplace related decision, etc. Refer to the resources provided in this topic and apply the 7- step model to the situation you have identified and work through the decision-making process. You are required to write 4-8 sentences for each step of the decision-making process. Introduction: Provide any relevant context of the decision you need to make. Step 1) Identify the problem for the decision Step 2) Gather relevant information Step 3) Identify the alternatives Step 4) Weigh the evidence to support a decision Step 5) Choose among the alternatives
  • 2. Step 6) Take action Step 7) Review your decision. Reflect on your decision as well as your expected outcomes and determine if the process was successful. Describe the results you were looking for. What did you learn that you can improve upon? © 2021. Grand Canyon University. All Rights Reserved. � Drivers of Democracy: Lessons from Tunisia Prof. Eva Bellin Thirty-one months since the fall of Zine el Abidine Ben Ali, how far has Tunisia progressed in the transition to democracy? For crisis-chasing journalists as well as activists close to the political process, aberrant acts of violence and the noise of daily battle may obscure the country’s true political trajectory and generate discouragement about Tunisia’s future. But the perspective granted by distance reveals a different trend line—one that is surprisingly positive and encouraging. Tunisia’s trajectory has so far been clearly democratic, and has been driven by a variety of factors. Some are consequences of deliberate choice and engineering, while others are the product of chance. This Brief will identify the various drivers of democratization in Tunisia over the last two years and will consider some of the key challenges the
  • 3. country faces as it pursues this process. Democratic Drivers and Assets Within the Arab world, Tunisia has long been considered one of the most auspicious candidates for democratization. The structural conditions that favor democracy in Tunisia are so familiar that enumerating them is practically a cliché: Tunisia has a large middle class, its population is relatively well educated, its society is ethnically homogeneous, and the country is closely linked economically to Europe. But thirty years of research on democracy have sensitized us to the structural indeterminacy of democratization. Countries August 2013 No. 75 Judith and Sidney Swartz Director Prof. Shai Feldman Associate Director Kristina Cherniahivsky Charles (Corky) Goodman Professor of Middle East History and Associate Director for Research Naghmeh Sohrabi Senior Fellows Abdel Monem Said Aly, PhD Khalil Shikaki, PhD
  • 4. Myra and Robert Kraft Professor of Arab Politics Eva Bellin Henry J. Leir Professor of the Economics of the Middle East Nader Habibi Sylvia K. Hassenfeld Professor of Islamic and Middle Eastern Studies Kanan Makiya Brandeis University Mailstop 010 Waltham, Massachusells 02454-9110 781-736-5320 781-736-5324 Fax www.hrandeis .edu/crown Crown Center for Middle East Studies Brief 2 Eva Bellin is the Myra and Robert Kraft Professor of Arab Politics at the Crown Center and the
  • 5. Department of Politics at Brandeis University. The opinions and findings expressed in this Brief belong to the author exclusively and do not reflect those of the Crown Center or Brandeis University. that have seemed structurally inhospitable to democratization (such as Mongolia) have successfully pulled off transitions to democracy (even if they have not always proven able to sustain their democratic initiatives); by contrast, other countries deemed structurally well disposed to democratization (such as Chile and Argentina) have sustained authoritarian regimes well past historical expectation.1 In fact, the truth of democracy’s structural indeterminacy is nowhere better demonstrated than in the case of Tunisia itself. When in 1987, Ben Ali finally unseated Habib Bourguiba, the country’s autocratic founding father, many observers were optimistic that the country would quickly democratize thanks to its auspicious structural conditions. But this proved not to be. Political choices made and implemented by Ben Ali served as the proverbial Weberian switchman, orienting Tunisia down a different track—one of persistent authoritarianism—for an additional twenty-three years. Yet today, Tunisia appears to be going in a more promising
  • 6. direction, making real progress toward building the foundations of democracy. Six of the most salient factors driving this trajectory—some the product of inspired political engineering, others the product of lucky accident—will be discussed in this Brief. The Military First among the factors that have favored democratic progress in Tunisia involves the character of the Tunisian military. Authoritarian regimes around the world live or die based on their military’s investment in regime survival, and, more specifically, the willingness of the military to use its coercive power to sustain the regime. In Tunisia, for a variety of historical reasons, the military developed into an apolitical and professional entity not invested in the survival of Ben Ali’s regime.2 As a result, it did not oppose the fall of the autocrat and indeed refused to use lethal force to sustain Ben Ali’s rule when mass protest erupted in 2010– 11. Instead, the military leadership forthrightly expressed its support for the country’s transition to democracy and vocally embraced the notion of civilian supremacy. It also eschewed the practice embraced by other militaries attending regime change of carving out unaccountable authoritarian enclaves that survive the transition. (Think Chile in the 80s and Turkey in the 60s through the 90s.) The military’s stance in Tunisia eliminated, in one fell sw oop,
  • 7. one of the most serious potential threats to successful democratization. The Elite The second factor that has proven key to Tunisia’s progress towards democratization concerns the matter of elite commitment. At critical junctures when long-standing political institutions have broken down (such as right after the overthrow of an authoritarian regime), there is a moment when human agency plays a pivotal role in determining a country’s political trajectory. This is why established scholars of democratization such as Larry Diamond insist on the importance of individual choice, strategy, ingenuity, courage, and conviction in shaping the course of democratization in any country.3 First among these steering agents is a country’s political elite. Although democratization is possible without the elite’s ideological conversion to democratic values (as Waterbury and Salamé argued so persuasively in their separate contributions to the landmark work Democracy without Democrats4), elite commitment to democracy is clearly an asset that increases the odds for successful transition. It has been responsible for steering even countries inhospitable to democratization (such as Mongolia5) in a democratic direction.
  • 8. 3 In the case of Tunisia’s critical juncture, when Ben Ali’s regime was suddenly brought down by a surge of popular protest, the country was blessed with elites committed to democratization. This was true of the overwhelming majority of secular-minded elites serving on the High Commission for the Protection of the Revolution,6 the popular committee that helped guide Tunisia’s political course for the first months after the fall of Ben Ali; but it was also so for Islamist elites, most notably extending to the Nahda movement, which had long expressed its commitment to free and fair elections and to the creation of a civic as opposed to a theocratically driven state.7 This is not to say that all of the political elites in Tunisia were thoroughly liberal in their ideological convictions. Significant differences in commitment to gender equality and freedom of expression, for example, would manifest themselves in battles fought out between Islamists and secularists during the first two years of Tunisia’s transition. (See below.) But there was complete consensus across the elite spectrum with regard to breaking with authoritarian rule, eliminating its institutions (most notably, the ruling RCD party), and embracing free and fair elections as the way forward politically. Inclusiveness The third factor that has favored democratization’s progress in Tunisia has been the political elite’s commitment to the principle and practice of inclusiveness. That commitment has been evident from the start. The High Commission for the Protection of the Revolution strived for broad representation from Tunisian society, beginning with a roster of forty-two national figures of different political persuasions, along with representatives
  • 9. of twelve different parties and seventeen civil society and national organizations. When protest was nonetheless voiced that the Commission was insufficiently inclusive, the Commission quickly doubled its membership, paying special attention to the broadening of participation by women and youth.8 The newly formed electoral commission (the ISIE) thereafter committed itself to an extraordinarily inclusive process preceding the election of Tunisia’s Constituent Assembly.9 It granted legal status to well over one hundred new parties—including secularists, Islamists, and Communists alike—and sought to facilitate the broadest possible level of participation by means of the voter registration process it adopted and by establishing public funding of political campaigns.10 In its subsequent deliberations, the newly elected Constituent Assembly also embraced the principle of inclusiveness. Its six constitutional subcommittees, tasked with crafting the new constitution, were each composed of twenty-two members—an unwieldy number, but one designed to ensure representation of all the major groups that had had members elected to the Assembly. The subcommittees were instructed to aim for consensus among their members and were encouraged to take the process of deliberation to the people by holding meetings, both with their constituents and with groups in civil society, to discuss the contents of the articles they were drafting.11 Overall, the principle of inclusiveness was prioritized, even if it came at the expense of other objectives, such as efficiency and clarity. Commitment to inclusiveness meant that Tunisia’s first free and fair elections were a bit confusing (so many parties, so many changes in registration rules),12 and that the process of constitution
  • 10. writing was painfully slow.13 (The Constitutional Assembly has produced what appears to be a workable draft of a constitution only after two years of deliberation.) It meant that some parties expressly opposed to democratic principles and institutions were granted legal status to participate in the electoral process.14 In this, Tunisia followed in the footsteps of Greece and Spain, successful democratizers who risked opening the playing field to formerly banned parties (in their case, Communist parties) in the hope of “keeping potential spoilers on board.”15 Presumably, inclusion of even these risky partners would encourage “buy-in” on the part of all parties concerned and facilitate confrontation taking the form of peaceful competition at the ballot box and in the assembly hall, rather than violence in the streets. Dialogue The fourth factor that has bolstered the process of democratization in Tunisia is the elite’s commitment to dialogue. Endless discussion, while enervating and sometimes exasperating, often proves the key to bridge- building, to keeping people on board, and to cobbling together working coalitions and compromises. Commitment to dialogue has been a norm among the Tunisian elite since well before the fall of Ben Ali, and it continues today. For over a decade, secular and Islamist elites met in France to engage in dialogue about fundamental principles that would guide the country’s governance; the platform they produced after extensive negotiations was first published as the “Call from Tunis” in 2003, was reproduced in 2005, and formed the foundation for elite collaboration after Ben Ali’s fall.16 Commitment to dialogue is also the modus vivendi in the Constitutional Assembly, where subcommittee members
  • 11. are encouraged to deliberate until consensus is achieved. And that commitment is likewise evident in the “national dialogue conferences” – repeatedly hosted by groups in civil society in order to work through “contentious issues that have bogged down Tunisian politics.”17 These 4 conferences typically bring together representatives from dozens of parties and groups in civil society, and their deliberations have proven key to settling such issues as whether Tunisians should be allowed the right to strike (ultimately, yes), whether the country should embrace a presidential or a parliamentary system of government (ultimately, a mix of both), what the final draft of the constitution ought to look like, and when elections should be held. Acknowledging this principle is not to overstate the degree of comity found in contemporary Tunisian politics. Politicians in Tunisia call each other names, stomp off in anger, resign, fail to show up, and neglect to consult their constituents. There is lots of drama and insult. The press, in its role as the “second hand” of history, provides daily accounts of such misbehavior. But by focusing on the noise of such contentiousness, the daily press misses out on the larger process taking place: that dialogue is occurring, that consensus is building, that crucial compromises are being reached. Tunisian politics is no love fest, and the compromises negotiated leave no one fully happy or satisfied. But isn’t that a mark of democratic success? Forging uneasy compromises nonviolently, across deep and seemingly incompatible divides, is the essence of the democratic venture.
