Sawan Kumar has over 7 years of experience working in Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance at Bank of America. He performs KYC and AML reviews for new and existing clients, verifies client details, conducts regulatory checks, and ensures compliance with AML laws and regulations. Sawan aims to work in a challenging business environment where he can continue learning and growing. He holds a PGDM in Finance and Control from the Institute of Management and Information Science and a B.Com from St. Xavier's College.

1. CURRICULUM VIT
Sawan Kumar
D-159, 3rd floor, Gali no-6,
Laxmi Nagar, Near Himgiri Properties,
New Delhi – 110092
E- mail: - sawan.824@gmail.com
Mobile: 09560878534/7838100341
Objective:
To work effectively in a challenging business environment which provides opportunity to learn and grow.
WORK EXPERIENCE
Bank of America – January 2014 - Till Date
Designation – Senior Team Member
Process- Know Your Customer - (KYC)/APAC On-boarding & Refresh
Working for the Client with Due-Diligence Department, like working with Client On-boarding, Securities Operations
manages the ‘Know Your Client’ (KYC) checks for the Bank to meet Anti-Money Laundering requirements with regulatory
guidelines.
 Gathering wide selection of client documentation from internal and external data trusted sources and extract
the key information to meet KYC checks.
 Performing KYC-AML Refresh and Onboarding for Global Market, Global Banking, Global Commercial Banking,
Investment Banking & Correspondent Banking Clients for High, Medium and Standard risk category and includes
verifying every details of the client (Name, Physical & Registered Address, Directors & Ultimate Beneficial
Ownership information )
 Performing Regulatory Checks, on the DirectorsShareholders of the entity using World Check & PRISM
application and notifying Sales about our findings
 Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC,
customer/transaction monitoring.
 Work closely with APAC coordinators and compliance on new developments in AML practices and controls
rolled out by Regulators.
 Improved and implemented customer risk rating criteria with KYC management and procedure for corporate
clients.
 Provide recommendations to enhance overall due diligence process.
 Working on MIFID regulation to categorized clients (Retail, Eligible Counterparty, PROFESSIONAL or EECP) as per
the MIFID requirements.
 Vendor licensed application handled: MINT, Bloomberg Terminal, Bankers Almanac, World Check, Hoovers etc.

2. Notable credits & Rewards
 Recognized with “Gold” award for completing good number of client on-boarding or Periodic Refresh and
received other award “Silver and Bronze” during my tenure.
 Handling all sales conversation on behalf of my team.
 Appreciation from Line of business and sales team to meet stringent deadline and avoiding escalation.
KNOWLEDGE PREVIEW
Mutual Funds Commercial Banking Equity
Insurance (Regulations for Life Insurance) Capital Markets Derivatives
FACTA/AML
ACADEMIC PROJECTS
Organization Edelweiss Financial Advisors Ltd.
Topic Perception of Customer Preference towards Life Insurance and Edelweiss Capital Ltd
Duration 8 Weeks
Brief Description Studied the perception of people towards Life Insurance in the financial market and analyzed
the satisfaction levels of existing policyholders, compared premium rates as well as policy
benefits. Sold Money-back Insurance Plans and was awarded a certificate by the company.
ACADEMIC
PERSONAL Information
Name : Sawan Kumar
Date of Birth : 14th
August, 1988
Permanent Address : C/O: Bhuneshwar Mahto
Sector-8/A, Street-10, Quarterno.-2157
Distt. Bokaro Steel City (Jharkhand)
PIN: 827009
Language : English and Hindi
Interests and Hobbies : Reading novels, listening to music and Internet.
Course Board/University Year of Passing
PGDM (Finance &
Control)
Institute of Management
and Information Science
2013
B.com (Hons.) St. Xavier’s College, Ranchi 2010
Intermediate Central Board of Secondary
Education
2007
Matriculation Central Board of Secondary
Education
2005

3. Strengths : Positive Attitude, Flexible, creative, Coordination and
leadership Qualities
I hereby declare that information furnished above is true to the best of my knowledge.
Dated: Signature
(Sawan Kumar)