  • 12. Planning and Luck: Tunisia’s First Election Democratization in Tunisia was also helped along by the providential results of its first election—itself the product of clever institutional engineering along with a dash of good luck. Tunisia’s first elections, by all accounts largely free and fair, denied a majority to any single party. But they also delivered a large enough share of the vote to the top four or five parties to prevent debilitating fragmentation of the political system. Ultimately a coalition of three parties, a “troika” composed of two secular parties and the leading Islamist party, was able to put together a working government. The fact that no party enjoyed a majority provided an incentive for coalition building and accommodation. The fact that the country sidestepped fragmentation meant that Tunisia avoided political paralysis. This auspicious result was in part the product of elite agency: the decision by the electoral commission to embrace a system of proportional representation rather than a majoritarian/first-past-the-post/single-member- district electoral rule.18 But it was also a matter of luck. Many Tunisians were unfamiliar with the varied political options before them and confused by the proliferation of upstart parties. They voted for the most familiar among the choices before them, often without deep conviction. The political indifference of the majority persists to this day, as evidenced by public opinion polls that reveal the majority of the public undecided about upcoming elections.19 Luckily for Tunisia, this profound apathy has delivered electoral outcomes that deny any party a majority and encourage collaboration and accommodation across ideological lines.
  • 13. Civil Society The sixth factor that has fostered the progress of democratization in Tunisian resides in the country’s robust civil society. Civil society has abetted democratization in two crucial ways: first, by playing watchdog—keeping track of the regime’s performance and holding its feet to the fire when it strays too far from democratic and liberal ideals—and second, by facilitating dialogue and compromise across political divides when “normal politics” within Tunisia’s formal political institutions hits an impasse. In fulfilling its watchdog function, forces in civil society have played a crucial role in keeping the post–Ben Ali governments on the straight and narrow. When the first government, led by Mohamed Ghannouchi, seemed to be dilatory in breaking with the remnants of the Ben Ali regime, protesters (often organized by the national trade union federation, the Union Generale Tunisiene du Travail or UGTT) set up camp in downtown Tunis to force the regime in the right direction. When religiously conservative groups proposed an article in the constitution endorsing the principle of gender “complementarity” rather than equality, liberal and feminist organizations mobilized thousands to march in protest and force the assembly to reconsider.20 When the Nahda-led government enacted measures that veered toward undermining freedom of the press, appointing political cronies to leadership posts at the national newspapers and dragging its feet on the creation of an independent media watchdog authority,21 the journalists union organized strikes that forced the government to correct its course.22 And when the regime compromised judicial autonomy, firing judges in violation of due process and failing to follow through on promised
  • 14. administrative reforms, the Association of Tunisian Judges organized protests to nudge the regime in the right direction.23 In addition to long-established associations, thousands of new organizations have sprung up in civil society since the fall of Ben Ali, many focusing on issues of human rights, especially those of special concern to women and youth. Together they have created a remarkably muscular network that not only monitors and blogs about but increasingly influences the political course of the country.24 5 Civil society organizations have also played a crucial role in sustaining a culture of dialogue among Tunisia’s varied political camps when the normal channels of politics hit roadblocks. First in this role is the national trade union federation, the UGTT—the strongest organization in civil society and certainly the one with the longest and most august political history. Repeatedly over the past two years, the UGTT has convened national dialogue conferences that bring together dozens of political parties and associations to work through difficult issues. These conferences, while not always proceeding smoothly, have worked to bridge divides and have delivered workable compromises as described above. As such, the UGTT, in collaboration with other associations in civil society, has proved to be a critical asset in helping Tunisia find its way through the difficult shoals of transition to democracy.25 Indicators of Progress
  • 15. Thanks to these democratic drivers, Tunisia has seen real progress on the path toward democracy. This is evident in the achievement of some key institutional milestones. First among these was the free and fair elections for the National Constitutional Assembly conducted in October 2011. Although the elections were not without flaws, according to the accounts of both local and international observers they were overall “an outstanding success”: competitive, inclusive, transparent, and credible.26 With the holding of these elections, Tunisia officially cleared what is conventionally considered the minimal bar of democratic transition. Among other milestones achieved: Tunisia passed new press laws in November 2011 that considerably expand and protect the freedom of the fourth estate;27 leading parties finally achieved consensus on the country’s political structure—a mixed presidential/parliamentary system— in April 2013;28 and the Constitutional Assembly finally succeeded in cobbling together a new constitution in June 2013—one which, though not perfect with respect to its protection of liberal ideals, creates a solid foundation, sufficient for moving forward toward new elections and further political negotiation.29 But beyond these institutional milestones, and perhaps even more important for Tunisia’s future trajectory, the past two years reveal a pattern of compromise, accommodation, and pragmatism among Tunisia’s ideologically divided political elite that is auspicious for the future of democracy. This positive trend may elude local activists who are enmeshed in the often ugly contentiousness of day-to-day politics. But in fact some crucial compromises have been negotiated that are quite encouraging, not least because they have been so bitterly
  • 16. contested. For example, from the start the drafters of the constitution were divided on the role that Sharia (Islamic law) would be assigned in the document. Would Sharia be designated as the primary source of legislation, or at least as one source of legislation (as is the case in almost every constitution in the Arab world today)? Secularists and Islamists were deeply divided on this issue. But by spring 2012, the leader of the Nahda party renounced any mention of Islamic law in the constitution. In an effort to reassure the secular camp, Rachid Ghannouchi announced that the first article of Tunisia’s prior constitution, which stated that the country’s religion is Islam and its language is Arabic, was “enough” in terms of asserting Tunisia’s Islamic character. No mention of Sharia as either “a” or “the” source of legislation, he advised, was necessary.30 A similar act of conciliation was evident several months later. An early draft of the constitution disseminated in August 2012 proposed several articles that severely challenged the liberal sensibilities of many Tunisians, especially the more secularly minded. These included Article 3, which originally made blasphemy a punishable offense, and Article 28, which embraced the notion of gender complementarity rather than equality. The two articles sparked significant protest in the liberal community, and they triggered equally indignant resistance by Islamists. But by October 2012 this divide had been bridged. The Nahda leadership agreed to withdraw the anti-blasphemy article from the constitution, and the article on women was rewritten to embrace equality.31 Similar compromises were evident in other areas. For example, the Nahda party differed from many of the secular parties in its preferred form of government for Tunisia. Nahda sought a parliamentary system of government, believing that such a system would enable it to capitalize
  • 17. on its broader grassroots base and thereby exercise greater political influence. Many of the secular parties, however, preferred a presidential system of government, convinced that the direct election of a president would deliver a non-Islamist leader, which would in turn curb Nahda domination. After months of contention the two sides came to an agreement in October 2012, settling on a mixed system of government—a compromise solution that partially accommodated the preferences of both.32 Overall, these compromises bridging political divides seem driven less by ideological conversion to the reasonablenes s of the opponent’s point of view than by pure and simple pragmatism. Although the Nahda party dominates the Constitutional Assembly and hence the government, its control of 41 percent of the seats forces it to recognize that it cannot rule alone. To corral the votes necessary to 6 achieve its major goals, Nahda must make compromises. Here again is evidence of the importance of electoral good fortune (specifically, the fact that the elections denied a majority to any one party), and the central role that such electoral luck plays in enabling and encouraging enduringly important institution-building compromises. The compromises discussed so far have essentially gone in one direction, with Nahda conceding on some of its religious and ideological preferences in order to keep its coalition partners on board. But there have been notable compromises on the part of Tunisia’s secular forces as well. Tunisian secularists are often militantly secular in a way that seems odd to many Americans but is in
  • 18. line with France’s venerable tradition of “laïcité” in the public sphere.33 Tunisian secularists have, for example, been adamant about reining in certain public displays of religiosity, notably forbidding women to don the full face veil (the niqab) on some university campuses. This stance is in line with French practice—which, as of 2010, has outlawed the niqab almost everywhere in the public sphere. But interestingly, in May, President Moncef Marzouki, the leader of the Congress for the Republic party and someone long identified with the secular liberal camp in Tunisia’s political spectrum, spoke in support of Tunisian women’s right to choose to wear the niqab in school settings. He condemned “discrimination” on religious grounds and argued that a person’s choice of garb was a matter of freedom of conscience, which the Tunisian state was philosophically committed to uphold.34 To Americans deeply ensconced in the liberal tradition, Marzouki’s stance sounds like a self-evident upholding of freedom of expression and belief. But to many Tunisian secularists this was utter sacrilege, and many in Marzouki’s camp expressed extreme dismay at his position. Yet, Marzouki’s conversion to this stance was no doubt ultimately pragmatic, stemming from the recognition that some accommodation of his opponents had to be made in order for the political process to go forward. Enduring Concerns All this suggests that there is much reason to be hopeful about Tunisia’s political future. But there is also reason for significant concern. Two issues in particular are routinely cited as challenging democracy’s progress in the country. The first is economic. Tunisia is not “out of the woods”
  • 19. economically. Since the overthrow of Ben Ali, the country has seen “respectable but not buoyant growth.”35 The structural problems that helped fuel popular protest against Ben Ali’s regime continue to bedevil the economy— most notably, a high level of unemployment. In addition, the country’s political uncertainty, generated by the still incomplete constitution-writing process, the sporadic incidents of ideologically driven violence, and the sense of compromised security owing to the failure of security sector reform (see below), has not helped reinvigorate investment levels, both foreign and domestic, in the Tunisian economy. Clearly this is a sub-optimal situation. But the question is whether anemic growth will necessarily derail democracy. Presumably the linkage proposed between the two stems from the belief that economic dissatisfaction will spur protest and violence, which in turn might legitimize the government’s embrace of a state of emergency and the clamping down on essential freedoms. Alternatively, there might be a belief that economic dissatisfaction will lead Tunisians to find refuge in Islamist parties and award those parties majority rule, thereby diminishing their incentive to accommodate the liberal democratic preferences of others. Neither of these hypothetical paths is impossible . But the fact that there is nearly complete consensus on economic policy among all major parties in Tunisia, Islamist and secularist alike, suggests that economic grievances may play less of a role than expected in Tunisians’ choice of party.36 Furthermore, economic malaise in the wake of regime change has historically not necessarily proven fatal to democratization. Many countries—Spain, Argentina, and Mongolia among them—have experienced significant economic hardship after the fall of authoritarianism and
  • 20. yet this did not derail their transitions to democracy.37 So although Tunisia’s economic difficulties are certainly of concern, they do not necessarily destroy the country’s democratic prospects. More troubling for the future of democracy in Tunisia is the increasing incidence of violence, and the general sense of insecurity this creates. Some of this violence has been sensational if sporadic, such as the murder in broad daylight of secular leftist activists Chokri Belaid in February 2013 and Mohamed Brahmi in July 2013.38 Some of it has been dramatic if geographically contained, such as the confrontations of al-Qaeda-affiliated trainees with Tunisian soldiers in the Chaambi mountains in the northwestern portion of the country in June and August of this year. But some of this violence has been more endemic and low-grade, such as the repeated physical harassment directed at activists from the secular left by Salafi sympathizers. Although the Nahda-led government has taken a strong stance against the sensational and dramatic incidents of violence described above, it has been less vigorous in condemning the low-level harassment 7 carried out by Salafis and Salafi sympathizers. Some of this threatening behavior has even been institutionalized, with the creation of neighborhood vigilante committees loosely coordinated under an umbrella “League for the Defense of the Revolution”39 and committed to preventing any attempt by old regime figures to make a comeback and “divert the revolution from its goals.”40 The fact that these committees have targeted secular
  • 21. figures and embraced thuggish means only deepens the divide between the secular and Islamist camps, and the failure of the regime to supplant these neighborhood militias with effective local police forces diminishes the confidence of the citizenry in the state’s effectiveness and neutrality. In other contexts (notably in contemporary Egypt), this loss of confidence might provide an excuse for a politically ambitious military or police apparatus to suspend the democratic experiment. The absence of a politically ambitious coercive apparatus eager to exploit this opportunity clearly buoys the prospects for democracy in Tunisia. Going Forward But in other ways, the weakness of the police is a problem in terms of the long-term prospects for democracy in Tunisia, as is the weakness of several other crucial state institutions. The key to long-term democratic consolidation lies in the creation of institutions that can ensure true political accountability as well as the rule of law. Foremost among these are a capable and accountable police apparatus, an autonomous and uncorrupted judiciary, an effective party system, and a free and vibrant press. In each of these areas, Tunisia faces serious challenges. With regard to the police, serious problems remain evident. Under Ben Ali, the primary charge of the police was regime protection rather than service to the people.41 To that end, the security forces employed methods (brutality, torture, forced confessions) that violated basic human rights. They were unaccountable to the common citizenry. And they were organized in byzantine fashion, with the different security branches fragmented and secretive—all part of the intended coup-proofing strategy
  • 22. of the Ben Ali regime. The upshot was a police force that was illegitimate, distrusted, inefficient, and, in some ways, crucially ineffective. To develop a police force that is service-oriented, rule-governed, accountable, and effective requires significant reform in the institution’s culture, training, and organization. And although the transitional governments have asserted that such reform is a political priority, so far only limited reform has been carried out.42 As a result, the persistence of these issues has prolonged the sense of insecurity in Tunisia and undermined popular confidence in the government’s capacity to deliver the rule of law. Tunisia also suffers from serious problems in connecti on with its judiciary. Under the Ben Ali regime, the judiciary was subject to executive domination, and portions of it were tarred by implication in the regime’s corruption. Since the fall of Ben Ali, however, the Nahda- led government has dawdled in the rehabilitation of the judiciary. Until July 2013 it blocked the reform and reconstitution of the High Judicial Council (which is responsible for overseeing and disciplining judges). Apparently it was unnerved by the prospect of creating a body that would be entirely independent, financially and administratively, of the executive branch. In addition, in 2012, the government carried out a purge of judges that was notable for its arbitrariness and lack of due process.43 More recently the government has begun to take steps to remedy this situation. But Tunisia has a long way to go in terms of establishing a truly autonomous judiciary.44 As far as a party system is concerned, Tunisia still faces very serious weaknesses. Its current party system is highly fragmented and inchoate: Over one hundred parties participated in the 2011 elections, and most
  • 23. were indistinguishable from one another save for the personalities heading their lists. Few parties, with the exception of the Nahda party, have any grassroots presence, and the notion of building a popular base through door-to-door campaigning seems foreign to most party leaders. The secular Left seems most debilitated by these weaknesses, although attempts to create umbrella coalition parties such as Nidaa Tounes may lessen some of the fragmentation. Still, the development of parties that can effectively aggregate and articulate citizens’ interests remains a long-term ambition rather than an achieved goal.45 Finally, with respect to the press, Tunisia has seen substantial, though not unblemished, progress. The transitional government enacted a new press code in November 2011 that made a dramatic break with the repressive environment that had existed under Ben Ali. The new code explicitly endorsed the principle of freedom of the press and nullified prior laws that required print outlets to be licensed by the Ministry of Interior, thus substantially freeing the press from executive interference. It guaranteed basic media rights such as confidentiality of journalists’ sources and the protection of journalists against physical or economic threats from the state.46 In addition, the transitional government created an independent authority, the High Independent Authority 8 for Audiovisual Communication (HAICA), vested with the power to regulate public broadcasting outlets and preserve the plurality and independence of broadcast media 47
  • 24. In the wake of these reforms, the Tunisian press has flourished. Dozens of new outlets have emerged, public access to information has expanded, debate is lively, and the independence of the media has grown substantially. But there are still areas of concern. Until a constitution is enacted with explicit guarantees of freedom of speech, the media still lack an uncontestable legal backstop.48 Laws remain on the books that criminalize speech judged “defamatory” or “offensive to public order and public morality,” and this creates an opening for the judiciary to replace the Ministry of Interior as the government’s apparatus for policing public debate.49 Journalists also feel threatened by the lax security environment and the government’s anemic response to violent attacks they have faced at the hands of both state and non-state actors.50 And there is enduring concern about a lack of professionalism and a professional code of conduct within the journalistic community.51 So although Tunisia has made incontrovertible progress in revitalizing the press, there is still work to be done to secure a truly autonomous and muscular fourth estate. Conclusion In contrast to so many of its peers in the Arab world, then, Tunisia’s political trajectory over the past two years has been trending firmly democratic. A democratic future is not carved in stone for Tunisia, and specific incidents have occurred that test this optimistic assessment—most recently the reprehensible assassination of Mohamed Brahmi, which led sixty deputies to withdraw from the Constitutional Assembly and call for the Nahda-led government to resign. To keep the country moving in a democratic direction, Tunisian democrats must remain vigilant and willing to fight for this end. But this call to battle need not be discouraging. Contention, after all, is the
  • 25. essence of democracy, so long as it is institutionalized and violence-free. So far, and in happy contrast to the country’s prior experience in the late 1980s, Tunisia appears to be well on its way. Endnotes 1 Laurel E. Miller et al., Democratization in the Arab Worl d: Prospects and Lessons from around the Globe (Santa Monica, CA: Rand Corporation, 2012). 2 The reasons for the apolitical nature of the military in Tunisia are multiple. Historically, the Tunisian military did not play a major role in the country’s independence struggle and so was not in a position to claim political hegemony, as was the case in many other newly independent countries. Habib Bourguiba relied on his base in the Neo-Destour party to build his political infrastructure and expressly directed resources away from the military in order to discourage the possibility of a coup. The country’s geographic distance from military challenges, such as the Arab-Israeli conflict, also denied the military heroic status (as well as ambition), in contrast to many other Arab countries. In order to sustain the coercive foundation of his regime, Bourguiba’s successor, Ben Ali, also kept the military at a distance politically and directed resources to the police apparatus rather than the military; the military was kept small and encouraged to focus on duties such as peacekeeping missions abroad and maintaining order in the remoter areas of the country. For more, see Querine Hanlon, “Dismantling Tunisia’s Security Apparatus: Security Sector Reform in Post Ben Ali Tunisia,” in Building Rule of Law in the Arab World, ed. Eva Bellin and Heidi Lane (forthcoming); Emily Parker, “Tunisia’s Military: Striving to
  • 26. Sidestep Politics as Challenges Mount,” Tunisia Alive, June 25, 2013;* Eva Bellin, “Reconsidering the Robustness of Authoritarianism in the Middle East: Lessons from the Arab Spring,” Journal of Comparative Politics 44:2 (2012), pp. 127– 49. 3 Larry Diamond, The Spirit of Democracy (New York: Holt, 2008). 4 Ghassan Salamé, ed., Democracy without Democrats: The Renewal of Politics in the Muslim World (New York: I.B.Tauris, 1994). 5 Miller et al., Democratization in the Arab World, p. xxxi. 6 The full name of the commission was the High Commission for the Protection of the Objectives of the Revolution, Political Reform and Democratic Transition. The Commission began as an ad hoc collective composed of activists committed to preventing regression to the authoritarian practices of the previous regime. It was quickly absorbed into a committee organized by Prime Minister Mohamed Ghannouchi called the Higher Political Reform Commission, led by Yadh Ben Achour and tasked with overseeing political reform in Tunisia. The committee ultimately grew to 155 members. For more, see Asma Nouira, “Obstacles on the Path of Tunisia’s Democratic Transformation,” Arab Reform Bulletin, March 30, 2011. 7 Alfred Stepan, “Tunisia’s Transition and the Twin Tolerations,” Journal of Democracy 23:2 (April 2012), p. 96.* 8 Bruce Maddy-Weitzman, “Tunisia’s Morning After,” Middle East Quarterly, Summer 2011, pp. 11–17; Emma Murphy, “The Tunisian Elections of October 2011: A Democratic Consensus,” Journal of North African Studies 18:2, pp. 231–47.
  • 27. 9 The Constituent Assembly was tasked with writing a new constitution for the country as well as governing Tunisia until the first regular elections were completed. 10 Murphy, “The Tunisian Elections of October 2011,” p. 237. http://www.tunisia-live.net/2013/06/25/tunisias-military- striving-to-sidestep-politics-as-challenges-mount/ http://www.tunisia-live.net/2013/06/25/tunisias-military- striving-to-sidestep-politics-as-challenges-mount/ http://www.tunisia-live.net/2013/06/25/tunisias-military- striving-to-sidestep-politics-as-challenges-mount/ http://www.journalofdemocracy.org/sites/default/files/Stepan- 23-2.pdf http://www.journalofdemocracy.org/sites/default/files/Stepan- 23-2.pdf 9 11 Emily Parker, “Tunisia’s Constitution: Revolutionary Reform or Roadblock?” Fikra Forum, September 27, 2012.* See also Amira Masrour, “Tunisian Civil Society to Weigh in on Constitutional Draft,” Tunisia Live, December 19, 2012.* 12 Murphy, “The Tunisian Elections of October 2011,” pp.236- 7. 13 Parker, “Tunisia’s Constitution.” 14 By the end of 2012, four Salafist parties had been legalized, including Asalah, Jabhat Al-Islah, Al-Rahma and Hizb Al- Tahreer. This was the case even though technically Tunisia’s constitution did not permit the establishment of political parties based on religious principles. See U.S. Department
  • 28. of State, Bureau of Democracy, Human Rights and Labor, International Religious Freedom Report for 2012: Tunisia.* 15 Miller et al., Democratization in the Arab World, p. 131. 16 Stepan, “Tunisia’s Transition and the Twin Tolerations,” p. 97. 17 Amira Masrour, “Long Awaited Consensus Reached on Key Political Issues,” Tunisia Live, May 17, 2013.* 18 Had the commission opted for the latter, the Islamist party Nahda would likely have ended up with an overwhelming majority of seats in Parliament. Alfred Stepan estimates that Nahda “would have swept almost nine of every ten seats, instead of the slightly more than four in ten it was able to win under PR.” Stepan, “Tunisia’s Transition and the Twin Tolerations.” 19 Marina Ottaway, “Learning Politics in Tunisia,” Woodrow Wilson International Center for Scholars, Viewpoints, No. 26, April 2013.* 20 Monica Marks, “Speaking on the Unspeakable: Blasphemy and the Tunisian Constitution,” Carnegie Endowment for International Peace, Sada, September 4, 2012.* 21 That independent authority was called HAICA—in French, Haute autorité indépendante de la communication audiovisuelle. 22 See Kevin Ivey, “Press Strike across Tunisia Stalls Headlines,” Tunisia Live, October 17, 2012*; Sana Sbouaï, “Dar Assabah: The Resignation of Lotfi Touati,” Nawaat, October 31, 2012 [in French].*
  • 29. 23 Amira Masrour, “Judges Strike over Judicial Independence,” Tunisia Live, April 18, 2013.* 24 Mohamed Bechri, “Islamism without Sharia,” Fikra Forum, May 21, 2012.* 25 The muscularity of civil society in Tunisia is all the more remarkable given the extraordinary repression it faced under the Ben Ali regime. Its resilience is no doubt a consequence of Tunisia’s structural assets: a large middle class, a relatively well educated population, and the country’s proximity to (and hence the modeling effect of) Europe—along with its high level of Internet connectivity (amounting to 39 percent of the population). 26 Murphy, “The Tunisian Elections of October 2011,” p. 231. 27 Fatima el-Issawi, Tunisian Media in Transition (Carnegie Endowment for International Peace: Middle East Program), July 10, 2012. 28 Amira Masrour, “Ennahda Approves Mixed Political System,” Tunisa Live, April 29, 2013.* 29 Shukri Hamad, “Despite Flaws, Tunisia’s New Draft Constitution Promising,” Al-Monitor, July 1, 2013, (trans. Al-Monitor; first published June 26, 2013, in As-Safir [Lebanon]).* 30 David Ottaway, “Tunisia’s Islamists Struggle to Rule,” Woodrow Wilson International Center for Scholars, Viewpoints No. 1, April 2012.* 31 Marks, “Speaking on the Unspeakable,”; Mohamed Bechri, “Tunisia’s Islamists Surrender on Blasphemy Law,” Fikra
  • 30. Forum, October 18, 2012. Bechri reports Ben Jaafar (President of the Constitutional Assembly) saying that the agreement was reached because “the sacred is something very, very difficult to define. Its boundaries are blurred and one could interpret it in one way or another, in an exaggerated way.” The new version of the articles concerned with gender is contained in Article 20 (which asserts equality of both sexes in rights and duties) and Article 45, which says, “The state guarantees the protection of women’s rights and supports their gains. The state guarantees equal opportunity between men and women to assume responsibilities. The state guarantees the elimination of all forms of violence against women.” Hamad, “Despite Flaws, Tunisia’s New Draft Constitution Promising.” Note that Nahda proved willing to make other key cultural concessions to the secularists as well. In particular, it handed over control of the Ministry of Education to a secular party (the Democratic Forum), despite its desire to revoke the “de-Islamizing” reform that had been carried out under former education minister Mohamad Charfi in 1989. That reform had introduced into the curriculum, among other things, Darwinian theories of evolution and the Big Bang theory. See Bechri, “Islamism without Sharia.” 32 The mixed system of government gave the directly elected president control over security, foreign policy, and national defense. He also has the authority to appoint the prime minister, who is responsible to both the president and the Chamber of Deputies. In other respects, however, the president is not empowered to be “the architect of the state’s public policy.” See Hamad, “Despite Flaws, Tunisia’s New Draft Constitution Promising.”, 33 The concept of laicite, literally translated as “secularism,” refers to the French understanding of the principle of separation of religion and state. In contrast to the American
  • 31. tradition, the French understanding of “religious neutrality” goes beyond forbidding state establishment of religion, insisting as well on the erasure of prominent markers of religious difference in public places such as schools and government offices. 34 What Marzouki said was: “The Tunisian people are pluralist and should accept the other, including modernists, Salafists, and Islamists, without demonizing them or considering them as something to get rid of. . . . All Tunisians are equal, and I do not understand . . . discrimination against people because of their ways of practicing their religions or their clothes. In fact, the state recognizes the right of conscience and costumes.” Marzouki gave the speech during the opening session of a national dialogue conference. See Amira Masrour, “President’s Support for Niqab in Schools Angers Civil Society Groups,” Tunisia Live, May 16, 2013.* 35 David Pollock and Soner Cagaptay, “What Happened to the Turkish Model?” Fikra Forum, January 7, 2013.* 36 Andrea Brody-Barre, “The Impact of Political Parties and Coalition Building on Tunisia’s Democratic Future,” Journal of North African Studies 18:2 (2013), p. 226. 37 Miller et al., Democratization in the Arab World, p. xli. 38 Both were shot by an assassin believed to be linked to al - Qaeda. 39 Not to be confused with the High Commission for the http://fikraforum.org/?p=2715 http://fikraforum.org/?p=2715 http://www.tunisia-live.net/2012/12/19/tunisian-civil-society- to-weigh-in-on-constitutional-draft/ http://www.tunisia-live.net/2012/12/19/tunisian-civil-society-
  • 32. to-weigh-in-on-constitutional-draft/ http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?ye ar=2012&dlid=208414#wrapper http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?ye ar=2012&dlid=208414#wrapper http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?ye ar=2012&dlid=208414#wrapper http://www.tunisia-live.net/2013/05/17/long-awaited-consensus- reached-on-key-political-issues/ http://www.tunisia-live.net/2013/05/17/long-awaited-consensus- reached-on-key-political-issues/ http://www.wilsoncenter.org/sites/default/files/learning_politics _in_tunisia.pdf http://www.wilsoncenter.org/sites/defaul t/files/learning_politics _in_tunisia.pdf http://www.wilsoncenter.org/sites/default/files/learning_politics _in_tunisia.pdf http://carnegieendowment.org/2012/09/04/speaking-on- unspeakable-blasphemy-tunisian-constitution/drca http://carnegieendowment.org/2012/09/04/speaking-on- unspeakable-blasphemy-tunisian-constitution/drca http://carnegieendowment.org/2012/09/04/speaking-on- unspeakable-blasphemy-tunisian-constitution/drca http://www.tunisia-live.net/2012/10/17/press-strike-in-tunisia/ http://www.tunisia-live.net/2012/10/17/press-strike-in-tunisia/ http://nawaat.org/portail/2012/10/31/tunisie-mediasdar-assabah- la-demission-de-lotfi-touati/ http://nawaat.org/portail/2012/10/31/tunisie-mediasdar-assabah- la-demission-de-lotfi-touati/ http://nawaat.org/portail/2012/10/31/tunisie-mediasdar-assabah- la-demission-de-lotfi-touati/ http://nawaat.org/portail/2012/10/ http://nawaat.org/portail/2012/10/ http://fikraforum.org/?p=2260 http://fikraforum.org/?p=2260 http://www.tunisia-live.net/2013/04/29/shura-council-adopts-
  • 33. the-mixed-political-regime/ http://www.tunisia-live.net/2013/04/29/shura-council-adopts- the-mixed-political-regime/ http://www.al-monitor.com/pulse/politics/2013/07/new-tunisian- constitution-promising.html#ixzz2ap8SByHB http://www.al-monitor.com/pulse/politi cs/2013/07/new-tunisian- constitution-promising.html#ixzz2ap8SByHB http://www.al-monitor.com/pulse/politics/2013/07/new-tunisian- constitution-promising.html#ixzz2ap8SByHB http://www.al-monitor.com/pulse/politics/2013/07/new-tunisian- constitution-promising.html#ixzz2ap8SByHB http://www.wilsoncenter.org/sites/default/files/Tunisia%27s%20 Islamists_Viewpoints.pdf http://www.wilsoncenter.org/sites/default/files/Tunisia%27s%20 Islamists_Viewpoints.pdf http://www.wilsoncenter.org/sites/default/files/Tunisia%27s%20 Islamists_Viewpoints.pdf http://fikraforum.org/?p=2799 http://fikraforum.org/?p=2799 http://fikraforum.org/?p=2799 http://www.tunisia-live.net/2013/05/16/presidents-support-for- niqab-in-schools-angers-civil-society-groups/ http://www.tunisia-live.net/2013/05/16/presidents-support-for- niqab-in-schools-angers-civil-society-groups/ http://www.tunisia-live.net/2013/05/16/presidents-support-for- niqab-in-schools-angers-civil-society-groups/ http://fikraforum.org/?p=2967 http://fikraforum.org/?p=2967 10 Protection of the Revolution mentioned above, an entirely different entity. 40 Eileen Byrne, “‘Committees to Defend Revolution’ Deny
  • 34. Using Violence in Tunisia,” Al-Monitor, January 8, 2013.* 41 Querine Hanlon, “Dismantling Tunisia’s Security Apparatus,” in Bellin and Lane, Building Rule of Law in the Arab World. See also Aaron Zelin, “Tunisia’s Post-Revolution Blues,” Foreign Affairs, March 6, 2013, who discusses the insecure atmosphere in Tunisia and analyzes the dysfunction in the county’s security apparatus as attributable in part to the fact that “the Ministry of Interior which houses the police and national guard now consists of three factions: one loyal to Ben Ali, one loyal to Ennahda, and one loyal to no one. The competing interests have left the ministry in disarray, and it has failed to enforce security as a result.” Zelin goes on to say: “[T]he Ministry of Interior has also been accused of victimizing innocent civilians. Left-of- center Tunisians told me that when Islamist demonstrations break out, the police protect the protesters, whereas when secularists or liberals hold protests, the police attack them with tear gas. Members of Ansar al-Sharia, for their part, complained to me that employees of the Ministry of Interior are breaking into their homes and mosques, destroying possessions and making arbitrary arrests.” 42 Hanlon, “Dismantling Tunisia’s Security Apparatus.” Note that civil society has begun to play a novel role in the policing process. The Tunisian Association for Digital Liberties (ATLN is its French Acronym) has created a new platform called Yezzi (“enough” in the Tunisian dialect). Yezzi seeks to collect violence testimonies sent by cell phone, web, e-mail, and SMS and then place them on a Google Map. Yezzi deploys the concept of crowdsourcing in the service of mobile social mapping and a combination of social activism, citizen journalism, and geographical information. “It is “a ‘cop watch map in Tunisia’ which seeks to document and report police abuse ranging from taking
  • 35. bribes, physical or sexual abuse to racism and death threats.” ATLN says it created online platforms like Yezzi as a way to “help build a democratic, free and open society in Tunisia.” See “Yezzi.info Cop Watch in Tunisia Transparency against Violence,” Tunisia.com, July 11, 2013;* and “Yezzi. info: Copwatch Fi Tounes,” L’Association Tunisienne des Libertés Numériques (ATLN) [in French].* 43 Mohamad Salah Ben Aissa, “The Judiciary in Tunisia: What Independence?” in Bellin and Lane, Building Rule of Law in the Arab World. 44 Emily Parker, “Two Years after Revolution, Judges Still Protesting Lack of Autonomy,” Tunisia Live, July 8. 2013.* 45 Brody-Barre, “The Impact of Political Parties and Coalition Building on Tunisia’s Democratic Future.” 46 el-Issawi, Tunisian Media in Transition. 47 The government procrastinated in actually creating this authority. Although the law creating it was passed in November 2011, the government did not get around to actually naming members of the authority until July 2013. See Reporters without Borders, “Government finally appoints Independent Broadcasting Authority” (press release), May 7, 2013.* 48 Mona Yahia, “Tunisia: Free Speech under Threat in Tunisia,” AllAfrica, July 1, 2013.* 49 See el-Issawi, Tunisian Media in Transition. See also Human Rights Watch, “Tunisia: Hollande Should Raise Rights
  • 36. Concerns—Worrying Prosecutions over Free Speech” (press release), AllAfrica, July 2, 2013.* In fact, the regime has used these laws to prosecute numerous Tunisians, including bloggers who trumpeted their atheism on the Internet, a newspaper owner who published semi-nude photos, a rapper who sang a song about cops being dogs, a TV station owner who broadcast the film Persepolis (which was deemed blasphemous), a government critic who accused former foreign minister Rafik Abdessalem of misuse of public funds, and a blogger who publicly criticized the staff of a military hospital over the treatment of its patients. The last sort of prosecution is especially illustrative of the problem of squaring anti-defamation laws with the provision of sufficient freedom for whistleblowers to safeguard the functioning of the fourth estate. For more, see the Human Rights Watch press release cited earlier in this note. 50 Journalists covering protests have been assaulted by state police; others have faced periodic attacks by Salafi -leaning activists. For more details, see Freedom House, “Tunisia Must Provide Concrete Protections for Journalists followi ng Attacks,” n.d.* 51 See Freedom House, “Tunisia: Freedom of the Press 2012,” n.d.* * Weblinks are available in the online versions found at www.brandeis.edu/crown http://www.al- monitor.com/pulse/iw/contents/articles/opinion/2013/01/tunisia- revolution-violence.html#ixzz2aYQVV9Ta http://www.al- monitor.com/pulse/iw/contents/articles/opinion/2013/01/tunisia- revolution-violence.html#ixzz2aYQVV9Ta http://www.tunisia.com/yezzi-info-cop-watch-in-tunisia-
  • 37. transparency-against-violence/ http://www.tunisia.com/yezzi-info-cop-watch-in-tunisia- transparency-against-violence/ http://www.atln.info/yezzi-info-copwatch-fi-tounes/251 http://www.atln.info/yezzi-info-copwatch-fi-tounes/251 http://www.atln.info/yezzi-info-copwatch-fi-tounes/251 http://www.tunisia-live.net/2013/07/08/two-years-after- revolution-judges-still-protest-lack-of-autonomy/ http://www.tunisia-live.net/2013/07/08/two-years-after- revolution-judges-still-protest-lack-of-autonomy/ http://en.rsf.org/tunisia-government-finally-appoints-07-05- 2013,44580.html http://en.rsf.org/tunisia-government-finally-appoints-07-05- 2013,44580.html http://en.rsf.org/tunisia-government-finally-appoints-07-05- 2013,44580.html http://allafrica.com/stories/201307020761.html?aa_source=slide out http://allafrica.com/stories/2013070 20761.html?aa_source=slide out http://allafrica.com/stories/201307021170.html http://allafrica.com/stories/201307021170.html http://allafrica.com/stories/201307021170.html http://allafrica.com/stories/201307021170.html http://www.freedomhouse.org/article/tu nisia-must-provide- concrete-protections-journalists-following-attacks http://www.freedomhouse.org/article/tunisia-must-provide- concrete-protections-journalists-following-attacks http://www.freedomhouse.org/article/tunisia-must-provide- concrete-protections-journalists-following-attacks http://www.freedomhouse.org/report/freedom- press/2012/Tunisia http://www.freedomhouse.org/report/freedom- press/2012/Tunisia http://www.brandeis.edu/crown
  • 38. � Drivers of Democracy: Lessons from Tunisia Prof. Eva Bellin Recent Middle East Briefs: Available on the Crown Center website: www.brandeis.edu/crown Nader Habibi, “The Economic Legacy of Mahmoud Ahmadinejad” No. 74 Seyedamir Hossein Mahdavi, “Can Iran Surprise by Holding a “Healthy” Election in June?” No. 73 Asher Susser, “Is the Jordanian Monarchy in Danger?” No. 72 Payam Mohseni, “The Islamic Awakening: Iran’s Grand Narrative of the Arab Uprisings,” No. 71 Abdel Monem Said Aly and Karim Elkady, “The Good, the Bad, and the Ugly of Egypt’s Political Transition,” No. 70 Dror Ze’evi, “The Transformation of Public Space in Turkey,” No. 69 Brandeis University Crown Center Mailstop0lO Waltham , Massachusetts 02454-9110
  • 39. 781-736--5320 781-736--5324 Fax www.brandeis .edu/crown for Middle East Studies http://www.brandeis.edu/crown AFTER INDEPENDENCE king or the institution of the state. There were virtually no stable mechanisms for the expression of interests or the for - mulation and implementation of policy. Moreover/ the dev- astating experience of state destruction combined with the country's continued and growing dependence on external sources of revenues to create a pattern of persistent hostility to the notion of the state, to bureaucratic organization, and the social differentiation associated with local control of a state apparatus in earlier eras. The twenty-five years after independence were times of enormous change in both Tunisia and Libya. However de- pendent upon the international economy the two countries were to remain, the rights and responsibilities of political independence markedly altered the context in which do- mestic politics and economic activity took place. New op- portunities were presented to and new demands imposed upon the Tunisians and Libyans, and the ways in which they were met illustrated the significance of their earlier ex- perience of state formation and social structural change. CHAPTER ELEVEN
  • 40. The State Consolidated in Tunisia: Economic Development and Political Authoritarianism The consequences of consistent and continuous state for- mation were evident in the character of Tunisia's dilemmas after independence. Faced with the prospect of capturing a stable, bureaucratic state apparatus, the Tunisian national - ist movement divided, and the divergent interests of its var- ious constituencies became apparent. The capture of the state and consolidation of control by the provincial elite who formed the core of the Neo-Destour, and the extension of the administration into the furthest reaches of the realm through the "socialist" programs of the 1960s, marked the final extinction of tribal politics. By the end of the 1970s, the state efforts at "moderniza- tion from above" produced a significant industrial sector and promoted class-based politics in the cities. In the rural areas, the government's efforts to guarantee the availability of resources to fuel their industrialization programs and its simultaneous concern to maintain the landed elite from which the governing authorities originated prolonged pa- tronage-based policy and political organization. It was no longer state formation as such but government policy in an established bureaucratic state that was the principal politi - cal influence on the social structure and political organiza- tion of the hinterlands. INDEPENDENCE AND THE CAPTURE OF THE STATE The prospect of independence precipitated a near-civil war in Tunisia; the high stakes involved in the imminent 230 231
  • 41. AFTER INDEPENDENCE capture of the state led to the dissolution of the consensus among the nationalist elite and the development of rivalries among the contenders for power. During World War II and particularly during the late 1940s, when Bourguiba v,ras in exile and the party was under the leadership of Salah Ben Youssef, party membership expanded dramatically. Al- though Bourguiba considered the Sahil petite bourgeoisie the "dorsal spine" of the party, the party leaders endeav- ored to incorporate all sectors of the society into the move- ment, to strengthen their case against continued French rule. Clientelist recruitment, in permitting the vertical in- tegration of numerous segments of society, enabl_ed t~e party to gather into its fold a wide variety of otherwise dis - parate groups, from the peasantry and the working class to the religious authorities and the old bourgeoisie of Tunis. Such a structure also meant, however, that a breakdown in elite consensus would pit the interests of the various con- stituencies against each other. 1 Bourguiba's strength rested in the petit bourgeois land- owners and merchants of the Sahil, and later the labor union (Union Generale des Travailleurs Tunisiens), estab- lished when the French-Tunisian union split after World War II under nationalist pressure. Ben Youssef, by contrast, found support among the religious authorities, the tradi - tional artisans and merchants of Tunis, and the old com- mercial class of his native Djerba. The underlying differ - ences in the interests of these constituencies were obscured by their common desire for independence, a desire well ar - ticulated in the otherwise vague ideology of the party. On the eve of independence, Ben Youssef mounted a
  • 42. challenge to Bourguiba' s control of the party and to his 1 On Ben Youssef and the early years of independence, see Le Tourneau, Evolution politique de l'Afrique du Nord musu/man; Clement Henry Moore, Tunisia Since Independence: The Dynnmics of One-Party Government (Berkeley: University of California Press, 1965); and Elbaki Hermassi, Leaders~ip a~d National Development in North Africa (Berkeley: University of Califorma Press, 1972). STATE CONSOLIDATED IN TUNISIA accession to control of the state. Ben Youssef objected to the autonomy agreements that preceded independence, saying they were too much a compromise. For his efforts he was expelled from the party's Political Bureau. As the French moved to grant the full independence that would remove the presumed raison d'etre of the Youssefist opposition, the battle turned violent. The French, at first refusing to inter- vene, finally sent their police forces against the Youssefists, and Ben Youssef himself fled into exile. It was French mili - tary units that undertook mopping up operations in the south against Ben Youssef's supporters in mid-June, three months after Tunisia became formally independent on March 20, 1956. Neither a simple personal rivalry nor a pure class conflict, this struggle had been a clash of constituencies. The in- creased impersonality and complexity of the state bureau- cracy of the Protectorate had weakened political organiza- tion based solely on personal relationships and had led to the appearance of broad-based groups conscious of their
  • 43. collective interests. The Protectorate's pervasive discrimi - nation and its failure to permit open representation of the various interests of Tunisians, however, had inhibited the deveiopment of organized interest groups and prolonged reliance on individual followings as the principal mecha- nism for aggregating and articulating political demands. Bourguiba and Ben Youssef had different visions of the fu- ture of Tunisia-Ben Youssef was the greater admirer of the Arab nationalists of the Middle East, for example, while Bourguiba preferred the secular liberalism he had known in France-and these reflected the differing interests of their supporters. With Bourguiba's victory his vision and his supporters were also victorious. Although class-based policies and pol- itics were to become increasingly important after independ- ence, particularistic discrimination was not to disappear en- tirely, for the Bourguiba government continued to favor the provincial elite in general and the elite of his home region in 232 233 AFTER INDEPENDENCE the Sahil in particular. Moreover, the government's desire to maintain its provincial power base and to ensure contin- ued access to the surplus production of the agricultural sec- tor even while it encouraged development of other sectors of the economy would discourage formal recognition of competing interest groups at the national level and prolong the role of patronage, particularly in the rural areas. It was its control of an established bureaucratic state that permit- ted the government to pursue such policies in the face of growing organized dissent.
  • 44. The first five years after independence were devoted to consolidating the control of Bourguiba and his followers over the state. Not only were Youssefist sympathizers purged from party positions, but the political and economic . power of the strata that had been Ben Youssef's constitu- encies was undermined. Bourguiba' s supporters moved, for example, to weaken the power of the religious establish- ment and the large absentee landholders of Tunis who had supported Ben Youssef. Within six months of independ- ence, public habus lands had been nationalized, the shari'ah, or religious law, courts integrated into the national French-based judicial system, and the prestigious religious school of Zitouna mosque, where Ben Youssef had an- nounced his break with Bourguiba, placed under control of the Ministry of Instruction. The weakening of the legal status of habus properties not only deprived the religious establishment of its independ- ent financial base but undermined the old upper class, for private habus lands had often been endowed to the benefit of the bourgeoisie of Tunis. Although, unlike the public ha- bus, the private habus were not absorbed into the public do- main, many of their beneficiaries, fearful that they would eventually be confiscated, began selling their properties, a trend that would continue through the 1960s. The dissolu- tion of habus tenure marked the decline of the old Tunis bourgeoisie and the advancement of the provincial elite from which many of Bourguiba's supporters had issued. In STATE CONSOLIDATED IN TUNISIA one northern region, for example, 80 percent of the habus property was bought, usually on concessionary terms, by local landowners. The magnitude of this shift in economic
  • 45. power from Tunis to the regional elite is suggested by the fact that well over a fifth of the total agricultural land in Tunisia was held as habus at independence. 2 Bourguiba simultaneously moved to enhance his control of the political apparatus of the state. Five days after inde- pendence, a National Constituent Assembly was elected, charged with writing the Tunisian Constitution, and Bour- guiba became prime minister. The Assembly electoral law had been designed to favor election of Bourguiba support- ers and it proved effective in doing so: by the summer of 1957, the Assembly had deposed the Bey-suspected of Youssefist sympathies-and named Bourguiba president. He announced on August 1, 1957, "I have become the fa- ther not only of Destourians but of all Tunisians."3 By the time the constitution was promulgated, Bourguiba had the state well in hand, and Hedi Nouira, head of the newly established national Central Bank-and like Bour- guiba, a native of the Sahil town of Monastir-was dele- gated the task of preventing the complete collapse of the economy in the wake of the French withdrawal. About half the non-Muslim population left the country between 1956 and 1960; many colons abandoned their lands, which were taken over by the state, while capital flight reached crisis proportions before a national currency and related controls were established in 1958. Private investment dropped pre- cipitously and agricultural production stagnated. The pub- lic sector, however, expanded dramatically: between 1955 2 Ahmed Kassab, L' evolution de la vie rurale dans les regions de la Moyenne Medjerda et de Beja-Mateur {Tunis: Universite de Tunis, 1979), pp. 538-40; Mohsen Chebili, "Evolution of Land Tenure in Tunisia in Relation to Ag-
  • 46. ricultural Development Programs," in Land Policy in the Near East, ed. Mo- hamed Raid El-Ghonemy (Rome: Food and Agriculture Organization, United Nations, 1967), p. 190. 3 Cited in Moore, Tunisia since Independence, p. 89. 234 235 AFTER INDEPENDENCE and 1960, the number of Muslim public employees rose from twelve thousand to eighty thousand. This expansion reflected both replacement of French civil servants and ef- forts to alleviate unemployment among an urban popula- tion that increased by 700,000 during the second half of the decade; most importantly, it also provided the promised material benefits of independence in the form of employ- ment for party activists. 4 Assertion of state control over military force in Tunisia was complicated by the prolonged Algerian war of inde- pendence. The French had arranged to maintain a military presence in Tunisia as part of the independence agreement, and their intransigence when pressed for new discussions reflected the utility of their installations during the Algerian war. By 1961 French refusal to discuss evacuation of the mil - itary base at Bizerte prompted an attack on the facility, which cost perhaps a thousand Tunisian lives and greatly embarrassed the Tunisian military establishment. Al- though the French eventually agreed to withdraw, it was not before a plot against the Tunisian government was dis- covered in the army. Youssefists and Communists were im-
  • 47. plicated, the Communist Party was banned, making the Neo-Destour the sole party in law as well as fact. 5 The Tu- nisian regime thereafter kept military spending unusually low; conscription laws provided a more than adequate pool of potential draftees for the army-eight thousand troops in 1960, twenty-two thousand in 197&-while high civilian un- employment rates guaranteed adequate volunteers for the eighteen-thousand-member domestic national guard and national security police forces. In part because the civil administration was well-established, the military was not used for political purposes like employment or large-scale domestic intelligence, and civilian control of the state's mo- • For population figures, see Amin, The Maghreb in the Modern World, p. 75. s On the Bizerte incident, see Moore, Tunisia since Independence, pp. 89 et seq. ST ATE CONSOLIDATED IN TUNISIA nopoly of force was ensured by the low allocations to the military. SOCIALISM: THE CONSOLIDATION OF STATE PENETRATION The increasing levels of government intervention in the economy that marked the early years of independence were made a formal element of the Tunisian political scene with the adoption of a development plan in 1961. At the Party Congress in 1964 the new policy was ratified and the party's
  • 48. name changed to the Parti Socialiste Destourien (PSD). Ah- mad Ben Salah, a young party and union activist and op- ponent of Ben Youssef, was given wide responsibility in an economics "superministry" to outline and implement Tu- nisia's development plans. 6 The ten-year perspective for 1962 to 1971, which the plans were to implement, projected an annual growth rate of 6 percent, which would have allowed the attainment of minimum income goals without major redistribution of wealth. Although structural reforms were envisioned in all sectors, they fell largely within the framework of "tunisifi- cation" and increasing state control. Redistribution of agri - cultural property, for example, was limited to nationaliza- tion of the remaining foreign holdings and establishment of farming cooperatives with state participation. Bourguiba explained Tunisian "socialism" in 1964: [After independence] the exploitation of the people by colonization was replaced by another form of exploita- 6 On this period, see Amin, The Maghreb in the Modern World; Hermassi, Leadership and National Development; Moore, Tunisia since Independence; Lars Rudebeck, "Development Pressure and Political Limits: A Tunisian Ex- ample," The Journal of Modern African Studies 8, 2 (1970); and Lilia Ben Salem, "Centralization and Decentralization of Decision Making in an Ex- periment in Agricultural Cooperation in Tunisia," and Ezzeddine Mak- louf, "Political and Technical Factors in Agricultural Collectivization in Tunisia," in Popular Participation in Social Change, ed. June
  • 49. Nash, Jorge Dan- dler, and Nicholas S. Hopkins (Chicago: Ardine, 1976). 236 237 AFTER INDEPENDENCE tion it would be idle to deny.... Old customs, old eco- nomic structures, especially agricultural structures, and archaic modes of production encouraged the circulation of wealth under conditions that were inadmissible to one's reason and revolting to one's conscience.... Injus- tice crept in without anyone realizing that he was still being exploited as he had formerly been by foreign set- tlers.... This brought us to adopt socialism, and we de- cided to solve our problems progressively.7 Under the guise of socialism, the Tunisian state had taken upon itself this dismantling of "archaic modes of produc- tion" that "exploited" people without their knowing it. In fact, Bourguiba envisioned the creation of a modern capi - talist economy. State intervention to that end could conven- iently be portrayed as socialism, and the campaign against the noncapitalist sectors was made all the more attractive to the Tunisian leader by their earlier support for Ben Youssef, a support Bourguiba interpreted as indicating their suscep- tibility to"exploitation." By 1968, it was clear that the projections of the develop- ment plans had been overly optimistic. The annual growth . rate between 1960 and 1967 was 3.3 percent, which, al- though among the highest in Africa, was little more than half the hoped-for figure. Agricultural production, bur- dened by several particularly bad harvests in the late 1960s,
  • 50. had not increased, and the rate of industrial growth, while high, did not compensate for the problems in agriculture. Despite the development of tourism, the balance of pay- ments deficit grew, and the country remained dependent on foreign aid for well over half its needs. The agricultural sector had been viewed as the most promising for development; the planners had hoped to in- crease both production and employment through modern- 7 Habib Bourguiba, "Destourian Socialism and National Unity: Speech of March 1, 1966," in Man, State, and Society in the Contemporary Maghrib, ed. Zartman, p. 145. ST ATE CONSOLIDATED IN TU NI SIA ization of production techniques. Without, however, ex- tending public control to private commercial agriculture, these goals proved contradictory: agricultural moderniza- tion undermined full employment policies and the private sector made no effort to meet the nationally planned pro- duction and employment targets, in spite of the govern- ment-run service cooperatives at their disposal. A decision to extend the state-run production cooperatives throughout the agricultural sector, including the Sahil, led the olive- growing landholders there to object violently: demonstra- tions in January 1969 in a Sahil town led to police interven- tion, and at least one person died in the ensuing riot. The government was faced with a choice. Had rates of production increased as dramatically as forecast in the very optimistic perspective of 1961, the income distribution goals could have been met without challenging the inter- ests of the provincial landowners. Without significant ex-
  • 51. pansion outside agriculture, however, genuine improve- ments in the income level of the poor could not be made at no cost to the well-off. The government had to decide whether to impose by force programs clearly unpopular with Bourguiba's major constituency or to abandon equita- ble income distribution as its highest social and economic priority. By the fall of 1969 the decision was made. Ahmad Ben Sa- lah, architect of Tunisian socialism, was dismissed and the socialist experiment abandoned, as the government re- turned to policies favoring a mixed economy, recognizing the existence of three sectors, public, cooperative, and pri - vate, with emphasis on the last. The "socialist" programs were ended before they weakened the commercial agricul- ture of the provincial supporters of the government, but after a number of other implicit purposes of the interven- tionist policies had been accomplished. The state's admin- istrative penetration of the society and economy had been strengthened through the wide network of service cooper- atives and agricultural extension activities-most of which 239 i' · I 11.··· 1i 238 AFTER INDEPENDENCE were retained when the expansion of the unpopular pro- duction cooperatives was halted-while the continued ru- ral exodus further eroded the noncapitalist, noncommercial
  • 52. agricultural sector and made available a supply of cheap la- bor. As important, however, was the creation of a newly wealthy bourgeoisie prepared to undertake domestic in- vestment. Ben Salah' s policies had favored the growth of a new commercial bourgeoisie in construction, public works, and tourism, and they had accumulated capital during the 1960s while consumer imports were restricted. Not a few of these new entrepreneurs had been provincial landowners, and they had accumulated capital in the agricultural sector, buy- ing habus properties, for example, and increased their pro- ductivity through mechanization. They also diversified their investments beyond commercial agriculture to trans- port, construction, hotel management. Partly _because of the continued significance of patronage, they enioyed easy, often preferential, access to government and private credit. It was they who would profit from economic liberalization, and Bourguiba was to give them their opportunity during the 1970s. 8 ECONOMIC LIBERALISM AND POLITICAL AUTHORITARIANISM By the standards of classical liberalism, the Tunisian state remained heavily involved in the economy throughout the 1970s-the government's share in total capital investment never dropped below 50 percent-but its adoption of the rhetoric, and to some extent the reality, of private enter - prise represented a major shift in state policy. As the state withdrew from its overwhelming involvement in the econ- s Daniel Karnelgarn, "Tunisie--Developpernent d'un capitalisrne de- pendant," Peuples mediterraneens 4 (July-September 1978):
  • 53. 114; see Kassab, L'evolution, and Hafedh Sethom, Les fellahs de la presqu'fle du Cap Bon (Tunis: Universite de Tunis, 1977) for illustrations of such landowners. STATE CONSOLIDATED IN TUNISIA omy, announcing, as the director of the Investment Pro- motion Agency put it, that "the role of the state is to permit the private sector to function," 9 it also began to evince a more explicit capitalist class bias as the urban industrial sec - tor expanded. Bourguiba nonetheless continued to manip- ulate the personal and political followings by which many of the political elite guaranteed their power throughout the 1970s. The initial reaction of that elite to the fall of Ben Salah and to the new policies of economic liberalization was positive, and it was accompanied by hopes of political democratiza- tion: single-party rule was widely thought to be inappro- priate to a liberal economic regime. Bourguiba did not, however, move to give up his considerable powers. By the end of 1971, he appointed the Monastir-born president of the Central Bank, Hedi Nouira, prime minister, and at the Party Congress of 1974 the government opposition to polit- ical liberalization was unmistakable. Bourguiba, who had reached the end of his constitutionally allotted three five- year terms, was elected president for life, a position he had previously declined, and seven signatories of a declaration deploring arbitrary decision-making were expelled from the party, to join a number of former Political Bureau mem- bers who had left the party since the late 1960s. 10 The promotion of the private sector associated with Hedi Nouira's tenure as prime minister produced, at least for the
  • 54. first half of the 1970s, a positive aggregate economic pic- ture. Between 1970 and 1976 Gross Domestic Product grew 9 percent a year, well over double the rate of the 1960s, while the government's share in total new investment in manufacturing dropped to half of the 85 percent it had held in the 1960s. Foreign private investment was encouraged by the very liberal investment codes of 1972 and 1974, and be- 9 Quoted in Kamelgarn, "Tunisie," p. 115. 10 On these developments, see Elisabeth Sterner, "Le lX' Congres du Parti Socialiste Destourien," Maghreb-Machrek 66 (1974). 240 241 https://1960s.10 AFTER INDEPENDENCE tween 1969 and 1974 the country ran its first balance-of-pay- ments surplus, as the trade deficit was offset by services and capital inflow.11 The picture worsened late in the decade-in 1977 growth in GDP dropped by half and unemployment doubled-but even earlier, discontent with the policies of the government was evident, as student and labor groups backed frequent demonstrations and strikes. The government refused to change its position, signaling its attitude in April 1976 when the constitution's call for freedom, order, and justice was revised to place order before freedom. Wildcat strikes by both private and public sector workers protesting the low wages designed to attract foreign invest-
  • 55. ment continued throughout 1977. Outbreaks of violence during a strike in Ksar-Hellal, birthplace of the Neo-Des- tour, precipitated the first intervention of the Tunisian Army to quell civil disturbances. Although the strike had not been sanctioned by the UGTT, the union leader and PSD Political Bureau member Habib Achour supported the workers, and the UGTT became the rallying point for op- position to the regime. In January 1978, as Achour resigned from the party's Political Bureau, the union's National Council issued a statement condemning N ouira' s economic policies as favoring capitalists-Tunisian and foreign-to the detriment of the national interest. The country's first general strike was called for January 26, 1978, to protest the government's arrest of several union militants. The strike turned to rioting as the police, army, and the little-known PSD militia clashed with students and workers: The death toll of what became known as Black Thursday was officially given as forty-seven, although many unofficial sources put it as high as two hundred. Over three hundred people were given sentences of up to six years' imprisonment, and Habib Achour was sentenced to ten years at hard labor. 11 International Monetary Fund, Surveys of African Economies, 1977. ST A TE CONSOLIDATED IN TUNIS IA Prime Minister Nouira remained steadfast in opposing ~aves :award democratic politics. Addressing a group of Journalists only a month after the January strike, he said: "Pluralism for us is just the icing on the cake .... England, the mother of Parliaments, arrived at its own version only ~fter several centuries. Tunisia has had just twenty years of mdef:~ndence, it i~ still a political baby. I am not advocating
  • 56. a political apprenticeship of several centuries, but at least we should have some apprenticeship."12 N ouira' s refusal to permit the political competition that would legitimize the regime's economic liberalism satisfied no one. The widespread support for the union's demand for worker representation in the policy-making councils of the go_vemment illustrated the extent to which capitalist enter- pnse had grown in Tunisia since independence. Although most of the private industrial investment had come from overseas as a consequence of the investment laws of the early 1970s, employment in manufacturing had doubled between 1966 and 1976, and by the end of the decade, in- dustry was to account for over a third of GDP. N ouira' s fail - ure to acknowledge the participation of the working class in the cap_italist ~evelopment of the country suggested a lack ?f confidence m the local bourgeoisie's ability to maintain its own domination. His policy soon began, however, to threaten the interests of that very bourgeoisie as those who did not benefit from the policies of the government-in- ~eed, we:e not represented in its councils-began to ques- tion not srmply the policies but the regime as a whole. 13 . During Nouira's tenure as prime minister, the commer- cial and industrial bourgeoisie born in the 1960s had pros - pered. Indeed many Tunisians remarked on the appear- ance of an indigenous grande bourgeoisie, housed in 12 Quoted in Kathleen Bishtawi, "Glowing Embers: Tunisia at the Cross- roads," The Middle East 42 (April 1978):27. _ 13 Abou Tarek, "Tunisie: La sate11isation," Les temps modernes 375 (1977);
  • 57. Nicholas S. Hopkins, "Tunisia: An Open and Shut Case " Social Problems 28,4 (1981). , 242 243 https://whole.13 https://inflow.11 AFTER INDEPENDENCE ostentatiously expensive villas of the beachfront suburbs of Tunis and profiting from the ,,government's policies of en- couraging foreign investment and private lending from abroad, as well as from its efforts to maintain "labor peace." The benefits of the development of the 1970s fell dispropor - tionately to the already wealthy: the rural-urban income disparities accentuated, and at the end of the decade over 30 percent of the population fell below the poverty line es - tablished by the World Bank. The unemployment rate dur- ing the late 1970s was put at 12 percent, but that did not in- clude the very serious disguised unemployment in the rural areas and among recent migrants to the cities, many of whom eked out livings on the margins of the service sector. It also did not include the 230,000 Tunisians registered as working abroad-a figure which was equal to the total in- dustrial work force at home-nor the thousands of unregis- tered workers abroad, particularly in Libya. Moreover, many of the highly educated students faced dismal job prospects at home, since the expansion of managerial and professional jobs was not proceeding as fast as the educa- tional system was turning out qualified job seekers. 14 The agricultural sector stagnated during the 1970s, as the government policies favored the urban population. The
  • 58. creation of the Caisse Generale de Compensation, which provided government food subsidies, benefited the urban working class to the detriment of the rural poor by artifi - cially depressing the prices of agricultural produce. Agri - cultural credit policies were designed only to prevent fur- ther concentration of landownership-4 percent of the landowners controlled 40 percent of the land-and did not permit small owners to improve their productive capacity materially. The government's interest in extracting re- sources from the agricultural sector to fund industrial ex- 14 See Kamelgarn, "La Tunisie"; Jean Poncet, "Les structures actuelles de !'agriculture tunisienne," Annuaire de L'Afrique du Nord 14 (1975); and Youssef Alouane, L'emigration Maghrebine en France (Tunis: Ceres Produc- tions , 1979). STATE ·co1'150LIDATED IN TUNISIA pansion ensured that the landowning elite maintained its position as it diversified; and it contributed to the perpetu- ation of patronage in the rural areas. Access to the food- stuffs donated by international aid programs among the ru- ral poor was limited, for example, to PSD members, a policy designed to guarantee the party's dominance among those rural dwellers whose larger interests were not served by the government. 15 In part because it perpetuated the organizational struc- tures of patronage in the countryside, the failure of the gov- ernment to respond to the demands of the rural poor pro- duced protest couched not in terms of the economic grievances of a class but in the idiom of social justice char- acteristic of a neglected constituency or an abandoned
  • 59. clientele. The failure of the regime to permit the political participation of the working class represented in the UGTT created an alliance of convenience between the disadvan- taged in the agricultural sector and the disenfranchised workers. As the neglected in Tunisia looked for a political voice, they turned to an Islamic indictment of the govern- ment's integrity and a call for social equity. The Islamic fundamentalist or renewal movement had taken shape in Tunisia in the early 1970s. 16 Although many observers suggested that the government had tacitly en- couraged its activities as a counterweight to left-wing critics of the private enterprise policy, the Muslim revivalists could not long serve the purposes of the new bourgeoisie. They opposed the continued foreign influence in the econ- omy and society, decried the reliance on tourism-the country's major earner of foreign exchange-and objected to the secularization policies associated with Bourguiba since his early battles with Ben Youssef. There was little 15 Khalil Zamiti, "Exploitation du travail paysan en situation de depend- ance et mutation d'un parti de masses en parti de cadres." Les temps mo- dernes, 375 (1977). 16 Souhayr Belhassan, "1:Islam contestataire en Tunisie," Jeune Afrique 949--51, 14--28 March 1979. 244 245 https://1970s.16 https://seekers.14
  • 60. AFTER INDEPENDENCE common ground between the rising bourgeoisie and the renewal movement; once Nouira's opposition to working- class participation in Tunisian politics was abandoned, gov- ernment tolerance of Muslim political activity quickly van- ished as well. In February 1980 Prime Minister Nouira suffered a stroke, and in April Bourguiba replaced him with Muhammad Mzali, a former minister of education and, like his prede- cessor, a native of Bourguiba' s Sahil hometown, Monastir. His cabinet included several of Nouira's liberal opponents, who rejoined the PSD, and his appointment was widely in- terpreted as signaling a relaxation of the political authori - tarianism associated with Nouira. 17 He moved quickly to defuse some of the major sources of discontent: the 1982 budget and the Five-Year Development Plan issued the same year both gave evidence that the government was moderating its promotion of private capital, as direct gov- ernment investment was to increase by 30 percent over the previous year, and a chastened Habib Achour was permit- ted to rejoin the leadership of the UGTT. In contrast to the 1960s, however, the partial reentry of the government into the growth sectors of the econo~y was not accompanied by a return to socialism as a legiti- mating ideology. The capitalist sector of the economy was much stronger, thanks in part to significant foreign involve- ment, and the government neither needed nor wanted to incur its displeasure. Instead, Mzali advocated taking the political risk Nouira had never countenanced, urging that the state's commitment to capitalist development be matched with political democratization.
  • 61. Bourguiba, apparently concerned that the criticisms of the Muslim groups threatened the stability of his regime, acquiesced in the experiment. The National Assembly elec- tions of November 1981 were to be openly contested. The 1? Middle East Economic Digest, 18 December 1981; Abdelaziz Barouhi, "Un nouveau dauphin," Jeune Afrique 1008, 30 April 1980. STATE CONSOLIDATED IN TUNISIA UGTT and the Neo-Destour ran joint lists in a "National Front," and three other groups were permitted to present candidates. The announcement of the elections, made in April 1981, suggested that any group winning over 5 per- cent of the vote would be permitted to form a legal political party. As Bourguiba reportedly remarked before the elec- tion: "I gave them pluralism.... They will not be able to say that they had to wait for the death of that fascist Bour - guiba."18 Even at the outset, pluralism was not for everyone. It was designed to weaken opposition to the government by re- moving one of the major political grievances against the re- gime. Indeed, it apparently permitted the regime to move against its most immediate, and perhaps most dangerous, opponents well before the elections. In May, several lead- ers of the Muslim renewal groups established the Mouve- ment de Tendance Islamique, with an eye to contesting the November elections. In September, after anti-Bourguiba speeches were reportedly given in mosques, the regime cracked down on the fundamentalists: sixty-eight were ar- rested, tried, and convicted of defaming the president, and sentenced to up to twelve years in prison. Even before the Muslim movement was disbanded, there
  • 62. had been no doubt that the National Front coalition would win the overwhelming majority of the Assembly seats. The UGTT, in internal elections widely acknowledged to have been fair, had returned a governing council solidly pro-Des- tour, and most of its local and regional representatives wer e party loyalists. Nonetheless, the campaign was hotly con- tested and the opposition leaders were permitted to give publicity to their views in newspapers and radio and tele- vision appearances. The election itself proved to be a disappointment. The National Front and its independent allies swept the Assem- 1" Quoted in Fran~ois Poli, "L'engrenage democratique," Jeune Afrique 1088, 11 November 1981. 246 247 https://Nouira.17 AFTER INDEPENDENCE bly seats; not a single opposition candidate was elected. The opposition groups alleged widespread irregularities, and Mzali himself acknowledged that there may have been occasional instances of coercion, saying, however, that they had not substantially influenced the outcome. It appeared that elements of the PSD had had second thoughts about the experiment on the eve of the elections and had arranged for no group to receive the 5 percent required to establish a recognized political party. Apart from the small Communist Party, all the individu-
  • 63. als and groups who participated in the elections had begun their political careers as prominent members and factions of the Neo-Destour. The supporters of the deposed and exiled Ahmad Ben Salah ran lists as an offshoot, known as MUP II, of the party he founded in exile, the Mouvement de l'Unite Populaire; the liberals who left the party in the late sixties and early seventies, led by former Defense Minister Ahmed Mestiri, had organized as Social Democrats and they presented lists throughout the country. During Nouira's tenure, the party leadership had attempted to por- tray these movements as defections from the PSD that re- flected only the personal ambitions and followings of dis- appointed power seekers. This claim, that the division within the elite was merely a consequence of personalistic clientelism, was an effort to justify authoritarian policies by discrediting the regime's opponents and suggesting the "political immaturity" of the elite. 19 In fact, the organiza- tion of Tunisian interest groups as factions within the party had been as much a consequence of prolonged single-party rule as its cause. By the 1980s, the government had appar- ently decided that these factions better served its purposes outside the party rather than, as had been the case in the past, to make any effort to reintegrate them into the fold. w Clement Henry Moore, "Clientelist Ideology and Political Change: Fictitious Networks in Egypt and Tunisia," in Patrons and Clients in Medi- terranean Societies, ed. Ernest Gellner and John Waterbury (London: Duck- worth, 1977). STATE CONSOLIDATED IN TUNISIA Although the mixed results of the experiment in democ- racy left a number of issues in Tunisian political life ume-
  • 64. solved, the government appeared to be willing to continue, if hesitantly, the move toward pluralism: it was neither pos- sible nor necessary any longer to equate "all Tunisians" with "all Destourians." As ex-party members, the MUP II and the Social Democrats were, like the party itself, com- mitted to the path of secular modernization-if somewhat less enthusiastic about unbridled private sector capital - ism-and the appearance of pluralism could defuse much of the articulate dissatisfaction with the regime. Most importantly, although the defections had drained the ruling party of many of its urban petit bourgeois and in- tellectual supporters, the elections-and the election irreg- ularitie&-had demonstrated that the PSD remained un- challenged in the rural areas. The party's strength in the counhyside was not due to its explicit policies, which had long before proved to favor the urban sector, but rather to the continued bias in regional development toward the Sahil and to the exclusive access of local party functionaries to state patronage. The electoral strength of the PSD in freely contested elections would rest on its ability to use the advantages of incumbency to maintain control of the coun- tryside. As a consequence, patronage could be expected to remain a primary vehicle for political organization in the ru- ral areas. The capture of the state by an elite linked by common economic interests had led to the creation of a genuine rul - ing class and in turn to the development of articulate class and interest group identities as the industrial sector grew. The links of the ruling class with the rural elite, however, fostered politics of "modernization from above," which took the country quite far in industrialization but inhibited the thoroughgoing reorganization of the agricultural sector and perpetuated patronage-based authoritarian control of the countryside. This was no longer a reflection of the proc-
  • 65. 248 249 https://elite.19 AFTERINDEPENDENCE j I ess of state formation; the establishment, extension, and ra- tionalization of the state apparatus had been effectively ac- complished. Political and social organization reflected instead the policies through which the state elite structured its relations with its allies and opponents in society. CHAPTER TWEL_VE The State Avoided in Libya: From Rentier Monarchy to Distributive Jamahiriyyah Unlike Tunisia, Libya came to independence without a sta- ble state apparatus. The succeeding quarter century dem- onstrated both the social structural consequences of the ab- sence of a stable state bureaucracy and the influence of substantial external revenues in postponing the develop- ment of such an administration. In stark contrast to the Tu- nisian experience, Libya's history of independence wit- nessed little stable political activity on the basis of class or dientelism, despite the country's high level of integration into the world capitalist economy, and exhibited a consis- tent avoidance of bureaucratic state structures. INDEPENDENCE AND THE RE-CREATION